Registry Protocol A Registry for Patients with Hereditary Thrombotic Thrombocytopenic Purpura (TTP) (Upshaw-Schulman Syndrome) 10 February 2009 Dr. Johanna A. Kremer Hovinga, MD Prof. Bernhard Lämmle, MD Hemostasis Research Laboratory Division of Hematology & Central Hematology Laboratory Inselspital University of Bern CH - 3010 Bern, Switzerland TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Table of Contents Principal Physicians of the Registry........................................................................................... 3 Signature Page for Authors ........................................................................................................ 4 List of Abbreviations .................................................................................................................. 5 Protocol Overview...................................................................................................................... 6 1. Introduction ......................................................................................................................... 8 1.1. Background .................................................................................................................. 8 1.2. Hereditary TTP (Upshaw-Schulman syndrome) ......................................................... 9 1.3. Rationale .................................................................................................................... 10 2. Registry Objectives ........................................................................................................... 10 3. Registry Design ................................................................................................................. 11 3.1. Registry Questionnaires ............................................................................................. 11 3.2. Laboratory Investigations .......................................................................................... 11 3.3. Registry Medications ................................................................................................. 11 4. Registry Population ........................................................................................................... 12 4.1. Inclusion Criteria ....................................................................................................... 12 4.2. Exclusion Criteria ...................................................................................................... 13 4.3. Patient Withdrawal .................................................................................................... 13 5. Registry Procedures .......................................................................................................... 13 5.1. Registry Overview ..................................................................................................... 13 5.2. Enrollment Visit ........................................................................................................ 14 5.3. Acute Bout Visits....................................................................................................... 15 5.4. Follow-up Visits ........................................................................................................ 15 5.5. Laboratory Investigations .......................................................................................... 15 5.6. Additional Laboratory Investigations ........................................................................ 16 6. Data Collection and Data Management ............................................................................ 17 7. Data Quality Assurance .................................................................................................... 18 8. Data Analysis .................................................................................................................... 18 9. Ethical Considerations ...................................................................................................... 19 9.1. Ethical Review ........................................................................................................... 19 9.2. Consideration of Patient and their Relative Inconveniences ..................................... 19 10. Safety Considerations .................................................................................................... 20 11. Registry Management ................................................................................................... 20 12. Publications and Use of Information ............................................................................. 20 13. References ..................................................................................................................... 21 Confidential and Proprietary Page 2 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Principal Physicians of the Registry Johanna A. Kremer Hovinga, MD Hemostasis Research Laboratory Division of Hematology & Central Hematology Laboratory Inselspital University of Bern CH - 3010 Bern Switzerland Phone: +41 31 632 90 22 Fax : +41 31 632 18 82 e-mail: johanna.kremer@insel.ch ................................................................................................... Bernhard Lämmle, MD Hemostasis Research Laboratory Division of Hematology & Central Hematology Laboratory Inselspital University of Bern CH - 3010 Bern Switzerland ................................................................................................. Confidential and Proprietary Page 3 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Signature Page for Authors Position Name Principal Physician