Contents REVIEW OF ARRANGEMENTS FOR SCHEDULING SUBSTANCES PART 6-3 OF THE THERAPEUTIC GOODS ACT 1989 Information for stakeholders Part B – Background to the scheduling arrangements Contents Background to scheduling arrangements ................................................................................... 2 1 Review of legislation governing drugs, poisons & controlled substances ......................... 2 1.1 Scheduling arrangements ............................................................................................ 6 1.1.1 Scheduling Policy Framework ............................................................................. 6 1.1.2 National Coordinating Committee on Therapeutic Goods .................................. 7 1.1.3 The Poisons Standard ........................................................................................... 7 1.2 Scheduling principles .................................................................................................. 8 1.2.1 National Drugs and Poisons Schedule Committee (NDPSC) .............................. 9 1.2.2 Advisory Committees ........................................................................................ 10 1.3 Change in the scheduling regime .............................................................................. 10 1.3.1 Legislative changes ............................................................................................ 10 1.3.2 Procedural changes ............................................................................................ 11 1.4 General comparison between the two scheduling arrangements .............................. 12 1.4.1 Transition arrangements..................................................................................... 14 1.4.2 Review of decisions ........................................................................................... 14 APPENDICES ..................................................................................................................... 18 Appendix 1 – Current arrangements for scheduling flowcharts .......................................... 18 i Background to scheduling arrangements 1 Review of legislation governing drugs, poisons & controlled substances The Final Report of the National Competition Policy Review of Drugs, Poisons and Controlled Substances Legislation (the ‘Galbally Report’) was presented to the Australian Health Ministers’ Conference (AHMC) in January 2001. This report was prepared following a review conducted under an independent chair, Ms Rhonda Galbally, then Managing Director, Australian International Health Institute. Ms Galbally was assisted by a Steering Committee comprising representatives of the Australian Government and state and territory governments. This was one of a number of reviews undertaken under the National Competition Agreement to which all of the states and territories and the Australian Government are parties.1 The Council of Australian Governments (COAG) asked for a review to examine state and territory legislation that imposed controls on supply and use of drugs, poisons and controlled substances in Australia. Recommendation 7 of the final report recommended that ‘all Commonwealth, State and Territory governments agree that: a) The Therapeutic Goods Act 1989 and relevant sections of State and Territory legislation be amended to: change the title of the Standard for the Uniform Scheduling of Drugs and Poisons to the Standard for the Uniform Scheduling of Medicines and Poisons;2 and disband the National Drugs and Poisons Schedule Committee (NDPSC) and replace it with two separate committees – the Medicines Scheduling Committee, responsible for scheduling human medicines; and the Poisons Scheduling Committee, responsible for scheduling agricultural, veterinary and household chemicals – and that: − membership of the Committees include a mix of jurisdictional representatives, appropriate experts and representatives of relevant government and community sectors; 1 It also follows a number of reviews specifically on substances scheduling arrangements: John Bissett Associates International 1992, Review of Certain Arrangements at Commonwealth Level for the National Registration of Agricultural and Veterinary Chemicals and the Poisons Scheduling of Therapeutic Goods; KPMG 1994, Report of the Review of the Operation of the National Drugs and Poisons Schedule Committee; Industry Commission 1996, The Pharmaceutical Industry, Report No 51; Brian Wall 1996, Review of the Poisons Scheduling Process in Australia. The more recent Productivity Commission 2008, Chemicals and Plastics Regulation were also considered in this context. 2 Standard for the Uniform Scheduling of Medicines and Poisons (SUSMP) is the ‘common name’ of the Poisons Standard, which is a Legislative Instrument for the purposes of the Legislative Instruments Act 2003. 2 − decisions of both the Medicines Scheduling Committee and the Poisons Scheduling Committee be decided by a majority vote of the members provided that majority also includes a majority of the jurisdictions; and − the decisions of both Committees be included in the Standard for the Uniform Scheduling of Medicines and Poisons. b) The Therapeutic Goods Act 1989 and the Agricultural and Veterinary Chemicals Code Act 1994 and related subordinate legislation be amended, as necessary, to enable the Therapeutic Goods Administration, in the case of human medicines, and the National Registration Authority for Agricultural and Veterinary Products, in the case of agricultural and veterinary products, acting on the advice of the Commonwealth health portfolio in relation to public health matters to: c) make decisions about the labelling and packaging of medicines and agvet products during evaluation of those products; recommend the schedule in which a new substance should be included; and recommend changes to the schedule of a substance where, in evaluating new formulations, new presentations and new uses of substances currently included in the Standard for the Uniform Scheduling of Medicines and Poisons, a significant change in the risk profile of the substance is identified. The Therapeutic Goods Act 1989 be amended to enable the costs of operating the Medicines Scheduling Committee and the Poisons Scheduling Committee to be fully recovered by implementing a charge for re-scheduling applications by industry.’ The Australian Health Ministers’ Advisory Council (AHMAC) established a working party in February 2001 to assist in the preparation of a response to the final report and its recommendations.3 In preparing its response, the AHMAC working party took into account the comments of the Primary Industries Ministerial Council, as some of the final report’s recommendations had implications for the regulation of veterinary medicines and agricultural and veterinary chemicals. The AHMAC working party also took into account the proposal to establish the Australia New Zealand Therapeutic Products Authority (ANZTPA) (referred to at that time as the Trans-Tasman Agency), and recommended that the final report’s recommendations be implemented in a trans-Tasman context. In the last quarter of 2003, AHMC unanimously endorsed the AHMAC working party’s response to the final report out-of-session and agreed that the response and the final report should be forwarded to COAG for consideration. COAG endorsement of the final report and the AHMAC Working Party response was completed out-of-session on 28 June 2005. In 2006 the Council of Australian Governments (COAG) identified chemicals and plastics as a ‘regulatory hotspot’, and a Ministerial Taskforce was established to develop a streamlined 3 http://www.tga.gov.au/pdf/archive/review-galbally-050628-ahmac.pdf 3 and harmonised national system of chemicals and plastics regulation. COAG also agreed that the Productivity Commission would undertake a study to assist the work of the Taskforce. Chemicals and Plastics Regulation Productivity Commission Research Report July 2008 (the PC report)4 is the culmination of the Commission’s study. The Productivity Commission proposed building a governance framework that enhances national uniformity by addressing failures at four levels. Level 1 — policy development and regime oversight. A national function through ministerial councils supported by intergovernmental agreements: – Chemicals policy coordination should be supported by an officer-level, crosscouncil standing committee on chemicals. Level 2 — assessment of chemical hazards and risks. An Australian Government science-based function undertaken under statutory independence: – the industrial chemicals agency should undertake assessments, not set risk management standards. Level 3 — risk management standards setting. A national function by expertmember agencies operating within the policy frameworks of the ministerial councils: − poisons scheduling should be separated from drugs − maximum residue levels for domestically produced foods that are set by APVMA should be automatically included in the food standards code, with right of change by FSANZ and the Australia and NZ Food Regulation Ministerial Council − while replacement of the workplace safety agency (ASCC)5 by an independent agency is supported, it should not be a tripartite representative body − the effectiveness of new model regulations for transport needs to be monitored − an environmental risk management standards body should be established − risk management of chemicals of security concern (including ammonium nitrate) should adopt the Commission’s governance framework. Level 4 — administration and enforcement. Generally jurisdiction specific: − all standards should be adopted in a uniform or nationally consistent manner by administering agencies − control of use of agvet chemicals should be consolidated under the APVMA but delivered through service level agreements by the states and territories.6 On 7 December 2009 as part of its response to Recommendation 3.1 of the Productivity Commission’s Report, COAG signed a Memorandum of Understanding on chemicals and 4 http://www.pc.gov.au/__data/assets/pdf_file/0017/82331/chemicals-plastics-regulation.pdf 5 Australian Safety and Compensation Council 6 pxxiv 4 plastics, which established a new national governance framework to help achieve a streamlined and harmonised national regulatory system and ultimately reduce the regulatory burden on business. The Standing Committee on Chemicals (SCOC) is part of the new governance framework. SCOC is responsible to COAG and has reported through the Business Regulation and Competition Working Group (BRCWG) until the BRCWG ceased on 31 December 2012, after which the SCOC commenced reporting directly to COAG. SCOC's role is to: co-ordinate the implementation of the new governance framework for the regulation of chemicals and plastics monitor the timeliness, effectiveness and consistency of reforms of chemicals and plastics regulation provide advice and make recommendations as appropriate to BRCWG, COAG and relevant ministerial councils on how chemicals and plastics policy initiatives that have cross-portfolio or cross-jurisdictional implications might be best progressed provide an ongoing forum for assessing the consistency of chemicals-specific policy settings across the relevant policy areas, including: public health; workplace health and safety; transport safety; environment protection; and national security oversee a coordinated national approach to regulatory reform of chemicals and plastics and the consistent application of chemical hazard and risk-assessment methodologies and international standards such as the Globally Harmonised System of Classification