1 Suggested titles and senior or correspondence authors for each paper 2 3 4 5 6 Major forest types and the evolution of sustainable forestry in China Limin Dai, Professor at the Institute of Applied Ecology, Chinese Academy of Sciences. 7 8 9 10 An overview on recent research progress in forest eco-hydrology in China Shirong Liu, Professor at Chinese Academy of Forestry, President of Ecological Society of China 11 12 13 14 China’s forest fires and fire management policy over the last two decades Yu Chang, Professor at the Institute of Applied Ecology, Chinese Academy of Sciences. 15 16 17 18 Forest ecosystem services and eco-compensation mechanisms in China Hongbing Deng, Professor at State Key Laboratory of Urban and Regional Ecology, Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences 19 20 21 22 23 Current status and problems in certification of sustainable forest management in China Jingzhu Zhao, Institute of Urban Environment, Chinese Academy of Sciences, Xiamen 361021, China 24 25 26 27 28 29 30 31 32 33 34 35 36 Future impacts of climate change on forest fire danger in northeastern China Shu Lifu, State Forestry Administration’s Key Open Laboratory of Forest Protection Research Institute of Forest Ecology, Environment and Protection, CAF Beijing 100091 37 38 A forest resource database and its application in forest management: Constuction of a Decision Support System (DSS) 39 40 41 42 Qingli Wang, Institute of Applied Ecology, Chinese Academy of Sciences, Shenyang, 110016, China Decreasing soil water content contributes to accumulation of soil carbon in successional forests in Southern China Guoyi Zhou, Professor at South China Botanical Garden, Chinese Academy of Sciences, Guangzhou 510650, China Forest management in Northeast China: History, problems and prospects Dapao Yu, Institute of Applied Ecology, Chinese Academy of Sciences, Shenyang, 110016, China Characteristics of gas release during combustion of herbaceous undergrowth 1 2 3 fuel in a broad-leaved Korean pine (Pinus koraiensis) forest in Xiaoxing’anling Hu Hai-qing, School of Forestry, Northeast Forestry University, Harbin 150040, China 4 Highlands of the contributing articles 5 6 7 8 Collectively, these articles cover broad and concurrent issues in forest research and management, including background information about China’s forest and forest management, forest hydrology, forest fire, forest survey, forest certification program, forest ecosystem services, forest related carbon and climate change. Abstracts for each paper can be found in the following section. 9 Highlands of the contributing authors 10 11 12 13 14 15 16 The author list includes some of the best known scientists working in forestry in China. For example, Dr. Shirong Liu is the current president of Ecological Society of China, Dr. Guoyi Zhou has published a paper in Science in 2007, Dr. Jingzhu Zhao is the director of Institute of Urban Environment, CAS, Dr. Qingli Wang is the Chief of Yunan Section of Chinese Academy of Science, Dr. Lifu Shu is the chief scientist of National Forest Fire Control Program. 1 2 Major forest types and the evolution of sustainable forestry 3 in China 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 Dai Limin1, Dongkai Su1,2, Li Zhou1*, Dapao Yu1, Bernard J. Lewis1, Zhenggang Liu1, 2 , Yang Wang1, 2 , Lin Qi1, 2 and Guowei Li1, 2 1 Institute of Applied Ecology, Chinese Academy of Sciences, 72 Wenhua Road, Shenyang 110016, China 2 Graduate University of Chinese Academy of Sciences, Beijing, 100039, China * Corresponding author: Email: zhouli930@iae.ac.cn Abstract China’s forests consist of a wide range of types with distinctive distributional patterns shaped by complex topography and multiple climate regimes. How to manage this wide array of forest resources has challenged forest managers and policy-makers since the founding of the country. From the 1950s to the late 1990s, forest management guidelines and policies in China focused on timber production. Although forests have provided great quantities of wood and a wide range of other products and services to the Chinese populace over that period, excessive exploitation of China's forest resources has contributed to environmental problems and calamities such as floods, soil erosion, sand storms, and desertification. Facing such serious ecological problems at the start of the 21st century, the Chinese government decided to ‘strengthen eco-construction and maintain eco-safety’ in an effort to achieve sustainable forest management (SFM). This provides both an opportunity and a challenge for the development of forestry in China. In this paper, we introduce China’s major forest types and discuss current status of forest resources and the historical