Employee Relations Manual Table of Contents Table of Contents INTRODUCTION ........................................................................................................................................ 3 SUPERVISOR’S GUIDE TO EQUAL OPPORTUNITY AND AFFIRMATIVE ACTION ..................... 4 I. Equal opportunity policy objectives ................................................................................................. 4 II. Affirmative action programs........................................................................................................ 5 III. EEO/AA is everyone’s responsibility ........................................................................................... 6 IV. Summary ...................................................................................................................................... 8 SUPERVISOR’S GUIDE TO PREVENTING AND RESPONDING TO HARASSMENT ..................... 8 I. Introduction ...................................................................................................................................... 8 II. Corporate policy and government legislation regarding harassment ......................................... 9 III. What is harassment ..................................................................................................................... 9 IV. Examples of harassment .............................................................................................................10 V. Consequences of harassment ......................................................................................................12 VI. How to prevent harassment ........................................................................................................12 VII. What to do when harassment is alleged or occurs .....................................................................13 VIII. How to conduct a harassment investigation ..............................................................................14 SUPERVISOR’S GUIDE TO HANDLING COMPLAINTS AND CHARGES ......................................15 I. What is an Employment Discrimination Charge .............................................................................15 II. What You Should Do If You Receive a Charge ...........................................................................16 III. What you should Not do if You Receive a Charge ......................................................................16 IV. Role of the Employee Relations Department. .............................................................................17 V. Impact of Discrimination Charges .............................................................................................18 VI. Record-Keeping ..........................................................................................................................18 VII. How to Help Avoid Further Charges of Discrimination ............................................................19 SUPERVISOR’S GUIDE TO THE AMERICANS WITH DISABILITIES ACT ....................................19 I. Introduction .....................................................................................................................................19 II. What Is and Is Not a Disability? ................................................................................................20 III. Who Is Covered by the ADA? .....................................................................................................20 IV. What Is Covered by the ADA? ....................................................................................................21 V. Your Role as a Supervisor ..........................................................................................................21 VI. Addressing employee concerns regarding disabilities ...............................................................26 VII. Reasonable Accommodations Requests ......................................................................................26 VIII. Self-Identification Program .......................................................................................................26 AFFIRMATIVE ACTION PLAN ............................................................................................................27 Recruitment and Selection ...................................................................................................................27 Promotion ............................................................................................................................................27 Transfers ..............................................................................................................................................28 Terminations ........................................................................................................................................28 Responsibility For Affirmative Action Program Implementation ........................................................28 Personnel Policies Pertaining To Discrimination Based On Sex, Religion And National Origin .......29 Affirmative Action Plan For Disabled Persons ....................................................................................31 Affirmative Action Plan For Special Disabled Veterans And Veterans Of The Vietnam Era ..............33 HOW TO REACH THE EMPLOYEE RELATIONS STAFF ..................................................................36 GLOSSARY OF EEO/AA TERMS ..........................................................................................................37 EEO LAWS ..............................................................................................................................................39 Employee Relations Reference Manual INTRODUCTION Created 12/97 - Revised 6/99 The EEO/Affirmative Action Practical Guidance/References is a repository of supervisory guides and references of interest to all employees. Its purpose is to guide and inform personnel about TECO Energy’s Equal Opportunity (EEO) Policy and Affirmative Action (AA) programs and procedures. Inside this Reference Guide you will find practical guidance about preventing and responding to harassment, handling employment discrimination complaints, disabilities issues, how to contact Employee Relations, and other EEO/Affirmative Actions matters of interest. Please carefully read the contents of this Reference Guide and keep it for future consultation. NOTICE: THE INFORMATION IN THIS REFERENCE GUIDE IS NOT A CONTRACT OF EMPLOYMENT, EITHER EXPRESSED OR IMPLIED, AND DOES NOT CREATE ANY CONTRACTUAL RIGHTS OF ANY KIND BETWEEN TECO ENERGY AND ITS EMPLOYEES. AT TECO ENERGY THERE IS NO FIXED DURATION TO THE EMPLOYMENT RELATIONSHIP. EMPLOYEES CAN TERMINATE THEIR EMPLOYMENT WHENEVER THEY WISH AND FOR WHATEVER REASON THEY MIGHT HAVE, JUST AS TECO ENERGY MAY TERMINATE ANY EMPLOYEE AT ANY TIME FOR ANY REASON, WITH OR WITHOUT CAUSE. THIS IS KNOWN AS EMPLOYMENT AT WILL. THIS INFORMATION CONTAINED IN THIS REFERENCE GUIDE MAY BE CHANGED FROM TIME TO TIME OR MAY BE DISCONTINUED BY TECO ENERGY WITH OR WITHOUT NOTICE TO EMPLOYEES. THE CHANGES MAY BE MINOR IN NATURE OR THEY COULD REFLECT SIGNIFICANT CHANGES FROM PAST OR CURRENT PRACTICE. CHANGES CAN BE MADE AT ANY TIME AT TECO ENERGY’S DISCRETION. If you have any questions, contact Employee Relations (see section labeled ‘Employee Relations Staff’). 3 Employee Relations Reference Manual SUPERVISOR’S GUIDE TO EQUAL OPPORTUNITY AND AFFIRMATIVE ACTION Created 12/97 - Revised 6/99 THIS GUIDE IS DESIGNED TO HELP SUPERVISORY PERSONNEL THROUGH THE BASIC STEPS OF PREVENTING AND RESPONDING TO HARASSMENT COMPLAINTS. IT IS NOT A COMPREHENSIVE SOURCE OF INFORMATION; HOWEVER, IF ADDITIONAL ASSISTANCE IS NEEDED, PLEASE TURN TO THE SECTION LABELED “EMPLOYEE RELATIONS STAFF” IN THIS REFERENCE GUIDE FOR CONTACT INFORMATION. EQUAL OPPORTUNITY AND AFFIRMATIVE ACTION I. Equal opportunity policy objectives TECO Energy is firmly committed to a policy of equal opportunity for all its employees and applicants for employment. It is the policy of the corporation to comply with all laws related to equal opportunity in all personnel actions that affect employees or persons seeking employment. Guided by EEO/AA laws, the corporation administers the following: recruiting hiring working conditions benefits compensation training educational assistance upgrades and promotions downgrades and demotions transfers termination of employment layoffs and recalls discipline social and recreational programs work and family programs 4 Employee Relations Reference Manual Without discrimination on the basis of: race color creed religion national origin citizenship sex marital status age physical or mental disability status as a special disabled veteran or veteran of the Vietnam era. TECO Energy monitors the progress of the organization’s efforts to achieve a multi-racial, gender-mixed and otherwise diverse work force that reflects the relevant labor market. II. Affirmative action programs As a federal contractor, TECO Energy is required by federal law and executive orders to develop written Affirmative Action Programs (AAPs) for minorities and women and for individuals with disabilities, special disabled veterans and veterans of the Vietnam era. Affirmative Action Program for Minorities and Women.--TECO Energy annually develops an AAP for Minorities and Women in accordance with federal law and executive orders. This AAP identifies underutilization of minorities and women in the workforce based on the representation of available, qualified internal candidates and the qualified civilian labor force. Where underutilization is identified, the AAP outlines positive results-oriented procedures to remedy the imbalance. Affirmative Action Program for Individuals with Disabilities.