Johanna A. Kremer Hovinga, MD …………….. …………….. Signature Date Position Name Principal Physician Bernhard Lämmle, MD …………….. …………….. Signature Date Confidential and Proprietary Page 4 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 List of Abbreviations The following is a list of the most commonly used abbreviations; others are expanded at first use. Abbreviation Definition ADAMTS13 CRF A Disintegrin-like and Metalloprotease with Thrombospondin Type 1 Motif, 13 Case report form DCF EC EDC FDA ICB Data Clarification Form Ethics Committee Electronic data capture Food and Drug Administration International Coordination Board ICH IRB TTP USS VWF International Conference on Harmonisation Institutional Review Board Thrombotic Thrombocytopenic Purpura Upshaw-Schulman syndrome von Willebrand factor Confidential and Proprietary Page 5 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Protocol Overview Full Title of the Registry: A Registry for Hereditary Thrombotic Thrombocytopenic Purpura (TTP) (Upshaw-Schulman Syndrome, USS). Background/Rationale: TTP is a rare disorder with an annual incidence of 3.7-4.5 cases per 106 individuals. TTP, which can be hereditary or acquired, is characterized by thrombocytopenia due to microvascular platelet clumping, microangiopathic hemolytic anemia, often accompanied by organ dysfunctions such as neurological abnormalities, renal insufficiency, and fever. Currently, the clinical symptoms and laboratory values on which treatment regimens for hereditary TTP can be based are unclear. There is also very little known on side effects of long standing plasma substitution, the only treatment for hereditary TTP today. The registry will gather information from patients with hereditary TTP in order to establish recommendations for the treatment and management of the disorder. Primary objective: To collect as much information as possible on the clinical presentation, disease course, disease-modifying factors, and treatment modalities of patients suffering from hereditary TTP. Secondary objective: To document potential adversary effects of (long-term) plasma treatment in patients with hereditary TTP. Registry Design: The TTP Registry is designed to collect both retrospective and prospective clinical, molecular, and observational data on patients with confirmed or suspected hereditary TTP. Additionally, the registry will collect data from family members of the registry TTP patients. The registry will enroll as many confirmed or suspected hereditary TTP patients and their family members as possible; there is no cap on enrollment. The registry enrollment and follow-up periods are open-ended. The endpoints for patients with confirmed or suspected hereditary TTP and family members are death or withdrawal of consent. Registry Population: Patients with either confirmed or with suspected hereditary TTP and their family members will be eligible for inclusion. Data Collection: Data from TTP patients will be collected at an enrollment visit and at follow-up visits scheduled for at least once per year. Data from the family members in the study will be collected only at study enrollment (i.e. no longitudinal follow-up). Data will be collected either on paper CRFs, which will be sent to study center in Bern and from there to the Clinical Trials Unit (CTU), Inselspital, Bern University Hospital, CH-3010 Bern, Switzerland or by Electronic data capture (EDC). The CTU is responsible for data entry into the registry database, Data Analysis: Summary descriptive statistics including univariate and bivariate analyses will be performed for patients with a confirmed hereditary TTP only to describe demographic, clinical, and laboratory parameters. Confidential and Proprietary Page 6 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Ethical and Regulatory Considerations: Central or local Research Ethics Committee or Institutional Review Board approval of registry documents will be obtained, per requirements at each site. The registry will be conducted in compliance with the International Conference on Harmonisation (ICH) GCP guidelines (May 9, 1997); the Declaration of Helsinki, as amended in South Africa (1996); and any applicable local regulatory requirements. Confidential and Proprietary Page 7 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 1. Introduction 1.1. Background TTP is a rare disorder with an annual incidence of 3.7-4.5 cases per 106 individuals.1,2 TTP is characterized by thrombocytopenia due to micro-vascular platelet clumping, microangiopathic hemolytic anemia, often accompanied by organ dysfunctions such as neurological abnormalities, renal insufficiency, and fever. In 1924, Moschcowitz first described TTP in a 16-year-old girl who died within a fortnight after abrupt onset of petechiae, anemia, microhematuria, fever, and coma.3 Acute TTP remained an almost universally fatal disorder until the 1970s when the empirical introduction of plasma therapy dramatically improved survival from <10% to about 80-90%.4,5 During the last decade, remarkable advances in understanding the pathogenesis of TTP have been achieved. The condition is often associated with a severe deficiency of the von Willebrand factor-cleaving protease (<5% of normal plasma), now denoted as ADAMTS13. Deficiency of ADAMTS13 prevents normal processing of unusually large von Willebrand factor (VWF) multimers, which are synthesized and secreted into the circulation by endothelial cells. It is assumed that these unusually large VWF multimers are responsible for the formation of platelet thrombi in the microvasculature, the pathophysiologic hallmark of acute TTP. Today two forms of classical TTP are