and Labelling of Chemicals support the coordinated development of regulatory proposals that have crossportfolio implications, including the conduct of regulatory impact assessments.7 Chapter 5.1 of the PC report dealt directly with poisons scheduling and regulation. The recommendations made in relation to this were: Recommendation 5.1 - That the Australian Health Ministers’ Conference should: 7 proceed as soon as feasible with implementing its proposed reforms to separate poisons and medicines scheduling processes, including that poisons scheduling decisions be made by the Secretary of the Department of Health and Ageing, upon advice from a Chemicals Scheduling Committee undertake a review of the Australian Health Ministers’ Advisory Council model for poisons two years after commencement, including: − an analysis of the consistency between the recommendations of the Chemicals Scheduling Committee and the decisions of the Secretary of the Department of Health and Ageing See http://www.innovation.gov.au/INDUSTRY/CHEMICALSANDPLASTICS/SCOC/Pages/default.aspx 5 − an analysis of the impact of the model on national uniformity of poisons regulations. Recommendation 5.2 - State and territory governments should: adopt poisons scheduling decisions made by the Department of Health and Ageing directly by reference, as published in the Standard for the Uniform Scheduling of Medicines and Poisons (SUSMP) uniformly adopt regulatory controls for poisons through either a template or model approach, as published in the SUSMP continue to report any variations to nationally-agreed poisons scheduling or regulatory decisions at the state and territory level to the Australian Health Ministers’ Conference, and include a statement of reasons for the variations. Recommendation 5.3 - Where a poison is adequately covered under workplace substances regulations and there is demonstrated compliance with those regulations, state and territory governments should exempt workplace users from poisons controls.8 1.1 Scheduling arrangements The scheduling of substances occurs within a complex framework consisting of: the Scheduling Policy Framework (SPF) the National Coordinating Committee on Therapeutic Goods (NCCTG) the Poisons Standard principles established within the Act. These are described below. 1.1.1 Scheduling Policy Framework The SPF sets out the national system for applying access restrictions on all poisons, medicines for human therapeutic use and veterinary, agricultural, domestic and industrial chemicals where there is a potential risk to public health and safety. The SPF has been developed by the NCCTG, a subcommittee of AHMAC that oversees the development of a national approach to regulatory policy and administrative protocols relating to scheduling in Australia. Provisions for scheduling are set out in the Act and the Regulations. The key aspects to the agreed model under the SPF include: 8 a single point of reference for scheduling policy through the NCCTG the Secretary of the Department of Health and Ageing being the decision maker on the scheduling of medicines and chemicals and other changes to the Poisons Standard two separate committees: the ACMS and ACCS to advise the decision maker(s) a single Poisons Standard as the Commonwealth legislative instrument ppxliii-xliv 6 a single scheduling secretariat to ensure ongoing consistency and cohesiveness of the process. 1.1.2 National Coordinating Committee on Therapeutic Goods The NCCTG was established by Order of the Federal Executive Council on 17 March 1971. The 1971 Order was revoked in October 1986 to facilitate the establishment of NCCTG as a committee of the AHMAC. The terms of reference of the NCCTG are to: a. develop, implement and maintain a uniform national approach to the regulations and controls over therapeutic goods and chemicals used by the public b. contribute to projects relevant to the development of uniform regulations and controls over therapeutic goods and chemicals c. share knowledge on matters relevant to the regulation of therapeutic goods and chemicals d. provide policy guidance on amending the Poisons Standard to decision-makers and advisory committees (the Advisory Committee on Medicines Scheduling and the Advisory Committee on Chemicals Scheduling) e. consider and report to the Clinical, Technical and Ethical Principal Committee (CTEPC) on any matter referred to the NCCTG by CTEPC f. report and make recommendations to the Australian Health Ministers' Advisory Council (through CTEPC) on agreed principles and desired outcomes of the regulation of therapeutic goods and chemicals, including the specific health issues related to people of Aboriginal and Torres Strait Islander origin.9 In response to a review of committees initiated by AHMAC, it has been proposed that the NCCTG be replaced by short-term ad hoc working group(s), rather than continue as a standing committee. This proposal is still under consideration by the two principal committees that would be most impacted by such an AHMAC decision: the Hospitals Principal Committee and the Community Care and Population Health Principal Committee. 1.1.3 The Poisons Standard The Poisons Standard10 contains the decisions made under section 52D of the Therapeutic Goods Act 1989 and serves two purposes: 1. It contains the classification of medicines and poisons into schedules which sets the levels of control on the availability of these substances and are recommendations to states and territories to adopt in their own legislation 9 http://www.tga.gov.au/about/committees-ncctg.htm 10 The current Poisons Standard is the Standard for the Uniform Scheduling of Medicines and Poisons (SUSMP), and supersedes previous versions, which included the Uniform Scheduling of Drugs and Poisons (SUSDP) and the Uniform Poisons Standard (UPDS). 