P E R F O R M A N C E R E V I E W P OL I C Y — A C A D E M I C A D M I N I S T R A T OR S OVERVIEW Portland State University (PSU) is committed to the success of members of the Council of Academic Deans (CADS) and other major academic unit leaders. In order to help foster effectiveness and offer information about areas of improvement, the Provost will provide the CADS member with regular feedback about performance in his/her role. Each year, the Provost will meet with individuals and give guidance as well as written feedback. Additionally, every 5th year, CADS members will participate in a more comprehensive review. This review will focus on the Dean’s overall contribution to the University. In addition to the input from the Provost, the 5th year review will include feedback from faculty, peers, students, staff and the external community. During the 5th year, an advisory committee will be formed to collect and summarize the appropriate feedback. The annual and 5th year reviews will be completed at the same time each year. The process for both types of reviews is described below: ANNUAL PERFORMANCE REVIEWS: Content of the Annual Review Optimal job performance includes not only achieving results that have positive impact on the University but also demonstrating the competencies expected of individuals in the role. Therefore, the review and the conversation it facilitates will focus on: Accomplishments during the review period and the impact these had Whether the Dean or Vice Provost demonstrated the organizational competencies that contribute to PSU’s success The improvement and development of the Dean or Vice Provost as it relates to his/her work and ability to contribute in the following year Goals for the upcoming year Annual Review Process The annual review process will be conducted as follows: 1. The Provost will provide a copy of this policy, list of competencies, and an assessment form to the Dean or Vice Provost. 2. The Dean or Vice Provost will complete the assessment form (as a self-evaluation) and return it to the Provost. 3. The Provost will review the Dean or Vice Provost’s self-evaluation and meet to discuss his/her performance. In addition, the Provost and the Dean or Vice Provost will discuss and agree upon goals for the upcoming year. How well these goals are met will become the basis for the first section of the Dean or Vice Provost’s performance review for the upcoming year. 4. Following the meeting, the Provost will send his written evaluation to the Dean or Vice Provost for review and signature. If there are questions or concerns, the Dean or Vice Provost may request another meeting with the Provost. March 2011—Page 1 5. The signed copy of the agreement will be filed with Human Resources. 5th YEAR PERFORMANCE REVIEWS FOR MEMBERS OF THE COUNCIL OF ACADEMIC DEANS (CADS): Content of the 5th Year Review The 5th year review process is broader in scope. The purpose of this assessment is to provide feedback from a representative number of people affected by the CADS member’s performance; to inform decisions regarding future roles and work plans and to develop group norms so that over time PSU can gain a better understanding of areas where development is needed. The 5th year review is a summative evaluation of the Dean’s contribution to the University over the prior 5 years and an evaluation of whether his/her ongoing performance has helped shape the University and its changing needs. The feedback that informs the 5th year review will be collected and summarized by a committee of individuals who are familiar with the CADS member’s work and can ably assess the feedback collected. 5th Year Review Process Agreements between the Provost and the CADS’ member 1) Every 5th year the Provost and the CADS member to be reviewed will agree on the individuals who will comprise the Advisory Committee to the Provost, a group that will assist the Provost in the evaluation process. The committee should consist of at least: a) The chair, who is a CADS peer (dean or vice provost) b) 2 faculty members from the CADS member’s college/school/unit c) 1 staff employee from the CADS member’s college/school/unit 2) The CADS member and the Provost will agree on a representative list of students and external stakeholders who will be asked to provide feedback on the Dean’s performance. All faculty members and staff employed in the CADS member’s unit will be given an opportunity to provide information. 3) The Provost will ask the CADS member to create a document outlining his/her proposed long-term strategies and goals for the institution and detailing his/her significant activities and accomplishments over the 5 year period. The Dean also will provide: a) A description of his/her role b) Either a waiver of access to the individual feedback collected or a memo indicating he/she will not waive access. With a waiver, the CADS member will have access only to a summary of the aggregate input without individual attribution. Without a waiver, the CADS’ member will have the right to read all feedback in full and learn the source of each comment. The advisory committee members will inform the stakeholders who give input whether their input will be attributed to them or merely provided as part of a general summary. Committee Role and Responsibility 4) The Provost will inform the selected individuals that they have been chosen to serve on the Provost’s advisory committee. He/she will then invite them to an initial meeting. March 2011—Page 2 5) During this initial meeting, the committee members will agree upon a plan for providing a survey to selected individuals and a process for evaluating the information. a) The committee will provide these stakeholders with the position description and the summary of goals and ask them to answer the following questions: In what capacity have you interacted with this Dean? How would you describe the effectiveness of this Dean in his/her role? What do you consider his/her greatest strengths? What areas for development do you see? What recommendations do you have for this Dean to improve? Are there other comments you wish to share? The information will be collected in writing, either by email or via a web-based survey tool. 6) Once the committee members have collected the appropriate input, the committee will meet to review and summarize the data. 7) When the data are collected, the Provost and the committee will discuss the information. 8) After evaluation of the stakeholder feedback and the CADS member’s self-evaluation, the Provost will work with the committee to draft a final review document. The report should contain the following sections: a) The method used for collecting data and a list of the questions asked b) A summary of the major themes from the stakeholder input and/or a verbatim account from each individual depending upon whether the CADS member has waived access to the individual survey responses. c) An interpretation of the collected feedback and an evaluation of the extent to which the administrator accomplished his/her goals d) Recommendations for future actions Administration of Review 9) The Provost will meet with the CADS member to review this document and discuss overall performance. 10) A copy of the final 5th year report will be placed in the CADS member’s personnel file. March 2011—Page 3