Assessing soil management practices in terms of soil erosion control by using field experiments and model simulations J. Schmidt, N. Seidel, M. Schindewolf Abstract In this paper the effectiveness of soil erosion control by alternative management practices is investigated by comparative model simulations taking different management practices into account. The EROSION 3D model (SCHMIDT, J. 1996, VON WERNER, M. 1995) is applied in order to simulate soil loss and deposition as well as sediment transport into surface water courses on the watershed scale. EROSION 3D is an event-based model using the momentum flux approach by SCHMIDT, J. (1991). The model simulations show that despite of the conversion of conventional into conservation tillage erosion rates still exceed tolerable amounts resulting in the formation of ephemeral gullies at locations where surface runoff accumulates. Only the partial existence of a permanent vegetation cover (e.g. a grassed waterway) is able to avoid these kinds of linear erosion features and allows to limit soil loss within the entire catchment to a tolerable amount. 1 Introduction The use of soils for agriculture requires to eliminate the natural vegetation cover and to replace it by cultivated plants. Thus the protection of soils with respect to the impact of wind and water is - if not completely suspended - at least occasionally interrupted. As a consequence soil erosion leads to irreversible soil losses, which in turn reduces soil productivity and impairs water quality because of the contamination by sediments and particle-bound pollutants. Above all accelerated soil erosion is a consequence of the missing permanent ground cover of most arable lands. Under the criterion of soil protection it is crucial to adapt soil management in a way that temporal gaps in soil cover can be avoided. Recent management practices pursue this goal, by abandoning the plow completely. At present following variants exist: The most advanced system is the direct seeding or no till variant, where the seeds are directly sown by cutting a nearly invisible slot through an existing cover of plants or plant residues. The difference to the so-called conventional or conservation tillage practices is the fact that the top soil is not loosened up at all so that the natural soil structure is preserved. In the conservation tillage variant the soil is loosened up superficially at least some centimetres using a rotary tiller, however, without – as by the conventional management – turning around the top horizon completely. In order to cover the soil surface plant residues (mulch) or intermediate cover crops are used in combination with conservation as well with conventional tillage. A disadvantage of conservation and non tillage management practices is the high susceptibility for parasites and plant diseases which results in a high need for pesticides. In order to evaluate the environmental benefits of conservation and non tillage systems it is of crucial importance to estimate their effectiveness in terms of soil erosion control. 2 Study areas The study focusses on two subcatchments of the Striegis River in Saxony/Germany. The “Klatschbach” catchment is approximately 6 km² in size and part of the Mulde Lösshügelland (loess hills). Loess thickness averages 3 m (BERNHARDT, 1986) and the most common soils are Gleysols and Stagnic Umbrisols partly covered by colluvial deposits of up to 2 m thickness at bottom slopes (SLfUG 2004a, Soil Survey). The Klatschbach catchment is dominated by agricultural land use (arable land: 69 %, grassland: 18 %, forest: 8 %, settlements and roads: 5 %). The „Oberreichenbach” catchment is approximately 9 km² in size and is situated in the foothills of the Erzgebirge (Ore Mountains/Sxony). The loess cover is less than 2 m thick (BERNHARDT, 1986). Cambisols and Stagnic Umbrisols, partly covered by colluvial deposits, are the dominant soil types, but Gleysols can be frequently found in the flood plains. Land use distribution is as follows: arable land: 59 %, grassland: 16 %, forest: 14 %, settlements and roads: 11 %. 