distinguished. The acquired form is caused by circulating autoantibodies, mainly IgG, inhibiting ADAMTS13 activity.6-8 In the majority of patients with this form, a normalization of ADAMTS13 activity as well as disappearance of the inhibiting antibodies is observed upon remission. In contrast, hereditary TTP (also known as Upshaw-Schulman Syndrome, USS) is the result of severe constitutional deficiency of ADAMTS13 due to compound heterozygous or homozygous mutations in the ADAMTS13 gene. Figure 1: Protein domain structure of ADAMTS13 The ADAMTS13 gene is located on chromosome 9q34, spans ~37kb and contains 29 exons. The primary translation product consists of 1427 amino acid residues and is composed of a signal peptide (S) and a propeptide (P), followed by the motifs defining the ADAMTS family: a reprolysine-like metalloprotease domain, a disintegrin-like domain, a thrombospondin type 1 (TSP1) repeat, a characteristic cysteine-rich domain, a spacer domain followed by an unique combination of seven TSP1 repeats, and two CUB domains (Figure 1).9 Confidential and Proprietary Page 8 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 1.2. Hereditary TTP (Upshaw-Schulman syndrome) The discovery of two brothers with chronic relapsing TTP, the linkage of their disease to the complete deficiency of ADAMTS13 activity at the Hemostasis Research Laboratory, Inselspital, Bern, Switzerland, and the subsequent identification of the underlying ADAMTS13 mutations prompted many clinicians to refer plasma and whole blood samples of similar cases to the Hemostasis Research Laboratory.10,11 Today, the laboratory has identified 63 patients from 53 families in 18 countries with a severe constitutional ADAMTS13 deficiency. More than 100 different mutations, which are distributed throughout the whole ADAMTS13 gene and thus not restricted to a specific protein domain, have been reported or identified in patients diagnose in Bern. Analysis of patient histories revealed a striking age-dependent clustering of the first TTP attack. Half of the patients suffered from a first acute bout of TTP between their first day of life and the age of ~5 years (early onset), while the other half remained asymptomatic into early adulthood and suffered from a first acute TTP episode at the age of 20 - 40 years (late onset). Six female patients from four families who had their first attack during a first pregnancy were identified. Regardless of the age at disease onset, once affected individuals had developed a first bout of TTP, they usually had a chronic relapsing course.12 So far, no correlation between genotype and phenotype (i.e., disease severity, organ tropism, and age at disease onset) is evident. However, in many of the families with two or more affected siblings, the age of initial disease presentation was comparable. Apparently, additional, hitherto unidentified disease-modifying genetic or environmental triggering factors may be needed to result in clinically apparent disease. Hereditary TTP (OMIM #274150) is considered an extremely rare disorder, but observations suggest that the prevalence of the disorder may have been greatly underestimated.13,14 Several siblings of patients diagnosed in our laboratory had died without an established diagnosis, a substantial proportion had been misdiagnosed as Evans’ syndrome or ITP resulting in idle immunosuppressive treatment, and in others diagnosis was greatly delayed and made only after irreversible organ damage had occurred, such as ischemic neurological deficits or permanent renal insufficiency, or even postmortem.15 The principal physicians are regularly contacted by clinicians treating patients with hereditary TTP requesting recommendations concerning treatment strategies to prevent relapses. Generally, patients with hereditary TTP respond dramatically to simple FFP infusion10,12,16-20 and can be maintained for many years in good health by regular FFP infusion every 2-3 weeks.12,19,20 From the observations in the first two brothers with chronic relapsing TTP as a consequence of complete ADAMTS13 deficiency, we tend to recommend regular plasma infusion, as the index-patient experienced a number of ischemic strokes and TIAs resulting in mental alteration and dementia before diagnosis of hereditary TTP. Regular plasma infusion was not possible due to his mental state. His brother, who is on regular plasma infusion every 3 weeks, is doing well. However, probably not all patients need regular plasma infusions, as they present with rather mild courses only requiring plasma treatment in special situations (i.e., pregnancy). Confidential and Proprietary Page 9 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 1.3. Rationale At present, the clinical symptoms and laboratory values on which to base treatment regimens for hereditary TTP are poorly understood. Furthermore, increasing awareness of hereditary TTP, results in rising numbers of patients in need of treatment and/or prophylaxis. However, currently very little is known on side effects of long standing plasma substitution. Alloimmunization, with the formation of antibodies acting as inhibitors of treatment, are well known in other congenital coagulation factor deficiencies (e.g. hemophilia A), but so far no case of treated hereditary TTP with subsequent antibody formation has been reported. The hereditary TTP registry will provide information on the clinical course of the disease in as many patients as possible and therefore help to provide recommendations on the necessity, modalities, and risks of prophylactic plasma therapy in patients with hereditary TTP. Furthermore, the objective is to gain detailed insight into triggers of acute bouts of TTP and to identify additional risk factors. The information gathered will be made available on the website of our institution and help clinicians who treat such patients. Certainly, broad communication concerning hereditary TTP will make this often unrecognized but treatable condition known to more clinicians, especially pediatricians, thereby preventing delayed diagnosis and fatal courses in patients or their siblings. 