IEEE C802.16m-09_1344 Project IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16> Title Principal Singular Vector Calculation for 4xN Channels Date Submitted 2009-07-06 Source(s) Ron Porat, Phil Orlik Voice: E-mail: poratron@yahoo.com; porlik@merl.com Mitsubishi Electric Research Labs Toshiyuki Kuze E-mail : kuze.Toshiyuki@ah.MitsubishiElectric.co.jp Mitsubishi Electric Corporation 5-1-1 Ofuna Kamakura, Kanagawa 2478501, JAPAN *<http://standards.ieee.org/faqs/affiliationFAQ.html> Re: . Abstract This document describes a proposal for 802.16m channel feedback calculation Purpose To be discussed and adopted by 802.16m AWD. Notice Release Patent Policy This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. It represents only the views of the participants listed in the “Source(s)” field above. It is offered as a basis for discussion. It is not binding on the contributor(s), who reserve(s) the right to add, amend or withdraw material contained herein. The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE’s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE’s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that this contribution may be made public by IEEE 802.16. The contributor is familiar with the IEEE-SA Patent Policy and Procedures: <http://standards.ieee.org/guides/bylaws/sect6-7.html#6> and <http://standards.ieee.org/guides/opman/sect6.html#6.3>. Further information is located at <http://standards.ieee.org/board/pat/pat-material.html> and <http://standards.ieee.org/board/pat>. Rank-1 Calculation for 4xN channels Ron Porat Mitsubishi Electric Research Labs 1. Introduction This contribution extends the results of a previous contribution [1] whereby the SVD of a general 2xN channel was shown to have a simple closed form solution. We provide an extension to 4xN channels. The closed form solution is not mathematically optimal but provides 1 IEEE C802.16m-09_1344 practically close to optimal performance. The idea can be used in the same way for larger size channels. A typical usage scenario is for an MS with 4 antennas estimating a joint rank-1 precoder for multi-BS scenario. 2. Rank-1 Calculation The main idea is to concentrate on H H which is of size Nx4 and find the optimal gain and phase combining weights of the two right singular vectors of H1 H (1: 2,:) H and H 2 H (3 : 4,:) H . The optimal solution for the right singular vector of an Nx2 channel was given in [1]. Denote by U1 and U 2 the two right singular vectors of the two Nx2 channels. We would like to solve rU1 rU1 2 2 r , arg max || H H || arg max || [ H H ] || 1 2 1 r 2 e j U 1 r 2 e jU r , r , 2 2 r 2 || H1U1 ||2 (1 r 2 ) || H 2U 2 ||2 2r 1 r 2 Re{e j ( H 2U 2 )* ( H1U1 )} The solution for is straightforward and given by x where x ( H 2U 2 )* ( H1U1 ) || x || The solution for r can now be found by solving arg max f (r ) Ar 2 Br 1 r 2 C where r A || H1U1 || || H 2U 2 || and B 2 | x | . 2 2 Differentiating f ( r ) and equating to zero we can arrive at a quadratic equation in r 2 , the solution of which (skipping a few stages) is r 0.5 A/ 2 A2 B 2 Finally the rank-1 solution to H is given by V rU1 H HU U where . 1 r 2 e jU || H H U || 2 3. Simulation Results The following plot shows the rank-1 SU-MIMO effective channel-norm loss using this formula as compared to the optimal SVD based rank-1 precoding. Uncorrelated flat fading 4x4, 4x8 and 4x12 channels were simulated. 2 IEEE C802.16m-09_1344 It can be seen that the loss assuming perfect channel knowledge is minimal. Effective Channel Norm Relative to Optimum 0 10 4x8 4x12 4x4 -1 10 Pr(Loss>|x|) -2 10 -3 10 -4 10 -5 10 -1 -0.9 -0.8 -0.7 -0.6 -0.5 [dB] -0.4 -0.3 -0.2 -0.1 0 We have also simulated this formula for MU-MIMO using regularized ZF for 4x8 channel in SCM Suburban Macro. The BS was assumed to have 4 closely spaced cross-pols XXXX or two clusters [XX XX] and the MS 2 closely spaced cross-pols ++ (V-H). Other simulation assumptions were 3kmph, 5mS feedback delay and 4PRB band size and perfect channel estimation and feedback. The spectral efficiency loss as compared to perfect SVD based was found to be 0.5% in all SNR ranges Conclusion The closed form formula provides practically close to perfect solution for rank-1 calculation for any 4xN channel. 3 IEEE C802.16m-09_1344 References 1. C802.16m-08/522r1 – “Analog Feedback Complexity Clarification” 4