3 Methods 3.1 Rainfall and surface runoff simulator The rainfall simulator used for this study consists of three linked rainfall modules allowing the irrigation of a 3x1 m plot (SCHINDEWOLF, M. & J. SCHMIDT 2011). Each of the identical rainfall modules is equipped with a VeeJet nozzle, which provides intermitted rain by oscillating. The VeeJet 80/100 nozzle (Spraying Systems) represents a quasi standard in rainfall simulations due to its drop size distribution and drop velocities which are comparable with natural heavy rainstorms (AUERSWALD ET AL., 1992; FOSTER ET AL., 1982; HASSEL AND RICHTER, 1992; KAINZ ET AL., 1992). By varying the nozzle pressure the drop size distribution and fall velocities can be altered to some degree. The rainfall intensity is regulated by the nozzle’s turning speed and by the time the nozzle remains at the reversal points (AGASSI AND BRADFORD, 1999). The experimental plot is bordered by a metal frame, draining runoff and sediment funnel at the frame’s lower end. In order to keep the small plot simulations comparable to the large plot experiments despite of the limited plot length a runoff feeding device is installed at the upper end of the plot. Via a drain water pump the runoff adding module can be supplied with water and suspended sediments. Thus the experiment simulates the last 3 m of a slope segment with a variable virtual length of up to 40m. The use of sediment-loaded water facilitates the adjustment of sediment concentration and detachment rate when runoff passes the plot. Figure 1: Rainfall simulator 3.2 The EROSION 3D Model The model EROSION 3D, used within this study, was developed with the intention to create an easy-to-use tool for erosion prediction in soil and water conservation planning and assessment (SCHMIDT ET AL., 1992, VON WERNER, M. 1995). The EROSION 2D/3D model is predominantly based on physical principles. The model simulates the detachment of soil, the transport respectively deposition of detached soil particles by overland flow, incl. the grain size distribution of the transported sediment and the sediment delivery into downstream water courses caused by single events (SCHMIDT, 1992). The infiltration rate is estimated by an infiltration subroutine based on the modified approach of GREEN and AMPT (1911) assuming that rain water penetrates the soil in a piston-like flow and saturates the available pore space completely. Because the Green and Ampt approach presupposes a rigid soil matrix the temporal variability of soil structure due to tillage, slaking and sealing, shrinking and swelling, biological activities etc. has to be considered by an additional empirical parameter which allows calibrating the saturated hydraulic conductivity on the basis of measured data. In the EROSION 2D/3D model this parameter is called skinfactor which is determined by iterative calibration of simulated infiltration rates. Values of skinfactor <1 reduce the simulated infiltration rate, in order to take the effects of soil slaking and sealing as well as anthropogenic compaction into account. Values of skinfactor >1 cause an increase of infiltration rate, e.g. for the consideration of macroporeflow. If skinfactor = 1 infiltration rate is obviously not affected by either slaking and sealing or macropores. The basic assumption of the detachment and transport subroutine is that the erosive impact of overland flow and droplets is proportional to the momentum fluxes exerted by the flow and the falling droplets respectively. The resistance to erosion of the soil is expressed as the critical momentum flux. In this approach, the sum of all mobilizing forces (overland flow impact, impact of the droplets) acting on soil particles is compared to the sum of those forces which prevent the particles from being detached and transported. Erosion occurs if the sum of mobilizing forces is greater than that of the resisting forces. In cases where the opposite applies, no particles are eroded from the soil surface. Erosion is limited either by the amount of sediment that can be detached from the soil surface or by the transport capacity of the flow. In order to transport detached particles the vertical component within the flow must counteract the settling of the particles for deposition. The application of EROSION 3D requires information on site-specific relief, soil and rainfall conditions. This information is supplied to the model using the following parameters: - Relief parameters: x,y,z coordinates (digital elevation model) - Rainfall parameters: Date of rainfall event (dd.mm), rainfall duration, rainfall intensity. Generally the model uses standard 10min intervals for precipitation intensity. - Soil parameters: Texture, bulk density, content of organic matter, initial soil moisture, erosional resistance, hydraulic