Masters of International Public Policy IP603 Comparative Public Policy Wilfrid Laurier University Fall 2013 Class Time: Tuesdays 9 am-11:50 am Class Location: Rm 132 BSIA Instructor: Lucie Edwards Office: BSIA 303 Instructor Office Hours: W 9:00 – 11 am or by appointment E-mail: Lucie.Edwards@bell.net Wilfrid Laurier University uses software that can check for plagiarism. Students may be required to submit their written work in electronic form and have it checked for plagiarism. Students with disabilities or special needs are advised to contact Laurier's Accessible Learning Office for information regarding its services and resources. Students are encouraged to review the Calendar for information regarding all services available on campus. Course Description: This course will approach the study of Comparative Public Policy from two perspectives: that of the practitioner within the state who must master a variety of tools and work within political, constitutional, economic and social constraints; and that of the external agent, such as a political activist, academic analyst, professional advocate or journalist seeking to influence the policy process. We will also explore the 1 globalization of the public policy process: how ideas and practices are diffused from one political constituency to another. The instructor will take students through the “toolkit” available to policy practitioners and review the various stages of the public policy process from the definition of the problem through negotiations and project design to service delivery and lessons learned. The course will introduce students to the challenges facing public policy practitioners as they engage in policy design. We will explore the different historical traditions that have led to the modern discipline of public administration and compare and contrast public policy making and policy capacity across a wide array of countries. This will give the students the opportunity to explore issues of political, economic and “soft” power, leadership and political culture. The course will discuss contemporary governance challenges associated with overlapping jurisdictions, including the particular challenges of policy making within political unions, federations, intergovernmental agencies, cross-cultural collaboration, and public-private partnerships. The course will be offered in a seminar format, and students will explore a number of case studies as well as participate in simulations of international policy negotiations. Course Objectives: By the end of this course, students should have explored future roles as policy practitioners, whether as policy makers, project designers and directors and as policy advocates, from the perspective of service inside and outside of government. The seminar assignments will give them the opportunity to develop policy memo writing skills, work in teams, and engage in negotiations on complex international issues. They will learn to identify and engage with stakeholders, define their own and their partners’ essential interests, develop coalitions and engage in bargaining strategies to obtain their objectives. Required Readings All the assigned readings should be available through the E-reserves at the Library, which can be accessed through the course website on MyLearningSpace. There is no textbook for this course, but if students prefer a more structured analysis of the public policy process, we recommend: Xun Wu, M. Ramesh, Michael Howlett and Scott A. Fritzen, The Public Policy Primer: Managing the policy process. (London and New York: Routledge, 2010) 2 Course Evaluation Seminar Participation Take home exam due: Oct 8 First Policy Memo due: October 29 Stakeholder Consultations Nov. 19, 26. Stakeholder Position Papers Dec. 3 Second Policy Memo due: Dec. 17 15 % 10% 20 % 15% 10% 30 % Seminar Participation At the Masters’ level, students’ participation is expected to demonstrate a rigorous standard of critical engagement with the readings as well as high quality communication skills. Two students will be assigned to introduce readings for class discussion. The student will be expected to identify the major theme of the article and link it to the broad theme of the week’s discussion. Students who are interested in leading discussion on a given theme or reading should advise me by email in advance. The first to volunteer gets the assignments. I will assign the readings in a rota if students have not volunteered. Warning: I reserve the right to ask individuals to answer questions or participate in discussions regardless of whether their hands are up. Students are particularly encouraged to bring to class and share with their classmates interesting and timely articles or other material that could enrich the discussion. Students should advise the instructor in advance should circumstances (sickness, family crisis or other emergency) force the student to miss class. Collaborative Work Students will be exploring case studies, at first collectively, and later as advocates for specific stakeholders on a given issue. As in any debate, students will be expected to do their best for their assigned clients, whether or not they fully sympathize with their own clients’ or other stakeholders’ positions. This includes acting at all times with civility and respect for others. Success of the stakeholder debates depends on full participation by every student assigned as stakeholders’ counsel. If a student can not participate on the day of the debate, due to illness or a serious emergency, we will