--The corporation prepares an AAP for individuals with disabilities. This AAP is developed and implemented to ensure that qualified individuals with disabilities are employed and given the opportunity to advance in the corporation without unlawful discrimination. The corporation is required to take such affirmative action to employ and advance in employment individuals who are covered by these federal regulations without unlawful discrimination. Reasonable accommodations for an individual with a known physical or mental disability are also required as part of this program. The intent is to permit an otherwise qualified person with a disability to perform his or her job safely and effectively. Individuals with disabilities are covered by The American with Disabilities Act, which is considered separately in this Reference Guide. 5 Employee Relations Reference Manual Affirmative Action Program for Special Disabled Veterans and Veterans of the Vietnam Era.--The corporation prepares an AAP for special disabled veterans and Veterans of the Vietnam era. This AAP is developed and implemented to ensure that qualified special disabled veterans and Vietnam-era veterans are employed and given the opportunity to advance in the corporation without discrimination. The corporation is required to take such affirmative action to employ and advance in employment individuals who are covered by these federal regulations without unlawful discrimination. Reasonable accommodations for an individual with a known physical or mental disability are also required as part of this program. The intent is to permit an otherwise qualified person with a disability to perform his or her job safely and effectively. THE AFFIRMATIVE ACTION PLANS ARE AVAILABLE FOR REVIEW BY EMPLOYEES AND APPLICANTS MONDAY THROUGH FRIDAY, BETWEEN 8 A.M. AND 5 P.M. (E.S.T.), IN EMPLOYEE RELATIONS, PLAZA 2. APPOINTMENT RECOMMENDED. III. EEO/AA is everyone’s responsibility EMPLOYEES have responsibilities to: Be aware of TECO Energy’s Equal Opportunity Policy and the corporation’s Affirmative Action Programs. Exhibit behavior in the workplace that is consistent with the corporation’s EEO Policy and AA Programs. Treat fellow employees with dignity and respect. Assure bias-free written and oral communications. Promptly communicate issues and concerns to management. MANAGERS have specific responsibilities to: Maintain a working environment free of harassment or intimidation based on race, color, creed, religion, national origin, citizenship, sex, age, marital status, disability, or veteran status. Ensure that all employees are treated with dignity and respect. Champion the Affirmative Action cause by offering employment, promotional, and training opportunities to qualified females, minorities, individuals with disabilities, special disabled veterans and veterans of the Vietnam era. 6 Employee Relations Reference Manual Ensure that employees are aware of the Equal Opportunity Policy and Affirmative Action Programs. Ensure that all employees have equal access to developmental training courses and work assignments as well as counseling regarding careers and professional objectives. Inform staff members of TECO Energy’s internal complaint procedure and how to contact Employee Relations. Cooperate with the investigation and resolution of discrimination complaints. Provide reasonable accommodations, where necessary and appropriate, to accommodate the physical and/or mental disabilities of otherwise qualified employees and applicants for employment. Develop, implement, and manage Affirmative Action plans that comply with the spirit and letter of the law. Limit requirements on job requisitions to those needed to perform the job, i.e., the “essential” functions. EMPLOYEE RELATIONS has responsibility to: Ensure that employees are selected for all jobs solely on the basis of job-related criteria. Serve as the employee’s advocate and advance their EEO-related issues and concerns. Promptly and confidentially investigate allegations of discrimination and harassment to ensure an environment which respects the rights and dignity of individuals. Promote the spirit and letter of the law by educating managers to understand the philosophies and intent of Equal Opportunity and Affirmative Action legislation. Develop and implement the corporation’s annual Affirmative Action Plans. Assist management in the planning of internal and external recruitment programs to meet annual and long-range Affirmative Action goals. Provide management with annual reports to monitor the progress and success of Affirmative Action workforce goals. Assist in complying with EEO legal reporting and posting requirements. 7 Employee Relations Reference Manual Implement the corporation’s AA programs. IV. Summary In summary, TECO Energy’s Equal Opportunity Policy and Affirmative Action Programs are more than a paper commitment. To maximize the potential of TECO Energy’s human resources, these programs require ongoing, positive action by all employees. Everyone has a responsibility for equal opportunity and affirmative action. SUPERVISOR’S GUIDE TO PREVENTING AND RESPONDING TO HARASSMENT Created 12/97 - Revised 6/99 THIS GUIDE IS DESIGNED TO HELP SUPERVISORY PERSONNEL THROUGH THE BASIC STEPS OF PREVENTING AND RESPONDING TO HARASSMENT COMPLAINTS. IT IS NOT A COMPREHENSIVE SOURCE OF INFORMATION; HOWEVER, IF ADDITIONAL ASSISTANCE IS NEEDED, PLEASE TURN TO THE SECTION LABELED “EMPLOYEE RELATIONS STAFF” IN THIS REFERENCE GUIDE FOR CONTACT INFORMATION. I. Introduction This Supervisory Guide covers the subject of harassment. People have different degrees of personal comfort in discussing the kind of often-explicit and occasionally graphic scenarios that sexual harassment raises. Though this subject is difficult to deal with, supervisory personnel must get on with the business of addressing sexual harassment. Accordingly, the purpose of this Supervisory Guide is to provide handy, step-by-step instructions on how to prevent and respond to harassment. To help highlight this issue and encourage discussion about it, Employee Relations is available for consultation tailored to fit your needs and availability. To contact a staff member at Employee Relations, please turn to the section labeled “Employee Relations Staff” in this Reference Guide. 8 Employee Relations Reference Manual II. Corporate policy and government legislation regarding harassment TECO Energy, Inc. values integrity and fairness. We are committed to hiring, developing, and maintaining a superior and diverse workforce and making the corporation an outstanding place to work. These values require that employees respect one another. In particular, the Corporation’s Sexual Harassment policy (#009) states, “The corporation is committed to providing a workplace free of any form of harassment". The policy further states that “Supervisors and managers who receive complaints or who observe harassing conduct should investigate and inform the Employee Relations Department and the Operating Company's HR Director or Manager immediately." The policy covers any incident of harassment by non-employees within the workplace. In addition to the corporation’s policy prohibiting harassment, state and federal laws protect employees from harassment. Along with the corporation’s internal complaint mechanisms, individuals have the right to complain to government agencies or to sue if they believe they have been harassed on such grounds as sex, race, age, color, disability, religion, national origin, or hostile environment. III. What is harassment Harassment is any behavior that has the purpose or effect of unreasonably interfering with an individual’s work performance or creating an intimidating, hostile, or offensive work environment for an individual employee or group of employees. One aspect that makes harassment a challenging subject for supervisory personnel and employees to understand and control is that they may be unclear as to what constitutes an “intimidating, hostile, or offensive work environment.” For example, what one employee thinks of as well-meaning fun may be perceived as harassment by another. Likewise, what may have been acceptable in the past may no longer be acceptable now. Another aspect that can make harassment difficult to grasp is its broad definition. When individuals hear the word ‘harassment,’ they often identify it with the persecution of an individual for a particular reason, such as race, religion, sex, physical stature, etc. However, the broad definition of harassment covers all employees who are harassed for any reason. 9 Employee Relations Reference Manual IV. Examples of harassment When trying to decide if harassment is occurring, use the “reasonable person” approach. Ask yourself if a reasonable person would feel the behavior is intimidating, hostile, or offensive. For example, if a female has complained of being harassed, ask yourself if a reasonable female under similar conditions would be intimidated or offended. Another way to approach this is to ask yourself if you would approve of such language being used, or actions being taken, if they were directed toward your mother, wife, sister, or daughter. If there is any question as to whether a type of behavior constitutes harassment, it is preferable to err on the conservative side and put an end to it. Behaviors that constitute sexual harassment are often grouped as follows: Verbal Use of vulgar, sexually explicit language. Making sexual comments about a person’s physical characteristics. Making sexual comments or innuendoes either directed towards the person or in general. Telling off-color, sexually-based jokes or anecdotes. Asking explicit questions about one’s sex life, fantasy, preferences. Making comments that are either explicitly or implicitly sexual in nature about a person’s clothing, body shape, or look. Asking a person for dates, repeatedly, when that person has turned you down. Using sexually derogatory terms to refer to women, such as girls, chicks, foxes, babes, honey, darling, bitch. Whistling, making kissing sounds or vulgar smacking sounds. Rumor mongering about a person’s sex life. Supposedly light comments that indicate sexual interest in the other party, such as “You know I need you, baby!” 10 Employee Relations Reference Manual Nonverbal The giving of unsolicited or inappropriate personal gifts (lingerie, sex books, or any gift inappropriate in nature). Writing personal, sexually suggestive notes, or sending unwelcomed cards. Keeping nude or suggestive photos, calendars, ads, or cartoons posted anywhere in the workplace. Desktop PC wallpaper or screen savers carrying suggestive pictures or messages. Staring at someone repetitively or in a suggestive manner; similarly, giving them the onceover, the up and down. Following a person around the corporation. Blocking a person’s path; moving unnecessarily and repetitively too close to them in everyday, business setting. Licking lips, throwing kisses, making inappropriate facial expressions. Through hand or body movements, making sexual gestures or representations of sexual acts. Physical Touching a person’s clothing, hair or body. Standing inappropriately close to a person and then brushing them. A safe rule of thumb is to keep a distance of 18" when speaking to a person. Hugging or engaging in other physical touching such as kissing when no such activity has been invited. Rubbing against another in a sexual manner. Giving an uninvited massage to a person’s neck or shoulders. Pushing someone’s hair out of his or her face accompanied with stares. These lists are in no way all-inclusive, but suggest the kind of activities that contribute to a “hostile work environment.” 