2. Registry Objectives The ultimate goal of the registry is to develop evidence-based recommendations for treatment and surveillance of patients suffering from hereditary TTP and to provide a platform for the debate and exchange of experiences between clinicians treating patients diagnosed with hereditary TTP. The registry will also seek to address difficult questions such as care during pregnancies and management of terminal renal insufficiency. In pursuit of this goal, the primary objective of this registry is to collect as much information as possible on the clinical presentation, disease course, disease-modifying factors, and treatment modalities used in patients suffering from hereditary TTP. The secondary objective of the registry is to document potential adversary effects of longterm plasma treatment in patients with hereditary TTP. Confidential and Proprietary Page 10 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 3. Registry Design The TTP Registry is designed to collect both retrospective and prospective clinical, molecular, and observational data on patients with confirmed or suspected hereditary TTP. Additionally, the registry will collect data from family members of the registry TTP patients. The registry will prospectively enroll as many confirmed and suspected hereditary TTP patients as possible with no cap on enrollment. The registry enrollment and follow-up periods are open-ended. Patient participation is anticipated to extend until death, withdrawal of consent, loss to follow-up, or close out of the registry. 3.1. Registry Questionnaires Confirmed or suspected hereditary TTP Patients: At enrollment, physicians will work with patients with either confirmed or with suspected hereditary TTP to complete a questionnaire documenting their clinical history. For each post-enrollment acute bout of TTP, the physician will complete a follow-up questionnaire. A follow-up visit will be scheduled for at least once every 12 months, at which time the physician will complete the follow-up form. Family Members: Family members of relevance to the purpose of the registry are parents, children, and siblings of patients. At enrollment family members of patients with hereditary TTP will complete a questionnaire documenting their demographics, relation to the TTP patient, and clinical characteristics. No follow-up encounters will be scheduled with the family members. 3.2. Laboratory Investigations Confirmed or suspected hereditary TTP Patients: At registry enrollment, blood samples will be taken and several laboratory investigations will be done including genetic testing to confirm the diagnosis. At each post-enrollment acute bout of TTP and at every follow-up visit, blood samples will be taken and several laboratory investigations will be done. Results of the laboratory investigations will be added to the registry. Family Members: At enrollment, blood samples will be taken from family members for the same laboratory investigations as for TTP patients, including relevant genetic testing. Results of the laboratory investigations will be added to the Registry. No follow-up blood samples will be taken. 3.3. Registry Medications The Hereditary TTP Registry does not provide or require any treatments. Any treatments provided will be determined by the treating physician. Confidential and Proprietary Page 11 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 4. Registry Population Clinicians who have referred suitable patients for diagnostic purposes to the Hemostasis Research Laboratory, University of Bern, will be contacted and invited to include their patients. In addition, corresponding authors of several research publications on hereditary TTP will be invited to enroll their patients into the registry.13,14,17-19,21-33 The registry will include TTP patients in, but not limited to, Europe, Japan and Northern America. The registry will enroll as many confirmed or suspected hereditary TTP patients as possible. Because the disease is extremely rare, the expected patient population is small. Parents, children and siblings of participating TTP patients will also be invited for enrollment. 4.1. Inclusion Criteria All patients with a confirmed diagnosis of hereditary TTP (Upshaw-Schulman syndrome, USS) or with suspected hereditary TTP are eligible for the registry. Patients, or their appropriate proxy if pediatric, must provide informed consent to participate. Retrospective de-identified data will be sought for patients with a confirmed or suspected case of hereditary TTP who have been seen by participating physicians in the past but are not expected to return to the practice, including those who are deceased. The registry will collect data on both confirmed and suspected cases of hereditary TTP, but only confirmed cases will be included in the analyses. The confirmation of a diagnosis of hereditary TTP depends on the concurrent presence of: 1.) A suitable patient and family history. 2.) A severe ADAMTS13 deficiency (<5% of the normal) in the absence of an ADAMTS13 inhibitor, documented at two different time points at an interval of more than 14 days. 3.) Identified homozygous or compound heterozygous ADAMTS13 gene mutations. 