development of forest management in China, including actions taken thus far toward achieving SMF. Major problems are identified and a strategy for SFM implementation in China is presented. Key words: China forestry; China forest types; eco-construction; ecosystem criteria and indicators; sustainable forest management; Six Key Forestry Programs 1 An overview on recent research progress in forest 2 eco-hydrology in China 3 4 5 6 7 8 9 10 11 12 13 14 1 Shirong Liu, 1Lei Zhang, 1Pengsen Sun,2Yong Lin, 1En Liu, 3Xiaohua Wei and 4 Jingxin Wang 1 Forest Ecology, Environment and Protection, Chinese Academy of Forestry, Beijing 100091, PR. China 2 National Marine Environment Monitoring Center, State Oceanic Administration, Dalian, 116023. China 3 Watershed Research Chair, Department of Earth and Environmental Science, University of British Columbia, 3333 University Way, Kelowna, British Columbia, Canada V1V 1V7 4 Division of Forestry and Natural Resources, West Virginia University, Morgantown, WV 26506 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Abstract Forest hydrology has long been recognized in China as an important interdisciplinary research field between forestry and hydrology. Most recently in China, forest hydrology has shifted to forest eco-hydrology and is increasingly addressed in a broad global change context. This paper presents an overview of recent research progress and future perspectives in forest eco-hydrology in China. The historical retrospect indicates that over time the priority and focus of forest hydrology research in China has been changing, greatly influenced by China’s national forestry policy and environmental problems during the different historical periods. Early scientific studies on forest hydrology were carried out in major types of forests at a catchment or small watershed scale, focusing on basic individual hydrological processes in terms of rainfall interception, streamflow, evapotransporation, and impacts of forest logging. Since the late 1990s, China’s forest management has shifted from timber production to ecological restoration and improvement, resulting in massive afforestation and reforestation through the implementation of a series of national forestry programs across the country. At the same time, environmental changes are increasingly affecting China’s forest structure and functions such as climate change, land use, and land cover change. The current forest hydrological research in China focuses on hydrological consequences of massive reforestation and afforestation, land use change, and hydrological responses to climate change at a large watershed or forest landscape level. Recent research progress in forest eco-hydrology across China is mainly reflected in large scale watershed hydrology, resforestation hydrology, and climate change eco-hydrology. The focus is on the coupling interaction of hydrological and ecological processes in a global change context at landscape and regional scales by using holistic approaches such as remote sensing, geo-spatial techniques, isotope tracing, and hydrological modeling. Future forest eco-hydrological research in China should focus on a long-term interdisciplinary commitment to monitor hydrological processes and forest vegetation dynamics using geo-spatial techniques, developing 1 2 3 4 5 6 7 8 9 process-based eco-hydrological models, and integrating traditional methods and holistic approaches. The goal is to quantify large-scale watershed eco-hydrological processes and to understand forest-water relationships in a changing environment across a broad physiographic gradient at multiple scales. Key words: climate change; eco-hydrology; forestation hydrology; landscape disturbance; large scale forest hydrology China’s forest fires and fire management policy over the last 10 two decades 11 12 Yu Chang, Hong S. He, Yuanman Hu, Yuting Feng and Yuehui Li 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Institute of Applied Ecology, Chinese Academy of Sciences, Shenyang 110016, P. R. China Abstract Understanding the spatial and temporal characteristics of forest fires is crucial for forest fire management decisions such as choosing priority areas for fuel treatment and identifying specific regions needing enhanced forest fire monitoring. We collected yearly forest fire statistical data for each province of China from 1987 to 2007. We carried out statistical analysis of these data in four aspects: burned area and burned forest area, number of forest fires, losses due to forest fires, and fire suppression input. Our results showed that (1) the total burned area from 1987 to 2007 was 8.36 106 ha, with about 52.43% in Inner-Mongolia Autonomous Region and 25.87% in Heilongjiang Province. Large variations