Katrina Grantz CVEN 6833 Hydroclimatology 4 May 2004 Determining Dominant Modes of Variability in Summertime Precipitation over the Southwestern United States 1. Motivation The North American Monsoon (also known as the Southwest, Arizona, or Mexican Monsoon) is the large-scale atmospheric circulation system that drives the dramatic increase in rainfall experienced in the desert southwest US and northwestern Mexico during the summer months of July and August. These summer thunderstorms typically last until mid-September and can account for as much as 50-70 percent of the annual precipitation in the arid region (Carleton et al., 1990, Douglas et al., 1993; Higgins et al., 1997; Mitchell et al., 2002; Sheppard et al., 2002). The variability of this important moisture source is of particular concern for watershed managers, ranchers, and planners of southwestern North America. Too little summer rainfall has negative agricultural and environmental impacts, while heavy summer thunderstorms present the danger of flash floods. Predicting the variability in the strength and location of monsoonal precipitation is understandably very important for local communities. 2. Background The North American monsoon has been studied for well over a century—most extensively in the recent decade. Recent projects, such as the South-West Area Monsoon Project (SWAMP) and the North American Monsoon Experiment (NAME) project have contributed and continue to contribute greatly to the general body of knowledge. The principal motivation behind the studies has been to understand monsoonal variability. Scientists have focused on the physical mechanisms (both synoptic and topographic) as well as the spatial and temporal variability of these summer rains. The seasonal shift in the winds that bring in monsoonal moisture depends primarily upon the relative location of the subtropical ridge during the summer months. The subtropical jet is a westerly wind stream located between 20° and 50° latitude. Three main pressure centers (a weak high pressure center in the four-corners region of the US, a thermal low pressure area along the Colorado River valley, and the Bermuda high pressure center off the southeastern coastline of the US) direct the subtropical jet in a sinuous motion as it crosses the North American land mass. These pressure centers produce a ridge over the intermountain western US and the trough along the west coast of the US. The subtropical ridge typically migrates northward during the summer months. Several studies have shown that a more northward displacement of the subtropical ridge is associated with a wetter monsoon over the southwestern US. In years when the ridge stays in a more southerly position, the transport of tropical moisture is inhibited. (Carleton 1986; Carleton et al., 1990; Adams and Comrie, 1997; Comrie and Glen, 1998; Ellis and Hawkins 2001; Hawkins et al., 2002) In the summer months, the three pressure centers act to draw lower and middle atmospheric moisture from the south northward, producing a pattern of increased lower-atmospheric moisture which stretches from the western coastline of Mexico northward into the southwestern US. For several decades scientists have debated whether North American monsoonal moisture comes from the Gulf of Mexico or from the Gulf of California. Determining the source of monsoonal moisture is particularly important for prediction purposes. The general consensus today is that while the Gulf of California and eastern Pacific provide the majority of total monsoonal moisture, the Gulf of Mexico also introduces an important component. Many recent studies show that low-level moisture comes primarily from the Gulf of California ant that upper-level moisture is transported from the Gulf of Mexico. It is believed that southerly and southwesterly winds advect moisture northward from the Gulf of California and it is orographically uplifted by the Sierra Madre Occidental where it mixes with the high-level moisture from the Gulf of Mexico (Carleton, 1986). The complex nature of the moisture source and transport mechanism, together with extremely varied topography in the region, make it extremely difficult to understand the variability of the North American monsoon. Summer precipitation in the monsoonal region varies spatially as well as temporally. Regionally, the intensity of the North American monsoon decreases as one moves northward of the Sierra Madre Occidental. Not only is the intensity of the monsoon much weaker in Arizona, New Mexico, and southern Colorado, but the variability of the monsoon is also much larger in these regions. While northwestern Mexico experiences shower activity almost every day during the monsoon season, daily precipitation in southwestern US is much less predictable. Throughout the NA monsoon region, regional-scale variability