BURIED HDPE PIPELINES SUBJECTED TO NORMAL FAULTING- A CENTRIFUGE INVESTIGATION by Tarek H. Abdoun, Da Ha, Michael J. O’Rourke, Michael D. Symans, Thomas D. O’Rourke; Michael C. Palmer, and Harry E. Stewart Affiliation: Tarek H. Abdoun , Associate Professor, E-mail: abdout@rpi.edu Da Ha, Doctoral Student, E-mail: had@rpi.edu Michael J. O’Rourke, Professor, E-mail: orourm@rpi.edu Michael D. Symans, Associate Professor, E-mail: symans@rpi.edu Department of Civil and Environmental Engineering Rensselaer Polytechnic Institute, Troy, NY 12180-3590, USA Thomas D. O’Rourke, Professor, E-mail: tdo1@cornell.edu Michael C. Palmer, Research Associate, E-mail: mcp5@cornell.edu Harry E. Stewart, Associate Professor, E-mail: hes1@cornell.edu School of Civil and Environmental Engineering Cornell University, Ithaca, NY 14853-3501, USA Corresponding Author: Da Ha JEC4049 Department of Civil and Environmental Engineering, Rensselaer Polytechnic Institute 110 8th Street Troy, NY 12180-3590, USA Phone: 518 276 2064 Fax: 518 276 4833 Email: had@rpi.edu 1 Abstract Permanent ground deformation (PGD) is arguably the most severe hazard for continuous buried pipelines. This paper presents results from four centrifuge tests designed to investigate the differences in behaviors of buried HDPE pipelines subject to normal and strike-slip faulting. Two centrifuge tests with different instrumentations but the same configurations were conducted on each case of ground faulting (i.e. two tests on normal faulting and the other two tests on strike-slip faulting). The tests results show that, as expected, the pipeline behavior is asymmetric under normal faulting and symmetric under strike-slip faulting. In the case of strike-slip fault- ing the soil-pipe interacting pressure distribution is symmetric about the fault. While in the case of normal faulting there is a pressure concentration close to the fault trace on the up-thrown side, with much lower soil-pipe interacting pressures at other locations on the pipe. The soil-pipe interacting force versus deformation relationship (i.e. p-y relationship) was obtained based on the experimental data. The p-y relationships for both the strike-slip and normal faulting cases were also compared with the relationships suggested by the ASCE Guidelines (1984). It was found that for the case of strike-slip faulting the experimental p-y relationship is generally compatible to the ASCE Guidelines suggested values. In contrast, for the case of normal faulting the experimental p-y relationship is much softer than the ASCE Guidelines suggested values. This is due to the fact that the “strip footing failure” assumption adopted by the ASCE Guidelines does not reflect the real 3-D failure in the normal faulting case. Keyword Buried pipelines, Normal faulting, Strike-slip faulting, P-y relationship, Permanent ground deformation (PGD), Centrifuge testing 2 Introduction There are three types of earthquake faults: strike-slip faults, normal faults and their combination- oblique faults. Damages to buried pipes at these abrupt ground offsets have frequently been observed in the past earthquakes. For example, movement of the San Andreas Fault was responsible for extensive damage to water transmission lines during the 1906 San Francisco earthquake (O’Rourke and Hamada, 1992). Landslides caused by the 1987 Ecuador earthquake were responsible for severe damage of the 0.66-m (26-in.) diameter Trans-Ecuadorian oil pipeline over a distance of 40 km, resulting in the loss of 60% of the export revenue of that country (O’Rourke et al., 1987). During the 1999 Chi-Chi Earthquake in Taiwan, surface faulting with 4.0 m of vertical movement caused severe damage to buried pipelines (EERI, 1999 a). An originally straight water pipe was bent 90 degrees and buckled by the large force exerted by permanent ground distortion. During the 1999 Izmit Earthquake in Turkey, a 2.2-m diameter steel pipe which was subjected to about 3 m of strike slip fault offset, suffered leaks during the earthquake (EERI, 1999 b). The orientation of the steel pipe with respect to the fault placed the line in compression during fault offset and the resulting axial compression combined with flexure buckled the pipe at two locations. In recognition of the severe consequence of this kind of earthquake hazard, pipe performances under seismic faulting have been the subject of numerous research