7 2. It contains model provisions for labelling, containers, storage and possession of poisons in general which are intended to be adopted for use in state and territories. It is envisaged that states and territories will adopt the scheduling recommendations in the Poisons Standard and give effect to them through their relevant drugs and poisons legislation. States and Territories adopt the Poisons Standard in a variety of ways i.e. by reference or specifically stipulated in legislation. Each jurisdiction reserves the right to implement a different scheduling decision to that included in the Poisons Standard to accommodate local circumstances. Certain advertising, labelling and packaging requirements may also be a consequence of scheduling, but are the subject of other Commonwealth registration schemes. These include the registration of all pharmaceuticals under the Therapeutic Goods Act 1989, the registration of agricultural and veterinary chemicals under the Agricultural and Veterinary Chemicals Act 1994 and the regulation of industrial chemicals under the Industrial Chemicals (Notification and Assessment) Act 1989. The Poisons Standard is a legislative instrument for the purposes of the Legislative Instruments Act 2003. In order to ensure certainty in the continuing application of state and territory laws, the Poisons Standard is not a disallowable instrument. Scheduling decisions are legislative, the lawfulness of the Secretary’s decision is not reviewable under the Therapeutic Goods Act 1989, in the AAT or in Federal Court. A consolidated Poisons Standard is published each year. Scheduling decisions that occur throughout the year are included in any one of the amendments to the Poisons Standard which are published three times a year. These amendments must be read in conjunction with the current consolidated Poisons Standard. The Poisons Standard is available on the ComLaw website11 or may be purchased from National Mail and Marketing, as the SUSMP, for $85.50.12 1.2 Scheduling principles The Secretary, when making a decision to amend the Poisons Standard must take into account the matters stipulated under subsection 52E (1) of the Act. This includes the a) b) c) d) e) f) 11 the risks and benefits the purpose for which the substance is to be used the toxicity the dosage, formulation, labelling, packaging and presentation the potential for abuse any other matters the Secretary considers necessary to protect public health. http://www.comlaw.gov.au/Details/F2012L01200 12 Australia only. Charges vary for international orders. see http://www.tga.gov.au/industry/scheduling-poisons-standard.htm for the order form. 8 Under subsection 52E (2)(b) of the Act, the Secretary must comply with any guidelines of the AHMAC and its subcommittee, the NCCTG, and must have regard to any recommendations or advice of the ACMS or the ACCS. The NCCTG has given effect to subsection 52E (2)(b) by issuing the SPF. Chapter 3 of the SPF covers the basics of scheduling and the principles applied to the classification of medicines and chemicals. Having considered the above matters, the Secretary can then determine which of the nine schedules in Poisons Standard is most appropriate. 1.2.1 National Drugs and Poisons Schedule Committee (NDPSC) Prior to 30 June 2010, scheduling decisions were made by the NDPSC. The NDPSC was a statutory committee established under the Therapeutic Good Act 1989 and Therapeutic Goods Regulations 1990 to classify drugs and poisons (substances) for inclusion in the Poisons Standard. The NDPSC met three times a year - in February, June and October. Under the NDPSC, submissions to amend the Poisons Standard came from a variety of avenues. These include via: Australian Pesticides and Veterinary Medicines Authority (APVMA) including its product registration and review processes TGA including its registration process and TGA committees e.g. Adverse Drug Evaluation Committee NICNAS NZ Medicines Classification Committee states and territories submissions from stakeholders i.e. professional bodies, companies etc general public. Committee members could also raise a submission. All submissions were considered at the NDPSC meetings. The NDPSC also considered and noted other areas of interest including the harmonisation of NZ schedules with Australia. Submissions from stakeholders and the general public (applicants) where encouraged to be submitted on an approved template. Applicants were requested to supply data to support their submission. Submissions and their supporting data were often subject to an external evaluation, if deemed appropriate by the NDPSC Secretariat. The NDPSC Secretariat could also evaluate certain aspects of submissions. This was to support the NDPSC by providing sufficient data for it to consider at its meetings. When considering complex issues, the NDPSC would form working groups to conduct further investigations. Working groups included the Drafting Advisory Panel, the Fluorides 9 Working Group, the Atropine Working Group, the Codeine Working Group, the Essential Oils Working Group and the Schedule 5/6 Storage Requirements Working Group. The NDPSC was also mindful of the need to avoid undermining any current registration processes when receiving applications from stakeholders or the general public. 1.2.2 Advisory Committees The ACMS and ACCS were established as expert advisory committees under sections 52B and 52C respectively of the Act. The membership and procedural arrangements for the committees are set out in Divisions 3A and 3B of the Regulations and SPF. The committees have the following functions: make recommendations to the Secretary in relation to the classification and scheduling of substances make recommendations to the Secretary in relation to other changes in the current Poisons Standard reconsider a recommendation at the request of the Secretary provide other advice to the Secretary in relation to restrictions (accessibility and availability) on particular substances or any other matter referred to the committee by the Secretary any other functions that are prescribed in the Regulations. 