depends heavily upon the penetration of moisture into the interior regions (Adams and Comrie, 1997). Yet, due to the nature of thunderstorms, there is also considerable local-scale variability associated with the NA monsoon. Not surprisingly, McDonald (1956) found interstation correlations in Arizona to be very small to moderate. Temporal variability of the North American monsoon ranges from diurnal to seasonal, to interannual, to interdecadal. On an intra-seasonal scale, particularly the northern parts of the monsoon region experience wet and dry spells within a monsoon season. This is likely related to the gulf surge phenomenon described by Hales (1972) and Brenner (1974), however no study has directly quantified the relationship (Adams and Comrie, 1997). Carleton (1986, 1987) demonstrated that periods of convective activity across the southwestern US are associated with passing upper-level troughs in the westerlies. Also, as stated earlier in this paper, the position of the subtropical ridge significantly affects convective activity. The position of the ridge can shift within a monsoon season, bringing more convective activity to the north when it shifts northward and less convective activity when it shifts southward. Interannual variability is presumed to result from variability in certain synopticscale patterns as well as variability in the initial conditions of the landmass. Carleton et al. (1990) suggest that shifts in the subtropical ridge are also responsible for interannual variability. They argue that the position of the subtropical ridge is related to the phase of the PNA. A positive (negative) PNA pattern in winter is typically followed by a northward (southward) displacement of the subtropical jet and a wet (dry) summer monsoon. While the PNA pattern is related to ENSO, no direct link between ENSO and the position of the subtropical ridge has been established. In addition to atmospheric circulation, researchers have studied the link between monsoonal rainfall and SSTs in the Pacific Ocean and Gulf of California. Evidence suggests that anomalously cold SSTs in the northern Pacific and anomalously warm SSTs in the subtropical northern Pacific contribute to a wetter and earlier monsoon season. (Higgins and Shi, 2000; Mo and Paegle, 2000) Mitchell et al. (2002) determined certain threshold SST values for the northern Gulf of California that are associated with the regional onset of the North American monsoon. Gao et al. (2002) suggest that because the North American monsoon is strongly modulated by SSTs, use of the higher resolution MODIS data set (rather than the Reynolds SST data) may improve monsoon modeling efforts. Though the correlation between Pacific SSTs and the NA monsoon is clear, Mo and Peagle (2000) argue that SSTs in equatorial Pacific alone are not sufficient to explain monsoon rainfall variability. Many researchers believe that land surface conditions play an extensive role in the onset and intensity of the North American monsoon. Within a monsoon season, increased soil moisture impacts evapotranspiration between storm events, thus enhancing future storm systems and precipitation. (Xu and Small) On an interseasonal scale, several studies have demonstrated the inverse relationship between winter precipitation, particularly snowfall, and subsequent summer precipitation (Gutlzer, 2000; Higgins and Shi, 2000; Lo and Clark, 2002; McCabe and Clark, 2003). This relationship is thought result from snowfall acting as an energy sink. Greater amounts of snowfall in winter require more energy to melt and evaporate the moisture by summer. Larger snow cover areas also increase the albedo in spring, thus reinforcing the relationship. The resulting delayed and decreased warming of the North American landmass upsets the land-ocean heating contrasts necessary for monsoonal circulation patterns, thus delaying and decreasing the intensity of the North American monsoon. The relationship between winter snowfall and monsoonal precipitation, however, appears to depend on the relative strength of the monsoon. McCabe and Clark (2003) suggest that an overall increasing trend in monsoonal precipitation in New Mexico over the past 70 years is responsible for the increasing relationship with antecedent winter precipitation. This trend coincides with a general decrease in monsoonal precipitation in Arizona and decrease in the correlation with antecedent winter precipitation. Though not directly related with the North American monsoon, Singhrattna and Rajagopalan (2003) demonstrate that the strength of the Indian and Thai monsoon could be related to the position of heating in the tropics. Years that exhibit anamolous heating in the eastern tropical Pacific tend to produce a stronger monsoon in Thailand and weaker monsoon in India, and vice-versa for the years in which heating is closer to the date line. A similar relationship with the North American monsoon is not evident in the literature. 