of burned area occurred among different years with 33.29% in 1987, 13.88% in 1996, and 13.44% in 2003 owing to dry weather conditions in these years. The total burned forest area from 1987 to 2007 was 2.21 106 ha, with about 36.92% in Heilongjiang Province and 29.28% in Inner-Mongolia Autonomous Region. The burned forest area also had large variations among different years, with most forests burned in 1987, 2003, and 2006, accounting for 14.9%, 20.42% and 18.49% respectively; (2) 170,541 forest fires occurred in China from 1987 to 2007, with 13.8% occurring in Hunan Province, 11.21% in Zhejiang Province, 9.6% in Sichuan Province, 9.16% in Guizhou Province, and 9.15% in Yunnan Province. Among these, small forest fires (burned area <10 ha) accounted for 55.43%; large fires (>100 ha) accounted for only 0.41%. Forest fires decreased gradually from 1987 and reached the lowest level in 1997 before increasing gradually; (3) forest fires damaged 21.79 106 m3 timber volume and 2607.05 106 young trees from 1987 to 2007. People injured or killed totaled 4878, and 1321.82 million RMB were lost by forest fires during 1987 to 2007; (4) China has been following a strict forest fire monitoring and fire suppression policy, especially since 1987, with much input of yearly capital and man power. The number of fire-fighting people days increased from 1.15 106 in 1987 to 1.19 106 in 2007. A total of 5.03 RMB was 1 2 3 4 5 6 7 8 invested for forest fire fighting in 1989, and it was increased to 108.91 million in 2007. The highest amount was spent in 2003, when nearly 400 million RMB was used to suppress forest fires. Note that fire suppression can decrease forest fire occurrence only in the short term (<10 yr). Over the long term, forest fire suppression cannot achieve its primary goal to eliminate forest fires and reduce forest fire risk. Our results suggest that forest fuel treatment should be incorporated into China’s forest fire management planning, and the priority forest fuel treatment area should be focused on Heilongjiang Province and Inner-Mongolia Autonomous Region. 9 10 Forest ecosystem services and eco-compensation 11 mechanisms in China 12 13 14 15 Hongbing Deng, Tianxing Liu and Xin Liu State Key Laboratory of Urban and Regional Ecology, Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences, Beijing 100085, China 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Abstract Forest is the main terrestrial ecosystem that provides multiple ecosystem services. Due to the externalities and public-good properties of these ecosystem services, their importance is sometimes neglected. The research and evaluation of ecosystem services have long been hot topics in ecology. Since the 1980s, Chinese ecologists have carried out relative research to evaluate forest ecosystem services at national and regional levels. Some results showed that the total value of forest ecosystem services including timber products, nontimber products, C sequestration, water storage, soil erosion control, recreation and ecotourism was about 1.4 trillion RMB Yuan per year. Forest eco-compensation is a transfer mechanism that internalizes externalities of forest ecosystem services by compensating individuals or companies for the losses or costs of providing forest ecosystem services. China’s current forest eco-compensation system is mainly focused on noncommercial forests. The main measures consist of the charge on behaviors such as destructions of noncommercial forests, the compensation on individual or local conservational behaviors, and the investment on the conservation of noncommercial forests and regions of great ecological importance. The Compensation Fund System for Forest Ecological Benefits was first listed in Forest Law of the Peoples Republic of China in 1998 and is used for the forestation, tending, protection, and management of noncommercial forests. In 2004, the Central Financial Compensation Fund, which is the important source of Compensation Fund for Forest Ecological Benefits, was formally established to provide the financial source of forest management; in essence, it formally recognizes the forest ecological benefits and strives to fundamentally solve the incentive and mechanism problems in forestry development. To perfect the forest eco-compensation system, it is crucial to design the compensation criterion of noncommercial forest considering both theoretical and practical concerns based on a quantitative evaluation of ecosystem services. Although some preliminary effects have been achieved, some deficiencies 1 2 and problems in the practices of forest eco-compensation in China persist, and some pertinent countermeasures mentioned in this paper should be adopted. 