PRETREATMENT WITH ALKALINE AND REFINING FOR PRODUCING NANOFIBER DURING TEMPO OXIDATION PROCESS Author: Yun Qian, Lingling Shen, Guolin Tong* (*Corresponding author: gtong@njfu.edu.cn) Affiliation: Jiangsu Provincial Key Lab of Pulp and Paper Science and Technology, Nanjing Forestry University, 210037, China. ABSTRACT: Alkaline pretreatment and PFI refining were used to loose the fiber's microstructure and helped the TEMPO-mediated oxidation process. 5 hrs oxidation produced 1.18 mmol/g carboxyl content for bleached softwood pulp with pretreatment, higher than fibers without pretreatment. High-speed dispersion and ultrasonication were used as post-treatments, and both methods produced nanofibers. Nanofibers obtained by rotator were 1-2 μm long and 20 nm wide, while nanofibers produced with ultrasonic treatment were several millimeters long and 50-80 nm wide. Keywords: Pretreatment; Post-treatment; TEMPO oxidation; Nanofibers. INTRODUCTION Nanofibers can be obtained by mechanical, chemical and biological methods. TEMPO-mediated oxidation is a good way to produce nanofibers. However, this method take a long time to disperse microfibers into water [1]. Previous researches show ultrasonic treatment could facilitate the preparation of high carboxyl content nanocrystals from natural fibers by TEMPO oxidation [2-4]. But, the energy needed to prepare nanocrystals from ultrasonic-assisted TEMPO oxidation is high. To reduce the energy consumed in the preparation, two different ultrasonic systems, probe ultrasonic generator and ultrasonic cleaning bath, were used. It is found that probe ultrasonic generator was more efficient because probe ultrasonic generator avoid the energy consumed by ultrasonic transmission medium [5]. Yet, the energy consumption is still high, and most of the energy is consumed to break the compacted microstructure of fibers for oxidation. NaOH can penetrate through cell walls to make fibers swell up, which make the chemical agents of TEMPO oxidation more easily to access the hydroxyl groups. Besides, some hydrogen bonds are broken, which decrease the difficulty of separating nanocrystals from fibers [6]. Mechanical pretreatments are used to loose the fiber's microstructure. Refining can break the P wall and expose fibrils from S wall [7]. As more fibers are fibrillated, more surface area will be created for reaction. In this research, those pretreatments were combined to loose fiber’s microstructure, and help oxidation. Then, high-speed dispersion and/or ultrasonication were used as post-treatment. EXPERIMENTAL Materials Fully bleached softwood kraft pulp (from Howe Sound Pulp & Paper Corporation, Canada), NaClO (50 g/L available chlorine, Shanghai Jiuyi Chemical Co. Ltd., China), TEMPO (Changzhou JiaNa Chemical Co. Ltd., China), NaBr (Sinopharm Chemical Regent Co. Ltd., China), and other chemicals were all used as received without further purification. Methods NaOH pretreatment and PFI refining NaOH solutions, which concentrations were range from 0% to 12%, were used to swell fibers. 30 g dry fibers were added to NaOH solution and stored for designed hours before refining 25 min by PFI refiner. Beating degree of pulp was used to measure the effect of fibrillation. The optimum conditions were selected to prepare fibers with least cost and time. SEM observation also applied to determine the changes during chemical and mechanical pretreatment. TEMPO oxidation and preparation of nanofibers 2 g dry fully bleached softwood pulp fibers, 0.32 g NaBr and 0.032 g TEMPO were dispersed in about 150 mL water. Then, 20 mmol NaClO solution were added in the mixture, and the pH was adjusted to 10 by 2 M HCl. The whole mixture was adjusted to 200 mL by adding water. A pH meter and 2 M NaOH was used to maintain the pH at 10. The reaction was operated at room temperature for maximum 5 hours. After oxidation, the mixture was separated and washed by filtration immediately. Oxidized fibers were stored in refrigerator at 4 oC for further analysis. Fibers without any pretreatment were also oxidized in the same conditions as a control. Redox titration was used during reaction to represent the oxidation trend. Conductimetric titration method was used to determine the carboxyl content of oxidized fibers. Nanofibers