3. Proposed Research The primary objective of this study is to determine the dominant modes of spatial and temporal variability associated with summertime precipitation in the southwestern United States. By gaining this understanding, we hope to eventually develop predictors for use in a forecasting model. We investigate relationships between the dominant modes and antecedent and concurrent atmospheric and climatic variables to gain a better understanding of the state of system. We also explore the proposed spatial shift in the strength of the monsoon over Arizona and New Mexico and the potential relationship with the location of heating in the tropics in warm ENSO years. By investigating correlations and composites, we hope to propose physical explanations for the trends in the system. Any trends in relationships and must be realized before predictors can be developed for forecasting. 4. Data Climate division data of monthly precipitation and temperature for the years 1930-2003 were obtained for Arizona and New Mexico. (www.cpc.ncep.noaa.gov) This data set was chosen for its relatively long period of record and broad spatial coverage in the area of interest. Data for years before 1930 were removed due to relative unreliability in data quality. Monthly atmospheric data for the period 1948-2002 were obtained from the NCEP/NCAR reanalysis data set (Kalnay et al., 1996). Global sea level pressures (SLP), sea surface temperatures (SSTs), 500mb geopotential height (Z500) fields, and vector winds were analyzed. These data are available from the Climate Diagnostics Center web page: www.cdc.noaa.gov. 5. Methods This study focuses on the southwestern US monsoon as defined by the July/August precipitation in Arizona and New Mexico. General trends in the mean and variance of monsoonal precipitation are analyzed using a 20 –year moving window. Results from McCabe and Clark (2003) indicate that trends in the mean and variance differ between the New Mexico and Arizona and between July and August. We therefore perform the moving window analysis separately for each state and for each month. Principal component analysis (PCA) is performed to isolate the dominant modes of spatial and temporal variability. We first perform the analysis on the entire region (Arizona and New Mexico) to determine the spatial loadings of the leading principal components (PCs). PCA is then preformed for each state and each month separately. Correlations between the leading PCs and antecedent winter and spring precipitation and temperature are computed. Finally, the leading PCs are correlated with global atmospheric variables (i.e., SST, SLP, and Z500 heights). A composite analysis is performed on atmospheric variables in warm ENSO years pre-1980 and post-1980. Specifically, anomalies of SSTs, outgoing long-wave radiation (OLR), and vector winds are analyzed. 6. Results a. Monsoon Season An analysis of the annual cycle of total precipitation in Arizona and New Mexico (Figure 1.) demonstrates that the bulk of precipitation falls in July and August for both states. We thus base all subsequent analysis of the southwestern US monsoon on the months of July and August. It is recognized that September precipitation may compose a significant portion of the total monsoonal precipitation. However, because the monsoon season typically ends sometime in mid-September (Adams and Comrie, 1997), we choose to restrict our study to months that are affected by the monsoon for their entire duration. 1.5 0.5 Precipitation (in) Arizona Monthly Average Precipitation 2 4 6 8 10 12 Month 1.5 0.5 Precipitation (in) New Mexico Monthly Average Precipitation 2 4 6 8 10 12 Month Figure 1. Total monthly precipitation in Arizona (top) and New Mexico (bottom) b. Non-stationarity in mean and variance of precipitation Trends in the 20-yr mean precipitation for Arizona and New Mexico are shown in figure 2. Overall, monsoonal precipitation in New Mexico exhibits an increasing trend, especially in August. July mean precipitation appears to have increased in the earlier part of the record and remained constant in the later part of the record. The plot suggests that mean precipitation in Arizona has a slightly decreasing trend in the later period for July with a general decrease and then slight increase in August in the middle part of the record. These results indicate that the mean monsoon precipitation in New Mexico has been increasing over the past 70 years, but that precipitation in Arizona has not experienced as dramatic of a trend over the same period of record. The variance of summertime precipitation in New Mexico and Arizona (Figure 3) does not exhibit a significant trend, with the possible exception of a decreasing trend in