1.3 Change in the scheduling regime 1.3.1 Legislative changes The Therapeutic Goods Amendment (2009 Measures No. 2) Act 2009 (the amendments) provided for revised scheduling arrangements that commenced on 1 July 2010. This included the conferral of the power to make amendments to the Poisons Standard from the NDPSC to the Secretary of the Department of Health and Ageing (the department). The Secretary may amend the Poisons Standard following an application or of the Secretary’s own initiative. The amendments also replaced the NDPSC with two expert advisory committees: the ACMS and the ACCS. The ACMS and ACCS provide recommendations to the Secretary, in relation to the scheduling of medicines and chemicals, respectively. The ACMS and ACCS also provide advice to the Secretary in relation to restrictions to be imposed in respect of particular substances and to any other matter referred to them by the Secretary. It is at the Secretary’s discretion to seek advice from the advisory committees. The SPF stipulates certain applications where the Secretary must refer the matter to an advisory committee. The Therapeutic Goods Regulations 1990 (the Regulations) were also changed to reflect the amendments. Key components of these changes include: New Zealand was removed as a representative member of the committees. New Zealand has observer status on both ACCS and ACMS. This is by convention only; it is not part of the Regulations. 10 APVMA was removed as a representative member. APVMA has observer status on the ACCS. This is also by convention only. NICNAS also has observer status on the ACCS by convention. Appointed members no longer include individuals to ‘represent’ practicing pharmacists or consumers, rather these are now areas of expertise a committee member should possess (as outlined in sub-regulation 42ZCC(2)). Note: this subregulation includes seven fields that are intended to be represented by no more than six appointed members. The overall membership of the committees must ‘to the extent reasonably practicable, represent the widest possible range of the fields mentioned in subregulation (2).’ The Chairs of the committees are no longer required to be Commonwealth officers. State and territory representatives are now referred to as nominated members (previously jurisdictional members). A decision no longer has to pass by a majority of both the members present and the majority of jurisdictional members – only members present. Notices no longer need to be published in the Commonwealth of Australia Gazette – Government Notices,13 but instead must be published ‘in a manner the Secretary considers appropriate’. In practice notices inviting public submissions on the Secretary’s proposed amendments to the Poisons Standards that are referred to either the ACCS or the ACMS now appear on the TGA website.14 Reasons for scheduling decisions continue to be published on the TGA website,15 as they were previously. 1.3.2 Procedural changes The Secretary has delegated her role as the decision maker in the following ways: six medicines delegates (5 of which are for new medicines only) and one chemicals delegate. Applications received by the Scheduling Secretariat are to be reviewed by the appropriate delegate. The delegate considers each application and can either make a decision, refer the application to an advisory committee for advice and/or seek advice from any appropriate committee or person. The delegate uses the SPF to assist their decision on whether to make a delegate-only decision, or refer the matter to an advisory committee. Again, the delegates must be mindful of the need to avoid undermining any current registration processes when considering applications from stakeholders or the general public. 13 http://gazettes.ag.gov.au/portal/govgazonline.nsf/(custom-govnot-pub-view)?OpenView 14 http://www.tga.gov.au/newsroom/consult-scheduling-acmcs.htm 15 http://www.tga.gov.au/industry/scheduling-decisions-final.htm 11 Applications to amend the Poisons Standard are still received in a similar way to the NDPSC. However, changes to the internal procedures within TGA have resulted in no more referrals from TGA Committees as they too are now advisory in nature. New medicines are sent from the appropriate area within TGA for consideration by the appropriate delegate. Applicants are encouraged to use the approved template and supply sufficient data to support their application. The delegate can seek an external evaluation of an application if desired. This differs from the NDPSC, whose secretariat automatically sent applications for evaluation prior to consideration by the committee. Where a substance is both a medicine and a chemical, it may be necessary for two delegates to make a decision together. In this case, the delegate may seek advice from both advisory committees. When the delegate chooses to amend the Poisons Standard of his or her own initiative, he or she must adhere to the SPF. The delegate may make urgent scheduling decisions outside the three scheduled amendment dates each year. 1.4 General comparison between the two scheduling arrangements One of the key changes to the Act was the replacement of the NDPSC with the Secretary of DoHA as the decision maker. With this followed a significant change in the processes involved in amending the Poisons Standard. Table 3 highlights the key changes to the scheduling regime. Table 3 – Key changes to the scheduling regime Scheduling decisions Committee(s) Pre-amendments scheduling arrangements Scheduling decisions were made by the NDPSC NDPSC and NDPSC work groups (established to tackle complicated issues e.g. Fluorides working group, Atropine working group, Codeine working group and Schedule 5/6 Storage requirements working group). A Drafting Advisory Panel was also established to draft wording for the Poisons Standard. 