Rethinking Remoteness: A Simple and Objective Approach ZHAO YUEJEN Adjunct Senior Research Fellow Institute of Advanced Studies Charles Darwin University GUTHRIDGE STEVEN Adjunct Principal Research Fellow Institute of Advanced Studies Charles Darwin University Postal Address: Health Gains Planning, 4th Floor, AANT Centre DHCS, PO Box 40596 Casuarina NT 0811 Email address: yuejen.zhao@nt.gov.au 1 Rethinking Remoteness: A Simple and Objective Approach Abstract This paper re-examines the characteristics and assumptions of current remoteness/accessibility classifications in Australia and proposes a simple and easily understandable alternative measure for remoteness. In this study, remoteness is redefined simply as “the average distance between two nearest people within an appropriate spatial unit where population distribution is assumed to be homogenous”. By definition, the most straightforward remoteness and incapacity index (RII) would be remoteness times a measure of the incapacity for social and commercial interaction, where remoteness is gauged by the square root of the area divided by the population, and incapacity is measured by the reciprocal of population. Australian Bureau of Statistics Statistical Local Area (SLA) level population data and digital boundaries have been utilised for assessment of this index. The utility of the RII is demonstrated with two examples of activity measures for general practitioner services and businesses. At the State/Territory level, RIIs are negatively related to both general practitioner services per person (Pearson correlation coefficient r=-0.873), and the number of businesses per person (r=0.546). The correlation can be further enhanced by normalising the distributions of the remoteness scores with a simple logarithmic function. The strong correlations confirm that remoteness has a substantial inverse impact on daily activities. Greater distance means longer time and higher costs for travelling, 2 diseconomy of scale, and higher personnel costs. The RII provides an alternative measure of remoteness that is both intuitive and statistically straightforward, and at an SLA level, closely coincides with the commonly used but complex Accessibility/ Remoteness Index of Australia Plus (ARIA+). Significantly the RII is free of the service specific and policy sensitive adjustments justified by “accessibility” that have been introduced into existing measures. Key words: Remoteness, Population Density, Geographical Classifications, ARIA, ASGC, Accessibility. Acronyms ABS Australian Bureau of Statistics ACT Australian Capital Territory ARIA Accessibility /Remoteness Index of Australia ARIA+ Accessibility/ Remoteness Index of Australia Plus ASGC Australian Standard Geographical Classification CD Collection Districts GISCA National Centre for Social Applications of Geographic Information Systems GP General practitioner MDD Mean distance deviation NSW New South Wales NT Northern Territory 3 QLD Queensland RDR Relative dispersion ratio RII Remoteness and incapacity index RRMA Rural, Remote and Metropolitan Areas classification SA South Australia SARIA State based ARIA SLA Statistical Local Area TAS Tasmania VIC Victoria WA Western Australia Introduction This paper re-examines the assumptions and characteristics of current remoteness/accessibility classifications in Australia and proposes a simple and easily understandable alternative measure for remoteness. It is critical that agencies that operate in rural and remote areas have a transparent and objective remoteness measure to inform equitable resource management and service delivery. In the early 1970s, Holmes (1973) applied a range of key geographical measures developed overseas (Bachi, 1962; Neft, 1966) to investigate population dispersion for Australian States. Subsequently, Faulkner and French (1983) developed a remoteness index by measuring the distances from 702 grid squares of Australia to the closest urban centres and transforming the distances 4 to scores of a standardised normal distribution. In 1987, Holmes (1988) defined remoteness by using area divided by population (in km2 per person) and found it was highly correlated with the Faulkner and French index, but with an algorithm that was significantly simpler. In a later development (Department of Primary Industries and Department of Human Services and Health, 1994), the Rural, Remote and Metropolitan Areas classification (RRMA) was released as a remoteness classification based on 1991 Census and Statistical Local Area (SLA) boundaries. The RRMA classification introduced the additional concept of “accessibility” by the measurement of distance from an SLA to the nearest centre in each of three zones - metropolitan, rural and remote. In the same year, Griffith (1994) developed a detailed methodology for quantifying accessibility to a particular service or a defined group of services by combining population, economic resources and a composite element of distance, time and cost. In 1999, the National Centre for Social Applications of Geographic Information Systems (GISCA) completed a commission by the Australian Department of Health and Aged Care to develop a new classification