the later part of the record in Arizona in August. These results generally corroborate results presented by McCabe and Clark (2003). Mean Precipiation over 20-year moving window Precipitation (in) 3 2.5 New Mexico July New Mexico August Arizona July 2 1.5 1 Arizona August 0.5 0 1940 1960 1980 2000 Year (center of 20-yr window) Figure 2. Mean Precipitation in Arizona and New Mexico over a 20-year moving window Variance Variance of Precipitation over 20 yr moving window 1.4 1.2 New Mexico July 1 0.8 0.6 0.4 New Mexico August 0.2 0 1940 Arizona August Arizona July 1960 1980 2000 Year (center of 20-yr window) Figure 3. Variance in Precipitation in Arizona and New Mexico over a 20-year moving window c. Principal Component Analysis The dominant modes of variability are determined through a principal component analysis of the entire region. The first PCs in both July and August capture over 50 percent of the total variance, while the second PC captures roughly 20 percent of the total variance (figure 4). Correlations between PC1 and the average precipitation for the region are .89 and .87 for July and August, respectively. The loadings for PC1 (figure 5) exhibit the same sign and have little variability across the region. This relatively high correlation with average precipitation and minimal variability suggests that PC1 represents the covariance of monthly precipitation among the climate divisions in Arizona and New Mexico. The spatial pattern of PC2 (figure 6) shows positive loadings in New Mexico and negative loadings in Arizona, corroborating results presented by McCabe and Clark (2003) and Hu and Feng (2002). These results indicate that 20 percent of variance in New Mexico and Arizona monsoonal precipitation is characterized by an inverse relationship between the two states. 0.4 0.2 0.0 % variance explained Variance of July PCs 2 4 6 8 10 12 14 PC Variance of Aug PCs 6 8 10 12 35 37 4 14 31 2 33 Longitude 0.4 0.2 0.0 % variance explained Spatial Loadings of PC1 (July) PC -114 -112 -110 -108 -106 -104 -102 Figure 4. Percent of variance explained for New Mexico/ Arizona joint analysis Latitude Spatial Loadings of PC1 (Aug) Spatial Loadings of PC1 (Aug) -108 -106 -104 -102 37 35 -114 31 -110 33 35 33 31 33 -112 31 -114 Longitude 35 Longitude 37 Longitude Spatial Loadings of PC1 (July) 35 33 31 Longitude 37 37 Spatial Loadings of PC1 (July) Latitude -112 -110 -108 -106 -104 -102 Latitude -114 -112 -110 -108 -106 -104 -102 -114 -112 -110 -108 -106 -104 -102 Figure 5. Spatial loadings of PC1 New Mexico/Arizona joint analysis Latitude 37 Spatial Loadings of PC1 (Aug) Latitude Spatial Loadings of PC2 (Aug) -108 -106 -104 -102 35 31 -110 33 35 33 Longitude -112 31 -114 Longitude 37 37 35 33 31 Longitude Spatial Loadings of PC2 (July) Latitude -114 -112 -110 -108 -106 -104 -102 Latitude -114 -112 -110 -108 -106 -104 -102 Latitude Figure 6. Spatial loadings of PC2 Because a significant portion of variance (from PC2) is distinctly different for Arizona and New Mexico, separate principal component analyses were conducted for each state. The total percent of variance explained by the leading PCs is significantly higher when the states are analyzed separately. PC1 explains over 70 percent of the variance in Arizona and over 60 percent of the variance in New Mexico. PC2 explains roughly 10 percent of the variance in Arizona and 20 percent in New Mexico. (See figure 7.) The two leading PCs capture over 80 percent of the variance and are considered to represent signal while the remaining PCs represent noise. 3 4 5 6 7 0.0 0.1 0.2 0.3 0.4 0.5 0.6 8 1 2 3 4 5 6 7 PC AZ July Variance of PCs AZ August Variance of PCs 0.4 % variance explained 0.4 0.0 0.2 0.0 8 0.6 PC 0.2 % variance explained % variance explained 2 0.6 1 % variance explained NM August Variance of PCs 0.0 0.1 0.2 0.3 0.4 0.5 0.6 NM July Variance of PCs 1 2 3 4 PC 5 6 7 1 2 3 4 5 6 7 PC Figure 7. Percent of variance explained by PCs The first PCs correlate very highly with the spatially averaged precipitation of the corresponding region and month. (Correlation coefficients range between -.99 and -1.) PC1, therefore, is assumed to represent the covariance of monthly precipitation among the climate divisions in each state. To investigate the proposed inverse relationship between North American monsoonal precipitation and antecedent precipitation, we correlate PC1 with the previous winter’s and spring’s precipitation in a moving 20-year window (figure 8). The moving window is used to identify any trends in this relationship. The same analysis is performed using antecedent air temperature instead of precipitation (figure 9). Based on a standard t-test, correlations must exceed .43 to be considered statistically significant. In general, winter shows more statistically significant correlations than spring, and precipitation more than air