GEF MEDIUM-SIZED PROJECT BRIEF LINKING AND ENHANCING PROTECTED AREAS IN THE TEMPERATE BROADLEAF FOREST ECOREGION OF BHUTAN (LINKPA) 1. PROJECT SUMMARY PROJECT IDENTIFIERS 1. Project name: 2. GEF Implementing Agency: Linking and Enhancing Protected Areas in UNDP, Thimphu, Bhutan the Temperate Broadleaf Forest Ecoregion of Bhutan (LINKPA) 3. Country or countries in which the 4. Country eligibility: Convention on Biological Diversity and project is being implemented: Bhutan United Nations Framework on Climate Change ratified August 1995 6. Operational program/Short-term 5. GEF focal area(s): Biodiversity measure: OP 3 & 4 Forest and Mountain Ecosystems. 1. Project linkage to national priorities, action plans, and programs: The Royal Government of Bhutan has placed sustainable development, which is locally called the “middle path approach”, as its central government policy and vision for long-term development. As a kingdom so deeply rooted on Buddhist belief, Bhutan has taken proactive measures to balance nature and culture conservation with development. The approach is highlighted and reflected in all government policy and planning, including the Bhutan 2020 and the National Environmental Strategy for Bhutan. To conserve its rich and relatively intact environment, the Royal Government of Bhutan has made a strong commitment and placed high priority to conserve its forests and adopted a network of protected area system, which now accounts for more than 26 % of its territory. In 1995, the government committed to conserve at least 60 % of its land under forest at all time. Currently, with this strong commitment, forest coverage in Bhutan has reached over 72%. Through the National Biodiversity Action Plan (1998), the government has also committed for integrated biodiversity conservation at a landscape level rather than a single isolated protection working in circle blocks. Based on this approach, with WWF’s support, the biological corridors was established in 1999 as a “Gift to the Earth’ by the people of Bhutan, to link the nine existing protected areas to conserve wild species outside of the reserves and allow free geneflow across the entire country. This brought additional 9% of forestland to be protected by the government and local community of Bhutan. Building up on this strong commitment of the Royal Government of Bhutan for biodiversity conservation, the focus of this project is to develop policy framework for biological corridor management and start implementing the integrated conservation initiatives at the landscape level. Strengthen management of the protected area network and the biological corridors are critical to ensure long-term protection of the globally significant forest and mountain ecosystems and the flagship species it supports. 2. GEF national operational focal point and date of country endorsement: Aum Yangki T Wangchuk, Director General, Department of Debt and Aid Management, Ministry of Finance, Thimphu. Endorsed on 20th April 1999 by Department of Aid and Debt Management, Ministry of Finance. PROJECT OBJECTIVES AND ACTIVITIES 9 Project rationale and objectives: Rationale: Since 1977, the Government of Bhutan has engaged in developing a protected area network to conserve its rich biological resources. An assessment conducted in 1993, with support from WWF, recognized that the conservation of the important broadleaf forest ecosystem in Bhutan was not fully represented in the established protected area network. Thus in 1999 the Thrumshingla National Park was newly established. Moreover, the same year, the government together with WWF established the innovative biological corridors to link these protected areas and maintain its ecological integrity. Strengthening conservation activities in these newly established protected area and the biological corridors in the Broadleaf Forest Ecoregion is recognized as a major gap to conserve the representative ecosystem and globally significant biodiversity resources in Bhutan. Project site: The project site is at the Broadleaf Forest Ecoregion of Bhutan, which is located in the southern area of central Bhutan contains the richest biodiversity in Bhutan, with many endangered and endemic species. The project focuses its initiatives, particularly at the newly established Thrumshingla National Park as a linch pin of the biological corridors that connects with other protected areas in the Broadleaf Forest Ecoregion, namely the Royal Manas National Park and the Black Mountain National Park. The landscape scale biodiversity conservation initiatives through protected areas and biological corridor management in the Broadleaf Forest Ecoregion is expected to be an innovative model in Bhutan and to be replicated in other parts of the corridors in the future. Success indicators for project objectives: Increased total hectares of broadleaf Project Goal: Ensure long term conservation of forest under effective protection measures forest and mountain ecosystems and viable Increased or stable population of globally population of species of global biodiversity endangered flagship species, including significance in Bhutan through maintaining a tiger network of protected areas and linking corridors Clear guideline and regulatory policies are in place for effective management of Project Objective: To strengthen management protected areas and the biological of biological corridors and protected area corridors network in the broadleaf forest ecoregion based on a landscape scale conservation approach. LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 2 Success indicators for project outcomes: 10. Project outcomes: Component 1: Guideline and policy document for the Developed conservation and management biological corridor management is guideline, regulatory framework, and capacity for developed biological corridor management Long and medium term financial plans are developed to finance the biological Component 2: corridor initiatives Developed model initiatives for effective Model for biological corridor management biological corridor management and conservation is developed through the pilot initiatives in by the local authorities and communities in the the Broadleaf Forest Ecoregion for future selected sites. replication at a national scale Decreased cases of forest encroachment by Component 3 grazing and agriculture in the Broadleaf Strengthened conservation and sustainable use of Forest Ecoregion biological resources in the ThrumshingLa Decreased cases of illegal hunting after 2 National Park as a ‘linch pin’ of the biological years of project implementation in the corridors. Broadleaf Forest Ecoregion Local community and key stakeholders (particularly women and vulnerable communities) have increased knowledge on the importance, values, and benefits of protected areas and biological corridors in the broadleaf forest ecoregion Increased understanding on the biological and socio-economic condition of the broadleaf forest ecoregion. Increased number of professionally skilled government and NGO staff to effectively manage the biological corridors 11. Project activities to achieve outcomes: Indicators: Component 1: Biological Corridor Policy and Component 1: Guideline Development Regulatory framework and guideline for 1) Develop guidelines and/or regulatory the management of biological corridor are framework for the management of developed in cooperation with biological corridor through series of government institutions, local workshops and consultations among central communities and other stakeholders and local government staff, decision Government staff and local people are makers, local communities, and other key trained and increased capacity to manage stakeholders biological corridors and on natural 2) Organize annual workshop/meeting among resources management the central and local government staff to discuss, share experiences, and plan on Component 2: effective biological corridor management Increased cooperation and participation of 3) Develop management capacity through local communities and government for training and exchange learning with other integrated conservation and development regional countries that are initiating initiatives in the biological corridors of biological corridor management, such as the Broadleaf Forest Ecoregion Nepal and Vietnam. Comprehensive database and monitoring 4) Develop a financial plan (long and medium system, including GIS assisted maps are LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 3 term) for sustainable management of the biological corridors developed to assist informed management of biological corridors Component 2: Pilot Initiatives on Integrated Corridor Management 1) Develop a conservation management plan in two selected biological corridors by the local government and communities 2) Implement pilot integrated conservation and development initiatives in the selected sites of the biological corridors 3) Establish effective biological database and monitoring system of the biological corridor and protected area network. Component 3: Clear management zones are identified in the park for effective resource use and conservation Park staff are adequately appointed, equipped and trained Decreased number of livestock in and around the park Decreased poaching and retaliation killing of wild animals in and around the park Alternative resources are identified (hydropower electricity, CGI roofs, etc) to decrease natural resource pressure in and around the park Number of farmer’s associations are established and functional to conduct ICDP activities Pilot eco-tourism activities are conducted in the park Monitoring and database system is developed to effectively monitor the biological and socio-economic situation in and around the park Component 3: Conservation and Management of ‘linch pin’ Protected Area 1) Enhance management structure and framework of the Thrumshingla National Park 2) Strengthen law enforcement in and around the park 3) Improve natural resources use in the park and surrounding area 4) Develop alternative livelihood initiatives in and around the park 5) Conduct information, communication, and education programs to support planning and awareness raising in and around the park 12. Estimated budget (in US$): PDF (GEF): GEF: Co-financing: Royal Government of Bhutan WWF $ 0 $ 792,000 $ 420,000 $ 643,000 TOTAL: $ 1,855,000 INFORMATION ON INSTITUTION SUBMITTING PROJECT BRIEF 13. Information on project proposer: Name: World Wildlife Fund (WWF) Bhutan Program Office Contact person: Kinzang Namgay, Country Representative, knamgay@wwfbhutan.org.bt WWF’s involvement in Bhutan’s conservation started since 1977 in the form of small but critical support for training of Bhutanese park and wildlife personnel, and provision of equipment for wildlife management. The office was established in Thimphu in 1992, mainly to coordinate delivery of technical and financial assistance to various conservation projects in the country. Today, WWF Bhutan Program supports 18 projects, large and small, ranging from protected area management and species conservation to environmental education and community-based conservation. A Country Representative leads the Program Office with 11 full-time staff. Over the LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 4 years, WWF has nurtured integrated conservation and development initiatives to reduce conflicts between local community development needs and nature conservation objectives. WWF has built close links with its conservation partners, both government and non-governmental organizations, and with the local communities whose support is critical to the long-term success of conservation efforts. In relation to this project, WWF Bhutan has financially and technically supported the government to: 1) assess the protected area network, 2) establish the Trumshing La National Park, 3) develop the officially approved Trumshing La Management Plan through comprehensive series of wildlife, vegetation, and socio-economic assessments; and 4) identify and map the biological corridor to link the protected areas of Bhutan. 14. Information on proposed executing agencies (if different from project proposer): WWF Bhutan will execute the project to support the Government of Bhutan. WWF will coordinate the several implementing agencies: the Forest Services Division of the Ministry of Agriculture, Dzongkhag (District) Administrations (Buntang, Mongar, Zhemgang, and Lhuntse), Royal Society for the Protection of Nature (the only local conservation NGO currently under operation in Bhutan), and local community organizations. 