4.) An additional optional criterion is a plasma infusion trial with a documented ADAMTS13 recovery and half-life time compatible with results in the literature in the absence of an ADAMTS13 inhibitor (recovery of all infused ADAMTS13 and ADAMTS13 plasma half-life time of 2-4 days). A patient full-filling criterion 1, 2 and 4 with no or only one ADAMTS13 mutations identified are eligible but are coded as suspected hereditary TTP patient. Therefore, ADAMTS13 activity and antigen as well as a molecular analysis of the ADAMTS13 gene have to be performed to confirm a diagnosis of hereditary TTP. Family members of patients with confirmed or suspected hereditary TTP will be included if possible. Confidential and Proprietary Page 12 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 4.2. Exclusion Criteria There are no exclusion criteria. 4.3. Patient Withdrawal Patients may withdraw from the registry at any time at their own, or their proxy’s, request. If the patient withdraws from the registry, no further assessments will be taken and no additional data will be collected. The registry may retain and continue to use any data collected before such withdrawal of consent. 5. Registry Procedures 5.1. Registry Overview Figure 2: Flow chart of registry procedures Registry Population Registry Population Patients with a diagnosis of hereditary TTP or patients with suspected hereditary TTP Family members of patients with a diagnosis of hereditary TTP or of patients with suspected hereditary TTP Enrollment Enrollment Completion of enrollment questionnaire Collection of blood samples Collection of additional laboratory data (if available) Completion of enrollment questionnaire Collection of blood samples Routine and molecular analyses to confirm ADAMTS13 status (local/central/other approved lab) Collection of additional laboratory data (if available) Routine and molecular analyses of ADAMTS13 to confirm diagnosis (local/central/other approved lab) Patients with confirmed hereditary TTP Patients with suspected, hereditary TTP Acute bout / Follow-up Completion of questionnaire Collection of blood samples Laboratory investigations (local/central/other approved lab) Collection of additional laboratory data (if available) Data entry into registry database Analyses will focus, but not limited to, on patients with confirmed hereditary TTP Confidential and Proprietary Page 13 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Table 1: Assessment schedule for patients with confirmed or suspected hereditary TTP Assessments Enrollment Form Blood sample collection Enrollment Laboratory Investigations Acute bout Form Acute bout Laboratory Investigations Follow-Up Form Follow-Up Laboratory Investigations Additional Laboratory Investigations (if available) Enrollment Acute bout Follow-up X X X X X X X X X X X X Table 2: Assessment schedule for family members of patients with confirmed or suspected hereditary TTP Assessments Enrollment Form Blood sample collection Enrollment Laboratory Investigations Acute bout Form Acute bout Laboratory Investigations Follow-Up Form Follow-Up Laboratory Investigations Additional Laboratory Investigations (if available) 5.2. Enrollment Follow-up X X X X - Enrollment Visit Patients with confirmed or suspected hereditary TTP: At enrollment, physicians will complete the enrollment form detailing the patient’s name, date of birth, gender, family history, disease course, pregnancies, and acute episodes, including clinical presentation, lab results, and treatments. The following laboratory investigations will be performed at the enrollment: ADAMTS13 activity; ADAMTS13 antigen (ELISA, SDS-PAGE) ADAMTS13 Inhibitor ADAMTS13 genetic analysis VWF ristocetin cofactor activity; VWF antigen Blood group Additional laboratory investigations may be performed at the discretion of the responsible physician Confidential and Proprietary Page 14 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Family members: At enrollment, physicians will complete the enrollment form detailing the individual the name, date of birth, gender, relation to the TTP patient, and additional clinical data. The following laboratory investigations will be performed at the enrollment: 5.3. ADAMTS13 activity; ADAMTS13 antigen (ELISA, SDS-PAGE) ADAMTS13 Inhibitor ADAMTS13 genetic analysis VWF ristocetin cofactor activity; VWF antigen Acute Bout Visits Only for patients with confirmed or suspected hereditary TTP: For each post-enrollment acute bout of TTP, the physician will complete a follow-up form. The laboratory investigations listed below will be performed: 5.4. ADAMTS13 activity; ADAMTS13 antigen (ELISA, SDS-PAGE) ADAMTS13 Inhibitor Follow-up Visits Only for patients with confirmed or suspected hereditary TTP: In the absence of acute TTP bouts post-enrollment, follow-up visits are scheduled at least once per year. At the follow-up visit, the physician will complete the follow-up questionnaire to gather data on the physical exam, treatments, and laboratory results. The laboratory investigations listed below will be performed: 5.5. ADAMTS13 activity; ADAMTS13 antigen (ELISA, SDS-PAGE) ADAMTS13 Inhibitor Laboratory Investigations For all of these investigations except for blood group, five (children aged 0-7 years) to 10ml of citrated venous blood and 2 ml of EDTA venous blood will be withdrawn from the patients and family members at the appropriate visits. As per instructions by the principal physicians and the International Coordination Board (ICB), EDTA whole blood, citrated plasma, and serum (“blood samples”) could be shipped frozen to the principal physicians in Bern (“Central laboratory”) or other specialized laboratories approved by the principal physicians