3 4 5 6 Key words: ecosystem services; China; Compensation Fund System for Forest Ecological Benefits; noncommercial forests 7 Decreasing soil water content contributes to accumulation of 8 soil carbon in successional forests in Southern China 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 Yuhui Huang1,2 , Guoyi Zhou1*,. Xuli Tang1 and Deqiang Zhang1 1 South China Botanical Garden, Chinese Academy of Sciences, Guangzhou 510650, China; 2Graduate University of the Chinese Academy of Sciences, Beijing 100049, China) *Corresponding author: phone +8620-37252708; fax +8620-37252708; email: gyzhou@scib.ac.cn Mailing address: Xingke road 723, Tianhe District, Guangzhou 510650, China Abstract Soil carbon accumulations have been observed recently in successional forests, especially in old-growth forest; however, the mechanism of soil carbon increase is far from being understood. We hypothesized that raising soil temperature and decreasing soil water content potentially contribute to soil carbon accumulations by influencing decomposition processes. To test this hypothesis, temporal trends and variations of air temperature, soil temperature, soil water contents (SWC), and their influences on soil carbon accumulations were analyzed in three successional forests in Dinghushan Biosphere Reserve (DBR). The results showed that soil temperature is highly correlated with air temperature at DBR. Annual mean ambient air temperature increased by 1.03 °C from 1954 to 2007. Both air temperature and soil temperature are strongly influenced by vegetation cover. Early successional forest showed a greater variety and sensitivity in air temperature as well as in soil temperature than moderate and advanced successional forests. Soil water content increased with progressive succession processes; however, for forests at all successional stages, SWC dropped sharply in recent decades. From 1983 to 2004, SWC decreased by 46.0% in the advanced successional forest (the monsoon evergreen broadleaf forest), 50.0% and 48.3% in the moderate and early successional forests, respectively. The decrease in temperature sensitivity and increase in SWC along progressive successional stages, compared with early-successional forest, suggests that advanced-successional forest has a stronger self-adjustment on soil temperature and soil moisture. Both soil temperature and SWC are driving factors for soil respiration rates in DBR forests; however, decreasing SWC is the leading factor contributing to soil carbon accumulation prior to increasing soil temperature. 1 Current status and problems in certification of sustainable 2 forest management in China 3 4 5 6 7 8 9 Jingzhu Zhao1*, Dongming Xie1 and Gang Wu2 1 Institute of Urban Environment, Chinese Academy of Sciences, Xiamen 361021, China 2 State Key Laboratory of Urban and Regional Ecology, Research Center for Eco-Environmental Sciences, Chinese Academy of Sciences, Beijing 100085, China *Corresponding author: Email: jzhao@rcees.ac.cn 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Abstract Forest certification began in the early 1990s and generally benefits sustainable forest management. Forest certification in China began later but has developed rapidly in recent years. By March 2009, 16 forest management enterprises had certified more than one million hectares of forests under the system. Compared to other major countries and international communities, the development of China’s forest certification still falls short. We identified the main influencing factors of forest certification in China as: (1) Management, namely institutional factors. China’s forest management is based on national plans, so forest management lacks flexibility. (2) Public awareness. The importance and value of forest certification to environmental protection is not effectively communicated to the public by managers and staff, and the consumers do not choose the certified forest products due to weak awareness of environmental protection. (3) Certification cost. Because forest management has not fully entered the market in China, the forest management bodies have low economic benefit, and it is difficult for the forest management bodies to accept the relatively high cost of forest certification. Although these factors restrict the development of China’s forest certification, it has great potential. According to our preliminary calculation, if forest certification was adopted by 50% of China’s timber forests, the economic scale of forest certification would be about 4.2–545.0 million RMB Yuan, and the forest management bodies would also realize considerable economic benefit through improving the quality of forest products. To improvement forest management and development of international trade of forest products, forest