15. Date of initial submission of project concept: March 1999; March 2001 INFORMATION TO BE COMPLETED BY IMPLEMENTING AGENCY: 16. Project identification number: BHU/2001/A01 17. Implementing Agency contact person: Mr. Tim Boyle, Regional Coordinator, UNDP/GEF, One UN Plaza, DC1-2364, New York NY 10044. Tel: 212-906-6511; fax: 212-906-5825; email: tim.boyle@undp.org Ms Seeta Giri, UNDP, Thimphu, Bhutan 18. Project linkage to Implementing Agency program(s): Biodiversity and environmental conservation is a key focus under the UNDP Bhutan’s Country Cooperation Framework along with the good governance for sustainable development, which is under implementation with strong cooperation and commitment by the Government of Bhutan. UNDP supported the development of the National Environment Strategy called “The Middle Path” and Biodiversity Action Plan, which specifically recommended, “integrated biodiversity conservation at landscape and stand levels” rather than “single isolated protection working circle blocks.” (Biodiversity Action Plan for Bhutan, 1998, p87). Currently, UNDP is supporting the implementation of the conservation management plan, prepared with support from WWF, in Jigme Dorji National Park ($2.093 million USD), which this proposed project could learn substantial lessons and experience from its implementation. LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 5 2. PROJECT DESCRIPTION 2.1 Project Rationale and Objectives A strong pro-conservation government, stable, far-sighted leadership, small population size, reverence for nature instilled by Buddhism, delayed modernization, and rugged topography have all made Bhutan one of the environmentally richest country in today’s world. With 72.5% of its territory under forest and 26% of its land under protected areas, species diversity in Bhutan is amongst the highest in the world. Though the territory is small, it provides home to some 114 species of mammals, over 700 bird species and at least 5,000 species of vascular plants. Although the number of endemic plant genera in the eastern Himalaya is few, endemism is prevalent at the species and subspecies level. Situated in the Eastern Himalayas, Bhutan extends through both the Indomalayan (Oriental) and the Palearctic biogeographic realms. The Eastern Himalaya and its Temperate Broadleaf Forest Ecoregion in Bhutan is recognized as one of the globally significant 200 Ecoregions around the world through a comprehensive scientific analysis undertaken by WWF (Annex 1- map of template broadleaf forest ecoregion). Between 1983 and 1991, several reviews on the protected area network of Bhutan indicated that alpine-tundra and subtropical forests were well represented, however, biologically rich temperate broadleaf forests, which are expansive in the central Bhutan, were less protected. The ecosystem of central Bhutan is considered important because it constitutes a major portion of the inner Himalayas, north-south altitude variation, the east-west rainfall gradients and their evolutionary roles in speciation and species dispersal. In 1992, the Department of Forestry Services (DFS) in cooperation with WWF proposed a revised protected area network, which resulted in establishing the Thrumshingla National Park in 1998. The park is the most newly gazetted national park in Bhutan with great importance for conserving the contiguous tracks of the largest and richest temperate broadleaf forest in the Eastern Himalayas. The park is also strategically located as a center of the habitat distribution of the endangered tiger population – the indicator species, which counts to approximate 115 - 150 population in Bhutan (Annex 2 – map of protected areas and corridors of Bhutan). . The same year, the Royal Government of Bhutan, with support from WWF, also established an innovative network of forest biological corridor to connect all the protected areas in Bhutan. It was established to allow continued flow of genes between otherwise isolated populations of plants and animals due to ecosystem fragmentation. Unlike many other countries in Asia, Bhutan had the luxury of creating such conservation landscapes with the protected areas still connected by natural habitats and forest that lies in relatively intact landscape. The biological corridors have important conservation benefits, including: 1) continued survival and evolution of unique biological resources; 2) a well-connected protected areas system resilient to changes in climatic conditions; and 3) maintenance of forests for economic mainstays. Having the Thrumshingla National Park at the center, 12 corridors were identified to link the 9 protected areas, which brought additional 9 percent of the country under conservation mandate and secure protection of forest and mountain ecosystems of critical global importance. In November 1999, His Majesty the King officially designated these biological corridors as a gift from the Bhutanese people to the world. Since then, WWF has provided financial and technical support to the government to manage these newly established protected area and the biological corridors in the broadleaf forest LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 6 ecoregion. The Thrumshingla National Park Management Plan1 has been prepared and officially approved by the government in August 2001, after a series of comprehensive assessment on wildlife, vegetation, and socio-economic status. The assessments and management plan development were all initiated in an intensive participatory manner by the park staff, local government, and local communities. For example, the socio-economic assessment was initiated in all 51 villages that are in and around the protected area using a Participatory Rural Appraisal (PRA) methods and approaches.2 Biological assessment surveys have also been conducted at few selected sites in the biological corridor connecting Thrumshingla NP and Bumdeling WS in collaboration with the government, WWF, and the Chicago Field Museum Due to lack of technical and financial capacity of the government, implementation of conservation activities in the biological corridors as well as the newly established protected areas has been limited. The initiative in the globally significant temperate broadleaf forest ecoregion could lead to develop a model for biological corridors management nation-wide. This proposal is designed to effectively initiate integrated conservation and development activities in the biological corridor and protected area management under the partnership of Government of Bhutan, GEF/UNDP and WWF. In 1999, a GEF MSP project proposal titled “Linking and enhancing protected areas (LINKPA)” was prepared by WWF Bhutan in partnership with the Nature Conservation Division of the government and UNDP/GEF, which aimed to initiate conservation action in the biological corridor at a national scale. Since then, considering the government priority and capacity as well as comments provided by GEF Secretariat and UNDP/GEF, the project has been revised to have a geographical focus in the temperate broadleaf forest ecoregion. The ecoregion was identified as a major conservation gap in Bhutan, which requires urgent conservation initiatives to protect the critical global significant forest and mountain ecosystems. The goal of the project is to ensure long-term conservation of the forest and mountain ecosystems and viable population of species of global biodiversity significance in Bhutan through maintaining a network of protected areas and linking corridors. To achieve this goal, the project objective is to strengthen effective landscape management of protected area network and biological corridors in the broadleaf forest ecoregion through the following suggested outcomes: : Developed conservation and management guideline, regulatory framework, and capacity for biological corridor management Developed model initiatives for biological corridor management and conservation by the local authorities and communities in selected critical sites. Strengthened conservation and sustainable use of biological resources in the Thrumshingla National Park as a ‘linch pin’ of the biological corridors. 2.2 Project Site The Temperate Broadleaf Forest Ecoregion covers the central and southern Bhutan. The core biologically important areas of the ecoregion are the Thrumshingla, Black Mountain, and Royal Manas National Parks with the connecting biological corridors. The project will focus its 1 ThrumshingLa National Park Conservation Management Plan (2002-2006), Royal Government of Bhutan, 2001 2 All the PRA exercises and results are complied in “Report of the Socio-Economic Study in Thrumshingla National Park” January 2001. In addition, comprehensive reports are available on “Status of Wildlife Conservation in Thrumshingla National Park, June 2000,” and “Thrumshingla National Park Vegetation Survey Report, Oct 2000” LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 7 initiatives particularly at the Thrumshingla National Park (768 km2), its buffer zone, and the two biological corridors that connect between the Trumshingla National Park and the Royal Manas National Park and the Black Mountain National Park. The two corridors cover a total of 385 km2, with each of them having approx. 40 km in length and average 5 km in width. The project will closely coordinate its activities with the Black Mountain National Park (supported by the Netherlands) and Royal Manas National Parks (supported by WWF), mainly as baseline activities. However, both parks are ready to reorient their programmes to coordinate conservation initiatives in the biological corridors. . The project area covers four Dzongkhags (districts) of Bumthang, Mongar, Lhuentse, and Zhemgang. There are approximately 5000 people living in and around the Thrumshingla National Park, which is the focal area of both protected areas and biological corridor management under the project. Almost all the population in these Dzongkhags subsists on crop farming and livestock herding. These communities are highly dependent on forest resources, including yearround cattle grazing, timber for construction materials, and firewood as the principle source of energy. The landscape scale biodiversity conservation through the protected areas and biological corridor management in the Broadleaf Forest Ecoregion is expected to be an innovative model in Bhutan as well as globally, and to be replicated in other parts of Bhutan in the future. 2.3 Global Significance of the Biodiversity The project area contains the largest and the richest temperate forests in the entire eastern Himalayas. The area is with spectacular mountain landscapes and rich cultural and biological diversity. It particularly forms as the center for the contiguous distribution of the Bengal tiger population, which is identified as indicator species of the overall health of the ecoregion. To date, the biological surveys have been undertaken in and around the established protected areas and only limited information is available in the biological corridor. The center of the ecoregion, the Thrumshingla National Park, represents all the different vegetation zones of Bhutan: sub-tropical, chir pine, warm broadleaf, cool broadleaf, conifer, and alpine forest zones, though broadleaf forest covers substantial part of territory. To date, total of 622 species of plants belonging to 140 families are found in the park, which also includes 152 species with medicinal values. A recent vegetation study in the park suggested that there are 21 species that are endemic to Bhutan. Lobelia nubigena is also an endemic species found only in this park. The globally threatened Rhododendron dalhousiae Hook. f. rhabtotum is also recorded in the park. The area is home for many rare and endangered species, including 68 mammals that are recognized in the Thrumshingla National Park. Of the larger predators, tiger (Panthera tigris) occurs in the northern section in and beyond the park between the altitudes of 2840-4110m - the highest altitude for tiger habitat in the world. Other rare mammals such as the leopard cat (Felis bengalensis), red panda (Ailurus fulgens), musk deer (Moschus chrysogaster) giant squirrel (Ratufa bicolor), variable squirrel (Callosciurus finlaysoni) are also frequently found in and around the park. During the recent survey, some cervids were found, which were in the truest form of a sambar deer (Cervus unicolor). The surveys conducted for the identification of biological corridors revealed that tiger, musk deer, and red panda are the key species, among others, whose habitat is fragmented within the broadleaf forest ecoregion and strongly requires habitat connectivity with the biological corridors. LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 8 In addition, a total of 341 bird species are recognized in the park and the surrounding areas, which many of them are globally threatened, restricted ranges and rare. Of those, 269 species are particularly found in the warm and cool broadleaf forest areas, which recognize the significant value of the broadleaf forest. Moreover, eight out of eleven bird species recorded in Bhutan, which are identified as having restricted world breeding ranges, occur in and around the park, including the chestnut-breasted partridge (Arborophila mandellii) and Ward’s trogon (Harpactes wardi). Other rare species such as the blue-napped pitta (Pitta nipalensis), brown wood owl (Strix leptogrammica), and booted eagle (Hieraaetus pennatus) are also found in the area. A brief butterfly survey has also resulted in finding 39 species in the broadleaf and chir pine forests in the park. Among them, 6 were rare and 4 were uncommon species. 2.4 Threats to Biodiversity For decades, Bhutan has been able to conserve its relatively intact biological resources with its strong ethical, cultural, and economical consideration towards environment. The country was closed to the rest of the world until mid 1960s and its remoteness with Rough Mountain terrain has saved its natural and cultural heritage in an intact manner. However, within the past decade, development initiatives with internal and external supports have had drastic impact to its environment and culture, though the government has taken a very cautious and careful development policy. With the stable and strong commitment from the government and local communities for conservation, it is critical to take urgent conservation actions before it is too late. The temperate broadleaf forest ecoregion has also been relatively intact without too many human disturbances until the last few years. However, the population in the central and southern Bhutan is increasing, particularly in the broadleaf forest ecoregion, where soils are richer and suitable for economic activities such as farming, grazing, and trading. Threats to the ecoregion are gradually increasing, particularly associated with the grazing pressure due to increased livestock numbers. Moreover, forest and habitat degradation are increasing due to extensive agriculture practices, timber and firewood use, road and hydropower plant construction as well as increased poaching and illegal trading of wild animals. Each of these threats is discussed below together with their immediate and underlying root causes. 