and ICB ("other approved laboratories") for laboratory investigations relevant to the diagnosis of hereditary TTP, including, but not limited to genetic testing, ADAMTS13 activity and antigen determination, ADAMTS13 inhibitor screening; and measurement of VWF:RCo and VWF:Ag. Results of the laboratory investigations will be added to the registry. Confidential and Proprietary Page 15 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 After analysis the blood samples will be stored for an undetermined time period, possibly for several years, at the site’s laboratory, the Central laboratory or other approved laboratories. Samples will be stored at –70°C for possible investigation of new, hitherto unknown factors involved in the pathogenesis of hereditary TTP. 5.6. Additional Laboratory Investigations The laboratory tests listed below are not required for the registry, but the registry will collect data on these tests when they are performed. The decision to perform these tests will be made by the treating physician. The tests will be performed locally and not at the Central laboratory or other approved laboratories. Hemoglobin Reticulocytes Platelet count Peripheral blood smear (e.g. Schistocytes) Aspartate aminotransferase (AST/SGOT) Alanine aminotranseferase (ALT /SGPT) Bilirubin Creatinine Blood urea nitrogen (BUN) Lactate dehydrogenase (LDH) Hydroxybuterate dehydrogenase (HBDH) Haptoglobin HCV, HBV, HIV status Confidential and Proprietary Page 16 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 6. Data Collection and Data Management Data collection will be accomplished by the physicians by either data capture through paper case reports forms (CRFs) or by EDC. CRFs will be posted online so physicians can download and print them or physicians will have access to EDC for data entry. A data management manual will be provided as part of the initial registry materials along with the CRF-EDC completion guidelines. Physicians should follow the CRF-EDC completion guidelines when filling out the paper CRFs or EDC. Paper CRF: If physicians complete CRFs, completed CRFs will be sent to the principal physicians in Bern. The principal physicians send the CRF pages with the exception of the front CRF page containing the patient or family member name (see below “Prevention of enrollment of duplicates”) to the Clinical Trials Unit (CTU), Inselspital, Bern University Hospital, CH-3010 Bern, Switzerland. CTU will be responsible for data entry and data management activities for the registry. CTU will enter the paper CRFs into a secure internetbased EDC system. All of the data on the CRF will be entered into the system except for the patient or family member name. CTU will issue data clarification forms (DCFs) to physicians to resolve any questions or data issues. EDC: If physicians enter data directly into the secure internet-based EDC system using their assigned account with a CTU-assigned username and password, all of the data will be entered into the system except for the patient or family member name. Correct data entry has to be confirmed by the physician by electronic signature. The CTU will issue data clarification forms to physicians to resolve any questions or data issues. Physicians will also complete the front page of the paper CRF in addition and send it to the principal physicians (see below “Prevention of enrollment of duplicates”). Once the data are entered into the database, physicians will be able to access their account with a CTU-assigned username and password. Physicians will be able to view data from their patients and their family members only online, access reports of patient characteristics, and participate in discussion forums. Prevention of enrollment of duplicates: The principal physicians will cross-check new patients and family members against existing patients and family members using the individual’s name which is collected on the CRF front page. If a duplicate patient or family member is suspected, the principal physicians will contact the treating physician and CTU for further clarification. In addition, CTU will cross-check new patients and family members against existing patients and family members using the individual’s date of birth, gender, and blood group. If a duplicate individual is suspected, CTU will contact the principal physicians for further investigations to determine if the patient or family member is a duplicate. Duplicate patients and family members will not be entered into the database or, in case duplicate enrollment is confirmed only after data entry, removed from the database. Confidential and Proprietary Page 17 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 Storage of documents: All CRFs, DCFs and original informed consent forms will be maintained at the participating physician’s site for an undetermined time period, possibly for several years, but for at least five years after registry closure. CRF’s will be maintained at the study center in Bern, in a secure location to protect patient privacy, for an undetermined time period, possibly for several years, but for at least five years after registry closure. CTU will also retain CRFs and DCFs for an undetermined time period, possibly for several years, but for at least five years after registry closure in a secure location to protect patient privacy. 