system, the Accessibility /Remoteness Index of Australia (ARIA)(Dunne et al, 1999). The ARIA approach had four steps: first, define four categories of service centres based on subjective thresholds of population size; second, measure the road distances from any particular point to the nearest four centres; third, divide the distance by the mean and truncate the maximum score at 3; and finally, aggregate the scores to a single index with a maximum value of 12. This approach results in 5 five categories of regions: highly accessible, accessible, moderately accessible, remote and very remote (Department of Health and Aged Care, 2001). Since then the classification has been further modified for specific purposes, for example ARIA+ and State based ARIA (SARIA). ARIA+ adopted five categories of service centres and therefore used a spread of scores 1-15, whereas SARIA maintained the ARIA+ algorithm except that it measured road distance from each populated locality to the nearest service centre in the same State/Territory (GISCA, 2004). The Australian Bureau of Statistics (ABS) has adopted ARIA+ as a remoteness classification (ABS, 2003). For ARIA, remoteness has been defined in terms of distance of a location from service or population centres (Department of Health and Aged Care, 2001). Importantly the definition does not consider the distances between individuals or between service centres. In this study, “remoteness” is redefined simply as “the average distance in space between two nearest people within an appropriate spatial unit where population distribution is assumed to be homogenous”. This measurement directly reflects the ease with which people can interact. The greater the average distance between people, the more remote is the area, the fewer the opportunities for social interaction and the less opportunities for both supply and demand. This definition for remoteness consists of only two elements, distance in space and number of persons. Remoteness is a characteristic of geographic localities in relation to their human inhabitants. Apart from distance, the ability to travel and interact is also clearly reliant on 6 infrastructure, such as roads, public transport and communication, but these factors are themselves a direct consequence of population size. Accessibility is a concept closely related to remoteness, but is deliberately excluded in the proposed measure for “ remoteness”. The reason is that once accessibility is incorporated into a remoteness measure, the measure is no longer simple and more importantly cannot be consistently generalised. Accessibility is highly influenced by “availability” and can only be defined in relation to a specific service. Without a clear definition of type of service, accessibility is unquantifiable (Griffith, 1994; 2002). In distinguishing service access models from geographic models, Griffith (2007) has recently defined the separate elements for both types of classification. Method Analogous to Holmes (1988), this study proposes a microgeographic approach to population density as a measure for remoteness. By definition, the most straightforward remoteness and incapacity index (RII) would be remoteness times incapacity, where remoteness is gauged by the square root of area divided by population, and incapacity is measured by the reciprocal of population in thousands. Thus, RII=a1/2p-3/2 (1) where a=area and p=population with a>0, p>0 and RII> 0, ranging from least remote (close to 0) to most remote (much greater than 0).The use of the square root transforms area to distance, with area assumed to be square. The 7 RII represents the average distance that people have to travel over the capacity for interaction when, for example, a service provider delivers a service to a client. The RII is directly proportional to per capita average travelling distance for the area and inversely proportional to the size of the resident population. The population distribution is assumed to be homogeneous within the area of interest. The RII is a different concept from Holmes’ measure of dispersion (Holmes, 1973), which measures the mean distance deviation (MDD) of the population from the median centre (intersection of the population middle values along the orthogonal axes) or mean centre. A related measure, the relative dispersion ratio (RDR), is the standard distance deviations for the population and the area, and is used to offset the affects of area size and population density. Holmes applied dispersion to describe population concentration. For example, the United Kingdom (RDR=0.86) was reported as more dispersed and less concentrated than Australia (0.72) (Holmes, 1973). This result highlights the difference between dispersion and remoteness and do not indicate that the United Kingdom is more remote than Australia. Optimally, a remoteness measure would be: transparent and simple to calculate; easy to aggregate and disaggregate to cover all levels of spatial units; scientifically plausible; continuous, informative and comprehensive. The measure also needs to be based on a minimum of assumptions and be free of subjective manipulation. 