1) Overgrazing Cattle grazing is identified as the most serious threat to biodiversity in both protected areas and biological corridors in the temperate broadleaf ecoregion, as they reduce undergrowth and bring significant change in tree structure and species composition as seedling of all palatable species are eaten or damaged. Based on recent PRA study, conducted in cooperation with the government and WWF, it is estimated that there are 341 households with 3610 cattle that are herding within the Thrumshingla National Park. The survey also identified that as much as 80 % of the forest in the park could potentially be traditionally registered grazing areas. Although the summer grazing areas are scattered in several different areas in and around the park, the winter grazing areas are concentrated in fewer areas, causing overgrazing in the broadleaf forest. As a sign of overgrazing, it is evident that some of the areas, particularly the winter grazing areas, have increased weeds with unpalatable tree species coverage. Baseline research also revealed that all broadleaf and conifer forests accessible to cattle were extensively grazed. For many generations in Bhutan, cattle and yaks have been managed under traditional herding rights called Tsamdrog. This traditional grazing rights, which involves seasonal moving from one grazing areas to another based on an agreed grazing schedule, are important household possession that have been passed over from one generation to another. With the increase in both human and cattle population, many of these Tsamdrogs are overgrazed with sapling and trees LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 9 heavily removed for fodder and forage. It is also recognized that grazing are occurring illegally in areas beyond the agreed Tsamdrogs, causing greater forest areas under pressure. There are a few causes for the increased number of herds. One reason is the general interest of the herders, who consider number of herds as status of wealth, regardless of the productivity. One of the underlying causes of this situation is due to the limited education and awareness among the people in rural Bhutan. Another reason is the religious and cultural belief that generates strong hesitation among the herders to cull unproductive and sick livestock. In addition, the high interest for livestock manure for farming is also considered as a factor for keeping large number of herds. The remoteness and mountainous terrain of rural Bhutan have also limited alternative economic activities besides herding; thus creating increased reliance on livestock herding. 2) Poaching, hunting, and illegal trading of species For many years, the Buddhist teaching has played a strong role to prevent wildlife hunting among the Bhutanese. However, recently, poaching of wildlife species is becoming more evident for both meat and monetary gains. For example, poaching of musk deer is increasing in the northern area of the Thrumshingla National Park, where several traps are regularly found. The musks are being traded to the neighboring countries (both India and China) with increased value. An illegal trading system has been developed in rural Bhutan, where middleman visits regularly from the bordering towns to buy animal parts. It is suspected that most of these illegal hunting are conducted by outsiders, mostly people from the bordering towns or road contractors, and the local inhabitants are very supportive to protect their resources from the outsiders. If uncontrolled, these illegal activities may rise in numbers and could lead to poaching of other endangered animals such as tiger. There are also increasing cases of persecution by the herders whose livestock have been killed by large mammals, including tiger, wild dog, and leopards. Although wild dogs and leopards are not necessary edge-dwellers, they are adoptive to human related disturbance and their predation to cattle and horses are becoming a serious problem. Very recently, local herders poisoned a tiger in the Thrumshingla National Park due to loss of four cattle. One reason for the increased cases of predation of livestock could be the increased herd size, which requires more grazing areas into the wildlife habitats. It has also decreased the prey population, such as deer, which led to increased attacks to domestic livestock. Another major reason for retaliation by the herders is the considerable crop damage, particularly by wild boars and ungulates. Many herders are now required to take turn to check the farms in the night to ward off wild ungulates. 3) Negative impact of agriculture practices Traditional agriculture practice in Bhutan, associated with the shifting cultivation has allowed increased forest encroachment in forest areas. Traditionally, there are two different ways of shifting cultivation method used in Bhutan: the Tseri and Pangshing. Tseri is a shifting cultivation method used in the low land, where burning and other physical methods remove all plants. Similarly, the Pangshing is a method used in the higher altitudes, where similar methods are adopted but remains the mature trees. Based on recent research, it was revealed that maximum potential agriculture land in the Thrumshingla National Park has been converted to tseri, which is reducing healthy forest areas. Due to increased population pressure, fallow period are also shortened, which has reduced soil fertility of the Tseri and pangzhing. 4) Deforestation: fuelwood and timber extraction Fuelwood accounts for more than 80 percent of Bhutan’s energy consumption and it is the main LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 10 source of energy for both cooking and heating in rural areas. As the recent study revealed, 3 consumption of firewood by Bhutanese is one of the highest in the world, at an annual rate of 2.79 m3 per person. It was Bhutan’s low population that spared the forest in the past. With the current population growth rate of 3.1 % per annum, amongst the highest in the world, population is expected to double in the next twenty years, causing serious threats through increased demand to almost all natural resources. Although government has imposed a ban on timber export, there is increased domestic demand for timber, particularly for construction needs. The houses in Bhutan are mainly made by wood, with roof covered with wooden shingles. The wooden roof needs to be replaced nearly every 3 years in the warmer regions of Bhutan, which creates substantial pressure to the forest resources. Along with increased population and economic activities, demand for new houses, infrastructures, service centers such as school and health center are increasing in rural Bhutan. Forest fire is still not a serious threat in Bhutan and also in the project site, however, low humidity and occasional gust of strong wind have increased and exacerbated the upsurge of devastating forest fire in the country. The fires are mainly caused by accidental escape of agriculture fire for herding and crop farming. 5) Infrastructure development: road and hydro power plant construction Development initiatives, such as hydropower development, road construction and other rural infrastructure are growing threats to the temperate broadleaf ecoregion, particularly causing ecosystem and habitat fragmentation. The existing roads already disturb few areas of the biological corridors. In addition, few by-pass roads of the existing highway have been proposed in the upper reaches of the Thrumshingla National Park. The by-pass will be passing through the core zone of the park, which is an important habitat for the red panda and roosting sites of the tragopan. Such infrastructure development plan could bring serious impact to the vegetation, indicator species habitat, and environmental hazards through landslide and extensive soil erosion. In addition, several large and small hydropower electricity plant developments are underway by the government with external support. The initiative could substantially reduce firewood consumption, however, unless planned under careful environmental consideration, there could be a serious adverse impact to the biodiversity. 6) Inadequate human capacity and regulatory framework “Bhutan is currently handicapped by a shortage of well-trained environmental practitioners, both at the institutional and implementation levels” (National Environmental Strategy 1998, p 87). The government recognizes that limited management skills and institutional capacity of both government and NGOs as critical bottleneck for effective conservation management in Bhutan. By being self-isolated from rest of the world until 1960s, modern scientific conservation management skills and planning are still very new to Bhutan. Among the nine protected areas, only four are operationalized to date. Although staffs are highly motivated and dedicated, central and local government staffs lack basic education and training, besides the park manager and the sector heads at Dzongkhags (district administration). Some of these staff are ex-army personnel who have been recruited as forest guards with minimum or almost no official training. 3 A local consultant, Pema Norbu, studied the fuelwood consumption and its alternatives in 2001 funded by BTFEC. LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 11 Further, under the centralized governing system, local community and people have been dependent on services provided by the government: thus developed very limited capacity to self-manage their resources. As the success of integrated conservation and development programs will largely depend on the quality of the field staff and communities, lack of capacity and experiences are considered as a major threat and risk to conduct conservation initiatives in Bhutan. . Limited knowledge by the rural government and communities on the new laws and regulations related to environment are also major threats to conservation. In addition, lack of enforceable regulations for the protection of biological corridors is also hampering its effective management. In addition, responsible agencies as well as management structure are not been clarified for the conservation of the biological corridors. 3. CURRENT SITUATION (BASELINE COURSE OF ACTION) 3.1 Related Policies The Royal Government of Bhutan is retaining a strong commitment to further conserve the globally significant biodiversity and unique ecosystems in the country. This policy is strongly reflected in all government policies, naming the few: the Bhutan 2020 (the main long term development vision document), 8th Five year Development Plan (1997-2002), draft 9th Five year Development Plan (2003-2008), National Biodiversity Action Plan, and National Environmental Strategy Plan. The “Gross National Happiness (GNH),” a development goal and measurement that is used in Bhutan, instead of the conventional measurement of gross national products (GNP) reflects a strong sign of Bhutan’s commitment for a balanced development. The Bhutanese National Assembly ratifying both CBD and UNFCCC during its 73rd Session in 1995 aptly reflects the will and strong commitment of leadership and the people of Bhutan towards protecting our environment. To translate the ideas of these Conventions into actions, such as establishing the Bhutan Trust Fund for Environment Conservation, the Royal Government prepared and implemented the Biodiversity Action Plan (BAP). BAP provides a framework for conservation actions to be planned and implemented more coherently and productively to ensure conservation efforts are sustainable in a long run. Most policies and legislation in Bhutan concern conservation of forests and wildlife and wildlife habitat. Among the most prominent of these are the Forest Act of Bhutan 1969 and the Forest and Nature Conservation Act of 1995. The 1969 Forest Act focused largely on traditional forest protection and introduced a system of forest user permits. The revised law in 1995 specified different management tenures such as conservation areas, watershed protection forests, and production forests. The policy also recognized local communities for a multi-purpose forest management regime to promote efficient domestic use and develop a viable forest industry. It also recognized creation of national parks and wildlife sanctuaries as a long-term strategy to protect the flora and fauna. In 1995, the 73rd session of the National Assembly passed a resolution that Bhutan must maintain not less than 60% of the country under forest cover at all times. The recent Forest Nature Conservation Rules of Bhutan 2000 has provided an appropriate legal framework for implementing the management plan with a significant degree of decentralization and land-use planning. To implement these Rules in an effective manner, the government has conducted a series of workshops for the local government authorities and in turn reflects their concerns and needs to the Rules. The National Environmental Strategy for Bhutan (1998) also recognizes that the national level legal framework should be aided by a well-established system of local level regulations. As developed overtime with specific reference to the local condition, traditional rules, such as LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 12 grazing rights and communal use of forest resources, local regulations have ensured an equitable and sustainable use of natural resources. Bhutan is undergoing challenges to strengthen its legislation by integrating the traditional rules as well as responding to the trends of modern international environment conventions and treaties. 