11 Employee Relations Reference Manual V. Consequences of harassment Harassment has many negative business and legal consequences that underline the corporation’s policies prohibiting it. Among these are the following: It is harmful to individuals. It is unethical and inequitable. It may result in lost productivity, lowered morale, and/or unfavorable public relations. It may require time-consuming and potentially embarrassing investigations. It may result in expensive litigation, with fines alone totaling in the hundred thousand dollars per incident of such conduct. It may result in the courts imposing personal liability on a supervisor found to have engaged in such conduct, which may not be reimbursed by the corporation. VI. How to prevent harassment The best defense against harassment is to prevent it from ever happening. There are several actions a supervisor can and should take to prevent harassment. They include: 1. Make sure all employees are familiar with the corporation’s policy prohibiting harassment. When discussing the policy with employees, make sure they understand why the corporation disapproves of it and what is meant by harassment. 2. Make clear your personal disapproval of harassment and your intolerance of any violation of this policy. 3. Advise employees of their personal responsibility to let co-workers know, politely but firmly, when they find certain behavior harassing or offensive. 4. Lead by example. Do not participate in, or condone through silence, any form of harassment. Do not engage in any form of harassing behavior yourself (including retaliation). Maintain a professional, dignified environment in the workplace. 5. Encourage employees to report instances of harassment. Make the commitment to keep any investigation as confidential as possible, making yourself available to receive employees’ complaints and ensuring they will not suffer any retaliation for bringing this information to your attention. 6. Contact Employee Relations for a copy of these booklets: How to Recognize and Prevent Sexual Harassment in the Workplace and What to Do About Sexual Harassment Complaints in the Workplace. 12 Employee Relations Reference Manual VII. What to do when harassment is alleged or occurs Harassment is totally inconsistent with our values of being an outstanding place to work and developing a superior workforce. Generally, corporate policy, state and federal laws are violated when harassment occurs. Therefore, you are responsible for taking corrective action, using the following guidelines. 1. If you see harassment taking place or a harassment incident is reported to you, corporate policy and applicable laws require that you address the situation immediately and complete an investigation promptly. Turning a “blind eye” is not acceptable. The law sometimes also requires employers to deal with harassment about which they should have known. As management personnel, you are expected to be familiar with the environment within which your employees work. If that work environment is viewed as hostile by your employees, you are responsible for recognizing this and taking appropriate actions. 2. Carefully regulate the alleged harasser’s contact with accusers and potential witnesses. If it’s practical, remove both accused and accuser from the workplace, making clear to their colleagues that the separation does not imply any prejudgment but is simply a way to minimize pressure on everyone concerned. 3. If harassment is alleged, take the allegation seriously, even if you did not see or hear the offending conduct. Listen to the complaining party and gather and document as much information as possible. When interviewing the complainant, alleged harasser, and witnesses, ask for documents and other hard evidence – notes, voice- and e-mail messages, hotel receipts and the like—that might corroborate or refute an accuser’s claims. 4. Conduct interviews away from prying eyes, preferably off site, to limit speculation among employees and preserve confidentiality. Ask all employees, whether interviewed or not, to refrain from rumor and speculation, which can only hurt morale, productivity and the corporation’s public image. 5. Contact Employee Relations at the telephone numbers listed in this Reference Guide to develop an investigation method jointly, if you so desire. The nature, severity of the alleged incident, and your comfort level with conducting an investigation into the allegations will help determine how and by whom the investigation should be conducted. No two investigations are exactly alike. They can vary from the supervisor conducting the entire investigation with minimal consultation from Employee Relations to having Employee Relations conduct the investigation. If determined that Employee Relations will conduct the interviews, Employee Relations, with necessary variations, will follow the procedure set forth below under the heading, “How to conduct a harassment investigation.” If appropriate, an Employee 13 Employee Relations Reference Manual Relations staff member will schedule opening and closing conferences with you and work with you to draw the proper conclusion and recommend the best possible solutions. If following consultation with Employee Relations it is decided that you should conduct the investigation yourself, you should generally follow the same procedures as outlined below. VIII. How to conduct a harassment investigation 1. Listen closely to the complaining party. Gather and document as much information as possible. Ask for documents and other hard evidence. Emphasize that the confidentiality of his/her comments will be maintained to the greatest extent possible, consistent with resolving the situation properly. 2. If the alleged harasser is likely to cooperate with the investigation or admit the harassment, interviewing him next could lead to a quick, informal resolution of the situation. But if the alleged harasser is considered hostile and the accuser says there is a pattern of behavior, it’s probably best to interview other witnesses first. When interviewing the accused harasser, give him/her an opportunity to provide his/her side of the story. Emphasize that the confidentiality of his/her comments will be maintained to the greatest extent possible, consistent with resolving the situation properly. 3. If, after interviewing the accuser(s) and the accused harasser(s), the results are inconclusive, interview other employees who have been identified as possible witnesses to the event(s). When interviewing other employees, keep in mind your pledge to maintain maximum confidentiality. Interviewing witnesses does not always require that they know the full allegations or facts of the case. For example, you may tell an employee that his/her name was given to you as a person who may have observed an interaction between several employees. Tell the employee that you would like to talk to him/her about those observations. Begin by asking if he/she was in the location of the alleged incident at the critical time. 4. If the investigation remains inconclusive following such additional interviews, advise the alleged victim of your findings, but support him/her by advising that you will reemphasize the corporation’s policies to the accused harasser(s). Also, encourage the alleged victim(s) to report any further incidents of harassment or incidents of apparent retaliation to you immediately. 5. Advise the alleged harasser(s) of your findings, but use this opportunity to reemphasize the corporation’s EEO policy, including the possibility of disciplinary action for violating them. Stress to the employee that retaliation against the accuser is totally inappropriate and will result in disciplinary action if established. 14 Employee Relations Reference Manual 6. Reveal details about the allegation to other subjects only when absolutely necessary. A corporation risks a defamation charge if “raw,” unconfirmed information obtained during a sexual harassment investigation leaks. 7. If the investigation is conclusive, consult with Employee Relations to help determine the appropriate action. 8. Regardless of the outcome, document your investigation, findings, and resulting action, and send a copy marked ‘Confidential’ to Employee Relations, Plaza 2. Utilizing such information, patterns involving alleged violators and victims of such conduct can be established. 9. Maintain any notes on the complaint and investigation separately from the complainant's and/or alleged accuser's personnel file. SUPERVISOR’S GUIDE TO HANDLING COMPLAINTS AND CHARGES Created 12/97 - Revised 6/99 THIS GUIDE IS DESIGNED TO HELP SUPERVISORY PERSONNEL THROUGH THE BASIC STEPS OF PREVENTING AND RESPONDING TO HARASSMENT COMPLAINTS. IT IS NOT A COMPREHENSIVE SOURCE OF INFORMATION; HOWEVER, IF ADDITIONAL ASSITANCE IS NEEDED, PLEASE TURN TO THE SECTION LABELED “EMPLOYEE RELATIONS STAFF” FOR CONTACT INFORMATION. I. What is an Employment Discrimination Charge An employment discrimination charge is a written complaint submitted to the corporation by an investigating agency. Anyone who believes they have been unfairly treated by an employer or potential employer may file an employment discrimination charge against that employer. Someone else, acting for the person who believes they have been treated unfairly, also may file an employment discrimination charge. Any employment decision can be the basis for an Employment Discrimination Charge. Employment decisions covered by the law include decisions about hiring, promotion, discharge, training, demotion, displacement, etc. Applicants and employees have a right to challenge any employment decision they feel was illegally based on race, color, religion, sex, marital status, national origin, disability, age, or veteran status. 