Impact of Nanotechnology in Alberta TITLE High Performance Lubricants SUMMARY Machines with moving parts are susceptible to the effects of friction. Friction dissipates energy and cause wear, leading to a waste of energy and damage to equipment. In the United States, the costs of friction are estimated at $200B per year. The way to ensure that frictional effects are minimized is through proper lubrication. It was not until the 1960s that the science of tribology evolved into a dedicated field. Tribology is the study of friction, wear, and lubrication of contacting surfaces in relative motion. In trying to understand the consequences, losses in efficiency can be minimized. The estimate in costs savings is proportional to the gross domestic product in that as the economy grows, the potential for savings also grow at the same rate. The implications affect all industrial sectors. The latest innovation in lubricant technology is the incorporation of new chemistries in the field of nanotechnology. Nanolubricants are made of oils that contain spherical nanoparticles that enhance coverage by penetrating into smaller spaces and adhering to the surfaces in contact. The particles in contact can behave like ball bearings, sliding past one another. The benefits of lubrication can be summarized in three categories: operational, economic, and environmental benefits. Reducing friction will improve performance of machinery, and reduce wear. As a result, the frequency of maintenance can be reduced as well as the number or repairs or parts replacement. The economic benefits are that with good lubrication, less fuel is consumed and the life of the machinery extended. Down times are less frequent, cutting losses from lack of productivity. Environmental benefits include improved fuel efficiency and a reduction in emissions and particulate matter. The benefits of lubrications can be further enhanced through nanotechnology. In addition to improved performance characteristics, nanolubricants are commonly made from nontoxic materials that are environmentally friendly. These lubricants will be able to meet the stricter regulations regarding release of lubricants to environment. Maryn International Ltd. Is a Calgary based developer of high performance lubrications, additives, and finished oil. Maryn has an ongoing research program investigating the benefits of nanotechnology to their product lines. They forecast that 25-35% of all industrial and commercial lubricant formulations will have 1 incorporated components of nanotechnology within the next 5 years. The value of effective lubrication is estimated to be 1.0-1.8% of an economy's GDP. This ratio is expected to hold steady through 2020. The Alberta provincial budget is planning to have the GDP grow at a sustainable 3% to $388 billion in 2020. As a result, the provincial wide savings from effective lubrication is estimated to be between $3.88 and 6.98 billion. The contribution made by nanotechnology will have an impact between $0.97 and 2.44 billion in the province in 2020. ORIGINS Whenever moving parts come into contact, there is a force transfer. Any relative motion between interacting surfaces causes wear and friction, creating loss of material and loss of energy. The study of this concept has been largely neglected because of its multidisciplinary nature and evaluation of losses due to friction was largely unknown until a report estimated the loss at one percent of the gross national product.1 A new word was created to describe the study of the interaction between rubbing surfaces: tribology. A tribologic system is made up of four elements: the contacting element, the opposing element, the interface and the environment. The ultimate goal is to minimize the amount of friction so that the harmful consequences are also minimized. Even though the surfaces are polished there will always be irregularities that will cause friction. The interface can be treated as a film that separates the two elements. If the surfaces do not come into contact, the friction is determined by the viscosity of the fluid in the interface. In most cases, the surfaces are in contact, and friction is generated, wasting energy and causing wear. As the wearing process becomes more severe and increase in maintenance, repair and replacement of equipment becomes necessary. In addition, there is a loss of productivity when the machinery is halted during these times. Another important factor is the environment in which the lubricant is to perform. The lubricant must be appropriate to the environment and unfortunately most have an optimal performance over a limited temperature or pressure range that may not encompass that of the entire environment. For example, two lubricants for curved rail tracks in Alberta were needed to ensure the safe passage of trains. One is suitable for the winter and the other for the summer. These lubricants must be removed and replaced between seasons. Engine lubricants are designed to withstand extreme temperatures and pressures during combustion. 