3.2. Concerned Institutions The Department of Forest Services of the Ministry of Agriculture is the government institution in Bhutan that is responsible for the implementation of environmental policy, laws, regulation of utilization and protection of natural resources and its restoration. The department consists of five divisions, namely the Nature Conservation Division, Forest Territorial Division, Forest Resources Development Division, Forest Protection and Utilization Division, and Forest Extension Division. The Nature Conservation Division (NCD) is directly responsible for the management of the protected areas and for the establishment of new protected areas at the national level. Currently four national parks, one strict nature reserve, and four wildlife sanctuaries are under their conservation mandate, which accounts for 26 percent of the total land. Average of 40 staff is assigned to each of the national parks for the development and implementation of management plan. On the other hand, the Forest Territorial Division (FTD) is responsible for the management and monitoring of the forest areas outside of the protected areas by providing technical support to the Dzongkhag (district) forest officers. In addition, the Forest Protection and Utilization Division manages the forest management units, which are designated forest areas under the government owned timber corporation. The responsible government body for the management of the biological corridor is yet to be clarified. During the initial discussions in 1998 when the biological corridors were established, it was recommended that the survey of the flora and fauna of the corridor could be carried out by the NCD as part of their biodiversity assessment programme, while development of the management plan could be done in collaboration with the FTD. Further, it was also recommended that the FTD could be responsible for the implementation of the management plan and enforcement in the corridors together with other relevant agencies. 3.2 On-going Projects and Initiatives There has been a few conservation initiatives conducted to date and planned by the government with support from external donors in the temperate broadleaf forest ecoregion: Thrumshingla National Park (889km2) In 1998, the government, with support from WWF, gazetted the Thrumshingla National Park and the management of the Park began immediately with placement of government staff. As of now, the park manager with total of 18 staff is engaged in park management. With financial and technical support from WWF for the past 3 years (total budget of USD 268,050), the park has prepared a comprehensive Park Management Plan based on comprehensive assessments on both biological and socio-economic resources. Baseline data on vegetation, mammals, birds, and socio-economic status of the resident communities in and around the park has been complied by joint collaboration between the park staff and local communities. The WWF Bhutan office is committed to further support the government for the implementation of the management plan by providing USD 643,000 for the next 5 years as a co-finance for this proposed GEF project. Black Mountain National Park (1400km2) The Government of the Netherlands has been providing technical and financial support to initiate integrated conservation and development activities in the park for the past 5 years, with a total LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 13 budget of approx. US$ 2.8 million. A Park Management Plan has been recently prepared through the project. To implement the approved management plan, currently, a second phase of the project (expected to be in a similar scale) is under preparation. The park has introduced and strengthened participatory conservation approaches in its park and the staff at the Thrumshingla National Park has also been trained with the methods and tools from the experiences and lesson learned from the Black Mountain National Park. The park constituted with a large and rich temperate broadleaf species, conifer and alpine pastures. It is home for tiger, Himalayan black bear, red panda, and other animals that move along the biological corridors to and from Black Mountain National Park and beyond. The Phobjikha valley, wintering areas of the black-necked crane is part of the park and has been attracting many tourists to the country. The initiatives at the Black Mountain National Park would be considered as baseline activities of this proposed project. However, the park is ready to reorient their activities to coordinate conservation initiatives at the linking biological corridors between the Thrumshingla National Park. Royal Manas National Park (1023km2) The park is situated in the southern border of Bhutan, which represents the tropical and subtropical ecosystem of Bhutan. This is a transborder-protected area, having the Manas Tiger Reserve at the Indian side of the border. A remarkable 92 % of the total area is under forest and the country’s largest river, the Manas flows through the park, which presents a highly important watershed area. WWF has been providing financial and technical support for the management of the park for the past 6 years (total budget of US$ 872,000). WWF will continue its support for the next five years, primarily for patrolling along the porous border. WWF has also provided financial and technical support to a local NGO, the Royal Society for the Protection of Nature (RSPN), to implement the environmental education component in the park. The Park Management Plan was developed and its implementation is on going, however, the park is currently facing serious difficulties with the political disputes at the Indian border. The conservation initiatives in the Royal Manas would be largely considered as a baseline course of action though the park is ready to reorient and cooperate activities in the biological corridor between the Thrumshingla National Park. The Biological Corridor The biological corridor was established in 1998 to link the existing protected area system to allow continued flow of genes between the otherwise isolated population of plants and animals, thereby ensuring the continued survival and evolution of Bhutan’s unique biological resources. The corridors are identified in a range of 1 to 5 km in width. The corridors were identified using various criteria, including good canopy and ground cover, little human disturbance, moderately steep terrain, and signs of the movement of key wildlife species. The government (with financial and technical support from WWF - approx. US$ 30000) has identified and officially declared the biological corridors, after examining the remaining forest corridors and areas that are threatened by development and human expansion by using the satellite imagery, land use atlas, and GIS technology. Further, local rangers were trained to conduct a rapid assessment to examine the initially identified corridors and its bottlenecks. Through this process, 12 biological corridors were identified, together with 21 “critical bottleneck areas” within them. The critical bottleneck areas are places that are less than 2km in width and where human development, such as roads and farms threaten to cut off the corridor and requires targeted conservation intervention. Though the biological corridors were identified and officially given full recognition for protection, a management regulation is yet to be developed. With the LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 14 current human capacity of the government, management of the biological corridor cannot be initiated without external support. Decentralization Support Projects For the past few years, the government has started to promote decentralized governing system, with support from UNDP and other external support. Under this program, decentralized development planning process has been promoted by ensuring community participation and decision making processes. The approach was introduced with the preparation of the 9 th 5-year development plan, which took a bottom up planning approach at the village and district levels. Through the program, government will continue to strengthen capacity of the local decisionmakers and leaders for decentralized management skills and increase their capability to plan and manage development initiatives at the local level. Other GEF projects There are three GEF biodiversity projects on-going in Bhutan: the Bhutan Environmental Trust Fund, the Jigme Dorji National Park Conservation Project, and the Small Grant Programme. The Bhutan Environmental Trust Fund, one of the first Trust Funds of its kind, has mobilized over US $ 30 million (including US$ 10 million from GEF) to its endowment fund since its establishment in 1991. The Trust Fund was established as an innovative financial mechanism that will help to continue long-term conservation activities in Bhutan. WWF was instrumental in developing the fund by supporting the government with technical and financial support from the initial stage. The Trust Fund has supported to revise and expand the protected area network, develop management plan, increase staff for the Nature Conservation Division, provide long and shortterm training for capacity building. The Trust Fund, which was established before the establishment of the biological corridors and newly established protected areas, does not have the mandate as well as financial capacity to initiate activities in these areas. The Trust Fund is mainly focused its support on the capacity building and recurrent cost of government personnel as well as on small scale research and initiatives, but do not have the capacity and mandate to initiate a large scale conservation initiatives in the newly established conservation areas. This proposed project will develop a long and medium term financial plan in coordination with the Trust Fund during its project period. The recurrent costs of the proposed project is planned to be captured in the next cycle of the Trust Fund strategy and supported after the termination of the project. . The Jigme Dorji National Park Conservation Project is the first large-scale protected area management project in Bhutan. The project has provided a model for integrated conservation and development projects in the country, which much of the experience and lesson learned is reflected in the LINKPA project development. In Jigme Dorji, the park staff, local government, and communities have successfully worked in partnership to form local grazing and farming groups as well as on tourism promotion, which have helped to develop local institutions to improve conservation and development situation in and around the park. The Jigme Dorji Project is at its final stage and it is closing in summer 2002. The GEF Small Grant Program has supported number of small projects, including the integrated conservation and development activities and the establishment of education/community center in Phobjikha initiated by the RSPN, a local conservation NGO. The Center is located in the buffer zone of the Black Mountain National Park. The LINKPA project will coordinate with RSPN for the education component of the project by utilizing their experience working with rural school and communities in the area of environmental education. Moreover, the process for planning and LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 15 selecting the small grant programs in the country could be used and coordinated for the identification and implementation of the ICDP projects of this proposed LINKPA project. 4. EXPECTED PROJECT OUTCOMES (ALTERNATIVE COURSE OF ACTION) With the current and increasing threats to the biological resources, the above mentioned baseline activities are not sufficient to conserve the globally significant resources in the temperate broadleaf forest ecoregion of Bhutan. To address these threats, the proposed GEF alternative suggests taking a landscape level initiative by conserving the biological corridors and the protected area network, and address existing policy and institutional gaps. The goal of the proposed LINKPA project is to ensure long-term conservation of globally significant biological resources in the forest and mountain ecosystems of Bhutan. The project aims to strengthen management of the biological corridors and the protected area network in the broadleaf forest ecoregion. To achieve these goals and objectives, the project suggests producing the following three components/outcomes: Developed conservation and management guideline, regulatory framework, and capacity for biological corridor management Developed model pilot initiatives for biological corridor conservation by the local authorities and communities in selected critical sites. Strengthened conservation and sustainable use of biological resources in the Thrumshingla National Park as a ‘linch pin’ of the biological corridors. The first outcome will focus on the development of policy framework for biological corridor management, while the later two outcomes will focus on its implementation. Outcome 2 will focus its activities within the connecting corridors, which is a pilot initiative to provide a model and to be replicated in other areas. Outcome 3 will be focused in the newly established Thrumshingla National Park, which is an essential component of the biological corridor and serves as a “nerve center” for all the corridors connecting the Royal Manas, Black Mountain, Jigme Dorje and other national parks. The project is expected to run for a period of five years, considering the capacity of the stakeholders to initiate new initiatives in the biological corridor, and gradually develop capacity to achieve successful project outcomes. 