12 Post-amendments scheduling arrangements Secretary of DoHA (s52D) Two expert advisory committees, the ACMS and the ACCS, provide recommendations/advice to the Secretary . The Secretary may also seek advice from any person. Application process including matters to be taken into account Proposed amendments to the Poisons Standard were considered by the NDPSC. A gazette notice was published on the AttorneyGeneral’s Department (AGD) Gazette website, listing all considerations and calling for public submissions. Application The NDPSC considered all process proposals in relation to s52E of the including matters Act. to be taken into After consideration the NDPSC account (cont.) published a Gazette notice on the AGD Gazette website informing of their decisions and calling for public comment. If public comment was received the matter was referred to the next NDPSC meeting to be addressed. The NDPSC either confirmed or varied their decision. (If they varied their decision it was gazetted for the next NDPSC meeting). If no public comment was received the decision stood. Public consultation A gazette notice was provided twice in the meeting cycle. A premeeting notice to advise of the applications to be considered by the NDPSC and a post-meeting notice to advise of the outcomes. The public was invited to comment in response to be the pre- and postmeeting gazette. Public submissions on the postmeeting gazette could only be provided by people who made submissions relating to the premeeting gazette. 13 When a proposed amendment to the Poisons Standard is referred (by the Secretary) to an advisory committee a public notice must be published requesting public submissions. This is done on the TGA website. Committees must consider all public submissions and all matters referred to in s52E of the Act. After consideration the committee must provide advice/ recommendations to the Secretary. The Secretary, taking into account matters in 52E of the Act must make an interim decision (published thorough a public notice) or a final decision (if no public submissions were received). The interim decision may also invite further public comments to be reviewed by the Secretary. The Secretary can further request advice from the committee or any other person to make a final decision. Final decisions are published including the decision, reason and date of effect of decision including making an amendment to the Poisons Standard. A public notice is provided a minimum of three times during a meeting cycle. A pre-meeting public notice to advise of the applications to be considered by the advisory committees; an interim decision notice and a final decision notice. The pre-meeting and interim decision notices call for public comment. Public submissions on the interim decision notice can only be provided by people who provided submissions on the pre-meeting notice. SPF A draft scheduling policy frame work was developed to provide NDPSC members guidance in decision making. Cost recovery16 It cannot be confirmed if a cost recovery model was ever considered during the life of the NDPSC. The final decision notice also includes Secretary-only decisions and does not call for public comment. The SPF provides guidance to the Secretary as well as the advisory committee members on decision/recommendation making. It provides guidance to the Secretary on which matters will be referred to an advisory committee. AHMC agreed that 100% cost recovery is required for scheduling. In 2010 the TGA commenced scoping the introduction of cost recovery for scheduling of medicines and chemicals. 1.4.1 Transition arrangements For the transition from the NDPSC to the new scheduling arrangements, provisions were set out in Schedule 1, Item 13 of the Therapeutic Goods Amendment (2009 Measures No. 2) Act 2009. In summary, these provisions included: Any valid amendment to the Poisons Standard made by the NDPSC prior to 1 July 2010 remains valid after this time. The Secretary must consider any decisions made by the NDPSC between 1 January and 30 June 2010, which have not yet been finalised and incorporated into an amendment to the current Poisons Standard. Any application for scheduling of a new substance lodged on or after 1 January 2010, where the application has not been actioned by the NDPSC, will be treated as if it is an application under the revised scheduling arrangements and the decision will be made by the Secretary. If it is a rescheduling application, the Secretary will refer it to the relevant scheduling advisory committee prior to making the decision. Applicants will be advised of both the meeting dates (if any) at which an advisory committee(s) will consider their application, and the decision maker for their application17. 1.4.2 Review of decisions As noted in section 3, there are not currently avenues for reviews of final decisions of the Secretary (other than to progress a new application for amendment to the Poisons Standard). 16 Cost recovery will not be addressed as part of this review. 