8 Simplicity: This approach simply uses the average distance in kilometres per person as the basis to quantify remoteness adjusted by incapacity. It can be applied using a range of data sources, including publicly available ABS population and area data for SLA or census Collection Districts (CD). There are no difficulties in calculating RII and comparing it with other areas. The algorithm is transparent and easy to understand. Aggregation: RII can be easily aggregated to a higher spatial or administrative unit without the need for weighting, and disaggregated to a lower spatial unit without losing comparability with neighbouring areas. Continuity: RII is a continuous geographical measure for remoteness. It can be applied to any level of geography, including geocoded localities. By defining a centroid with appropriately sized area (for example, 1010 km2) as an information capturing grid cell and scanning the whole of Australia, every locality has an RII value. For convenience, this study calculates the RII values using the existing Australian Standard Geographical Classification (ASGC) digital boundaries (CDs, SLAs and State/Territory), and ABS SLA level population data (ABS, 2002). (Insert Table 1 here) 9 Results The RII values for each Australian State and Territory are presented in Table 1. The Northern Territory (NT) is the most remote with an RII value of 13.057, followed by Tasmania (TAS), Western Australia (WA) and South Australia (SA). The Australian Capital Territory (ACT) outweighs Queensland (QLD), because of the small population and less capacity. New South Wales (NSW) and Victoria (VIC) are the least remote States with RII values less than 0.1. MDD and RDR are also presented using 2001 census data updates for comparison in Table 1. NT is ranked first by MDD and second by RDR in terms of dispersion, while the MDD and RDR are inconsistent in determining the least dispersed State/ Territory. Figure 1 shows the RII values mapped by SLA. The application of RII can be simplified by categorising the scores into six broad conventional regions: urban (0<RII <0.002), suburban (0.002≤RII <0.008), regional (0.008≤RII <0.05), rural (0.05≤RII <0.5), remote (0.5≤RII <2), and very remote (RII ≥2). The population proportions for these categories, calculated at an SLA level are presented for each State and Territory in Table 2. (Insert Figure 1 here) Figure 1 Remoteness and incapacity index defined regions mapped by Statistical Local Areas (ASGC 2001) (Insert Table 2 here) 10 The utility of the RII was tested in two contrasting examples by Pearson correlation between RII and activity. For the first example, general practitioner (GP) annual per capita services data by State/Territory between 2000-01 and 2005-06 was obtained from Medicare Australia’s online database (Medicare Australia, 2007). It was shown that the annual per capita GP services and RII were negatively correlated (Pearson correlation coefficient r=–0.873). This indicates the more remote and less capacity, the more difficult it is for residents to utilise Commonwealth funded primary care medical services. Model diagnostics showed the NT was both outlying and influential. To increase the robustness of the model, the logarithm of RII was used. Consequently, the correlation coefficient has increased substantially (r=-0.908). The calculation for this example highlighted the wide variation of scores and that an adjusted index with a normalised distribution could be estimated in the form of k+log(a1/2p-3/2), where k can be estimated by solving the following equation with a known travelling cost relativity C: k max log( a1/2 p 3/2 ) C . k min log( a1/2 p 3/2 ) (2) This equation can be rewritten as k max log(a1/2 p 3/2 ) C min log(a1/2 p 3/2 ) . C 1 (3) At the State/Territory level, using the distance ratio in a1/2p-1/2 between the most and least remote State/Territory as a surrogate measure for the cost relativity, it 11 follows that C=12 in rounded terms, and then k=1.58. The resulting cost adjusted RII values are listed in the last column of Table 1. For the second validating example, we utilised data on the number of businesses per person (ABS, 2001). Pearson correlation and regression were again used for analysing the relation between remoteness and business activity. It was found that the cost adjusted RII and the number of businesses per person was moderately related (r=-0.546). Again it is indicative that the more remote the area, the lower the business activity. (Insert Figure 2 here) Figure 2 Correlation between RII and ARIA+ scores by Statistical Local Areas, Australia, 2001 The RII is also consistent with existing but more complex measures. The ARIA+ scores by SLA were obtained from the GISCA website (GISCA, 2007) and merged with the RII data. At the SLA level, it is estimated that C=138 and k=4.00. A set of cost adjusted RII values were derived and a scatter diagram was plotted to study the relationship between ARIA+ and the adjusted RII values (Figure 2). It revealed that at the SLA level, adjusted RII and ARIA+ were closely correlated (r=0.700), after excluding those SLAs for which ARIA+ scores are ‘null’. If SLAs with a population less than 100 are excluded, r increases to 0.747. If