attempt to reassign the student to another role and appoint an understudy to that role. But the written stakeholder position will still be required on December 3 . Policy on Late Submissions. In most cases, assignments are due at the beginning of class on Tuesdays. Late assignments will be accepted for up to six days after the due date, with a penalty docked of 5% for each day of delay. As the exercise will be discussed in the following week, no submissions will be accepted beyond the Monday of the following week. (Example: policy memo is due October 29. Submissions will not be accepted 3 and marked beyond midnight on November 4.) The second policy memo is due on December 17. A late submission will be docked 50%. No submissions will be accepted beyond 9 a.m. on December 19. The only exceptions to this policy which may be considered will be in the event of sickness, supported by a signed medical note. Similarly the take home exam on October 7 may be rescheduled, in the event of documented illness, but must still be submitted within a 24 hour period. Take-home Exam The take-home exam will cover the initial introductory material on the policy process. It is intended to confirm that the student understands and has mastered the essential elements of the policy process. It will be distributed electronically on October 7 at 9 a.m. and is due at the start of class on October 8. Exams can be submitted by e-mail (as a Word attachment) or handed to the instructor, at the beginning of class, unless alternate arrangements have been made. These are individual assignments; students should not collaborate with their classmates in submitting their responses. Policy Memorandum 1 (distributed October 22 and due: October 29. ) A policy memo is a short paper addressed to a policy-maker, containing a concise analysis of a specific problem and a proposed strategic response. Policy-Makers value concise and crisp recommendations. You will propose a series of responsive measures from a post within government in order to consult the various stakeholders, balance the various interests at play, develop a concrete plan of action. and communicate the government’s position to the public at large. Policy Memorandum 2 (distributed December 14 and due December 17 .) This policy memorandum will be drafted from the perspective of an outside policy advocate, seeking to influence the policy process within government. This is an exercise in persuasion : Arguments will need to be marshalled why the issue matters and therefore should take a prominent place within public discourse, and eventually the policy agenda. You will identify a supportive coalition which can be mobilized in favour of the initiative and propose an operational plan of action, including costs and human resource requirements, to take the issue from the policy consultation stage through program execution. Stakeholder Brief . Each student will be assigned as Counsel to represent a key stakeholder group vitally interested in a given international problem, within a case study in international public policy. The student will identify the core issues, risks and opportunities affecting their stakeholders and propose a strategy to advance these interests, through public advocacy, coalition building, and direct negotiations with other stakeholders. One class will be dedicated to formal negotiations involving presentations by the stakeholders’ representatives, followed by negotiations to identify and hopefully develop a plan of action to address the issue. Students will be evaluated both on their written contribution, in the form of a short position paper, and on their oral advocacy on behalf of their stakeholder group. Course Topics and Readings 4 September 10 Our Iceberg is Melting Themes: Who’s on First? The Cast of Characters in Public Policy Making; Different perspectives on the policy process. The policy cycle. Readings: Kotter, John Our Iceberg is Melting, St. Martin’s Press, 2006. Allison, Graham, Essence of Decision Explaining the Cuban Missile Crisis Little, Brown 1971. PP 1-9. Howlett, Ramesh and Perl, Studying Public Policy, Oxford University Press, 3rd edition, 2009, pp 2-14. Case Study: Ratifying the Kyoto Treaty September 17 The Policy Maker’s Tool Kit Themes: A history of Public Administration in various cultural traditions: the court, the mandarinate, the imperial civil service, the Merit Principle and barefoot civil servants. The three “houses” of policy: the executive, the legislature and the judiciary. The principal instruments of public policy making within the state. Crisis Management. Readings: James Scott, Seeing Like a State, Yale ISPS Studies 1998. Chapter 3: Authoritarian High Modernism. Mark Winfield, “Policy Instruments in Canadian Environmental Policy”, in Van Nijnatten and Boardman eds. Canadian Environmental Policy and Politics Prospects for Leadership and Innovation, Oxford University Press Toronto 2009. pp 46-63 Liptak, Adam To Have and Uphold: the Supreme Court and the Battle for Same Sex Marriage (New York Times e-book) Case Study: Legalization of Same-Sex Marriage September 24 Where do you get your ideas? Themes: The policy advocate’s tool kit. Networks, Epistemic communities, think tanks and Commissions of Enquiry. The diffusion of innovations. Peter M. Haas, “Do regimes matter? Epistemic Communities and Mediterranean Pollution Control” , International Organization, 1989, Vol. 43 (3) pp. 377-403. 