5. ACTIVITIES AND FINANCIAL INPUTS In order to implement the three outputs that are mentioned above, the following activities will be initiated: Component 1: Biological Corridor Policy and Guideline Development (Gov’t 10000, GEF 154000, WWF 3000) LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 16 1-1. Develop guidelines and/or regulatory framework for the management of biological corridor through series of workshops and consultations among central and local government staff, decision makers, local communities, and other key stakeholders (Gov’t 10000 and GEF 39000) The biological corridor is mapped and officially declared, however, the boundaries, conservation status, and management framework is yet to be clarified. It is important that the key stakeholders, including the central and local authorities, scientific institutions, NGOs, as well as the local communities to get together and have common understanding, identify roles and responsibility of the institutions involved, and framework for biological corridor management. Such workshops could be held at both central and local levels to ensure a participatory planning process. Based on the results of the workshops, the project will develop a guideline and regulatory framework to govern the conservation and development interventions necessary to conserve the multiple use biological corridors. In order to take a lead on this important activity, a multi-focal task force will be established among key government agencies and NGOs (including both environment and development concerned institutions) to share different views and opinions on effective management of the biological corridors and clarify institutional mechanism and conservation actions to manage the corridors. 1-2. Organize annual workshop/meeting among the central and local government staff to discuss, share experiences, and plan on effective biological corridor management (GEF 22000) To effectively manage the biological corridors and to share experiences and replicate initiatives in other parts of the country, the project will organise an annual workshop among the forestry staff and other related institutions. Such forum could be combined with the annual park warden meetings to exchange views, experiences, and plan landscape scale conservation initiatives. 1-3. Develop management capacity through training and exchange learning with other regional countries that are engaged in biological corridor management (GEF 83000. WWF 3000 ) There are few other countries in the region that are engaged in biological corridor management. Since it is a new initiative for Bhutan, and also for the regional countries, the project will coordinate closely and organize exchange visits and training with these countries to share experiences and lesson learned to strengthen and advance biological corridor management. WWF is working with the GEF projects in other Asian countries on biological corridor development and management projects in Nepal and Vietnam’s Lower Mekong ecoregions and these may serve useful lessons. The project will build up on the existing network established by WWF to exchange and network among the different projects In addition, the government’s senior and junior staff will be provided with opportunities to obtain skills relevant to biological corridor management through short-term training programs, including natural resources management, community based conservation initiatives, and others. 1-4. Develop a sustainable financial plan (long and medium term) for managing the biological corridors (GEF 10000) The biological corridors includes core protected areas, forest and wetland habitats outside of protected areas, agricultural lands and settlements. As an integral component of the proposed project, a long-term financial plan will be developed based on the review of current and future costs of managing the corridors by gathering information from government, community, and private investments. . LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 17 This project will work closely with the Bhutan Environmental Trust Fund to develop the strategy and promote integration of the biological corridor management in the Trust Fund’s strategy plan in their next phase. The financial plan, however, will not rely sorely on the Trust Fund, but will include long term reorientation of the public spending, local mechanism for capturing financial benefits of biodiversity (e.g. user fees, payment for environmental services) and other tools. Component 2: Pilot Initiatives on Integrated Corridor Management (Gov’t 110000, GEF 280000 and WWF 270000) 2.1. Develop a management action plan in two selected biological corridors by the local government and communities (Gov’t 10000 and GEF 40000) Based on the agreed regulatory framework, the project will implement pilot initiatives in the two biological corridors in the broadleaf forest ecoregion between the: 1) Thrumshingla and Black Mountain national parks; and 2) Thrumshingla and Royal Manas national parks. The project will further analyze the biological corridors through existing and additional biological and socioeconomic assessments in the broadleaf forest ecoregion to inform adaptive management recommendations. This activity will build up on the data and information collected through a former study initiated by the government and WWF. The activity will also rely on the biological inventory research conducted by the Chicago Field Museum in collaboration with the Bhutan government and WWF. Under the planning process, the biological corridors will be demarcated and mapped into different categories of protection and conservation action needs to focus on the critical bottleneck areas within the corridors. These areas should be given priority in protection with control and minimize human disturbances to the forest area. In addition, some critical areas in the corridors, such as catchment areas, are suggested to have full legal protection as recreational areas or places for worship, if appropriate, which prohibits economic activities such as logging, herding and infrastructure development. The critical bottleneck areas will be identified with particular attention to the migratory patterns of globally important indicator species between the Thrumshingla National Park and the Black Mountain National Park and the Royal Manas National Park. To ensure conservation and sustainable use of biological resources in these two biological corridors, the local staleholders will draw up a practical management action plan. The management action plan will typically contain the following elements: 1) assessment of threats and opportunities for the conservation and sustainable sue of biodiversity in the corridors; 2) determine long and short term targets to mitigate the threats; 3) determine conservation and sustainable use activities on a matching fund basis with the GEF and government fund; 4) identify government supported development activities to be reoriented to meet the conservation target; and 5) Institutional and financial mechanism to implement these activities. 2-2. Implement integrated conservation and development initiatives in the two critical bottleneck sites of the biological corridors (Gov’t 100000, GEF 170000 and WWF 220000) LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 18 Based on the developed management action plan, integrated conservation and development (ICD) initiative will be undertaken in the two selected bottleneck communities in the corridor linking the Thrumshingla and Black Mountain and Royal Manas National Parks. The exact sites and communities will be determined through activity 2.1, though two potential sites have been identified under the initial survey (Annex 1: map of the critical bottlenecks). The ICD initiative will ensure to reduce pressure to the biological resources as well as to increase awareness and cooperation among the local community for conservation. The ICDs have shown great success in other parks of the country (including the GEF supported project in Jigme Dorji National Park) and would be replicated to this project. The activity will be implemented in a fully integrated manner under the Dzongkhag (district) and Geog (sub-district) medium term (5 years) and annual development plans (detail institutional mechanism for the implementation is mentioned later in section 10). Based on the developed corridor management plan, the Dzongkhag and Geog annual plans will be reviewed and planned to comply and reorient their activities. GEF finance will be incremental to government’s development funding which would be re-oriented in biodiversity compatible directions as a result of project interventions. Relevant ICD activity will be initiated based on the prepared management action plan to mitigate the threats in the critical bottleneck areas. The activities could include, but not limited to the following, which were identified through the initial PRA study with the local communities: - Ecotourism initiative as incentive to conserve the biodiversity resources in the corridor as well as to provide alternative income generation opportunities for potential communities. - Alternative energy initiative to reduce pressure to the forest resources through firewood use and cost effective method to meet the energy needs of the communities in the corridors - Promotion of small-scale economic activity to provide communities with diverse economic opportunities and reduce reliance on natural resources extraction in an unsustainable manner. - Improved access to social services (health, education, safe water, etc) to increase opportunities to learn about conservation needs, market opportunities, and livelihood improvement. 2-3. Establish effective biological database and monitoring system of the biological corridor and protected area networks (GEF 60000, WWF 50000) A comprehensive database will be developed, based on the existing and new data on biological, ecological, socio-economical, and institutional information collected in the biological corridors and protected area network. A monitoring and evaluation protocol will be developed and implemented by the park staff and local government, with active involvement by the local communities. Implementation of the protocol will entail the establishment of baselines for the project indicators. The project will identify gaps on the existing data and the project will finance the necessary generation of baseline information. The activity will be coordinated with the current government’s initiative to develop a Bhutan Integrated Biodiversity Information System (BIBIS) together with the National Biodiversity Center (NBC), which is supported by WWF. This is a timely initiative since Bhutan’s information system is still at a development stage and a standardized information database could still be established to enable compatible information sharing and updating. Several central and regional government staff will be trained on database development and management by learning from the regional experiences and lesson learned. In addition, both central and regional key stakeholders will be trained on the management and use of data for informed management planning and decision-making. LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 19 Component 3: Conservation and Management of a ‘linch pin’ Protected Area (Gov’t 300000, GEF 355000 and WWF 370000) The Thrumsingla national park, due to its central location, serves as a “nerve center” for all the corridors connecting the Royal Manas, Black Mountain, Jigme Dorje and other national parks. The Thrumshingla National Park is also a key habitat of the flagship species that move across the biological corridors. The area is very unique, where tiger and snow leopard overlaps their habitats in high Altitude Mountains. Strong conservation management of the Thrumshingla National Park is critical to ensure successful function of the biological corridor. 3-1. Enhance management framework and capacity of the Thrumshingla National Park (Gov’t 100000, GEF 80000. WWF100000) Under the newly developed Park Management Plan, the government has committed to increase the park staff to a total of 44 staff members to conserve the globally significant biological resources in the park. With the increased staff, WWF will support the government to develop additional infrastructure such as guard post, staff quarters at strategical locations for effective implementation and monitoring of conservation and development initiatives. Moreover, Bhutan suffers from serious lack of skilled staff on conservation initiatives. Basic equipment and training will be provided to the staff, particularly to junior staff and rangers on communication, ICDP, wildlife management and others will be provided. In addition, the park boundary will be clearly demarcated into management zones, namely the core zone, multiple use zone, and buffer zone. Demarcation is essential to clarify land use management within and around the park to effectively protect the wildlife and their critical habitats. 