1 Text S1 2 Hu et al. (2009a, b) derived two fundamental elastic formulas to study the 3 preseismic and coseismic stress fields based on the principle of virtual work. On the 4 basis of the elastic formulas, we propose a quasi-static model of fault earthquake 5 defined by domain V with boundary surface S (Figure 1). The domain consists of 6 three regions: (1) the upper crust region, VI , excluding earthquake fault zones, which 7 is isotropic elastic; (2) the earthquake fault zone, VII , in the upper crust, which is 8 transversely elastic; (3) and the lower crust and upper mantle, VIII , which is 9 viscoelastic according to the Maxwell model. The boundary surface is divided into 10 two sub-boundaries, S1 and S 2 , on which the known displacement vector and 11 traction qt are prescribed, respectively. 12 13 Figure 1 The sketch map of the finite element model. 14 15 16 The constitutive relationship of the material in VI is: σ t D Iε t , (1) 17 where superscript t of σ and ε denote time, σ [ xx yy zz yz xz xy ]T and 18 ε [ xx yy zz yz xz xy ]T are the stress and strain at time t, respectively, 19 20 ux , u y and uz are displacement components in the directions of x, y and z, DI is the 21 elastic material matrixes, 1 1 1 E DI (1 )(1 2 ) 0 22 ux u y , u z 0.5 0 0.5 0.5 The constitutive relationship of the material in VII (Cai and Yin, 1997) in the 23 24 y x 0 T x 0 0 0 z ε t Lut 0 0 0 y z 0 0 z y x material axis system ( x, y , z ) is: σ DII ε , 25 (2) 26 where ε [ xx yy zz yz xz xy ]T , σ [ xx yy zz yz xz xy ]T are the strain 27 and stress, respectively. a (1 a 22 )b a 2 (1 1 )b a ( 1 a 22 )b 0 (1 12 )b a 2 (1 1 )b 0 a (1 a 22 )b 0 DII G2 sym. 28 0 0 0 G1 0 0 0 . 0 0 G2 E1 E2 ,b , E1 , E2 ,1 , 2 , G2 are five independent parameters, and E2 (1 1 )(1 1 2 22 a) 29 a 30 G1 31 0 E1 E2 , G2 . 2(1 1 ) 2(1 2 ) Equation (2) can be transferred into the global coordinate system (x, y, z): σ t D IIε t 32 33 where DII N T DII N and ε Nε t , N is the transformation matrix between the 34 material coordinate system ( x, y , z ) and global coordinate system (x, y, z) , 35 l12 2 l2 l2 N 3 2l2l3 2l l 31 2l1l2 36 37 38 39 40 41 42 m12 n12 m1n1 l1n1 2 2 2 3 2 2 2 3 l2 m2 l3m3 , l2 m3 l3m2 l3m1 l1m3 l1m2 l2 m1 l1m1 m n m2 n2 l2 n2 m n m3n3 l3n3 2m2 m3 2n2 n3 m2 n3 m3n2 l2 n3 l3n2 2m3m1 2n3n1 m3n1 m1n3 l3n1 l1n3 2m1m2 2n1n2 m1n2 m2 n1 l1n2 l2 n1 l, m, n are directional cosines between the two coordinate systems (Table 1). Table 1 Directional cosine between the two coordinate systems. Axis x y z x l1 m1 n1 y l2 m2 n2 z l3 m3 n3 The material in the earthquake fault zones VIII in the lower crust and upper mantle is taken as Maxwell viscoelastic material. Its constitutive relationship is: ε DI 1σ Q1σ , (3) where Q is viscous material matrixes: 1 3 1 6 1 Q 1 1 6 1 6 1 3 1 6 1 6 1 6 1 3 0 1 0 1 . 1 43 After approximating the derivatives of the strain and stress by εt 44 εt εt t σ t σ t t , σt , t t t t Equation (3) is expressed by 45 σ t D IIIε t σ 0 , 46 (4) 47 where D III (D I1 Q 1t ) 1 , and σ 0 D III D I1σ t t D IIIε t t . It is found that the 48 viscoelastic constitutive relation can be considered as an elastic one with initial 49 stress σ 0 . Thus, the constitutive relations in the three regions can be expressed as 50 integrate one: σ t Dε t σ 0 51 (5) 52 where D Di in Vi , i I, II, III , σ 0 0 in VI and VII if no initial stresses, say, caused 53 by heat, pore fluid pressure and so on. 54 55 The strain and stress fields can be calculated by using ε t Lut and σ t Dε t σ 0 if ut is a solution of boundary value problem. 