5 Fran Pavley, "California's Battle for Clean Cars," pp. 364-371 in Schneider, Rosencranz, Mastrandrea and Kuntz-Durisetti (eds), Climate Change Science and Policy, Island Press 2009. Abelson, Donald E., “Any Ideas? Think Tanks and Policy Analysis in Canada” in Dobuzinskis, Howlett and Laycock, Policy Analysis in Canada The State of the Art, University of Toronto Press, Toronto, 2007. PP 551-573. Case Study: The Global Regulation of Tobacco October 1: Policy Execution: Where the Rubber Hits the Road Themes: Policy making as a dynamic process of managing change. Abhijit Banerjee and Esther Duflo, Poor Economics, a Radical Rethinking of the Way to Fight Global Poverty, Public Affairs, New York, 2010. Chapter 1,2. Everett P. Rogers, Diffusion of Innovations, Fifth Edition, Free Press, New York, 2003. Chapter 6, the Attributes of Innovations and their Rates of Adoption. Atul Gawande, “ Annals of Medecine Slow Ideas”, New Yorker, July 29 2013. Case Study: Scaling up Agricultural Technology in East Africa. October 8: Making a Difference in the World: the Role of Policy Entrepreneurs Themes: Leadership and entrepreneurship in the policy process. Readings: Margaret E. Keck and Kathryn Sikkink, Activists Beyond Borders, Cornell University Press 1998, pp 1-38. Everett P. Rogers, Diffusion of Innovations, Fifth Edition, Free Press, New York, 2003.Chapter 9: the Change Agent. Elon, Amos. “The Peacemakers,” Annals of Diplomacy, The New Yorker, (December 20, 1993) Case Study: Insectofu. 6 Note: Take Home Exam is due to be turned in at the beginning of class. October 15 Reading Week October 22 The international policy process Theme: the diffusion of innovations across cultures and sovereignties: the role of international clubs like the G-8, intergovernmental agencies, and coalitions of the willing. Readings: Jacqui True, “Mainstreaming Gender in Global Public Policy”, International Feminist Journal of Politics Vol 5:3 1 November 2003 pp 368-396 Finnemore, M. “International Organizations as Teachers of Norms—UNESCO and Science Policy”, International Organization 47 (4) 1993: 565-597. Carden, Fred, Knowledge to Policy: Making the Most of Development Research, IDRC 2009. Pp19-26, 42-49. Dolowitz, David and David March, “Learning from Abroad: the Role of Policy Transfer in Contemporary Policy-Making, Governance 13:1 (2000) pp5-24. Case Study: Public Administration Reform in a newly democratic South Africa. Note: the background to the first policy memo will be distributed in class. October 29 Scientists are from Venus: Technical Expertise in the Policy Process Theme: the role of the Sciences, scientists and other technical specialists in making Public Policy. Readings: 7 Banks, Gary, “Evidence-based policy making: what is it? How do we get it? “ Australian Government Productivity Commission, ANU public Lecture Series, presented by ANZSOG, Canberra, February 2009. Elizabeth Kolbert , “The Catastrophist” New Yorker, June 29, 2009. Edwards, Lucie, Global Problems, African Solutions: Perspectives of African Climate Scientists on Global Climate Change. Africa Portal Policy Memorandum. Moses, Steven, Plummer, Ngugi et al, “Controlling AIDS in Africa: Effectiveness and Cost of an Intervention in a High Frequency STD Transmitter Core Group”, AIDS 5: 407-411. Case study: Introducing Pediatric AIDS programs in Kenya in the nineties: clinics, hospice services and pre-natal treatment. Note: First policy memo is due at beginning of class. November 5 Yes Prime Minister: Getting Things Done in Big Bureaucracies Theme: Overcoming bureaucratic obstacles and cutting through red tape. Technical expertise in the form of budgeting, human resource planning, project design, monitoring, evaluation and feedback systems. Readings: Timothy Beene, Paul F. Nunes, Walter E. Shil, “The Chief Strategy Officer”, Harvard Business Review, October 2007. hbr.org 2007.1 Annual Report Canada’s Network Abroad 2009-2010, Department of Foreign Affairs and International Trade. Case Study: the Transformation Initiative in Foreign Affairs and International Trade. November 12 Getting to Yes: Public Policy and Negotiations Theme: Policy as the Outcome of transactional negotiations: identifying stakeholders, distinguishing between principles, positions and interests Readings: Ola Tjornbo, Frances Westley, Darcy Riddell, “The Great Bear Rainforest Story”, Social Innovation Generation Working Paper 2010-01. 8 Murray, Catherine, “The Media” in Dobuzinskis, Howlett and Laycock, Policy Analysis in Canada The State of the Art, University of Toronto Press, Toronto, 2007. PP 525550. Case Study: the Boreal Forest Negotiations November 19 Stakeholders’ Consultations—Refugee Relief Coordination in the Middle East. November 22 Integrated Case for MIPP program. November 26 Stakeholders’ Consultations— Regulating Sea Shipping in the Northwest Passage December 3 Wicked Problems Theme: The challenges of policy making when the facts are uncertain, values are in dispute, the stakes are high and decisions are urgent. Lessons learned from Stakeholders’ consultations. Readings: Steven Rayner, “Wicked Problems, Clumsy Solutions—diagnosis and prescriptions for environmental ills, Jack Beale Memorial Lecture, ANSW, Sydney, Australia July 2006. Savoie, Donald J., Power: Where is it? McGill-Queen’s University Press, Montreal and Kingston, 2010, Chapter 7 pp 152-169. Steven van de Walle, “The State of the World’s Bureaucracies”, Journal of Comparative Policy analysis, Vol. 8 no. 4 (December 2006) pp 437-448. Note: Written stakeholder’s position papers are due at the beginning of class. The background for the second policy memo will be distributed during class. 9 10 11