were produced by post-treatments. Oxidized fibers were dispersed water with concentration of 0.2%, and treated with a high-speed rotator from a vacuum homogeneous emulsifying machine. Another 2 g oxidized fiber sample was added to water with the concentration of 1.5%, and was treated by probe ultrasonic generator. Nanofibers were observed by TEM. RESULTS AND DISCUSSION NaOH Pretreatment and PFI Refining Different NaOH concentrations and reaction time affected the fibrillation degree of fibers. Fig. 1 shows higher concentration of NaOH shortened the time of beating pulp. When the time reached 25 min, different concentration of NaOH had same result. Higher concentration of NaOH also made fiber yield lower, that’s because most soluble components in pulp, such as hemicellulose, β- and γ-cellulose, were dissolved in water [6]. After NaOH pretreatment, the residual fibers were mostly α-cellulose. From Fig. 2, it was found that the optimum conditions were 10% NaOH pretreatment within 4 hrs, and then treated with 25 min PFI refining. Fig.1 The relationship between beating degree of pulp and the concentration of NaOH. Fig.2 The curve of yield vs. the concentration of NaOH, and the curve of yield vs. Reaction time. TEMPO Oxidation of Fibers With and Without Pretreatment To study the effects of pretreatment on TEMPO oxidation, fibers with and without NaOH pretreatment and PFI refining were used. It was indicated from Fig. 3 and Fig. 4 that the NaOH pretreatment and PFI refining could facilitate the oxidation, and produce more carboxyl content. That’s because pretreatment and refining created more caves and pits in the fiber surface (as shown in Fig. 5), thus accelerated the oxidation. After 5 hrs reaction, carboxyl content of fibers with pretreatment was 1.18 mmol/g, and higher than fibers without pretreatment. As presented in Fig. 5, fibers were fibrillated, primary wall (P) and secondary wall (S1) were destroyed, and some lumens were broken. So much more surface areas were created. Fig.3 Residual available chlorine vs. oxidation time. Fig.4 Carboxyl content vs. oxidation time. (a) (b) (c) (d) Fig.5 SEM images of fibers. (a, b) Fibers without pretreatment; (c, d) Fibers with NaOH pretreatment and refining. Fig.6 Nanofibers obtained by high-speed rotator. Fig.7 Nanofibers obtained by probe ultrasonic generator. Post-treatment of Oxidized Fibers A high-speed rotator and a probe ultrasonic generator were used to prepare nanofibers from oxidized fibers. After 1.5 hrs dispersion, nanofibers were obtained from 0.2% oxidized fiber suspension, and their TEM images were shown in Fig. 6. But when using ultrasonic generator to prepare nanofibers, only 15-20 min was needed to obtain nanofibers. The TEM images of nanofibers produced by ultrasonic generator were shown in Fig. 7. It’s easily found that the nanofibers had different morphologies via two post-treatments. Nanofibers produced by high-speed rotator were <20 nm wide and most of them were 1-2 μm long. However, nanofibers produced by ultrasonication were much wider and longer than those in Fig. 6. Nanofibers were several micrometers long and 50-80 nm wide. The phenomenon was supposed to be the different dispersion mechanism of high-speed rotator and ultrasonication. High-speed rotator spitted or ripped nanofibers from cell wall, thus the nanofibers were slim and thin. But, in ultrasonication system, nanofibers were produced by the destruction of amorphous region. Ultrasonication destroyed amorphous region in cell wall, thus nanofibers were separated as their connection regions were broken. It was possible that nanofibers were bundles of fibrils, and nanofibers produced by ultrasonication contained more fibrils than those produced by high-speed rotator. CONCLUSIONS NaOH pretreatment and PFI refining created more surface area for TEMPO oxidation, and accelerated the oxidation. The carboxyl content of fibers with pretreatment was 1.18 mmol/g after 5 hrs oxidation of bleached softwood pulp. Nanofibers were obtained by high-speed rotator after 90 min dispersion. Most nanofibers were 1-2 μm long, and the width were less than 20 nm. Nanofibers were prepared by probe ultrasonic generator after 15-20 min ultrasonic treatment. 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