SLAs with a population less than 500 are excluded, r increases only marginally to 0.749. The analysis also highlighted that ARIA+ scores were artificially concentrated around 0 and 3. Further scrutiny of Figure 2 12 suggested that RII outlying localities were likely new/outskirt rural suburbs or national parks with small population and relatively large area (eg. Willawong ARIA+ 0:RII 3.8, Pialligo and Yarra Ranges (B) 0.1:4.3, and Majura 0.2:4.4), but ARIA+ outlying localities were more likely remote mining or Indigenous townships with relatively large population and small geographical area (eg. Nhulunbuy 12:2.1, Torres 15:2.6, Weipa 12:2.5 and Tennant Creek 12.1:2.6). (Insert Table 3 here) Discussion The impacts of greater distance on service delivery need to be carefully considered. Greater distance means longer time and higher costs for travelling, diseconomy of scale and resulting inefficiency, and higher personnel costs. The distance restricts opportunities for interaction. Comparing Table 2 with existing classifications in Table 3, the RII results are broadly consistent with SARIA. The algorithm of RII is however simpler, more transparent and is derived from readily available information. An appropriate approach to solving remote area accessibility issues should be to first recognise geographically remote areas, and then tackle access barriers within those areas. The new approach separates the measurement of remoteness as a continuous variable measured in terms of human inhabitants from the complexities of estimating accessibility. Accessibility cannot be measured solely by road distances. Different people in the same location can experience different degrees of service accessibility 13 according to factors such as their income, personal mobility, attitudes, language and the services they perceive as more important. The new method is an unambiguous geographic and population approach to measuring remoteness, whereas ARIA, ARIA+ and SARIA methods attempt a mixed model for both remoteness and accessibility. The ARIA systems are policy driven as articulated by Dunne et al (1999), and those policy-driven assumptions distort the classification. The ARIA scores have a subjective maximum cut-off value and as result the true remoteness of a large number of CDs in Northern and Central Australia are arbitrarily understated. Without justification, SARIA treats Darwin and Hobart as having the same capacity to deliver services as Sydney and Melbourne. SARIA relies on arbitrary judgements when choosing service centres for a specific locality. The complicated algorithms in the current existing classifications are open to misjudgement and manipulation. The service centre approach deals with islands by applying distinct weightings based on distance. By contrast, the RII is a self-referenced classification and estimates remoteness for islands and the continent in a consistent manner without the need for adjustments. Unlike existing classifications, the RII approach minimises the use of arbitrary judgements and assumptions. The ARIA scores have been ‘standardised’ and “distances” converted to scores. When choosing or changing over to a different set of service centres, the existing classifications produce totally different and discrete remoteness scores. 14 The RII measures can be easily aggregated to a higher areal unit or separated to lower areal units. It does not involve weightings to combine or disaggregate. In consonance with ARIA, RII allows remoteness to be calculated for any level of geography including towns, postcodes, SLAs, CDs, grid cells and userdefined areas. The RII measures are continuous. ARIA does not need to have population at the location for which remoteness value is derived, while RII must be based on an appropriately sized area, and the population in this area must be greater than zero. Comparison of RII with MDD and RDR demonstrated RII appeared more plausible than MDD and RDR. According to Holmes (1973), neither MDD nor RDR fully took population density into consideration. Two major factors limit the precision of our findings. Firstly, aggregated areal data have been used for correlation analysis, which may have overstated the true connection between remoteness and activities at an individual level (Openshaw, 1982). Openshaw analysed a subset of census data (from the United Kingdom and Italy) and demonstrated that an areal aggregate correlation of 0.8-1.0 corresponded to a much weaker individual correlation of 0.4-1.0. Openshaw also acknowledged that without accessing individual unit records, it was difficult to determine individual correlation. If geocoded de-identified unit records are available, multilevel models (Hox, 1995) may be useful to analyse the hierarchically structured data. Secondly, the RII was developed on SLA based geographical and population data, and incapable of differentiating 15 smaller spatial units within SLA in this study. SLAs were the smallest spatial units defined by ABS on the administrative areas of local governments for data collection, dissemination at intercensal times and aggregation to a larger spatial unit (ABS, 2007). With introduction of Mesh Blocks (ABS, 