1 2 Tribology - Origin and Future, H. Peter Jost., 1990 The goal of tribology is to minimize the friction between moving parts, capturing a savings through efficiency. There is a direct reduction in heat generation and noise production through proper lubrication. In addition, there are many accompanying benefits such as reduced wear, decreasing the frequency of maintenance and prolonging the life of equipment. Annually, the costs of operation and repair account for a third of all power generated globally and up to a quarter of materials used. The energy lost to friction corresponds to three times the energy needed for repair. Traditional lubricants include grease and hydrocarbons and mineral oils. Unfortunately, usage of many of the lubricants can have harmful consequences. For example, the grease used to lubricate curved rail tracks can inadvertently leak into the environment. Furthermore, some lubricants are toxic, and can cause health problems for workers who are exposed. New regulations have been put in place to address these concerns. One case study examined the benefits from replacing the lubricant in a Canadian sawmill2. The original mineral oil based lubricant was effective but caused health problems for workers. A team was formed to create a new biodegradable lubricant. The resultant was a formula with an improved water solubility formula that not only performed better when cut with more water, but also worked as a better coolant. It was better at removing sawdust, and it was possible to use thinner blades which meant there was less loss of timber. There were other benefits not relating to the performance of the lubricant. The workers saw a reduction in respiratory health problems and a reduction of occurrence of skin rashes. The waste sawdust was now nontoxic and could now be incinerated. Finally, there was an increase in productivity due to less frequent saw blade changes. The next innovation of lubrication technology incorporates nanotechnology. The inspiration for nanolubricants is the spherical carbon molecule, the fullerene. Fullerenes are hollow spheres formed by a network of at least 60 carbon atoms. Different researchers have experimented with different nanomaterials. Friction is reduced by multiple mechanism one whereby the nanoparticles behave like ball bearings in the interface between the two surfaces. The small size allows the particles to penetrate into smaller surfaces, creating a more complete coverage. Van der Waals forces ensure that the particles adhere to the surfaces and tribochemical reactions can also occur modifying the metal into a low friction surface. These particles are non reactive so they can be added to existing lubricants. The Real Costs of Lubrication, Dr. Roger Melley Peter and Wissner, P.Eng., April 1997 2 3 Furthermore, these particles are non toxic and are environmentally friendly. Nanotechnology can be the innovation that will allow lubricant products to meet environmental regulations, mitigating costs for the company as stricter regulations regarding release of lubricants to environment can result in fines. DEVELOPMENT Professor Reshef Tenne, head of the Nanomaterials Synthesis Group at the Weizmann Institute of Science in Israel, was a pioneer in the field of nanolubricants. In 1992 he discovered an inorganic nanoparticle that spontaneously forms spherical molecules similar to carbon fullerenes. The commercial arm of this institute, Yeda Research and Development Co. Ltd, licensed the innovation to ApNano Materials in New York, U.S.A. for development of commercial applications in 2002. Apnano developed NanoLub™, the world's first commercial solid lubricant based on nanotechnology. The novel nanoparticles were incorporated into NanoLub™. The nanoparticles can penetrate into smaller surfaces and reduce agglomeration, increasing coverage of the surfaces. They adhere to the surfaces and prevent direct contact. The particles slide over one another like miniature ball bearings. Its ability to coat surfaces more thoroughly frees manufacturers from further costs associated with minimizing wear. Smooth surfaces can be machined with looser tolerances.These saving can be beneficial in reducing the costs of production. NanoLub™ works well on rough surfaces so an extra cost savings can be captured here. NanoLub™ can be used as an additive for oil and greases or as a coating for machine parts. It extends the longevity of the lubricant reducing the necessity for a lubricant change. Its benefits include further reduction of friction, reducing maintenance costs and extending equipment lifetime. Through laboratory tests, Nanolub™ has been proven to be environmentally friendly and non-toxic. Nanotech Lubricants LLC is a competitor that has developed Nano-diamond technology. The approach to reducing friction is the same as with NanoLub™ but with an additional claim that the nano-diamonds polish the internal parts of the engine. Maryn International Ltd is a privately held Calgary Alberta company that develops and sells high/extreme performance lubrication products. Researchers at Maryn are developing products incorporating nanotechnology to improve all of their product lines. The research department at Maryn is headed by Dr. Brett Chandler who is currently working on a borate based nanoparticle project funded in part by Alberta Ingenuity. Maryn is working actively to incorporate nanotechnology in new products and expects first sales in the first quarter of 2011. 