17 http://www.tga.gov.au/archive/committees-ndpsc.htm 14 This section outlines a decision of the Federal Court of Australia that impacted on consideration of decisions regarding review and how this matter was considered by stakeholders and the Australian Government at the time of the amendments. In Roche Products Pty Limited v National Drugs and Poisons Schedule Committee [2007] (FCA 1362), the Hon. Justice Branson of the Federal Court of Australia considered an application to challenge a decision of the NDPSC in relation to the removal of a drug from Schedule H, the effect of which was to ban its advertising to consumers. The matter at law was whether a decision of the NDPSC was subject to judicial review, which is only possible if those decisions are administrative, rather than legislative, in character. The court found that the decisions of the NDPSC are legislative in character and are therefore not subject to the jurisdiction of the court under the Administrative Decisions (Judicial Review) Act 1997 (Cth). At the time of the amendments, questions were raised by Accord during the Senate Community Affairs Legislation Committee hearings on the bill regarding the continuation of the existing arrangements that decisions to amend the Poisons Standard not be subject to Parliamentary disallowance. In its submissions responding to the questions, the department noted that: 'As a legislative instrument the Poisons Standard is subject to certain requirements of the Legislative Instruments Act 2003. However, it is not subject to Parliamentary disallowance as it is utilised by the States and Territories for regulatory enforcement purposes. ... As a general principle, decisions to make or amend legislative instruments are not subject to merits review. ... Making decisions to include a substance in the [Poisons] Standard merits-reviewable would pose some legal challenges. It would significantly delay adoption of amendments to the Standard by States and Territories - they would be unwilling to adopt changes to the Standard until appeal rights had been exhausted, thus delaying access to market for new substances, contrary to the intention of the Galbally Review recommendation. It should be noted that if merits review was extended to scheduling decisions, any party whose interests were affected by a decision could apply for merits review. This is likely to include any party that made a submission to a scheduling advisory committee, including public interest advocacy groups, as well as the original applicant. Making scheduling decisions merits reviewable may also impact on the high level of scheduling uniformity across Australia18. 18 Department of Health and Ageing response to questions and additional information dated 30 July 2009 pp1-2 http://www.aph.gov.au/Parliamentary_Business/Committees/Senate_Committees?url=clac_ctte/completed_inquiries/200810/therapeutic_goods_09/submissions/sublist.htm 15 Thus at the time of the amendments Parliament decided to maintain arrangements that existed at the time of Roche Products Pty Limited v National Drugs and Poisons Schedule Committee in relation to the exclusion of a merits review of decisions to amend the Poisons Standard. 16 ACRONYMS ACCS - Advisory Committee on Chemicals Scheduling ACMS - Advisory Committee on Medicines Scheduling AGD - Attorney-General’s Department AHMAC - Australian Health Ministers’ Advisory Council AHMC - Australian Health Ministers’ Conference ANZTPA - Australia New Zealand Therapeutic Products Authority APVMA - Australian Pesticides and Veterinary Medicines Authority ASCC – Australian Safety and Compensation Council BRCWG – Business Regulation and Competition Working Group COAG - Council of Australian Governments CTEPC – Clinical, technical and Ethical Principal Committee DoHA - Department of Health and Ageing FSANZ – Food Standards Australia New Zealand NCCTG - National Co-ordinating Committee on Therapeutic Goods NDPSC – National Drugs and Poisons Schedule Committee NICNAS – National Industrial Chemicals Notification and Assessment Scheme SCOC – Standing Committee on Chemicals SPF – Scheduling Policy Framework SUSMP – Standard for Uniform Scheduling of Medicines and Poisons TGA – Therapeutic Goods Administration 17 APPENDICES Appendix 1 – Current arrangements for scheduling flowcharts The four flowcharts in Appendix 2 outline the current arrangements for scheduling. These are: Flow Chart 1 – the Summary of the scheduling process Flow Chart 2 – New Chemical Entity for inclusion in Schedule 4, 8 or 9 submitted under Schedule 10 of the Therapeutic Goods Regulations Flow Chart 3 – Reconsideration of current Poisons Standard entry for a therapeutic good. Flow chart 4 – Application for a Listed product / new unscheduled (Listable) substance 18 Flowchart 1: Summary of the scheduling process This flowchart is a basic representation of the process that is expected to apply to scheduling applications made under s52EAA of the Therapeutic Goods Act 1989, including scheduling reconsiderations and new chemical entities not regulated by the Therapeutic Goods Administration (TGA). Please refer to the Scheduling Policy Framework for more detailed guidance, accessible at www.tga.gov.au/pdf/scheduling-policy-framework.pdf Matters provided to the Delegate for consideration: Matters resulting from the TGA and APVMA assessment process, for further details: Medicine – see www.tga.gov.au/regualtion/scheduling-medicines.htm Agricultural or veterinary – see www.apvma.gov.au/morag_ag/index.php Applications submitted using the ‘Application to Amend the Poisons Standard’ template www.tga.gov.au/regualtion/scheduling-template.htm. Applications may be referred to NICNAS for technical advice as required. Matters may also be referred by jurisdictions, government regulatory agencies, hospitals, police etc (e.g. NICNAS, APVMA, FSANZ may refer reports with a scheduling recommendation). Any stakeholder consultation regarding a decision to refer a matter for scheduling will rely on New chemical entities for human therapeutic It is anticipated that the following will be medicines assessment by the TGA policies/practices ofarethe originating organisation. referred to the relevant advisory committee: considered delegate initiated considerations. These will not be routinely referred to the ACMS. This process is outlined in Flowchart 2. Scheduling delegate decides if they can make a decision or if the matter needs to be referred to an advisory committee Delegate makes interim