15 Employee Relations Reference Manual Employees may also turn to an outside agency when they have unresolved complaints about their treatment on the job. This could occur when an employee feels he/she has been subject to harassment on the basis of age, race, religion, sex, national origin, etc. Allegations of sexual harassment are also the subject of charges filed with outside agencies. Investigating agencies include the Federal Equal Employment Opportunity Commission (EEOC), the Office of Federal Contract Compliance Program (OFCCP), the Florida Commission on Human Relations (FCHR), and the City of Tampa Office of Community Affairs. Occasionally, inquiries come to the corporation from attorneys representing employees. This Supervisory Guide is intended to provide advice to supervisors in the event they receive an external charge requesting information/investigation from Employee Relations. Internal allegations of discrimination should be promptly referred to the Employee Relations Department for consultation. II. What You Should Do If You Receive a Charge A. IF NOTIFICATION OF CHARGE COMES DIRECTLY FROM AN EXTERNAL AGENCY, NOTIFY THE EMPLOYEE RELATIONS DEPARTMENT IMMEDIATELY, (See “Employee Relations Staff” Section). B. WHEN NOTIFIED OF THE CHARGE DIRECTLY BY EMPLOYEE RELATIONS, gather all documents requested by the agency where the charge was filed and forward to Employee Relations. Employee Relations will respond to the agency in behalf of the corporation. C. KEEP IT CONFIDENTIAL. The existence of the charge is not for general publication but should be brought immediately to the attention of your Performance Coach (i.e. Manager, General Manager, Director, etc.). Do not discuss the matter with anyone else. D. Refer any telephone calls concerning the charge to the Employee Relations Department. III. What you should Not do if You Receive a Charge A. DO NOT RETALIATE (or do anything that might be taken as retaliation) against the charging party. Retaliation is treating the charging party differently than other employees. Every citizen has the right to file a discrimination charge if he/she believes that he/she has been treated unfairly. Therefore, do not retaliate against or 16 Employee Relations Reference Manual otherwise treat the employee differently. On the other hand, you should not withhold disciplinary action or other administrative action that is justified by the employee’s violation of corporation values, poor behavior or poor performance. Discuss these issues with the Labor Relations Department. B. DO NOT OVERLOOK ANYTHING - Sometimes we take actions or make decisions which may unintentionally result in an employee being treated less favorably than others. The corporation needs all information to defend itself against the charge. C. DO NOT TAKE IT PERSONALLY - In most instances, the corporation is being charged with discrimination, not the supervisor. Don’t treat being named in a complaint as a personal attack or insult. IV. Role of the Employee Relations Department. Employee Relations will forward a copy of the external charge to the head of the department. Employee Relations coordinates with the department the internal investigation of the charge. Depending on the charge, this may include preparation of written responses, compilation of records requested by the external agency, coordination of interviews, and/or leading the corporation’s participation in hearings or on-site visits conducted by the investigating agency. The data gathered from corporate records, as well as from departmental files, should respond effectively and accurately to any allegation of discrimination. Armed with the appropriate documentations, Employee Relations will then prepare a statement of the corporation’s position regarding the charge. The corporation, along with the individual making the charge, may be required to attend an informal hearing or fact-finding conference at the office of the investigating agency to discuss further the issues raised in the discrimination charge. In some instances, the supervisor named in the charge or employee alleged to have harassed the charging party will be required to attend. The Employee Relations Department will advise you on what to expect if you are called upon to attend a hearing. The opinions, observations, and experiences of coworkers are often taken into consideration during the agency’s investigation. The Employee Relations Department facilitates those interviews, which usually take place at a corporation location, and urges total honesty and cooperation of all individuals involved in the interview process. 17 Employee Relations Reference Manual V. Impact of Discrimination Charges A. THE CORPORATION - Could be ordered to pay backpay and/or reinstate the affected employee if a discrimination charge is upheld. Under certain circumstances, compensatory and punitive damages could also result. Large awards to charging parties causes serious financial problems and tarnishes the reputation of the corporation in the customer and investor communities. Where the corporation disputes the decision of the investigating agency, the corporation has the right to pursue appeals in the court system. However, this adds to the financial burden of the corporation. B. THE EMPLOYEE - May suffer low morale, loss of productivity, damage to his/her reputation, financial difficulties. C. THE SUPERVISOR - Risks possible damage to his/her reputation and credibility; lowered morale in his/her work area, attention diverted from normal business activities, lost productivity and possible liability in the case of intentional discrimination. D. THE CHARGED EMPLOYEE - Risks possible damage to his/her reputation and credibility; possible personal liability. VI. Record-Keeping First and foremost, all employment decisions and actions must be taken on the basis of nondiscriminatory reasons. These reasons will be based on job-related criteria, demonstrated job performance, related job qualifications and demonstrated adherence to corporate values. Decisions based on age, race, sex, religion, national origin, veteran status, disability, unless based on real, justifiable business requirements, are inappropriate. Accurate and complete documentation of the reasons for your employment decisions will be a major factor in the corporation’s ability to respond effectively and successfully to a discrimination charge. Keeping the same kind of documentation with regard to all employees will enable the corporation to prove that we are consistent in our treatment of employees. 18 Employee Relations Reference Manual VII. How to Help Avoid Further Charges of Discrimination Base your treatment of all employees on individual merit, results achieved, job performance and adherence to corporate values. Maintain a legitimate, well-documented basis for employment decisions, including hiring, termination, discipline, displacements, appraisals, proficiency reviews, promotions, etc. Assure that, at all times, your behavior reflects the corporation’s policy of ensuring equal opportunity for all employees and applicants. SUPERVISOR’S GUIDE TO THE AMERICANS WITH DISABILITIES ACT Created 12/97 - Revised 6/99 THIS GUIDE IS DESIGNED TO HELP SUPERVISORY PERSONNEL THROUGH THE BASIC STEPS OF PREVENTING AND RESPONDING TO HARASSMENT COMPLAINTS. IT IS NOT A COMPREHENSIVE SOURCE OF INFORMATION; HOWEVER, IF ADDITIONAL ASSISTANCE IS NEEDED, PLEASE TURN TO THE SECTION LABELED “EMPLOYEE RELATIONS STAFF” FOR CONTACT INFORMATION I. Introduction The Americans with Disabilities Act (ADA) sets forth conduct required by employers as it relates to applicants, employees, and customers with disabilities. Its goal is to enable individuals with disabilities to enter the community mainstream by prohibiting discrimination against them and removing barriers against their full participation in society. TECO Energy, Inc. and subsidiaries supports the objectives of the ADA. This guide is intended to provide you with a general overview of the ADA and to help you comply with the letter and spirit of the Act in the performance of your supervisory duties. Any questions or requests for assistance should be directed to the Employee Relations Department. 19 Employee Relations Reference Manual II. What Is and Is Not a Disability? A disability is a physical or mental impairment that substantially limits one or more major life activities. Examples of major life activities include: seeing; hearing; speaking; walking; breathing; performing manual tasks (sitting, standing, reaching, lifting) learning; caring for oneself; and working. Individuals with disabilities may be challenged in a number of ways, including: Mobility: Sensory: Intellectual: Neurological: Chronic Illness: Learning: Emotional: Persons who use wheelchairs, canes, walkers, crutches, etc. Persons who are blind, visually impaired, deaf, hearing impaired, etc. Persons who are developmentally delayed. Persons with multiple sclerosis, strokes, epilepsy, cerebral palsy, etc. AIDS, cancer, diabetes, lupus, arthritis, muscular dystrophy, etc. Learning disabilities which may include problems with reading, spatial memory, short-term memory, sequential learning, etc. Persons who have schizophrenia, manic depression, panic attacks, etc. The following are not disabilities as defined by the ADA: Minor nonchronic conditions of short duration such as sprains, infections, broken limbs, pregnancy, etc. Current illegal use of drugs “Sexual behavior disorders,” i.e., transvestites, homosexuals, bisexuals, etc. Compulsive gambling, tobacco addiction, kleptomania (uncontrollable desire to steal), pyromania (craving to start fires), and obesity (except in rare circumstances). Unusual or distinct personal characteristics (e.g., age, eye and hair color, and lefthandedness). Environmental, cultural, or economic disadvantages. For example, if a person cannot read because they dropped out of school, they are not disabled; whereas, if the illiteracy resulted from dyslexia, they would be disabled. General stress caused by work of personal life pressure. However, an individual with stress caused by an identifiable stress disorder (i.e. post-traumatic stress syndrome) is disabled. III. Who Is Covered by the ADA? The law prohibits discrimination against: 1. Qualified individuals with disabilities. 