7. Data Quality Assurance The registry database, including data from the TTP patients and their relatives, will be housed at CTU in a physically and logically secure computer system maintained by CTU in accordance with a written security policy. The system meets approved established standards for the security of health information and is validated. The system also meets the standards of the International Committee on Harmonisation (ICH) guideline E6R1 regarding electronic registry data handling and is available for audit upon request. Patient confidentiality will be strictly maintained. CTU maintains high data quality standards and utilizes processes and procedures to repeatedly ensure that the data are as clean and accurate as possible when presented for analysis. Data quality is enhanced through a series of programmed data quality checks that automatically detect and prevent the entry out-of-range or anomalous data. 8. Data Analysis Summary descriptive statistics including univariate and bivariate analyses will be performed for patients with confirmed hereditary TTP only to describe demographic, clinical, and laboratory parameters. Statistical analyses will be performed by the principal physicians. CTU will provide data to the principal physicians in SAS format for analysis. Confidential and Proprietary Page 18 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 9. Ethical Considerations 9.1. Ethical Review The registry will be conducted in accordance the International Conference on Harmonization (ICH) GCP guidelines (May 9, 1997); the Declaration of Helsinki, as amended in South Africa (1996); and any applicable local regulatory requirements. Before the start of the registry and prior to the enrollment of patients into the registry at every participating site, documents submitted to the appropriate Institutional Review Board/Independent Ethnics Committee for review and approval must include, but are not limited to: Current version of registry protocol approved by the principal physicians Case report forms Patient information forms Informed consent Site principal physician’s current curriculum vitae Informed consent must take place prior to the initiation of the registry data collection. An informed consent will be obtained (signed and dated) from each patient (or his/her legally acceptable representative) and each participating family member (or his/her legally acceptable representative) in accordance with local regulatory and legal requirements. The completed informed consent form must be retained by the physician as part of registry records. Prior to initiation of this registry, the Kantonale Ethikkommission (KEK) Bern, Switzerland, as the responsible local ethics committee at the study center in Bern has approved the registry protocol, the questionnaires, the patient information forms and informed consent forms. Reapproval of the protocol and informed consent will be necessary if the principal physicians amend the protocol or informed consent at any time during the course of the registry. Amendments to the protocol may only be made by the principal physicians. 9.2. Consideration of Patient and their Relative Inconveniences The main inconvenience to the patient in context of this registry is the venipunctures at enrollment and during follow-up visits for blood sample withdrawal. Since surveillance of patients with hereditary TTP generally requires regular monitoring of laboratory parameters such as hemoglobin, platelet count, and creatinine, no additional venipuncture is necessary in the majority of patients. In addition, physicians may complete a more thorough medical and family history of the patient in order to complete the questionnaires. Family members of TTP patients will be investigated at one single point in time and therefore will experience only one venipuncture at study enrollment. Confidential and Proprietary Page 19 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 10. Safety Considerations There is no administration of any medication as part of this registry. All medication usage is solely at the discretion of the physicians in accordance with their usual patient care. Should a patient experience a serious, unexpected adverse event resulting from one of his/her medications, the reporting should follow the customary procedures for reporting adverse events to the appropriate regulatory authority and a copy of the report should be sent to the principal physicians’ attention. 11. Registry Management The registry will be overseen by the principal physicians, Drs. Kremer Hovinga and Lämmle, Hemostasis Research Laboratory, Division of Hematology & Central Hematology Laboratory, Inselspital, University of Bern, CH - 3010 Bern, Switzerland, who are the owners of the data. The principal physicians will be responsible for the administration and quality assurance of the registry. All contracts with sites will be addressed by the University of Bern, including each participating physician’s right to access data from the registry. CTU will be responsible for management of the database, data entry, and data management activities. In addition, CTU will provide training and ongoing support to physicians. Clinical guidance for the registry will be provided by the ICB, which will be chaired by Drs. Lämmle and Kremer Hovinga. The members of the ICB will be specified on the registry website. Members will have full access to the registry data. Funding of the registry is provided by third party funds (Swiss National Research Foundation; Mach-Gaensslen Foundation, Switzerland). Additional funding for the registry is obtained from Baxter BioScience through a research grant. 12. Publications and Use of Information The principal physicians will publish the insights gained and the results of this registry on the registry website to make this information available for treating clinicians as well as patients and their family members. Confidential and Proprietary Page 20 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 13. References 1. Török TJ, Holman RC, Chorba TL. Increasing mortality from thrombotic thrombocytopenic purpura in the United States-analysis of national mortality data, 1968-1991. Am J Hematol. 