temperature. The correlations with winter precipitation in New Mexico are stronger in the later period, though this is probably due to the increase in the strength of the monsoon during this period. Correlations for Arizona, conversely, decreased in the later period. The temperature results indicate almost no statistically significant correlations. This result is surprising given that air temperature should fluctuate with winter precipitation. Perhaps the air temperature over the entire western US would provide a better relationship than the regional temperature. New Mexico Spring Precipitation Correlated with Monsoon Precip (PC1) 0.6 0.6 0.5 0.4 0.3 0.2 0.1 0 -0.1 -0.2 -0.3 -0.4 1920 July August 1940 1960 1980 Correlation Coeff Correlation Coeff New Mexico Winter Precipitation Correlated with Monsoon Precip (PC1) 0.4 0.2 -0.2 -0.4 -0.6 1920 2000 Year (center of 20-yr window) 1940 1960 1980 2000 Year (center of 20-yr window) Arizona Winter Precipitation Correlated with Monsoon Precip (PC1) Arizona Spring Precipitation Correlated with Monsoon Precip (PC1) 0.6 0.8 0.6 0.4 0.2 0 -0.2 July August -0.4 -0.6 1920 1940 1960 1980 Correlation Coeff Correlation Coeff July August 0 0.4 0.2 July August 0 -0.2 -0.4 -0.6 1920 2000 Year (center of 20-yr moving window) 1940 1960 1980 2000 Year (center of 20-yr window) Figure 8. Correlations between PC1 and antecedent winter (DJF) and spring (MAM) total precipitation in 20-year moving windows. New Mexico Spring Temperature Correlated with Monsoon Precip 0.4 0.6 0.3 0.4 0.2 0.2 July 0.1 August 0 -0.1 Correlation Coeff Correlation Coeff New Mexico Winter Temperature Correlated with Monsoon Precip 1940 1950 1960 1970 1980 1990 2000 July August 1940 1960 1980 2000 1940 1960 1980 2000 Arizona Spring Temperature Correlated with Monsoon Precip Correlation Coeff Correlation Coeff Arizona Winter Temperature Correlated with Monsoon Precip Year (center of 20-yr window) August Year (center of 20-yr window) Year (center of 20-yr window) 0.4 0.3 0.2 0.1 0 -0.1 -0.2 -0.3 -0.4 -0.5 -0.6 1920 July -0.4 -0.6 -0.8 -1 1920 -0.2 -0.3 1930 0 -0.2 0.4 0.3 0.2 0.1 0 -0.1 -0.2 -0.3 -0.4 1920 July August 1940 1960 1980 2000 Year (center of 20-yr window) Figure 8. Correlations between PC1 and antecedent winter (DJF) and spring (MAM) air temperature in 20-year moving windows. The driving mechanisms of PC2 are not as straightforward as those for PC1. Because PC1 represents the basic climatology of the area, it seems reasonable that PC2 represents some larger, slowly varying mechanism. It is hypothesized that factors related to PC2 may be responsible for the eastward shift in the strength of the monsoon. Correlations between the Pacific Decadal Oscillation index and PC2, however, are not statistically significant. Correlations with the Pacific North American (PNA) index are statistically significant only in the later period of record for both New Mexico and Arizona in August (but not July). Previous studies (e.g., Carleton 1986; Carleton et al., 1990; Adams and Comrie, 1997; Comrie and Glen, 1998; Ellis and Hawkins 2001; Hawkins et al., 2002) have shown that shifts in subtropical jet (related to the PNA pattern) significantly affect the strength of the North American monsoon. It is thus recognized that more general variables, such as Z500 height fields, may provide more information than the PNA index. d. Correlations with Global Variables Figures 9, 10, and 11 show the correlations between PC1 and global gridded anomalies of SLP, SST, and Z500 height fields, respectively. Figures 12, 13, and 14 show the same for PC2. All plots show regions of statistical significance (i.e., greater than 0.23). Correlation patterns for July are generally stronger than those for August, indicating that anomalies earlier in the monsoon season may play a larger role in overall monsoon variability. Patterns are generally similar for PC1 and PC2, though the relative strengths of the correlations vary. The SLP correlation patterns indicate that variability in New Mexico is slightly more dominated by SLPs than Arizona, though this could be due to the relative strength of the monsoon in each state. Correlations with SLPs are slightly higher for PC1 than for PC2, with strong areas of correlation lying in the mid-Pacific region. SST correlation patterns indicate that SSTs along the western coast and the northern Pacific may be related to monsoonal precipitation. Tropical SSTs do not appear to as strongly correlated with monsoonal precipitation. The Z500 height fields, particularly with the PC2 for New Mexico, show a striking similarity to the PNA pattern, though shifted slightly southward. This correlation makes sense, given the relationship between monsoon strength and the location of the subtropical jet. Given that large-scale atmospheric circulation patterns generally persist for several