4 KEY FEATURES AND BENEFITS The study of tribology can be concentrated into three areas: operational reliability, economic pressures and environmental pressures. The operational benefits include the reduction in power consumption and the reduction of friction. The reduction of friction leads to less wear and less necessary maintenance and a longer life for the machinery. The economic benefits include the cost savings from reduced fuel usage. In addition, the reduction in down time from maintenance and repair reduces to loss of productivity from down time. The environmental benefits of effective lubrication include better fuel efficiency, which translates to a reduction of pollutants released into the environment. Also, the reduced wear will promote the conservation of materials and energy. Bucket wheel reclaimers are gigantic vehicles that are employed in mining operations in the oils sands of northern Alberta. They excavate from 5500 to 6500 tonnes of oil sand each hour. In November 2009, crude was priced at $77 per barrel resulting in a cost of $120,000 for every hour these units spent undergoing maintenance or repair due to lost production alone. Large rotating bearings and bearings in the conveyor pulley shaft in these machines required lubricants that were effective for specific seasons. A summer grease and winter grease were needed to perform during these two vastly different environments. There was a failure rate of one bearing per bucket wheel reclaimer per year and conveyor pulley shaft bearings had a service life of one year. To mitigate these costs, a team was established to design a single lubricant that would be a suitable replacement. The properties of this lubricant had to have an effective temperature range that covers the -40 to 40 C temperature range of the Alberta climate. A semi-synthetic lubricant was developed, but at double the cost of the previously used greases. Despite the higher price, there was a cost savings due to the improved life span of the bearings and a drastic drop in down time over the next three years. Large bearings needed no replacement over the next three years. The conveyor pulley shaft bearings needed 49 replacements in the year prior to the new lubricant, needed only eight on average the next three years. In each of those years, there were approximately 5000 less hours of down time. In a related field study, it has been shown that additives can be added to an existing lubricant to dramatically improve performance. A dragline drag drum 5 gearbox was tested for performance improvements after the introduction of an extreme pressure/ anti-wear additive. The study on the gearbox revealed a 6% reduction of temperature as well as a 2% drop in noise after one hour of operation. Curved sections of railroads require lubrication to ensure proper train movement. The conventional grease used was not biodegradable and leaks into the environment. In Canada 600,000 kg of rail curve grease is released into the environment each year. This product will take over 100 years to completely biodegrade, leading to an accumulation of 60 million kg per century. The development of a biodegradable lubricant not only met environmental needs but attained better performance. The amount of wear was reduced 15%, extending the life of the rail from 22.23 to 26.15 months. The annual savings from rail replacement alone is $20,420 per kilometer. This does not include savings from operating costs, such as rail and wheel wear, fuel, down time, maintenance or clean up costs. The benefits of lubrication can be further improved by introducing nanotechnology. Nanoparticles can penetrate into smaller spaces and adhere to surfaces, forming a more complete coverage of the interface. The innovation can be made into additives that can increase the longevity of the carrier lubricants. Nanotechnology enhanced lubricants are often made from non toxic and environmentally friendly materials. The benefits derived from this include the reduction of health problems of workers who would otherwise be exposed to hazardous products. There is also a benefit in preventing environmental accidents. The release of 400 liters of oil into a river in Western Canada cost $80000 to clean up. It is difficult to measure the costs savings of the associated environmental disaster. Although the environmental impact of nanolubricants is still undergoing research, nanolubricants have the benefit of being nontoxic and nonreactive. INDUSTRY STRUCTURE Maryn International Ltd in Calgary, Alberta is the leading developer and manufacturer of high performance industrial additives and biodegradable finishing fluids. Maryn has expanded into an international organization with sales agents in the US, China, Thailand, the Philippines, New Zealand, Australia, the UK, France and Turkey. The target markets for Maryn are the agriculture, transportation and