roughness of the soil surface and percentage ground cover. The effects of different types of land use and agricultural management practices on erosion are accounted for by varying the values for erosional resistance, hydraulic roughness, skin factor and percentage soil cover. Suggested values for these input parameters can be estimated from a digital database (DPROC) which includes specific parameters for a broad range of soils, surface conditions, and management options. EROSION 3D uses a grid-cell data representation of the watershed. The values of all input parameters are assumed to be spatially uniform below the scale of grid resolution. The model produces raster-based, quantitative estimates of soil loss, soil deposition, and the sediment delivery into the surface water system. The following data are provided for each grid cell: Parameters related to area: - Erosion and deposition for a chosen grid cell (mass/unit area) - Erosion, deposition and net erosion for the watershed draining into a chosen grid cell (mass/unit area) Parameters related to cross-section of flow: - Runoff (volume/unit width) - Sediment delivery (mass/unit width) - Sediment concentration (mass/unit flow volume) - Particle-size distribution of the transported sediment (percentages of clay, silt and sand by mass). The predicted spatial distribution of erosion and deposition can be plotted as a colored map (see Fig. 2, 3). 3.3 Land use scenarios for model simulations The simulation runs are based on different land use scenarios which cover different types of land use and management practices. In order to define the distribution of the basic types of land use within the investigated catchments, remote sensing data were evaluated (Orthophotos, Coloured Infrared Biotope Mapping). The following scenarios were arranged in order to allow direct comparisons of land use and management impact: Scenario “Conventional Tillage” In this scenario, the arable land is plowed in the traditional way. Soil condition is characterized as crusted because of the incomplete ground cover as well as the weak structural soil stability. Crops correspond to the real crop rotation of the year 2004. Scenario “Conservation tillage” In this scenario, plowless or non-turning tools are used for primary tillage. The most important effect of these tillage techniques is the conservation of stable soil aggregates and fast draining macropores. In order to reduce or even prevent soil crusting, crop residues are left on the soil surface forming a permanent ground cover of 30 %. Crops correspond to those of scenario A. Scenario “Grassland / Direct Drilling (no tillage)” “Grassland and “Direct Drilling” are combined in scenario C because of comparable conditions regarding soil management. On the one hand, mechanical impact on the soil structure is reduced to an absolute minimum, maintaining the permeability of soils at the highest level possible. Moreover, all-season ground cover prevents soil crusting. On the other hand, there is no recurring loosening of top soils as in the case of conventional or conservation tillage. Thus, there is no temporal increase in infiltration capacity due to tillage operation. Crops again correspond to those of scenario “Conventional Tillage”. Scenario “Forest” In this scenario, the catchments are totally covered by mixed woodland (potential natural vegetation), apart from settlements and roads. Because of the high biological activity and the absence of any tillage impact, infiltration capacity is high. 4 Results and Discussion 4.1 Experimental results The artificial rainfall experiments are designated to estimate specific parameters of the EROSION 3D model as erosional resistance, hydraulic roughness and skin factor which are affected predominantly by tillage practice. According to MICHAEL (2000) resistance to erosion varies over a broad range. Regarding the regional soil types of Saxony there is a variance of 4.E-5 [N/m²] - 2E-2 [N/m²] mainly controlled by soil texture. Since this study is focussed on loessinfluenced soils the measured data on erosional resistance do not differ as much. Resistance to erosion is lowest on conventional tillage (Ø 0.00113 N/m²) plots and highest on non tillage plots (Ø 0.00384 N/m²). This general trend of decreasing resistance of erosion with increasing tillage intensity is also confirmed by experimental results of KNAPEN et al. (2007a) and MICHAEL (2000). Under conservation