2. Persons who have a known association or relationship with an individual with a 20 Employee Relations Reference Manual disability; for example, a person who does volunteer work with AIDS patients. 3. Individuals with records of physical or mental impairment; for example, a cancer patient in remission. 4. Individuals regarded as having a physical or mental impairment; for example, a person disfigured by a burn accident. 5. Individuals who are infected with HIV but have not developed symptoms of the disease. IV. What Is Covered by the ADA? The ADA prohibits discrimination in the areas of employment, public service, public accommodations, and telecommunications. The provisions covering employment and public accommodations are the most applicable to TECO Energy Inc. and subsidiaries. The employment provisions refer to all employment practices, including job application procedures, hiring, firing, advancement, compensation, training, and other terms, conditions, and privileges of employment. It applies to recruitment, advertising, tenure, layoff, leave, fringe benefits, and all other employment-related activities. The public accommodations provision prohibits denying full and equal enjoyment of goods, services, facilities, privileges, or accommodations to individuals with disabilities. These provisions apply to corporation facilities and services that are available to the public (e.g., Service Area facilities, power plants, teller locations, etc.). V. Your Role as a Supervisor A. General Practices to Follow Be familiar with the law and abide by its principles. Contact the Employee Relations Department when you have questions or need assistance. When interacting with individuals with disabilities, and in doubt as to whether to help them around the limitations caused by their disabilities, ask if you could be of assistance. This will allow the individuals to tell you what, if anything, is needed. 21 Employee Relations Reference Manual Base decisions on non-related criteria, not on reasons related to the existence or consequence of a disability. Do not let preconceptions about individuals with disabilities enter into your decision-making process. Example: You are considering an employee for a promotion. You have determined that the most important factors are technical knowledge and public speaking skills. The employee who has the most technical knowledge in not a very good public speaker. Do you promote that person? Prior to making the decision, you must consider: (1) is public speaking an essential function of the job?; (2) is the public speaking problem a consequence of a disability?; and (3) if the public speaking problem is a consequence of a disability, can the corporation reasonably accommodate it? A final decision would be based on the answers to these questions. Make your willingness to provide a reasonable accommodation known to applicants and employees, but do not feel obliged to provide an accommodation if one is not requested. Document any accommodation made and forward to the Employee Relations Department. Contact the Employee Relations Department if you believe an applicant or employee with a disability poses a direct threat to his/her health and safety of others. B. Guidelines for Selecting Candidates to Fill Job Vacancies If your applicant has a visual limitation or is blind, identify yourself, shake hands, offer the applicant the option of taking your arm for direction if you need to go to another location. Let the applicant feel the back of the chair where he or she is to sit. If the applicant is assisted by a guide dog, do not interfere with the dog in performing its job. If the applicant has a hearing limitation and you have no experience in sign language, look at the individual, speak in your regular tone of voice, and be prepared to exchange information in writing. If the applicant is accompanied by an interpreter, address your comments to the applicant, not the interpreter. If the applicant has mental limitations, do not “talk down” to him/her. Greet him/her as you would any other applicant and use the vocabulary common to the job. In a few minutes, you will have a pretty good understanding of the level at which the individual can communicate. 22 Employee Relations Reference Manual Take the right perspective. A person with a disability is applying for an open job. If you were disabled but capable of performing the job, you would want to be treated like any applicant who is not disabled. Focus on the applicant’s experience, training, and education. Any consideration about the possible need for an accommodation should be deferred until the decision has been made as to who is the best qualified applicant. Do not ask candidates whether, or to what extent, they are disabled. Do not pursue lines of inquiry based on past illnesses, injuries, accidents, hospitalizations, treatments, workers compensation claims, or medical insurance claims. Do not inquire into the medical condition of family members. Ask candidates questions designed to determine whether they can perform essential job functions as specified on the Position Description. Ask candidates what, if any, problems they might foresee in performing any job tasks. If you know of a candidate’s disability, you may ask how he or she can perform job functions that you consider difficult or impossible to perform because of the disability, whether an accommodation would be needed, and the candidate’s suggestions and preference for an accommodation. However, even if the disability is known or visible, you may not ask about the nature, severity, or cause of the disability. Do not ask an applicant whether she/he will need or request leave for medical treatment or other reasons related to a disability. Instead, provide information about regular work hours, leave policies, any special attendance needs for the job and if the applicant can meet these requirements. Focus on the purpose of the job and results to be achieved, rather than the manner in which the job is presently performed. Keep in mind that there is more than one way to perform a task. If a candidate with a disability cannot perform tasks in a manner to which you are accustomed, perhaps the individual can perform the tasks in another manner. For example, the function of a sack handler is to move sacks form one point to another. Sack handler candidates should not be asked if they can lift 50 pound sacks. Instead, they should be asked if they can move the sacks from one point to another. Lifting the sacks may merely be the manner in which the current incumbent moves the sacks. A disabled candidate could move the sacks using an alternative means, for example, by using a hand truck. 23 Employee Relations Reference Manual Have selection tests and interviews approved by the Employee and Organizational Development Department prior to using them. Tests and interviews are subject to regulation to ensure they are legally valid and reliable. The Employee and Organizational Development Department will help you ensure that selection tests and methods are valid and not discriminatory. Do NOT ask any candidate to actually perform a function. Asking a candidate to perform a function is a form of “testing” the candidate. If the “test” is not reliable and valid, it may by illegal. If you would like to discuss the possibility of arranging for a candidate to perform an actual function of the job as part of the employment selection process, contact Employee Relations. Consider reasonable accommodations prior to rejecting an applicant based on difficulties performing a task because of a disability. Contact the Employee Relations Department if a candidate requests or needs a significant accommodation. Forward to Employee Relations documentation of any accommodations made. Do not lower quality or quantity standards in selection or job performance. Select the most qualified applicant available without consideration of cost or “inconvenience”. If you foresee the possibility that it may be difficult to accommodate an applicant’s disability, contact the Employee Relations Department. Do not feel obliged to find a position for an applicant who is not qualified for the position sought. Do not conduct reference checks. Let Recruitment and Staffing perform reference checks. Recruitment and Staffing is trained to gather the necessary information in an efficient, responsible, and legally defensible manner. C. Some guidelines for working with employees with disabilities Make good faith efforts and handle situations with common sense and a positive manner. Ensure that employees with disabilities have the same rights and privileges as nondisabled employees. Hold employees with disabilities to the same standards of production/ performance for performing essential functions as other similarly situated employees without disabilities. 