mining industries. Maryn has developed nanotechnology enhanced products that are not currently in the market. They expect to see the first sales in the first quarter of 2011. ApNano Materials, from New York, produces NanoLub, a solid lubricant based on inorganic nanoparticles. ApNano sells the world's first commercial solid lubricant based on its novel inorganic nanoparticles. Their target markets are 6 industries require maintenance free operations, clean manufacturing environments, heavy loads, extreme environments, stringent requirements, military applications and composite films. Those industries include aerospace and space agencies, to semiconductor fabrication labs among many others. Nanotech Lubricants Inc. in Wheeling, Illinois claims to be the only true nanolubricant company in the United States. Their technology uses patented nanodiamonds which can be an additive to existing lubricants. The Russian space agency has been a customer for nano-diamond as a lubricant that could withstand the extreme conditions in outer space. DRIVERS The benefits of lubrication are most beneficial to industries in agriculture, transportation, and mining. These industries are machinery intensive, requiring proper lubrication for ideal operating conditions. Lubrication mitigates friction which leads to unnecessary energy consumption, and wear. The reduction of friction will directly improve fuel economy, reducing fuel costs. Furthermore, the rate of wear will also decrease, reducing the frequency of maintenance and repair, extending the life of the machinery. The addition of nanotechnology can further improve these benefits. Nanolubricants can be added to existing lubricants and provide better lubrication and extend the longevity of the lubricant. Many nanolubricants have also been shown to be non toxic and environmentally friendly so there are added benefits in that exposure to these particles does not lead to health problems for workers or that release into the environment will not be disastrous. Lastly, these non-toxic improvements will allow the lubricant to comply with stricter environmental regulations. ALBERTA COMMERCIAL IMPACT Proper lubrication reduces friction between surfaces in relative motion. Friction dissipates energy and causes wear. In machines, it is beneficial to reduce friction the improve energy efficiency, decreasing fuel consumption. Furthermore, reduction of wear can result in fewer repairs and replacement, thus extending the life of the machine. Friction cannot be completely eliminated, but there is continuous research to develop better lubricants. The introduction of nanotechnology is a breakthrough that has improved the performance of existing lubricant technology. The benefits of lubrication are far reaching. The average motorist can benefit from the use of improved lubricants. Lubricants that are further improved with nanotechnology have the potential to eliminate one oil change per year in an average truck. Even down to the individual motorist, the benefits of improved lubrication can be enjoyed. 7 The Jost Report on Tribology calculated that the benefits of good lubrication alone are 1.0 to 1.8 % of the GDP. This value represents the direct and indirect loss to industries. This report conducted a study of all industries in the United Kingdom in 1966 but a study by the National Research Council for Canada in 1980 yielded a similar value. It is reasonable to assume that Alberta’s benefit will also be 1.0 to 1.8% of provincial GDP. This value is likely to remain steady into the future since the increase in the level of manufacturing will be offset by improvements in lubrication technology. Alberta's GDP in 2008 was $291.7 billion. This translates to a savings of $2.92 billion to $5.25 billion. The economy contracted by 3.4% in 2009 and is expected to grow by 2.4% in 2010. The Alberta government is planning a sustainable growth rate of 3% per year. Extending this rate to 2020, the Alberta GDP will be $388 billion. The value of benefit that lubrication will bring to the province will be somewhere between $3.88 and 6.98 billion. The benefits of nanotechnology are most evident in specialized lubricants that focus on extreme pressure, anti-wear or performance. Experts at Maryn forecast the penetration of nanotechnology into the lubricant industry will be 25-35% giving a value of $0.97 to 2.44 billion for the province in 2020. This value may be much higher if the costs of manufacture become less prohibitive for common usage. TOXICOLOGY Many nanotechnology based lubricants have been tested to be virtually non toxic and environmentally friendly. However, this may not be the case for the carrier lubricant. INTELLECTUAL PROPERTY ApNano Materials has a patent for making NanoLub™. It has an exclusive license to use inorganic fullerene nanoparticles from the Yeda Research and Development Co. Ltd. The nanoparticle itself is undergoing patent approval process. Nanotech Lubricants Inc. holds two patents on their nano-diamond technology. NanoLube™ was developed from patented technology and their non detonation diamond is undergoing patent approval process. 8