tillage resistance to erosion varies over a broad range (0.00053-0.008 N/m²) indicating that this tillage practice results in highly variable field conditions referring to particle detachment. Apparently conservation tillage is not a well defined practice in particular concerning working depth and residue cover, which varies in between 5 and 50%. Hydraulic roughness increases from conventional tillage (Ø 0.002 s/m1/3) to conservation tillage (Ø 0.025 s/m1/3) and further to non tillage (Ø 0.184 s/m1/3). This increase is associated with an increase in soil cover proving that soil cover is the most decisive factor for hydraulic roughness. Non tillage practices result in significantly higher skinfactors (Ø 9.83) indicating a higher amount of macropores open to the soil surface and less soil sealing respectively higher aggregate stability compared to conventional (Ø 2.0) and conservation tillage (Ø 0.76). Compared to conventional tillage the lower average skinfactors of conservation tillage result from subsurface compaction due to the absence of loosening (KOCH et al., 2008). 4.2 Modelling results Based on the scenarios described above model results were evaluated regarding the following tillage practices: conventional tillage, conservation tillage and non tillage (SEIDEL, N. 2008, SEIDEL, N. and SCHMIDT, J. 2009). At first Fig. 2 shows the simulated distribution of erosion and deposition within the Klatschbach catchment referring to the conventional tillage practice scenario. Yellow to red colours mark areas affected by erosion, green to blue colours indicate areas susceptible to deposition. As expected erosion is almost negligible under forest and on grassland (≤ 0,25 kg/m ²) whereas on arable land soil loss increases up to > 25 kg/m ². Figure 2: Simulated erosion and deposition within the Klatschbach catchment (Saxony) referring to the conventional tillage scenario assuming a 100years storm event in Mai and moderate initial soil moisture conditions Apart from the widespread sheet erosion the Klatschbach catchment exhibits numerous rill erosion features, which result from cumulating surface runoff in slope depressions. Due to its enormous erosion and transportation capacity the cumulated runoff in the depression lines results in high erosion rates (> 25 kg/m ²). Deposition of eroded sediments occurs, where surface runoff is decelerated due to decreasing slope gradient or increasing hydraulic roughness caused by land use changes. In both cases decreasing runoff velocities result in a reduction of sediment transport capacity. This happens in particular at the transition from arable fields to forest and/or from fields to grassland. However, the major parts of the sediments enter the surface water system because sufficiently broad buffering strips are missing. Corresponding to Fig. 2 the spatial distribution of erosion and deposition in case of conservation tillage is presented in Fig. 3. As the comparison of both maps shows, a conversion from conventional to conservation tillage results in a clear reduction of erosion. While conventional tillage is accompanied with more than 25 t/hectars of soil loss, sheet erosion accounts for maximally 2,5 t/hectars in case of conservation tillage due to the additional amount of mulch cover. Despite of the conversion of management practises from conventional to conservation tillage, sheet erosion still range between 0.25 and 25 kg/m². On closer consideration the erosion map shows that substantial soil losses occur along depression lines in spite of conservation tillage. That shows that additional erosion control measures as grassed water ways or buffer strips are necessary for both scenarios conventional and conservation tillage in order to avoid excessive soil losses and sedimentation of surface water courses. By reducing cultivation intensity furthermore (grassland/non tillage scenario) erosion can be reduced again significantly, so that additional passive erosion control measures (e.g. grassed water ways or buffer strips) are no longer necessary. Under forest no considerable soil erosion takes place. Figure 3: Simulated erosion and deposition within the Klatschbach catchment (Saxony) referring to the conservation tillage scenario assuming a 100years storm event in Mai and moderate initial soil moisture condition. 