24 Employee Relations Reference Manual Hold employees with disabilities to the same standards of production/ performance as other employees regarding marginal job functions, unless the disability affects the ability to perform these marginal functions. If an employee is having performance problems as the result of a disability, contact the Employee Relations Department to pursue possible reasonable accommodation. Do not discipline or terminate an employee with a disability if he/she was not provided a reasonable accommodation and the reason for the unsatisfactory performance was the lack of an accommodation. Do not discipline employees with disabilities any differently than employees without disabilities. Do not discipline or counsel employees with disabilities for taking supervisory approved leave needed to accommodate their disabilities or obtain treatment. Do not evaluate an employee with a disability who has been provided with an accommodation in order to perform a function on his/her ability to perform the function without the accommodation, or downgrade him/her because such an accommodation is needed to perform the function. Do not reduce pay of an employee with a disability because of the elimination of a marginal job function or because she/he was provided a reasonable accommodation. Do not assume that an individual is not interested in, or not qualified for, advancement because of a disability. Do not deny an employee with a disability a promotion because of the need to make a reasonable accommodation. Do provide employees with disabilities an equal opportunity to attend and participate in social functions conducted, or sponsored, by the corporation. D. Assistance may be needed when interacting with customers with disabilities as indicated: Where it was not readily achievable to remove a barrier at a facility, you or one of your subordinates may be asked to assist customers with disabilities. Customer with disabilities should be assisted so that they are afforded the same goods, services, facilities, privileges, and advantages that customers without disabilities are afforded. IF asked to do so, make good faith efforts and handle situations with common sense and a positive attitude. 25 Employee Relations Reference Manual VI. Addressing employee concerns regarding disabilities The corporation hopes that individuals with disabilities would initially attempt to resolve their concerns directly with the corporation. For employees, this means discussing their concerns with their supervisors. You should encourage your subordinates to do so. If employees are not comfortable, or satisfied, with the resolution, they are encouraged to pursue their inquiries further. This includes discussing them with higher level managers/supervisors and/or the Employee Relations Department and following the corporation’s Problem Resolution Policy. If you, as a supervisor, receive an inquiry about an applicant’s or employee’s disability-related concern from an external agency, refer the individual to the Employee Relations Department. VII. Reasonable Accommodations Requests TECO Energy will provide reasonable accommodations for the physical and/or mental impairments of applicants and employees with disabilities when necessary and appropriate. If a requirement for some type of accommodation arises, you should: If reasonable, provide it. An applicant or employee does not have to specifically request a “reasonable accommodation,” but must only let the employer know that some adjustment or change is needed to do a job because of the limitations caused by disability. If a job applicant or employee has a “hidden” disability--one that is not obvious--it is up to that individual to make the need for an accommodation known. If an applicant has a known disability, such as a visible disability, that appears to limit, interfere with, or prevent the individual from performing job-related functions, the employer may ask the applicant to describe or demonstrate how s/he would perform the function with or without a reasonable accommodation. If an employee with a known disability is not performing well or is having difficulty in performing a job, the employer should assess whether this is due to a disability. The employer may inquire at any time whether the employee needs an accommodation. VIII. Self-Identification Program Employees are encouraged to self-identify and make TECO Energy aware of their status as an individual with a disability, a special disabled veteran or a veteran of the Vietnam Era by sending a Groupwise/E-mail to the Employee Relations Department (see “Employee Relations Staff” Section). This material is collected in accordance with the Affirmative Action Program. Failure to participate in the voluntary self-identification process will not adversely impact an employee’s employment status. 26 Employee Relations Reference Manual AFFIRMATIVE ACTION PLAN EEO POLICY STATEMENT AND REAFFIRMATION The corporation’s policy includes, without limitation, the following commitments: 1. To continue to provide equal employment opportunity to all qualified persons, and to continue to recruit, hire, train, promote and compensate persons in all jobs without regard to race, color, religion, sex, national origin, age, disability, or status as a Vietnam era or special disabled veteran. 2. To identify and analyze all areas of its employment process so as to further the principles of equal employment opportunity. Employment decisions in all areas will be made in accordance with our collective bargaining agreements, where applicable, and on the basis of furthering the objective of equal employment. Specific examples include: Recruitment and Selection The recruitment and hiring of all personnel is accomplished without discrimination against any individual with regard to race, color, religion, sex, national origin, age, disability, or status as a Vietnam era or special disabled veteran. The corporation will continue to contact known sources of potential minority and women applicants so as to maximize the participation of such applicants. Promotion Individuals will continue to be upgraded and promoted on the basis of their abilities, skills, and experience. The corporation will undertake good-faith efforts to ensure that minority and women employees who are qualified, as well as those who become qualified through training, are considered for promotion. In making promotion decisions, the management directly involved and other appropriate personnel will use good-faith efforts to ensure that promotions are based on valid occupational qualifications. 27 Employee Relations Reference Manual Transfers When vacancies occur, appropriate management personnel will make every good-faith effort to effect transfers of qualified minority and women employees into areas where minority and women employees may have been or may now be underutilized. Terminations Should reductions in the corporation’s workforce become necessary, they will be based on nondiscriminatory factors, including the bona fide seniority provisions of applicable collective bargaining agreements, where applicable. The corporation will review the personnel files of those persons affected to ensure that such factors have been utilized, and will make every good-faith effort to ensure that minorities and women are treated in a nondiscriminatory manner with respect to termination. 3. To make promotion decisions in accordance with the policies and principles embodied in this AAP. 4. To administer personnel actions in areas such as compensation, benefits, transfers, layoffs and recalls, corporate-sponsored training, education, tuition assistance and social and recreational programs to assure that women and minorities are not discriminated against. Responsibility For Affirmative Action Program Implementation The responsibility of the corporation’s management is to fully participate and provide support to our chief executives through the coordinator of Affirmative Action in order to ensure successful implementation of the Affirmative Action Program. The responsibility includes, but is not limited to, the following: 1. Periodically review training programs and hiring and promotion patterns in an effort to ensure the removal of any impediments to achieving the goals and timetables established. 2. Review the qualifications of employees who are transferred or promoted in order to make every good-faith effort to ensure that minorities and women are being given full opportunity to such personnel actions. 28 Employee Relations Reference Manual 3. Periodically conduct internal facility EEO audits to ensure that the corporation continues to comply in such EEO areas as the proper display of posters, provision of non-segregated facilities, provision of comparable facilities for both sexes, and encouragement of full participation by minority and women employees in all Corporate-sponsored educational, trainee, career development, recreational and social activities. 4. When necessary, assist supervisors in taking action to prevent harassment of employees because of their placement through affirmative action efforts. 5. Internal dissemination of EEO/Affirmative Action articles, information, and discussions with directors, managers, supervisors, and employees. 6. Participation in the execution of departmental EEO workforce goals. 7. To the extent possible, being actively involved with local minority and women’s organizations, community action groups and community service programs. Personnel Policies Pertaining To Discrimination Based On Sex, Religion And National Origin The corporation’s basic policy prohibits discrimination against any employee or applicant for employment because of race, color, sex, age, religion, or national origin. To ensure that applicants and employees are not discriminated against on the basis of sex, the following practices are observed: 1. Applicants are recruited regardless of sex for all jobs unless sex is considered bona fide occupational qualification. 2. Advertisements in newspapers and other media for employment are worded so that they will not express sex preference unless sex is considered a bona fide occupational qualification for the job. 3. Corporation personnel policies relating to this subject area expressly indicate that there shall be no discrimination against employees on account of sex. 4. Employees of both sexes are given an equal opportunity to any available job that they are qualified to perform, unless sex is considered bona fide occupational qualification. 5. No distinction based upon sex is made with regard to employment opportunities, wages, hours, employer contributions to fringe benefits, or other conditions of 29 Employee Relations Reference Manual employment. 6. No distinction is made between married and unmarried persons of one sex that is not made between married or unmarried persons of the opposite sex. 7. The corporation does not deny employment to women with young children. 8. Appropriate physical facilities have been provided for both sexes. 