certification in China must improve. China’s forest certification should be developed by improving the management system, constructing and perfecting market access mechanisms for forest products certificated, and increasing public awareness of environmental protection and forest certification. Key words: certification cost; China; forest certification; forest management; forest products Dr. Jingzhu Zhao is the director of the Institute of Urban Environment of Chinese Academy of Sciences. He studies complex systems and regional sustainable development and is currently serving an the Editorial Broad of The International Journal of Sustainable Development & World Ecology, and several Chinese academic 1 2 journals such as Acta Ecologica Sinica. 3 Characteristics of gas release during combustion of 4 herbaceous undergrowth fuel in a broad-leaved Korean pine 5 (Pinus koraiensis) forest in Xiaoxing’anling 6 7 8 9 Hu Hai-qing, Wang Wei-ye, Sun Long* and Liu Fei School of Forestry, Northeast Forestry University, Harbin 150040, China 10 11 12 13 14 15 16 17 18 19 20 21 22 Abstract We studied the broad-leaved Korean pine forest of Xiaoxing’anling in Heilongjiang Province in both wild and laboratory control conditions. We measured and computed emission factors and emission quantity of CO2, CO, CxHy, NO, and SO2 in 42 herbaceous species during different burning stages. From the perspective of release speed, we analyzed the burning characteristics of different herbage fuels based on main content and found the emission factors of herbage for CO2, CO, CxHy, NO, and SO2 were 2.9301, 0.4599, 0.0139, 0.0087, and 0.0227, respectively. The emission quantity of herbage for CO2, CO, CxHy, NO, and SO2 were 1113.46, 174.73, 5.26, 3.29 and 8.60 mg·g−1, respectively. The emission factor and emission quantity for CO2 were greater than for the other four gases. The cluster analysis results showed that the same family of herbs had similar emission characteristics. Key words: combustibles; emission factor; herb; Xiaoxing’ anling 23 24 Future impacts of climate change on forest fire danger in 25 northeastern China 26 27 28 29 30 31 32 33 34 35 36 37 38 39 Tian Xiao-rui1, Shu Lifu1, Zhao Fengjun1, Wang Ming-yu1 and Douglas J. McRae2 1 State Forestry Administration’s Key Open Laboratory of Forest Protection Research Institute of Forest Ecology, Environment and Protection, CAF Beijing 100091 2 Natural Resources Canada, Canadian Forest Service, 1219 Queen St. E. Sault Ste. Marie, Ontario P6A 2E5 Abstract Climate warming will have a rapid and far-reaching impact on fire activities in the boreal forests of China. We used regional climate model outputs and the Canadian Forest Fire Weather Index (FWI) System to analyze future changes in fire danger and the fire season under SRES A2 and B2 scenarios to guide future fire management planning. China's regional climate (1961~1990) was used as our validation data, and the period 1991–2100 was modeled under SRES A2 and B2 scenarios using weather 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 simulated by the regional climate model system (PRECIS), driven by results from AGCM-HadAM3H global pattern as initial and lateral boundary conditions. Meteorological data and fire danger were interpolated to 1 by 1-km scale by using ANUSPLIN software. Results show that the PRECIS model could closely simulate temperature and precipitation for the study area during the validation period. Spatial distribution of the temperature and precipitation were consistent with observed values. The average FWI value for future spring fire seasons under Scenarios A2 and B2 showed an increase over most of the region. By 2080 under Scenario A2, FWI values were shown to have increased more than 1.5-fold, mainly along the east-central region. Under Scenario B2, the increased FWI values had a similar spatial distribution for different time periods, increasing most in the southeast. The FWI values increase more for Scenario B2 than for Scenario A2, particularly during the 2050s and 2080s. Average future FWI values will increase under both scenarios for October. Significant increases in the very high and extreme fire danger categories will occur in the east; however, Scenario B2 had more days of higher fire danger than Scenario A2, especially in the southeast. Key words: climate change, fire season, forest fire danger, northeastern China 19 Forest management in Northeast China: History, problems 20 and prospects 21 22 23 24 25 Dapao Yu1, Li Zhou*, Hong Ding and Limin Dai Institute of Applied Ecology, Chinese Academy of Sciences, 72 Wenhua Road, Shenhe District, Shenyang 110016, China *Corresponding author: E-mail zhouli930@iae.ac.cn 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 