decision Delegate’s interim decisions is inconsistent with the applicant’s request Delegate’s interim decisions is consistent with the applicant’s request Applicant* is informed of the Delegate’s interim decision and the reasons and asked to comment Delegate considers proposal in light of any comments from the applicant* *For matters referred as the result of a separate regulatory process, it is expected that the scheduling secretariat will confirm the applicant(s) contact details through the referring organisation. This is the case for NICNAS and APVMA Reconsideration of current scheduling Proposals for Schedule 7 entries New chemical proposals that are Delegate refers a proposal for considered straight scheduling to the forward and have not ACCCS/ACMS for advice been subject to the APVMA registration Scheduling proposal published process and public comment invited ACCS/ACMS considers Delegate’s proposal, public comment and other relevant information. Provides advice to the delegate. Delegate’s interim decision and reasons, ACCS/ACMS recommendation and public comment published on the website. Further comment invited. Delegate makes final decision Delegate’s proposal is final Delegate considers the interim decision in light of any further comment, may confirm, vary or set aside the interim decision. Scheduling decision is made public on the website, together with reasons. Poisons Standard is updated. 19 Flowchart 2 : NCE for inclusion in Schedule 4, 8 or 9, submitted under Schedule 10 of the Therapeutic Goods Regulations Product contains a NCE which meets the criteria for inclusion in Schedule 4, 8 or 9 THIS FLOWCHART IS A BASIC REPRESENTATION OF THE SCHEDULING PROCESS THAT IS EXPECTED TO APPLY MOST OF THE TIME. IT MAY CHANGE OVER TIME AS PROCESSES ARE REFINED IN LINE WITH APPLICANT OR REGULATOR NEED. Please refer to the SPF for more detailed guidance. Initial review indicates that scheduling will be required No No further action required Yes Evaluation undertaken Delegate considers scheduling Is an appendix entry required? No Yes Refer to flowchart 1 for process involved in referral to the ACMS Consideration of appendix inclusion is referred to the ACMS. Schedule entry is finalised. Sponsor is notified of final scheduling decision. Final decision and reasons are published on the website. Poisons Standard is updated accordingly. 20 Delegate’s decision is final Flowchart 3: reconsideration of current Poisons Standard entry for a therapeutic good Application seeking downscheduling from Schedule 4//8/9 to Schedule 3/2/unscheduled Application seeking up or down-scheduling from Schedule 3/2/unscheduled to Schedule 3/2/unscheduled Application seeking up or down-scheduling from Schedule 4/8/9 to Schedule 4/8/9 Application submitted to the Medicines and Poisons Scheduling Secretariat Application submitted to the TGA OR Medicines and Poisons Scheduling Secretariat Application submitted to the TGA OR Medicines and Poisons Scheduling Secretariat Evaluation undertaken Scheduling proposal referred to ACMS is published on website and public comment is invited (including from applicant) No Delegate considers if current scheduling is appropriate THIS FLOWCHART IS A BASIC REPRESNTATION OF THE SCEHDULING PROCESS THAT IS EXPECTED TO APPLY MOST OF THE TIME AS PROCESSES ARE REFINED IN LINE WITH APPLICANT OR REGULATOR NEED. Please refer to the SPF for more detailed guidance. ACMS considers re-scheduling proposal, all public comment and background papers Delegate makes an interim decision taking into consideration public submissions and ACMS recommendations Interim decision, ACMS recommendation and public submissions published on website. Submissions on interim decision invited. Delegate considers any further comment received Public submissions are received Yes No Yes Delegate makes final decision 21 scheduling decision. Final Applicant is notified of final decision and reasons are published on the website. Poisons Standard is updated accordingly. ACMS is notified of decision. NB: ANY RESHEDULING PROPOSAL MUST BE CONSIDERED BY THE ACMS Flowchart 4: Application for a Listed product/new unscheduled (Listable) substance 4A 4B Application for a Listed medicine Application for a new Listable substance All ingredients must meet the criteria for inclusion in Listed medicines Permitted Ingredients List Evaluation undertaken Consideration of Application for Listed medicine Substance meets the criteria for inclusion in the Poisons Standard No Consideration for inclusion in the Permitted Ingredients List Most new Listable substances should flow straight through for consideration on the Permitted Ingredients List Yes Determine any applicable general exemption or concentration cut-off, below which the criteria for inclusion in a Schedule or Appendix C of the Poisons Standard would not apply Delegate makes an interim scheduling decision NOTE: An ingredient is only eligible to be considered for inclusion in Listed medicines where it is not subject to the Poisons Standard. Further criteria may apply to whether an ingredient may be included in the Permitted Ingredients List Applicant notified of interim decision and reasons for decision. Written submission is invited. Delegate considers any further comment received. Applicant notified of final scheduling decision and outcome for Permitted Ingredients List. Final decision and reasons are published on the website. Poisons Standard updated accordingly. New ingredients that may meet the criteria for inclusion in Schedule 4 or 8 are not eligible for Listing and must be referred to the area considering prescription medicines in the first instance. 22 Delegate makes final decision, confirming, varying or setting aside interim decision. Scheduled ingredients are not eligible for listing. However, evaluation may include consideration of potential scheduling cut-offs.