9. The corporation has not and will not refuse a female employee the right to any job that she is qualified to perform in reliance upon state “protective” law. 10. Females are not being penalized in their conditions of employment because they require time away from work due to child-bearing. Disabilities due to pregnancy are treated the same as other disabilities. 11. No differences between male and female employee is made on the basis of sex in terms of retirement from the corporation. 12. Wage schedules are not related to or based on the sex of the employees. 13. There is no discrimination restricting one sex to certain job classifications. 14. TECO Energy, Inc. has and will continue to take affirmative action to recruit women to apply for those jobs where they have been previously excluded, and will include women in all management training programs. Similarly, employees of both sexes are invited to participate in any training offered by the corporation. 15. Acts of sexual harassment, whether by supervisory personnel or fellow employees are forbidden. It is the policy of the corporation to maintain an atmosphere free of sexual harassment in any and all forms. To ensure that applicants and employees are not discriminated against on basis of religion or natural origin, the following practices are observed: 1. Reasonable accommodations are made to the religious observances, beliefs, and practices of our employees. As part of this obligation, the corporation accommodates employees who, for religious reasons, are conscientiously opposed to performing work on certain days of the week, or the year, unless such accommodations cannot be made without undue hardship on the conduct of the corporation business. 2. All employees and applicants are made aware of TECO Energy Inc.’s interest in providing equal employment opportunity without regard to religion or national origin. All levels of management have been made aware of the above rules and informed that adherence to them will be considered a part of acceptable job performance. In addition, the above 30 Employee Relations Reference Manual guidelines will be incorporated into appropriate corporate policies. Affirmative Action Plan For Disabled Persons RESPONSIBILITY FOR AFFIRMATIVE ACTION Managers and Supervisors Managers and supervisors have the ultimate responsibility for decisions affecting progress toward achieving affirmative action goals. Their responsibilities include: 1. Assisting in identifying problem areas. 2. Being actively involved with local disabled service programs designed to promote equal employment opportunity. 3. Reviewing qualifications of all employees to ensure disabled persons are given full opportunity for transfers and promotions. 4. Reasonably accommodating employees with disabilities. 5. Conducting and supporting career counseling for all staff members. 6. Ensuring that posters and notices are properly displayed. 7. Ensuring that employees with disabilities are afforded full employment opportunities and are encouraged to participate in all corporate-sponsored educational, training, and social activities. 8. Ensuring that their department fully complies with the spirit and policies of the Affirmative Action Program. 9. Accountability to senior management for personal support of the corporation’s EEO policies and for personal contributions toward achieving Affirmative Action goals. 31 Employee Relations Reference Manual IMPLEMENTATION OF AFFIRMATIVE ACTION Invitation to Disabled Applicants and Employees All applicants and employees who believe themselves to be covered by the Rehabilitation Act of 1973, 29 U.S.C. §701 et seq., specifically, 29 U.S.C. §793(a), and who wish to identify themselves as disabled for the purposes of affirmative action and proper job replacement will be invited to do so. An invitation notice will be posted in appropriate and conspicuous places within the corporation’s offices. For the purpose of this self-identification process, the term “disabled person” is defined below. Reasonable Accommodations A review and inspection of the facilities will be made to determine if and where reasonable accommodations for the disabled may be made. In addition, the results of such an accommodation review will be considered with respect to employment decisions involving disabled employees and applicants. In determining the reasonableness of possible accommodations, the factors of business necessity and financial cost and expenses will be considered, among others. Further, the corporation will consider whether, given the disability, the person is nevertheless qualified to perform the job. Compensation The amount of compensation offered to disabled applicants and employees will not be reduced because of any disability income, pension or other benefit the disabled applicant or employee may receive from other sources. Review Procedure The corporation encourages the use of an internal review procedure whereby employees who are disabled can raise any issues or claims that may arise during the course of their employment. The corporation maintains an “open-door” policy and encourages employees to discuss such issues or claims. The existence and availability of this internal procedure will be communicated to all employees. All such matters may be brought to the attention of Ella Kay Tabb, Director, Employee Relations. 32 Employee Relations Reference Manual Definition Of The Term “Disabled Person” For Purposes Of Voluntary Self-Identification “Disabled person” means any person who: (a) has a physical or mental impairment which substantially limits one or more major life activities; or (b) has a record of such impairment; or (c) is regarded as having such an impairment; however, such term does not include any individual who is an alcohol or drug abuser whose current use of alcohol or drugs prevents such individual from performing the duties of the job in question or whose employment, by reason of such current alcohol or drug abuse, would constitute a direct threat to property or the safety of others. A disabled individual is “substantially limited” if he or she is likely to experience difficulty in securing, retaining, or advancing in employment because of a real or perceived disability. Affirmative Action Plan For Special Disabled Veterans And Veterans Of The Vietnam Era RESPONSIBILITY FOR AFFIRMATIVE ACTION Managers and Supervisors Managers and supervisors have the ultimate responsibility for decisions affecting progress toward achieving affirmative action goals. Their responsibilities include: 1. Assisting in identifying problem area. 2. Being actively involved with local veteran service programs designed to promote equal employment opportunity. 3. Reviewing qualifications of all employees to ensure disabled veterans and veterans of the Vietnam era are given full opportunity for transfers and promotions. 4. Reasonably accommodating disabled veteran employees. 5. Conducting and supporting career counseling for all staff members. 6. Ensuring that posters and notices are properly displayed. 7. Ensuring that veteran employees are afforded full employment opportunities and are encouraged to participate in all corporate-sponsored educational, training, and social 33 Employee Relations Reference Manual activities. 8. Ensuring that their department fully complies with the spirit and policies of the Affirmative Action Program. 9. Accountability to senior management for personal support of the corporation’s EEO policies and for personal contributions toward achieving Affirmative Action goals. IMPLEMENTATION OF AFFIRMATIVE ACTION Invitation to Covered Veteran Applicants and Employees All applicants and employees who believe themselves to be covered by the Vietnam Era Veterans Readjustment Assistance Act of 1974 (VEVRA) and who wish to identify themselves as covered veterans for the purposes of affirmative action and proper job placement will be invited to do so. An invitation notice will be posted in appropriate and conspicuous places within the corporation’s offices. For the purpose of this self-identification process, the terms “Vietnam-era veteran” and “special disabled veteran” are defined below. Reasonable Accommodation A review and inspection of the facilities will be made to determine if and where reasonable accommodations for special disabled veterans may be made. In addition, the results of such an accommodation review will be considered with respect to employment decisions involving special disabled veterans, employees and applicants. In determining the reasonableness of possible accommodations, the factors of business necessity and financial cost and expense will be considered, among others. Further, the corporation will consider whether, given the disability, the person is nevertheless qualified to perform the job. Compensation The amount of compensation offered to covered veteran applicants and employees will not be reduced because of any disability income, pension or other benefit the covered veteran applicant or employee may receive from other sources. Review Procedure The corporation encourages the use of an internal review procedure whereby employees who are covered veterans can raise any issues or claims that may arise during the course of their employment. The corporation maintains an “open-door” policy and encourages employees to discuss such issues or claims. The existence and availability of this internal procedure is communicated to all employees. All such matters may be brought to the attention of Earl Haugabook, Affirmative Action Administrator (Ext. 34364). 34 Employee Relations Reference Manual Definition Of The Terms “Vietnam Era Veteran” And “Special Disabled Veteran” For Purposes Of Voluntary Self-Identification 1. “Vietnam Era Veteran” means any person who: (a) served on active duty for a period of more that 180 days, any part of which occurred between August 5, 1964, and May 7, 1975, and was discharged or released therefrom with other than a dishonorable discharge, or (b) was discharged or released from active duty for a service-connected disability if any part of such active duty was performed between August 5, 1964, and May 7, 1975. 2. “Special disabled veteran” means: (a) a veteran who is entitled to compensation under laws administered by the Veteran’s Administration for a disability rated at thirty (30%) percent or more, or (b) a veteran who was discharged or released from active duty because of a service-connected disability. 