2003), future analytic areal units will become smaller and more homogenous in population distribution. Using the new geographic information technology to define appropriately sized grid cells (approximately 1010 km2), the map of Australia can be scanned and the RII values for every dot point on the map can be estimated and compared. However, when the population density is extremely low (for example population is less than 100 for an SLA), the RII values tend to be dominated by the size of the area. In this case, the area needs to be merged with the neighbouring area or the size of the areas needs to be standardised. When the total population is high and the area is large, the RII values tend to be dominated by the incapacity component. In this case, the area could be split to smaller areal units, provided the necessary information is available. The RII classification appears to have many benefits over existing classifications and its utility justifies consideration. Acknowledgements The authors acknowledge the constructive comments provided by Dr Dennis Griffith and Dr Hock Seng Lee on earlier versions of this manuscript. We would like to thank our reviewers for their insights. References 16 ABS, 2001: Small Business in Australia. Cat. No. 1321.0, Canberra. ABS, 2002: Regional Population Growth, Australia. Electronic Delivery. Cat. No. 3218.0.55.001, Canberra. ABS, 2003: ASGC Remoteness Classification: Purpose and Use. Census Paper 03/01, Canberra. ABS, 2003: Mesh Blocks Australia. Information Paper. Cat. No.1209.0, Canberra. ABS, 2007: Australian Standard Geographical Classification (ASGC). Cat. No. 1216.0, Canberra. Bachi, R., 1962: Standard distance measures and related methods for spatial analysis. Papers: Regional Science Association 10, 83-132. Commonwealth Grants Commission, 1999: Report on General Revenue Grant Relativities, Attachment H. Commonwealth Grants Commission, 2004: Report on State Revenue Sharing Relativities Working Papers – Dispersion. Department of Health and Aged Care, 2001: Measuring Remoteness: Accessibility/Remoteness Index of Australia (ARIA). Occasional Paper New Series, Number 14, Canberra. Department of Primary Industries and Department of Human Services and Health, 1994: Rural, Remote and Metropolitan Areas Classification. 1991 Census Edition, AGPS, Canberra. Dunne, L., Bamford, E. and Taylor, D., 1999: Quantifying Remoteness - A GIS Approach. Presented at the 11th Annual Colloquium of the Spatial Information Research Centre, New Zealand. 17 Faulkner, H.W. and French, S., 1983: Geographic Remoteness: Conceptual and Measurement Problems. Bureau of Transport Economics, Reference Paper No 54. GISCA, 2004: State ARIA Report on the Development of a State Based Accessibility/Remoteness Index for the Commonwealth Grants Commission. Final Report. The National Centre for Social Applications of GIS, The University of Adelaide. GISCA, 2007: ARIA+ Accessibility Indices. Retrieved 01 June, 2007 from http://www.gisca.adelaide.edu.au/web_aria/aria/aria.html. 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Environment and Planning A 16, 17-32. 19 Table 1 Remoteness and incapacity index (RII) by State/Territory, 2005 Population (persons) Area (km2) RII NSW 6 575 217 801 349 VIC 4 804 726 QLD Dispersion Cost Adjusted RII 0.052 MDD 119.3 RDR 0.316 227 594 0.044 59.3 0.444 0.22 3 628 946 1 734 157 0.182 273.6 0.393 0.84 WA 1 901 159 2 532 423 0.590 134.9 0.176 1.30 SA 1 511 728 985 341 0.529 59.9 0.109 1.35 TAS 471 795 67 914 0.793 99.8 0.950 1.48 ACT 319 317 2 349 0.266 9.6 0.446 1.00 NT 197 768 1 352 158 13.057 369.1 0.659 2.69 0.30 Note: MDD=mean distance deviation, RDR=relative dispersion ratio, updated using 2001 population (Holmes, 1973) Table 2 Remoteness and Incapacity Index defined regions and population shares (%) by State/Territory, 2005 Urban Suburban Regional Rural NSW 75.6 10.7 6.9 6.2 0.6 0.0 100 VIC 70.1 15.4 7.7 6.7 0.2 0.0 100 QLD 25.4 45.0 18.6 8.6 1.7 0.7 100 WA 69.2 11.9 5.7 8.0 3.8 1.5 100 SA 63.5 11.6 13.8 9.0 1.7 0.2 100 TAS 42.4 23.7 15.8 16.8 1.3 0.0 100 ACT 5.3 58.2 34.3 1.8 0.0 0.4 100 NT 0.0 23.6 49.1 8.2 12.9 6.3 100 60.5 19.7 10.8 7.4 1.3 0.4 100 Australia Remote Very Remote Total 20 Table 3 Population shares by some existing remoteness classifications Proportion (%) of population by State/Territory Region NSW VIC QLD WA SA TAS ACT NT Australia Capital 62 70 45 73 73 41 99 45 63 Other metro 13 4 13 0 0 0 0 0 8 Large rural 5 4 14 0 2 19 0 0 6 Small rural 8 5 6 7 5 11 0 0 6 Other rural 11 16 17 10 18 28 1 8 14 Remote centre 0 0 3 5 0 0 0 19 1 Other remote 1 0 3 5 2 1 0 28 2 Total 100 100 100 100 100 100 100 100 100 Major cities 71 74 52 70 72 0 100 0 66 Inner regional 21 21 26 12 12 64 0 0 21 Outer regional 8 5 18 10 12 34 0 52 11 Remote 1 0 3 5 3 2 0 22 2 Very remote 0 0 2 4 1 1 0 25 1 Total 100 100 100 100 100 100 100 100 100 Highly accessible 70 74 54 70 72 35 100 48 68 Accessible 15 21 25 11 14 57 0 4 18 Moderately 14 5 17 10 11 7 0 7 11 Remote accessible Very remote 1 0 3 2 2 0 0 18 2 0 0 2 6 1 1 0 22 1 Total 100 100 100 100 100 100 100 100 100 RRMA (a) ARIA+ (b) SARIA (b) (a) Commonwealth Grants Commission, 1999. (b) Commonwealth Grants Commission, 2004. 21