3-2. Strengthen law enforcement in and around the park (GEF 100000, WWF 40000) The project will further strengthen the patrol network among the rangers in and around the park. Routine patrolling schedule will be developed among the different teams under the wardens. Patrolling trails will be also identified and developed in necessary areas. The rangers will be adequately equipped, including radio communication system and self-guard equipment. Further more, an anti-poaching unit will be formed where several village informants will be mobilized in identified hotspots and gather information on poaching activities year around. The project will also try to revive the traditional village forest guard (Resoop) system, as informants as well as to prevent violation in and around the park. Learning from the national and regional experience, the project will also establish a sustainable reward system to the informants 3-2. Improve sustainable use of biological resources in and around the park (GEF 50000, WWF 100000) Based on regulation, local people continue to live and use the natural resources in the park in Bhutan. Sustainable use and management of natural resources in and around the park is key to ensure healthy wildlife habitat and ecosystem conservation. The following activities have been identified as key initiatives by the park staff, local government and communities to mitigate the threats and ensure long-term use of natural resources that local people depend on for their livelihood. These initiatives could result in a “win-win” situation, which not only ensure conservation of globally significant biological resources, but also increase productivity of farming and herding practices. By participating and benefiting from such initiatives, the communities will LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 20 make a clear commitment (in a form of contract or other means) to the park to comply with the park regulation and cooperate for conservation initiatives in and around the park. Grazing: Almost the entire park area is registered as traditional grazing areas (tsamdrog). To effectively protect the critical wildlife habitat and forest with the local communities, the park staff, in cooperation with the local herders and authorities, will map and maintain a registry of herders, form herders groups, and encourage intensification of available rangeland to offset pressure from free grazing in the forest. Methods to mobilize local community for grazing management in Bhutan are tested in the GEF supported Jigme Dorji National Park as well as in other protected areas and this project will learn and adopt from them. In return, the lesson learned from this project will also be shared with other park managers as outlined in component one under sharing of lessons. The grazing intensification process will involve: 1) cooperation with the livestock extension agents to introduce improved breeds thus reducing the numbers of unproductive herds; 2) improve the grassland condition and productivity with the technical support from the livestock extension agents; 3) develop other incentive programs to decrease the number of herds. . Crop farming: Similar to grazing management, the shifting cultivation area (Tseri) is not clearly identified and mapped to allow effective management between the park authority and the local farmers. To optimize land utilization and ensure critical forest and habitat protection, the project together with the local farmers will collect necessary data, develop maps to overlay farming and critical biological hotspots within the park and surrounding areas. Further, this map will be used for further analysis and provide management solution to the crop depredation by wildlife in and around the park. Villages meetings and training will be held to discuss about potential swapping of farmlands and appropriate traditional and innovative farm management methods. Timber needs/Logging: Major timber and shingle needs of the local communities derive from replacing the wood shingles for roofing every few years. In order to reduce negative impact to the forest resources, the project will develop a community management system to effectively collect shingles from nearby forests. In addition, government is also planning a subsidy scheme for the CGI sheets (metal sheet) for roofing in critical areas where pressure to the forest is particularly high. Ecotourism initiatives: The area is with rich natural and cultural beauty. The Bumthang valley, villages of Ura and Shenkor are becoming a tourist destination after Thimphu (the capital city) and Paro. Utilizing these natural and cultural resources in and around the park, such as trekking, catch and release fishing, and cultural monuments, the project will explore possibility for ecotourism development. Currently, WWF is supporting the government to finalize its ecotourism development strategy of Bhutan. Based on its recommendations and findings, further tourism development assessment will be made in the selected communities in and around the park. Basic facility such as camping ground, trail maintenance, home stay, and information center development could be managed by the local communities, which will promote sustainable use of biological resources and generate additional income for the communities. 3-4. Develop alternative livelihood options in and around the park (Gov’t 200000, GEF 50000, WWF 100000) The project will provide support to identify alternative economic livelihood options, including alternative income generation activities, based on both traditional and innovative practices to reduce pressure on livestock grazing activities, farming, forest resource use, and further replace inappropriate exploitation of natural resources. Project support could include, demonstration of successful ecological friendly alternative income generation activities as well as to develop LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 21 sustainable self-help institutions and its capacity building. A micro-credit programme could also be a useful tool to enhance cooperation among the community, initiate alternative livelihood activities, and other socio-economic development activities. GEF funding will be provided incrementally to remove barriers to alternative livelihoods, where current resource-use practices pose a direct threat to globally significant biodiversity. The activity, along with others, will be implemented in a fully integrated manner under the Dzongkhag (district) and Geog (sub-district) development plans (detail institutional mechanism for the implementation is mentioned later in section 10). It will be planned and integrated in the development plans annually with a matching fund from the local communities. The communities are also ready to reorient their other development activities to be environmentally sound and comply with the project initiatives. Based on the socio-economic assessment conducted through participatory rural appraisals (PRA), the following ICDP activities have been initially identified by the local communities and the park staff: Income generation activities: Options for off-farm activities are limited in rural Bhutan, particularly due to its remoteness and subsistence economy. Thus, the project will assess and explore new opportunities for off farm economic activities. Such activities would help to reduce pressure on the natural resources within the project area. Through the socio-economic study, some activities considered are: formation of groups of yathra weavers, and different uses of nontimber forest products (mush room, cane and bamboo baskets etc). There are good examples for small cottage industry development in the Bumthang dzongkhag, such as cheese, honey, and beer production and some other potential products could be explored. The project will support the local government and communities on market assessment on potential products. Alternative Energy: In order to reduce pressure to the firewood consumption, it is recognized that micro hydropower plant could be upgraded or installed in the communities surrounding the park. Currently, the hydro-powered electricity supply in most villages is sufficient only for lighting and not for cooking and heating purpose. Through an initial surveys conducted by the park in cooperation with WWF, it was recognized that the electricity generated by the micro hydropower plant would be cost effective than using firewood. Although limited in scale, the clean energy generated by hydropower could contribute to less CO2 emission. The project will support development and enhancement of a few micro hydropower generators in the geogs with serious firewood pressure. Access to social services: With the government and WWF funds, the project will support the people living in and around the park to have access to improved health facilities, education (both formal and non-formal), safe and adequate drinking water. An improved social service, particularly education is key for increased awareness on conservation needs and to pursue alternative livelihood options. The activity will provide particular attention to women and girls, who play a critical role for natural resource management and have less access to social services in Bhutan. Accordingly, improved agriculture practices are encouraged with improvements in access to markets for local products. 3.5. Conduct information, communication, and education programs to support planning and awareness raising in and around the park (GEF 55000, WWF 30000) Environmental education and communication program: Environmental education and communication program is one of the most effective tools to raise awareness of conservation issues in local communities. The main target groups for the formal and non-formal environmental education programs will be the local adult (particularly women and vulnerable groups) and school children. A long-term environmental education programme will be developed and implemented in LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 22 coordination with local schools, authorities and community. The programme will increase knowledge and interest on environment and conservation issues among children and adults, while encouraging active participation of local stakeholders in the project activities. Conservation program, in the form of Nature Clubs at schools, exposure visits, green camps, and exhibitions will be held according to the target group. To date, more than 80 Nature Clubs have been established in Bhutan with support from the local NGO, the Royal Society for the Protection of Nature (RSPN), which is active in the environmental education sector. The project will coordinate and implement the education component with the RSPN. An Environmental Education Strategy is currently under development in Bhutan and the project will also support the implementation of the strategy in the project areas once it is prepared. Under the strategy, the project will support initiatives to implement environment curriculum in the local secondary schools, provide technical support on teaching method and materials, and initiate educational programmes for adults. Strengthen database and monitoring system of the Thrumshingla National Park: In coordination with the activity 2.3. the project will develop a comprehensive database based on the existing and new data collected in the Thrumshingla National Park on biological, ecological, socioeconomical, and institutional information. A monitoring and evaluation protocol will be developed and implemented by the park staff and local government, involving the local communities. Implementation of the protocol will entail the establishment of baselines for the project indicators. The database will be developed by gathering and analyzing existing data on the national park. The project will also identify gaps on the existing data and finance the necessary generation of baseline information. The data collected in the park will feed to and will be integrated to the central level biological database mentioned in activity 2.3. 6. SUSTAINABILITY ANALYSIS AND RISK ASSESSMENT 6.1 Institutional and Financial Sustainability A number of approaches have been incorporated while designing the project to ensure its sustainability. The cardinal strength of the project is the involvement of the local community and the strong government commitment for conservation. The integration of all project activities in the Dzongkhag and Geog Development Plans (five years and annual) from the beginning of the project implementation is the key mechanism that the project takes to ensure continuity of the operations beyond the projects life and ownership of the local communities to project activities. During the project period, various training related to conservation and management will be provided to both government staff and local people to enhance their capability and skills. Moreover, intensive environmental education and communication activities will be conducted during the project period to raise awareness at the community and national level about the values of ecosystems, biodiversity and conservation of biological corridors so that the communities can contribute to conservation efforts and make informed decision making in a long run. The project also focuses on policy linkage and reforms so that the project initiative could be reflected in national policy development, which would ensure long-term support of the initiatives. As for financial sustainability, development of a comprehensive financial plan for the biological corridor management is an integral component of the proposed project. It is proposed and planned that the essential infrastructure and capacity will be in place during the project period and thereby reducing the needs for further investments after the project. In addition, maintenance and recurrent costs will be incrementally built in the national budget systems owing to existing LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 23 government commitments to nature conservation. Furthermore, the ICDP and natural resource management activities will be integrated as part of the Dzongkhag and Geog Development Plans, which could be funded by the local government and community budget after the project period. Finally, the project will ensure linkage with the Bhutan Environmental Trust Fund to support the Thrumshingla National Park and biological corridor management activities. 