5 Conclusions The model simulations enable regional authorities to locate soil erosion risks within the catchment area and to identify the main source areas contributing predominantly to sediment delivery to surface water courses. The simulated land use scenarios show that soil erosion risks can be reduced considerably by changing tillage practice. Referring to conventional tillage soil loss decreases by 96.5 %, if soil management is converted to conservation tillage. Furthermore, in case of non tillage or grassland the reduction in soil loss amounts up to 99,8%. Under forest there is nearly no soil loss at all. 5 References Agassi, M. and Bradford, J.M., 1999. Methodologies for interrill soil erosion studies. Soil and Tillage Research, 49(4): 277-287. Auerswald, K., M. Kainz, D. Schröder and Martin, W., 1992. Comparison of german and swiss rainfall simulators - Experimental setup. Zeitschrift für Pflanzenernährung und Bodenkunde, 155: 1-5. Bernhardt, A., Haase, G., Mannsfeld, K., Richter, H., Schmidt, R. (1986): Naturräume der sächsischen Bezirke. Sächsische Heimatblätter 4/5 (Sonderdruck): 16-22. Foster, G.R., W.H. Neißling and Natterman, R.A., 1982. A programmable rainfall simulator. ASAE Paper no. 82-2570. GREEN, W.H., AMPT, G.A. (1911): Studies on soil physics I: The flow of air an water through soils. Journal of Agricultural Science4, 1-24. Hassel, J.M. and Richter, G., 1992. Ein Vergleich deutscher und schweizerischer Regensimulatoren nach Regenstruktur und kinetischer Energie. Zeitschrift für Pflanzenernährung und Bodenkunde, 155(3): 185-190. Kainz, M., Auerswald, K. and Vöhringer, R., 1992. Comparison of german and swiss rainfall simulators - Utility, labour demands and costs. Zeitschrift für Pflanzenernährung und Bodenkunde, 155(1): 7-11. Knapen, A., Poesen, J. and De Baets, S., 2007a. Seasonal variations in soil erosion resistance during concentrated flow for a loess-derived soil under two contrasting tillage practices. Soil and Tillage Research, 94(2): 425-440. Koch, H.-J., Heuer, H., Tomanová, O. and Märländer, B., 2008. Cumulative effect of annually repeated passes of heavy agricultural machinery on soil structural properties and sugar beet yield under two tillage systems. Soil and Tillage Research, 101(1-2): 69-77. Michael, A. (2000): Anwendung des physikalisch begründeten Erosions- prognosemodells EROSION 2D/3D - Empirische Ansätze zur Ableitung der Modellparameter. Fakultät für Geowissenschaften, Geotechnik und Bergbau der TU Bergakademie Freiberg. Dissertation. Schindewolf, M. & J. Schmidt 2011): Parameterization of the EROSION 2D/3D soil erosion model using a small-scale rainfall simulator and upstream runoff simulation, Catena (in press) Schmidt, J. (1991): A mathematical model to simulate rainfall erosion. Catena Supplement 19, p. 101-109. Schmidt, J. (1992): Modeling long-term soil loss and landform change. In: Abrahams, A. J. & Parsons, A. D. (Eds.): Overland Flow - Hydraulics and Erosion Mechanics. University College London Press, London Schmidt, J. (1996): Entwicklung und Anwendung eines physikalisch begründeten Simulationsmodells für die Erosion geneigter, landwirtschaftlicher Nutzflächen. Berliner Geographische Abhandlungen, 61. Berlin, Institut für Geographische Wissenschaften der Freien Universität, 148 S. Schmidt, J., Werner, M.v. and Michael, A. (1999). Application of the EROSION 3D model to the CATSOP watershed, The Netherlands. Catena 37, pp. 449–456. Seidel, N. (2008): Untersuchung der Wirkung verschiedener Landnutzungen auf Oberflächenabfluss und Bodenerosion mit einem Simulationsmodell. Eingereichte Dissertation (01.07.2008) . Fakultät für Geowissenschaften, Geotechnik und Bergbau. TU Bergakademie Freiberg. Seidel, N. and Schmidt, J. 2009: Effects of land use on surface runoff – simulations with the EROSION 3D Computer Model. GEOÖKO 3-4, Vol. 29 SLfUG (2004a): Bkkonz (Digitale Bodenkonzeptkarte) 1: 50000. Bodenflächen und synoptische Leitprofile der UG Oberreichenbacher Bach und Klatschbach. Von Werner, M. (1995): GIS-orientierte Methoden der digitalen Reliefanalyse zur Modellierung von Bodenerosion in kleinen Untersuchungsgebieten. Berlin, Institut für Geographische Wissenschaften der Freien Universität, 123 S. Authors Prof. Dr. Jürgen Schmidt Soil and water conservation unit Agricola Str. 22 09599 Freiberg jschmidt@tu-freiberg.de Dipl. Geoökol. Nicole Seidel Soil and water conservation unit Agricola Str. 22 09599 Freiberg seidel.nicole@web.de Dipl. Geogr. Marcus Schindewolf Soil and water conservation unit Agricola Str. 22 09599 Freiberg marcus.schindewolf@tbt.tu-freiberg.de