1995;50:84-90 2. Terrell DR, Williams LA, Vesely SK, Lämmle B, Kremer Hovinga JA, George JN. The incidence of thrombotic thrombocytopenic purpura-hemolytic uremic syndrome: all patients, idiopathic patients, and patients with severe ADAMTS-13 deficiency. J Thromb Haemost. 2005;3:1432-1436 3. Moschcowitz E. Hyaline thrombosis of the terminal arterioles and capillaries: a hitherto undescribed disease. Proc N Y Pathol Soc. 1924;24:21-24 4. Amorosi EL, Ultmann JE. Thrombotic thrombocytopenic purpura: report of 16 cases and review of the literature. Medicine (Baltimore). 1966;45:139-159 5. Rock GA, Shumak KH, Buskard NA, et al. Comparison of plasma exchange with plasma infusion in the treatment of thrombotic thrombocytopenic purpura. Canadian Apheresis Study Group. N Engl J Med. 1991;325:393-397 6. Furlan M, Robles R, Solenthaler M, Lämmle B. Acquired deficiency of von Willebrand factorcleaving protease in a patient with thrombotic thrombocytopenic purpura. Blood. 1998;91:2839-2846 7. Furlan M, Robles R, Galbusera M, et al. 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Br J Haematol. 2003;120:821-824 12. Furlan M, Lämmle B. Aetiology and pathogenesis of thrombotic thrombocytopenic purpura and haemolytic uraemic syndrome: the role of von Willebrand factor-cleaving protease. Best Pract Res Clin Haematol. 2001;14:437-454 13. Schneppenheim R, Budde U, Oyen F, et al. Von Willebrand factor cleaving protease and ADAMTS13 mutations in childhood TTP. Blood. 2003;101:1845-1850 14. Schneppenheim R, Kremer Hovinga JA, Becker T, et al. A common origin of the 4143insA ADAMTS13 mutation. Thromb Haemost. 2006;96:3-6 15. Studt JD, Kremer Hovinga JA, Antoine G, et al. Fatal congenital thrombotic thrombocytopenic purpura with apparent ADAMTS13 inhibitor: in vitro inhibition of ADAMTS13 activity by hemoglobin. Blood. 2005;105:542-544 16. Upshaw JD. Congenital deficiency of a factor in normal plasma that reverses microangiopathic hemolysis and thrombocytopenia. N Engl J Med. 1978;298:1350-1352 17. Allford SL, Harrison P, Lawrie AS, Liesner R, MacKie IJ, Machin SJ. Von Willebrand factorcleaving protease activity in congenital thrombotic thrombocytopenic purpura. Br J Haematol. 2000;111:1215-1222 18. Kinoshita S, Yoshioka A, Park YD, et al. Upshaw-Schulman syndrome revisited: a concept of congenital thrombotic thrombocytopenic purpura. Int J Hematol. 2001;74:101-108 19. Barbot J, Costa E, Guerra M, et al. Ten years of prophylactic treatment with fresh-frozen plasma in a child with chronic relapsing thrombotic thrombocytopenic purpura as a result of a congenital deficiency of von Willebrand factor-cleaving protease. Br J Haematol. 2001;113:649-651 20. Studt JD, Kremer Hovinga JA, Alberio L, Bianchi V, Lämmle B. Von Willebrand factor-cleaving protease (ADAMTS-13) activity in thrombotic microangiopathies: diagnostic experience 2001/2002 of a single research laboratory. Swiss Med Wkly. 2003;133:325-332 21. Levy GG, Nichols WC, Lian EC, et al. Mutations in a member of the ADAMTS gene family cause thrombotic thrombocytopenic purpura. Nature. 2001;413:488-494 Confidential and Proprietary Page 21 of 22 TTP Registry Protocol, Inselspital Bern, Switzerland, 2009-02-10 22. Kokame K, Matsumoto M, Soejima K, et al. Mutations and common polymorphisms in ADAMTS13 gene responsible for von Willebrand factor-cleaving protease activity. Proc Natl Acad Sci U S A. 2002;99:11902-11907 23. Assink K, Schiphorst R, Allford S, et al. Mutation analysis and clinical implications of von Willebrand factor-cleaving protease deficiency. Kidney Int. 2003;63:1995-1999 24. Uchida T, Wada H, Mizutani M, et al. Identification of novel mutations in ADAMTS13 in an adult patient with congenital thrombotic thrombocytopenic purpura. Blood. 2004;104:2081-2083 25. Matsumoto M, Kokame K, Soejima K, et al. Molecular characterization of ADAMTS13 gene mutations in Japanese patients with Upshaw-Schulman syndrome. Blood. 2004;103:1305-1310 26. Pimanda JE, Maekawa A, Wind T, Paxton J, Chesterman CN, Hogg PJ. Congenital thrombotic thrombocytopenic purpura in association with a mutation in the second CUB domain of ADAMTS13. Blood. 2004;103:627-629 27. Veyradier A, Lavergne JM, Ribba AS, et al. Ten candidate ADAMTS13 mutations in six French families with congenital thrombotic thrombocytopenic purpura (Upshaw-Schulman syndrome). J Thromb Haemost. 2004;2:424-429 28. Licht C, Stapenhorst L, Simon T, Budde U, Schneppenheim R, Hoppe B. Two novel ADAMTS13 gene mutations in thrombotic thrombocytopenic purpura/hemolytic-uremic syndrome (TTP/HUS). Kidney Int. 2004;66:955-958 29. Hrachovinova I, Rittich S, Salaj P, et al. Hereditary form of thrombotic thrombocytopenic purpura. Cas Lek Cesk. 2006;145:390-392 30. Donadelli R, Banterla F, Galbusera M, et al. In-vitro and in-vivo consequences of mutations in the von Willebrand factor cleaving protease ADAMTS13 in thrombotic thrombocytopenic purpura. Thromb Haemost. 2006;96:454-464 31. Tao Z, Anthony K, Peng Y, et al. Novel ADAMTS-13 mutations in an adult with delayed onset thrombotic thrombocytopenic purpura. J Thromb Haemost. 2006;4:1931-1935 32. Manea M, Kristoffersson A, Tsai HM, et al. ADAMTS13 phenotype in plasma from normal individuals and patients with thrombotic thrombocytopenic purpura. Eur J Pediatr. 2007;166:249-257 33. Kokame K, Aoyama Y, Matsumoto M, Fujimura Y, Miyata T. Inherited and de novo mutations of ADAMTS13 in a patient with Upshaw-Schulman syndrome. J Thromb Haemost. 2008;6:213-215 Confidential and Proprietary Page 22 of 22