6-2 Project Risks No major risks are identified at this stage that could be of sufficient magnitude to jeopardize project implementation, particularly based on the relatively stable political and economic situation of the country with high interest and commitment for nature conservation. Park staff capacity is considered as potential risk, however, the project design specifies staff capacity building as a critical component through out the project period. Moreover, capacity building is the main focus of the Bhutan Trust Fund and the project will closely collaborate with the Fund on this issue. 7. STAKEHOLDER INVOLVEMENT AND SOCIAL ASSESSMENT 7.1. Social Assessment A thorough socio-economic assessment study was conducted at the ThrumshingLa National Park to develop the Park Management Plan, which has provided much necessary information for the development of this proposed project. The assessment was conducted by using intensive PRA methods in all the 51 villages in and around the park, which provided clear understanding on the condition, threats, and needs of the communities. The assessment revealed that almost all population in and around the park relies on subsistence agriculture and natural resources for their livelihood. Off-farm economic activities are gradually increasing in all the villages, such as casual labor and working at government offices, which are highly correlated with education attainment and availability of economic opportunities. The area is remote, however, most of the population are able to access to primary school and basic health unit within 2 hours walk. Difference between boy and girl school enrollment rate is still significant, particularly for higher education. The project will provide particular emphasis in gender mainstreaming in all project activities by further analyzing gender roles and constraints in the communities in the project sites and will take adequate measures. 7-2 Stakeholder Identification This project involves a wide range of stakeholders. At the local level, heads of the village, geog, and dzongkhag; people representatives of the dzongkhag (chimi); park staff; dzongkhag forest officers; other line agencies officers (health, education, and extension workers); and local people, including women and vulnerable groups, whom are identified as major stakeholders. At the central level, Ministry of Agriculture is the key government agency with the Department of Forest Services, Department of Livestock, Department of Policy, National Environment Commission (NEC), and Ministry of Trade and Industry are identified as key actors for the project activities. The only operational NGO in Bhutan, the Royal Society for the Protection of Nature (RSPN) will also be fully involved in the implementation and monitoring of the project. 7-3 Information Dissemination and Consultation The project was developed through a participatory process with all concerned stakeholders. The methodology used for project planning included: stakeholder meetings, individual and group LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 24 interviews in the field, and PRA methods for social assessment in the villages. participatory tools will continue to be used in the project implementation phase. These The project concept was developed through series of discussions with all the above-mentioned stakeholders. The project will ensure that it will continue to take participatory decision making process throughout the project implementation by establishing a system to plan, implement, and monitor the activities with the involvement of all stakeholders. Information dissemination will be ensured during village and geog meetings as well as various communications means, through publications, newsletters and media program. 7-4 Stakeholder Participation The project takes a strong community focus, through a decentralized decision making process by involving all major stakeholders for development and conservation initiatives at the village and geog levels. Stakeholder involvement is not limited at the implementation stage but all levels of project implementation from planning, decision making to evaluation. The project also provides substantial attention on the socio-economic issues in the temperate broadleaf forest ecoregion through the co-financial activities initiated under the government and WWF, and other partners to further promote integrated conservation and development projects. These activities will contribute for livelihood improvement and reduce pressure to natural resource in the area. 8 INCREMENTAL COST ASSESSMENT The baseline scenario for the conservation of the temperate broadleaf forest ecoregion would comprise of a government initiatives on conservation initiatives in the protected areas in the three parks (Thrumshingla, Black Mountains, and Royal Manas National Parks – approx. US$ 400000) and small-scale socio-economic development activities in the geogs (villages) in and around the protected areas. In addition, external donors’ support to the projects in the Black Mountain National Park, which is supported by the Government of the Netherlands (approx. US $ 2 million), and the Royal Manas National Park, supported by WWF (approx. 800,000) are also considered as baseline activities. In terms of development activities there are only one project supported by IFAD in the project areas: in Lhuentse and Mongar Dzongkhags. IFAD is supporting an agriculture and livestock loan scheme to local communities with a budget of approx. USD 20000 for the next 5 years. In addition, there are a few local government funded projects on livestock and farming improvements, which are implemented by agriculture extension workers (total of approx. US 100000). Resources available for the baseline program total approximately US$ 3.3 million. The breakdown and the detail of the baseline costs are described in Table 1. Under the baseline scenario, funding would not be sufficient to ensure conservation of globally significant biological resources at the landscape scale in the biological corridors and linch pin protected area with local participation, initiate informed management planning and implementation based on scientific research and information, and conduct training and outreach programs necessary for the involvement of stakeholders. Thus complementary incremental finance is requested to the GEF to mitigate the threats to the many endangered species and forest and mountain ecosystems of worldwide significance in the Eastern Himalaya. The GEF alternative totals US $ 5.155 million, of which incremental cost amount to US$ 1.855 million. Among which, US$ 792000 will fund project activities related to achieving global benefits for conservation and will therefore be requested from GEF. The remainder (US$1.053 million) will fund activities attaining mostly domestic benefits and therefore will be financed by LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 25 the WWF and Royal Government of Bhutan. A comprehensive Incremental Cost Matrix by project objectives is presented in the following Table 1. Table 1 Baseline Alternative Global Species population isolation Increased capacity to environmental and ecosystem initiate; landscape scale benefits fragmentation and loss conservation approach to retain global significant Erosion of existing biodiversity by ensuring corridors where the flagship Lack of capacity to manage species continue to biological corridors and inhabit protected areas Sustainable conservation Inadequate monitoring of essential forest and capacity mountain ecosystems by maintaining a network of protected areas and biological corridors Domestic Unsustainable harvesting Effective natural resource benefits of forest and grassland management system by the due to lack of knowledge local communities to on values and benefits ensure long-term benefits from sustainable use of from harvesting resources. biological resources, lack Increased revenue and of effective management productivity through skills, and lack of sustainable use of natural alternative economic resources activities. Increased domestic awareness and support for conservation activities Outcome 1: Biological Corridor Policy and Guideline Development Outcome 2: Pilot Initiatives on Integrated Corridor Management - No policy framework and regulation to manage the identified biological corridor - No management structure among the central and local government and local communities - Limited information and data on the biological corridors - Lack of skills and knowledge to manage biological corridors and biodiversity at the productive landscape scale $ 100000 - No management action plan that integrate both conservation and development activities in the biological corridors - Lack of knowledge on LINKPA – Medium-sized Project Brief Benefit Increment (A-B) Ensured ecological processes, ecosystem balance, and viable populations of species of global importance through conservation and integrity of critical forest and mountain ecosystems Enhanced landscape scale conservation management to ensure ecosystem balance and maintains forest, grassland, and wildlife species conditions which could be sustainably utilized by the local communities for economic activities Retain cultural heritage and traditional resource management practices - Comprehensive management guideline and regulation in place for the management of the biological corridor together with the protected area network in close collaboration with the local communities - Increased capacity and skills to manage biological resources at a landscape scale in a participatory manner $ 270000 Total incremental cost $ 170000 of which GEF $107000 WWF 3000 Gov’t 10000 - Integration of biodiversity in development planning to mitigate threats in the selected corridors - Model initiatives in the bottleneck corridors areas are Total incremental cost $ 660000 of which GEF $ 280000 WWF $ 270000 Gov’t $ 110000 (April 2001 Final Draft) 26 values and benefit on conservation and sustainable use of biological resources in the biological corridors - Inadequate information on the biological, socioeconomic, institutional resources in the corridors $ 200000 Outcome 3: Conservation and Management of a ‘linch pin’ Protected Areas (Thrumshingla, Black Mountain, and Royal Manas National Parks) - Limited technical and financial capacity to initiate conservation and sustainable use of natural resources - Lack of livelihood options to reduce poverty and reliance on natural resources extraction - Lack of knowledge on values and benefit on conservation and sustainable use $ 3000000 developed for further replication in other areas to conserve the corridors - Increased knowledge among the local government and communities on biodiversity resource values and importance for conservation - Database and monitoring protocol in place for informed decision making $860000 - Increased knowledge and awareness n conservation values among the local communities which leads to increased cooperation for conservation initiatives - Diversified and biodiversity friendly livelihood options reduced reliance on natural resources - Improved management of natural resources through community based natural resource mgmt Total incremental cost $ 1025000 of which GEF 355000 WWF 370000 Gov’t 300000 .$ 4025000 Total 9 Total 3300000 Total 4115000 Total $ 1855000 Of which GEF 782000 WWF 643000 Gov’t 420000 PROJECT BUDGET The total estimated project budget is US$ 1.855 million. The project will be co-financed by the RGOB (in kind as well as reoriented development initiatives) and WWF funds. The GEF contribution comprises of $ 792000, which is about 42 percent of the total budget proposed. The GEF fund will be utilized to address the global benefit and interest for conservation. The PDF A was not requested since WWF Bhutan borne the cost to conduct all the necessary baseline surveys, including the socio-economic, wildlife, and vegetation assessments, mapping, and organize the stakeholder meetings. Table 5.1: Budget details of the project: (USD) LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 27 Bhutan LINKPA Project Budget Component 1 1.1 Develop and implement guideline and regulatory framework 1.2 Organize annual workshops for stakeholders 1.3 'Exchange lessons learned with other regional countries Y1 46000 18000 Y2 33000 18000 Y3 45000 13000 Y4 19000 Y5 27000 5000 5000 4000 4000 4000 22000 22000 23000 10000 23000 10000 23000 89000 86000 5000 5000 10000 10000 1.4 'Develop a sustainable financing plan for managing biological corridors Total RGOB 170000 10000 49000 10000 GEF 157000 39000 WWF 3000 3000 132000 165000 23000 136000 14000 120000 13000 107000 660000 110000 50000 10000 157000 280000 40000 270000 2.2 Develop and implement pilot sustainable livelihood programs 90000 100000 100000 100000 100000 490000 100000 170000 220000 2.4 'Establish database and a monitoring system 42000 42000 22000 7000 7000 120000 70000 50000 Component 3 3.1 'Enhance management structure and framework of Thrumshingla NP 225000 70000 240000 70000 230000 60000 175000 50000 155000 1025000 300000 50000 300000 100000 355000 100000 370000 100000 3.2 Strengthen park patrolling to curve poaching of endangered species 40000 30000 30000 20000 20000 140000 100000 40000 3.3 'Improve natural resources use in and around the park. 30000 40000 40000 20000 20000 150000 50000 100000 3.4. Develop alternative livelihood options in and around the park 70000 80000 80000 70000 50000 350000 200000 50000 100000 3.5 Conduct information, communication and education program 15000 20000 20000 15000 15000 55000 30000 403000 438000 411000 314000 792000 643000 Component 2 2.1 Implement policy and framework guidelines in the corridors Total 85000 289000 1855000 420000 10 PROJECT IMPLEMENTATION PLAN The project is planned for five years, and the implementation is expected to start from July 2002 coinciding with the beginning of the 9th Development Plan (2002-2007) of the government. The project will be executed by the WWF in strong partnership with the Ministry of