Abstract Studies of the history and current status of forest resources in Northeast China have become important in discussions of sustainable forest management in the region. Prior to 1998, excessive logging and neglected cultivation led to a series of problems that left exploitable forest reserves in the region almost exhausted. A substantial decrease in the area of natural forests was accompanied by severe disruption of stand structure and serious degradation of overall forest quality and function. In 1998, China shifted its primary focus of forest management from wood production to ecological sustainability, adopting ecological restoration and protection as key foci of management. In the process, China launched the Natural Forest Conversion Program and implemented a new system of Classification-based Forest Management. Since then, timber harvesting levels in Northeast China have decreased, and forest area and stocking levels have slowly increased. At present, the large area of low quality secondary forest lands (92% of the total forest area in Northeastern China), along with the high levels of timber production (4.0×108 m3·a−1, 20% of total wood production output in China during 2006~2010), present researchers and government agencies in 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 China with major challenges in deciding on management models and strategies that will best protect, restore, and manage such a large area of secondary forest lands. This paper synthesizes information from a number of sources on forest area, stand characteristics and stocking levels, and forest policy changes in Northeastern China. Following a brief historical overview of forest harvesting and ecological research in Northeast China, the paper discusses the current state of forest resources and related problems in forest management in the region, concluding with a proposed management strategy for forest lands in the future. Key words: forest resources; Northeastern China; potential trends; regional forest management; stand structure 1 Dr. Dapao Yu is Associate Professor at the Institute of Applied Ecology, Chinese Academy of Sciences. Dr. Yu studies forest ecology and dynamic response to forest disturbance and climate change. Email: yudp2003@iae.ac.cn 16 A forest resource database and its application in forest 17 management: Constuction of a Decision Support System 18 (DSS) 19 20 21 22 23 24 25 26 Qingli Wang1 , Xiaokui Xie1,2*, Limin Dai1, Guofan Shao3, Dongkai Su1, 2, Zhenggang Liu1,2, Dapao Yu1 and Li Zhou1 1 Institute of Applied Ecology, Chinese Academy of Sciences, Shenyang, 110016, China 2 Graduate University of Chinese Academy of Sciences, Beijing, 100039, China 3 Department of Forestry and Natural Resources, Purdue University, West Lafayette, IN 48906, USA *Corresponding author: E-mail xiexiaokui@gmail.com 27 28 29 30 31 32 33 34 35 36 37 38 39 40 Abstract Developing forest resource databases is an effective measure to improve the ability of forestry innovation, to realize forest information sharing, and to develop sustainable forestry management. We introduce and describe the two steps of forest resource spatial database construction procedure: the forest database checking and correction on the basis of knowledgebase and; the forest data conversion, sharing and interoperation based on metadata. The database was then developed using Geographic Information System (GIS) and consisted of forest inventory data at the levels of forestry bureau and farm. Finally a forest Decision Support System (DSS) was developed under the framework of the forest resource spatial database to provide analytical and visual information from stand to landscape scale. The DSS functions included forest database updating; forest growth simulation with a diameter transition matrix model; and forest visualization based on terrain, coordinates, species 1 2 3 4 5 6 7 8 9 10 11 12 13 composition, tree DBH and height extracted from the spatial database. The DSS helps convert the concept of China’s Natural Forest Conservation Program (NFCP) and Returning Farmlands to Forests Program (RFFP) into forest management actions and practice, realizing spatially explicit and temporally scheduled forest management. Key words: Decision Support System (DSS); digital forestry; forest landscape visualization; forest model; forest resource database; Geographic Information Systems (GIS); knowledgebase; metadata; sustainable forest management Dr. Qingli Wang is a professor at the Institute of Applied Ecology of Chinese Academy of Sciences. Dr. Wang studies forest ecology and forest ecosystem management. He is currently serving as Editorial Broad of Acta Ecology Sinica, Chinese Journal of Ecology, Chinese Journal of Applied Ecology.