months, these correlations could potentially provide useful predictors to monsoonal precipitation. Figure 9. Correlations between SLP anomalies and PC1 in Arizona (left) and New Mexico (right) in July (top) and August (bottom) Figure 10. Same as figure 9, except with SST Figure 11. Same as figure 9, except with Z500 height fields Figure 12. Correlations between SLP anomalies and PC2 in Arizona (left) and New Mexico (right) in July (top) and August (bottom) Figure 13. Same as figure 12, except with SST Figure 14. Same as figure 12, except with Z500 height fields e. Composite Analysis The eastward shift in the magnitude of monsoon precipitation is evidenced in the composite maps of OLR pre-1980 and post-1980 warm ENSO years (figure 15). In the pre-1980 period negative OLR anomalies in western monsoon region suggest cooler temperatures and more rain. Conversely, positive OLR anomalies in eastern monsoon region indicate less rain in the pre-1980 period. In the post-1980 period the negative OLR anomalies (indicating more precipitation) moved eastward to be centered more toward NM. The shift in July appears to be more dramatic (in the spatial degree of the shift) than the August shift (figure 16). Composites of vector winds show that more air, and hence more moisture, moved into Arizona in the earlier period and into New Mexico in the later period (figure 17). It is also interesting to note the direction from which the wind is moving. In the pre-1980 period the wind appears to originate primarily in the Gulf of Mexico and move into Arizona. In the post-1980 period the wind appears to originate predominantly from the Gulf of California. These results could add information to the age-old debate regarding the source of North American monsoonal moisture. Figure 15. OLR in pre-1980 (left), post-1980 (center), and pre- minus post-1980 (right) warm ENSO years Figure 16. OLR in pre- minus post-1980 warm ENSO years in July (left) and August (right) Figure 17. Same as figure 15, except for vector winds 7. Summary and Conclusions Results from this study corroborate the results of McCabe and Clark (2003) that there is an increasing trend in summer precipitation over new Mexico and a slightly decreasing trend in summer precipitation over Arizona. No significant correlations were found with the previous winter/spring air temperature, however, these results may be due to the relative small region for temperature data. North American monsoonal precipitation was found to vary inversely with antecedent winter precipitation. The relationship with antecedent spring precipitation was not as strong. Correlations with large-scale atmospheric variables indicate that monsoonal precipitation may be more dominated by large-scale patterns set up early in the monsoon season. SSTs, SLPs, and Z500 height fields all exhibit statistically significant correlations with monsoonal precipitation, slightly more so in New Mexico. The Z500 height fields show patterns similar to the PNA pattern The general persistence of these patterns suggests that these correlations could potentially provide useful predictors to monsoonal precipitation. The eastward shift in the strength of the monsoon is evidenced through composite maps of OLR and vector winds. The dominant source of precipitation may also have shifted more from the Gulf of Mexico in pre-1980 warm ENSO years to more from the Gulf of California in post-1980 warm ENSO years. It is unclear whether this shift is related to the relative position of heating in the tropics. Clearly, the North American monsoon system is very complex. While several trends and relationships have been identified in this study, these relationships are not fully understood. These processes need to be better understood to develop predictors and advance modeling and forecasting efforts. Suggestions for extension of this study include using CMAP data to include analysis of NW Mexico (the “epicenter” of the monsoon). CMAP data is limited, however, only dates back to 1979, trends may not be as discernable as those in this study. A joint PCA on Arizona and New Mexico together would provide more insight into the relative loadings between New Mexico and Arizona. One point correlations between SWE over the entire western US and PC1 could add more information to the antecedent winter precipitation hypothesis. It is also important to further explore the relationship between the location of heating in the tropics and the strength and location of the monsoon. Finally, correlations with variables from previous months could provide useful predictors for implementation in a forecasting model. References: Adams DK, Comrie AC. 1997. The North American Monsoon. Bulletin of the American Meteorological Society 78: 2197-2213. Barlow M, Nigam S, Berbery EH. 1998. 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