Agriculture. WWF will coordinate the several implementing agencies: the Forest Services Division of the Ministry of Agriculture, Dzongkhag (District) Administrations (Bumthang, Mongar, Zhemgang, and Lhuntse), and the Royal Society for the Protection of Nature (the only local conservation NGO currently under operation in Bhutan). The Ministry of Agriculture will take a lead role for the implementation of the project, with support from WWF. The component 1 and 2 (biological corridor) would be led by the Director of the DFS and all the divisions (NCD, FTD, FRDD, FED, and FPUD) to coordinate the activities. For component 3 (Thrumshingla National Park management), the Thrumshingla National Park LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 28 Manager, who is under the Nature Conservation Division, will be primarily be responsible for the activities. A Project Steering Committee (PSC) will be the central coordinating and advisory body of the project, which will be composed of: 1) Ministry of Agriculture; 2) Ministry of Finance; 3) Donors; and 4) Planning Commission Secretariat. The committee will be responsible for: 1) decision making and monitoring of all activities for project implementation. This includes approval of sub-contracts, approval of Terms of Reference, and monitoring of project implementation; and 2) policy and institutional coordination. It will provide overall policy guidance to the implementation of the project and facilitate an effective communication and decision-making between the project support unit and other actors. The Advisory Group will meet at a quarterly basis and will also review and approval of the project workplan prepared by the different implementing agencies. At the local level, a Coordination Committee will be established at the temperate broadleaf forest ecoregion with the Park Managers of the three parks (Thrumshingla National Park, Black Mountain National Park, and the Royal Manas National Park) and the Dzongdas (district governors) of the five Dzongkhags (Bumthang, Mongar, Zhemgang, Lhuntse, and Trongsa). The Coordination Committee will meet every 6 months and exchange and review progress on the workplans, discuss and solve critical issues, strengthen coordination, and learn from each other. At each Dzongkhag (district) level, the project initiatives will be fully integrated in the Dzongkhag and Geog (sub-district) Development Plans by following the existing planning approach. The following procedures has been agreed by the stakeholders to integrate the project activities in the local development plan and activities: 1) Park and the dzongkhag will prepare a rough framework (financial and technical) of the annual plan, based on the project document 2) Based on the framework, the Geog Development Committee (GYT) will prepare a detailed plan, including the project activities 3) The detailed plan will be discussed and approved at the Dzongkhag Development Committee (DYT) 4) The Dzongkhag and Geog will be responsible in implementing and monitoring the activities under the plan. The park will also participate in the monitoring. This approach fully complies with the decentralization approach that the government is promoting and strengthening with support from UNDP and other agencies. In this way, the project initiative will be not considered as isolated activities but will be fully integrated in the local plan and initiated by the local government and communities with full ownership and sustainability consideration. 11 MONITORING AND EVALUATION PLAN Regular monitoring of project implementation will be carried out based on the indicators specified for the project activities, outcomes and overall goal. It is important to monitor to make necessary adjustments and changes in the implementation plan. A three-tier procedure will be followed for effective monitoring and evaluation: In addition to annual evaluations, a mission team composed of representatives from donor, executing, and implementing agencies (including local community representatives will jointly conduct monitoring and evaluation missions at mid-term (second year) and upon project LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 29 completion (fifth year) in order to evaluate impacts, incorporate improvement measures and develop additional sustainability mechanisms for the project as appropriate. Particular emphasis will be made to gender issues and project impacts considering the important role that the women play in biological resource management in the communities. WWF Bhutan Program will closely supervise the work of all consultants, make periodic field visits to monitor field activities, evaluate the progress of work and incorporate improvement measures. WWF Bhutan Program also will receive financial and technical progress reports from the implementing partners on a bi-annual basis. WWF will take full responsibility for reporting to the donors. The implementing agencies will monitor and supervise all project activities on-site and submit technical and financial progress reports to WWF Bhutan Program and the Ministry of Finance on a bi-annual basis. The implementing agencies are subject to financial auditing by the Royal Audit Authority under RGOB regulations. The impact and progress of ICDP activities will be evaluated using participatory tools and techniques as appropriate. 12 PROJECT CHECK LIST PROJECT ACTIVITY CATEGORIES Biodiversity Prot. area zoning/mgmt.: x Buffer zone development: x Inventory/monitoring: x Ecotourism: x Agro-biodiversity: x Trust fund(s): Benefit-sharing: x Other: Community education and their involvement in sustainable dev. TECHNICAL CATEGORIES Institution building: x Investments: Policy advice: x Targeted research: x Technical/management advice: x Technology transfer: x Awareness/information/training: x Other: Climate Change International Waters Efficient prod. & distrib.: Efficient consumption: Solar: Biomass: Wind: Hydro: Geothermal: Fuel cells: Water body: Integrated land and water: x Contaminant: Other: Ozone Depletion Monitoring: Country program: x ODS phaseout: Production: Other: 13 ANNEXES Annex 1: Map of the Broadleaf Forest Ecoregion in Bhutan Annex 2: Map of Protected Area and the Biological Corridors Annex 3. Biological Corridors and the Critical Bottleneck Areas Annex 4: Project Implementation Schedule LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 30 Annex 5: Community Consultation Process on Biological Corridor Management Annex 6: Letter of Confirmation from WWF for the Co-finance LINKPA – Medium-sized Project Brief (April 2001 Final Draft) 31 Annex 1: Map of the Broadleaf Forest Ecoregion in Bhutan Annex 2: Map of Protected Area and the Biological Corridors LINKPA – Medium-sized Project Brief (Feb 2001 Draft) 33 Annex 3. Biological Corridors and the Critical Bottleneck Areas LINKPA – Medium-sized Project Brief (Feb 2001 Draft) 34 Annex 4: Project Implementation Schedule PROJECT IMPLEMENTATION ACTIVITIES YEAR Component I 1 2 3 4 5 Develop and implement guideline and regulatory framework for corridor 1-1 management through stakeholder consultation X X X X X Organize annual workshops for stakeholders to share experiences on 1-2 biological corridor management X X X X X Exchange lessons learned with other regional countries that are undertaking 1-3 landscape level biological corridors X X 1-4 Develop a sustainable financing plan for managing biological corridors Component II 2-1 Implement policy and framework guidelines in the corridors Develop and implement pilot sustainable livelihood programs in 2-2 consultation with local people in select communities in the corridors Establish database and a monitoring system on biological corridors and 2-3 protected area system Component III 3-1 Enhance management structure and framework of Thrumshingla NP 3-2 Improve natural resources use in and around the park. 3-3 Strengthen park patrolling to curve poaching of endangered species Conduct information, communication and education program to local 3-4 communities residing in and around the park Monitoring and evaluation X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Annex 5: Community Consultation Process on Biological Corridor Management The Government of Bhutan in collaboration with the WWF Bhutan Office and other partners have initiated numerous consultations with the local communities and government to plan for the biological corridor management under the proposed project. The government as well as the local community recognizes the challenges to manage the corridors. However, in case of Bhutan, the low population density and the fact that the forests in the identified corridors are relatively intact with only minimal presence of human settlements makes management much easier compared to the case in Nepal and other neighboring countries. Following are summaries of some of the significant consultations which shows their level of involvement, enthusiasm and commitment: a) 1996 - 1998 Community consultation for the tiger surveys: The community consultation process for the corridor development started with the tiger surveys, which aimed to map the habitats but also identify a safe passage for them. The government and WWF organized a socioeconomic study and consulted the communities around the key habitats on their land use patterns and human activities. During the process, the communities were informed about the need for establishing a network of corridors to ensure survival of the tigers and important ecosystem. As an outcome of the community consultation, the local communities and governments agreed to conduct an official mapping exercise of the tiger passages and maintain them as biological corridors. b) 1998 Community consultation to identify the biological corridors - Based on the above tiger surveys and other biological assessment studies, as noted in the project brief, the corridors were identified through a combination of GIS analysis and ground survey by WWF specialist and trained local rangers in 1998. The rangers were trained in both biological and socio-economic assessment techniques and were provided with a check list/questionnaires, which they used to consult the local communities. To cover the entire identified corridor areas, each ranger were assigned with specific survey site. They had individual as well as group discussions with the local communities and governments to make sure that the avenues identified under the GIS analysis are suitable and agreeable by the local communities for wildlife dispersal and to make specific recommendations to what protection measures are required. During this process, the land use patterns and human pressures to the corridors were examined again and necessary measures were identified by the local communities. Based on the Bhutanese cultural belief nested on Buddhism and government's efforts on awareness raising, the idea of establishing the corridors were well accepted by the local communities. Moreover, to begin with, most of these identified corridors were abandoned areas with minimal human activities, thus had less impact to the local people to set aside as biological corridors. c) 1999-2001 Socio-economic and PRA study in and surrounding of the TrumshingLa, Black Mountain, and Royal Manas National Parks As part of the process to develop park management plans for the Thrumshingla, Black Mountain, and Royal Manas National Parks, intensive socio-economic assessment studies were conducted by each park by using PRA methods. A Dutch specialist working in the Black Mountain National Park conducted training sessions with the park and key government staff on PRA skills and methods. In the case of Thrumshingla National Park, about 10 staff were trained and conducted intensive surveys during a period of 3 months in 49 villages, within and surrounding communities around the park boundaries. The PRA methods used included: awareness on park policy, forest resource ranking, activity calendar, mapping of resource use, historical time-line, and others. Through the process, the local communities, particularly in the buffer zone and corridor areas, became aware of their resource use pattern, ways to minimize threats to the biological resources in the park and surrounding areas, and identify actions that could be initiated by the communities. In addition, LINKPA – Medium-sized Project Brief (Feb 2001 Draft) 36 the village and district leaders committed to initiate ICDP type of activities and reorient their development initiatives. (results of the studies, "Reports on Socio-Economic Study" are available for each concerned park). The proposed project activities are all based on the results of the PRA and discussion with the communities. d) 1996 - (present) Daily communication with the local communities by the park staff, WWF, and other NGOs on the importance to initiate integrated conservation and development activities - Under the on-going projects in the three parks, park and project staff are having daily contact with the local herders, farmers, and village leaders on conservation and development initiatives in the surrounding areas of the park, among which substantial parts are identified as corridors. Through these processes, the surrounding communities of the parks have been informed and started to understand the importance of conservation, particularly on sustainable natural resource use. The proposed project is building up on this growing enthusiasm of the communities to work on integrated resource management in the corridors. The project will also continue to enhance community interests and commitment through the proposed education and awareness raising component. LINKPA – Medium-sized Project Brief (Feb 2001 Draft) 37 Annex 6: Letter of Confirmation from WWF for the Co-finance (in cash) LINKPA – Medium-sized Project Brief (Feb 2001 Draft) 38