56 Two basic equations can be obtained by following Hu et al. (2009b) on the basis 57 of the principle of virtual work. One equation solves for preseismic displacement ut or 58 strain ε t : ε Dε dV T 59 V t V uTf t dV uTqt dS εTσ0dV S2 V (6) 60 where u T and ε T are the virtual displacement and virtual strain, respectively, 61 σt [ xx yy zz yz xz xy ]T and εt [ xx yy zz yz xz xy ]T are the stress and 62 strain at time t, respectively, f t and qt are body force and traction force, 63 respectively, and D and σ 0 are the material matrix and initial or previous stresses, 64 respectively. The other equation solves the co-, and, postseismic displacement, u and 65 66 67 strain ε , which are caused by an earthquake: V εT (D D)εdV εT D εt dV εT σ0dV uT (f )dV uT (q)dS2 (7) V V V S2 68 where ε Lu is the co- or postseismic strain field in the domain V, and 69 D , σ 0 , f , and q are the changes in the material matrix, stress matrix, body force, 70 and traction force, respectively. 71 The material change or weakening, D , is only limited to the fault zone during 72 the coseismic interval. If fault healing is considered in the postseismic process, 73 the D is a function of time. If f and q are much smaller than the contribution of the 74 first term of right hand of Equation (7) during an earthquake sequence or a 75 quasi-earthquake cycle, Equation (7) can be reduced to 76 V ε T (D D)εdV ε T D ε t dV ε T σ 0 dV . V V (8) 77 After finite element discretization in V, Equations (6) is developed into the 78 finite element formula to solve the preseismic displacement field U t caused by the 79 body force in V and traction on the boundary S2: KU t F 80 Ut s1 (9) U s1 81 where U s1 is the displacement vector specified on the boundary S1, and K and F are 82 the preseismic global stiffness matrix and nodal load vector, respectively. III 83 Ni K e B Di BdV , T i I e 1 84 85 Vi e III Ni F ( e [HTf t BTσ 0 ]dV e e HTqt dS2e ) i I e 1 Vi s2 The summation symbol in the equation means assembling elements. H is the shape function matrix, B LH is a connection matrix between the displacement and 86 strain, and Ni is the number of the elements in the region Vi . 87 Equation (7) can be developed into the finite element formula for 88 solving the co- and postseismic displacement field U , induced by material 89 weakening under the control of the preseismic displacement field U t : K c (D, D)U F(Ut ) F(f t , qt , σ 0 ) 90 U s1 (10) U s1 91 where U s1 is the displacement change vector specified on the boundary S1, and 92 K c e BT (Di Di )BdV e , F(Ut ) e BT Di BUt dVi e , Ni III i I e 1 III Vi i I e 1 III 93 Ni Vi Ni F(f , q , σ ) ( e [HT f t BT σ 0 ]dV e e HT qt dS2e ) . t t 0 i I e 1 Vi s2 94 References 95 Cai, Y., and Y. Yin (1997), The Finite Element Method and Program Design of 96 97 Thermo-elastic Problem (in Chinese), Beijing, Peking University Press, 348p. Hu, C., Y. Zhou, and Y. Cai (2009a), A new finite element model in studying 98 earthquake triggering and continuous evolution of stress field, Science in China 99 Series D: Earth Sciences, 52(7), 994-1004, doi:10.1007/S11430-009-0082-3. 100 Hu, C., Y. Zhou, Y. Cai, and C.-Y. Wang (2009b), Study of earthquake triggering 101 in a heterogeneous crust using a new finite element model, Seismological 102 Research Letters, 80(5), 795-803, doi:10.1785/gssrl.80.5.799.