35 Employee Relations Reference Manual HOW TO REACH THE EMPLOYEE RELATIONS STAFF Created 12/97 - Revised February 12, 2016 NAME TITLE PHONE Vacant Employee Relations Representative Grillo, Alba EEO/AA Coordinator (813) 228-4366 or 34366 Berry, Howard Director, Employee Relations (813) 228-4345 or 34345 PHYSICAL ADDRESS 702 North Franklin St. Tampa, FL 33602 MAILING ADDRESS P.O. Box 111 Tampa, FL 33601-0111 36 PAGER 673-7535 266-9529 WEB ADDRESS APGRILLO@ TECOENERGY.COM HEBERRY@TECOENERG Y.COM FAX (813) 228-1259 or 31259 GW ADDRESS Employee Relations Reference Manual REPORTING RELATIONSHIPS Vice President Human Resources ........................................Roger A. Dunn Director, Employee Relations ..........................................Ella Kay Tabb Employee Relations Representative ..........................Vacant EEO/Affirmative Action Coordinator........................Alba P. Grillo GLOSSARY OF EEO/AA TERMS Created 12/97 Affirmative Action.--Results-oriented, legally permissible actions which are taken to enhance the opportunities for employment and advancement of covered employees and applicants; i.e., advertising in minority newspapers, and recruiting from minority and female colleges and societies. Affirmative Action Program.--A written, results-oriented program which meets regulatory requirements and details the steps a corporation will take to enhance the opportunities for employment and advancement of covered employees and applicants. Equal Employment Opportunity.--Administration of all employment decisions and personnel policies without regard to such factors as race, sex, color, creed, religion, national origin, citizenship, age, marital status, sexual preference or orientation, physical or mental disability or status as a special disabled veteran or veteran of the Vietnam era. Equal Employment Opportunity Commission (EEOC).--An agency of the federal government created to enforce Title VII of the Civil Rights Act of 1964. This agency also enforces the Equal Pay Act, the Age Discrimination in Employment Act, and Title I of the Americans with Disabilities Act of 1990. Establishment.--A functional and/or geographic entity generally having some component which exercises personnel authority and responsibility. Establishment Head.--The individual responsible for the overall implementation of Affirmative Action programs in his or her Establishment. Individual with a Disability.--Any person who (1) has a physical or mental impairment which substantially limits one or more of his or her major life activities; (2) has a record of such an impairment; or (3) is regarded as having such an impairment. Minority.--Persons classified as American Indian/Alaskan Native, Asian/Pacific Islander, Black or Hispanic. 37 Employee Relations Reference Manual Office of Federal Contract compliance Programs (OFCCP).--An agency of the U.S. Department of Labor which has enforcement and administrative responsibilities for various executive orders regulating federal contractors. Protected Classes.--For affirmative action purposes, women and minorities, individuals with disabilities, special disabled veterans and veterans of the Vietnam era as defined in federal regulations, may be referred to as “protected classes.” Race Classification.--The five groups which describe the racial or ethnic background of an employee or applicant. The classifications are as follows: AMERICAN INDIAN/ALASKAN NATIVE: All persons with origins in any of the original places of North America, and who maintain cultural identification through tribal affiliation or community recognition. ASIAN/PACIFIC ISLANDER: All persons with origins in any of the original peoples of the Far East, Southeast Asia, the Indian subcontinent, or the Pacific Islands. This area includes, for example, China, Japan, Korea, the Philippine Islands and Samoa. BLACK: All persons with origins in any of the black racial groups of Africa, who are not of Hispanic origin. HISPANIC: All persons of Mexican, Puerto Rican, Cuban, Central or South American or other Spanish culture or origin, regardless of race. WHITE: All persons with origins in any of the original peoples of Europe, North Africa or the Middle East, who are not of Hispanic origin. Reasonable Accommodations.--Alterations or modifications to the work place, work environment, equipment or job task which will permit an individual with a known physical or mental disability to perform a specific job for which he/she is otherwise qualified. The reasonableness of accommodations is determined on a case-by-case basis taking into consideration, the size of the organization, cost, business necessity, and other variables. Special Disabled Veteran.--A veteran who is entitled to disability compensation under the laws administered by the Department of Veterans Affairs for a disability (1) rated at 30 percent or more, or (2) rated at 10 or 20 percent in the case of a veteran who has been determined under the regulation to have a serious employment handicap, or who was discharged or released from active duty because of service-related disability. Veteran of the Vietnam Era.--A person who served in the U.S. Armed Forces for a period of more than 180 days, any part of which occurred between August 5, 1964 and May 7, 1975; and who was discharged or released from active duty because of a service-connected disability. 38 Employee Relations Reference Manual EEO LAWS The following are some of the federal laws, orders, rules and regulations that pertain specifically to nondiscrimination and affirmative action in employment. FEDERAL LAW COVERAGE ENFORCEMENT AGENCY SAMPLE PENALTIES Age Discrimination in Employment Act of 1967 (ADEA) Bans discriminating against Equal Employment employees or applicants Opportunity age 40 and older. Commission (EEOC) Backpay, reinstatement, liquidated damages. Americans with Disabilities Act (ADA) Bans discriminating against individuals with disabilities and requires reasonable accommodation of employees with disabilities. Restricts preemployment physical exams and health-related inquiries. Mandates confidentiality of medical records. Equal Employment Opportunity Commission (EEOC) Backpay, reinstatement, compensatory and punitive damages. Civil Rights Act 1866 (Section 1981) Gives persons of all races and ethnicities equal rights to make and enforce contracts. Contracts include employment relationships, even without a formal contract. None. Cases are filed directly in court. Compensatory and punitive damages, backpay with no time limit. Civil Rights Act of 1964 and 1991 (Title VII) Makes it unlawful for an Equal Employment employer to discriminate in Opportunity employment because of Commission (EEOC). race, color, religion, sex, or national origin. Prohibits sexual harassment through court decisions. Title VII was amended in 1972 giving EEOC power to take direct court action. Compensatory and punitive damages, backpay with no time limit. Allows victims of racial discrimination to collect up to $300,000 each in compensatory damages. Equal Pay Act of 1963 Amendment to the Fair Labor Standards Act. This is a gender based law requiring equal pay for Backpay, double damages. 39 Equal Employment Opportunity Commission (EEOC). Employee Relations Reference Manual FEDERAL LAW COVERAGE ENFORCEMENT AGENCY SAMPLE PENALTIES equal work. In effect, the Act prohibits paying men and women different wages for jobs requiring equal skill, effort, and responsibility and which are performed under similar working conditions. Executive Order 11246 Amended by Executive Orders 11375 and 12086. Prohibits discrimination on the basis of race, sex, color, national origin and religion by federal contractors. Regulations based on this order require that companies with at least 50 employees and $50,000 in federal contracts develop a written affirmative action to increase employment of women and minorities. Enforcement agency: Office of Federal Contract Compliance Programs (OFCCP). Suspension or debarment from being a federal contractor. Immigration Reform and Control Act of 1986 (IRCA) Bars hiring individuals not authorized to work in the U.S. Bans discrimination based on nationality or citizenship. Requires employers to complete Form I-9 for each employee. Immigration and Naturalization Service (INS). For employment verification, fines of $100-$1,000 per violation; for hiring, fines of $250 to $10,000 per violation and possible imprisonment; for bias, backpay up to two years and fines of up to $10,000 for subsequent violation. Pregnancy Discrimination Act (PDA) Amends Title VII of the Civil Rights Act of 1964. This act requires employers to treat pregnancy and childbirth the same as any other disability under fringe benefit plans. It prohibits terminating or refusing to hire or promote a woman solely on the basis that she is pregnant and bars mandatory leave Equal Employment Opportunity Commission (EEOC) Compensatory and punitive damages, backpay with no time limit. 40 Employee Relations Reference Manual FEDERAL LAW COVERAGE ENFORCEMENT AGENCY SAMPLE PENALTIES for pregnant women arbitrarily set at certain time during their pregnancy. It protects the reinstatement rights of women on leave for pregnancy-related reasons, including credit for previous service, accrued retirement benefits, and accumulated seniority. The law also protects women with medical conditions related to pregnancy or childbirth and women who have abortions. Vietnam-Era Veterans’ Readjustment Assistance Acts of 1972 and 1974 (VEVRAA) Requires affirmative action to hire qualified disabled veterans and Vietnam-era Veterans. Office of Federal Contract Compliance Programs (OFCCP). Suspension or debarment from being a federal contractor. Rehabilitation Act (Sections 503 and 504) Requires affirmative action to increase employment of qualified persons with disabilities. Employers with 50 or more employees and contracts worth $50,000 or more also must have written affirmative action plans for employment of qualified individuals with disabilities. Office of Federal Contract Compliance Programs (OFCCP). Suspension or debarment from federal contracting. 41