investigations. Experimental work by Audibert and Nyman (1977) and Trautmann and O’Rourke (1983) and numerical/analytical work by Newmark and Hall (1975), Kennedy et al. (1977) and O’Rourke et al. (1999) are examples. More recently, a centrifuge based experimental method was first implemented by O’Rourke et al. (2003) using the Rensselaer Geotechnical Centrifuge and a split container with inside dimension 1.0 m x 0.354 m x 0.203 m. These tests were successful in the sense 3 that the experimental equipment functioned well and the recorded strains were generally in good agreement with those predicted by numerical simulations using finite element models. In the centrifuge tests reported in this paper, the fault offset was simulated using a recently updated split-box container (inside dimension: 1.14 m x 0.76 m x 0.20 m). The container is capable of simulating both vertical and horizontal offset in flight. Additional information about the split container is presented by Ha et al. (2006). Centrifuge Modeling of HDPE Pipe Response to PGD All tests reported herein were conducted on HDPE pipe that complies with AWWA Standard C901 (AWWA, 2003) for water service. The pipe has an outer diameter, D = 33.4 mm and a wall thickness t = 1.96 mm, SDR (Standard Dimension Ratio) = D/t = 17. All the centrifuge tests were carried out at a gravity level of 12.2 g, hence the model pipe geometry simulates a prototype pipe with D = 407.5 mm and t = 24.0 mm. Table 1 and Figure 1 summarize the four centrifuge experiments which were designed to evaluate the behavior of buried pipelines subjected to normal versus strike-slip faulting. Note the initial pipe-fault angle indicated in Table 1 is in plan for the strike-slip faulting case and is in elevation for the normal faulting case. Figure 1 presents the configurations of the Rensselaer splitbox container and the high density polyethylene (HDPE) experimental pipeline before and after fault offset. Figure 1 (a) shows the configuration of strike-slip faulting, which corresponds to models 1 and 2. Figure 1 (b) applies to models 3 and 4, which simulated normal faulting. The nominal perpendicular initial orientation results in significant flexural strain as well as minor axial strain. As indicated in Table 1, during the test the movable portion of the container was offset vertically 0.48 m for the normal faulting tests (tests 1 and 2) and was offset horizontally 1.06 m 4 for the strike-slip tests (tests 3 and 4) in prototype scale. It should be noted that the maximum possible vertical offset in the split container is about 4 cm which corresponding to a prototype offset of 0.48 m at 12.2 g. To monitor pipeline response to fault offset, two types of instrumentation were used. In models 1, the HDPE pipe was instrumented with strain gages along the pipe springlines which measure the total longitudinal strain distribution on both the active and passive sides of the pipe. In model 3, strain gages were instrumented at the top and bottom centerline of the pipe to capture both the axial sand flexural strains due to offsets in the vertical plane. In this paper, the “longitudinal” strains are considered to be a combination of axial and flexural strains, where “axial” strains are those due to direct axial tension or compression and “flexural” strains are due to transverse bending in the horizontal plane for strike-slip faulting and bending in the vertical plane for normal faulting. Axial strains were calculated as the average of the strain at opposite springlines. Bending strains were calculated as one-half the difference between the longitudinal strains at opposite sides. In models 2 and 4, the pipe was instrumented with two tactile pressure sensor sheets manufactured by TEKSCAN Inc. The sensor sheets were wrapped around the test pipes for a longitudinal distance of 0.25 m at model scale (3.0 m in prototype) on either side of the fault. The pressure sensor sheet measures the normal pressure at the soil-pipe interface. The tactile pressure sensors were calibrated using a sensor calibrator from TEKSCAN Inc. (model # 5250). The tactile pressure sensor was calibrated at two pressure levels, 69 kPa (10 psi) and 207 kPa (30 psi). The pressure sensor control software uses the two calibration points to get calibration factors for other pressure levels, using nonlinear interpolation. The pipeline was pin-connected to the split container end walls. As such, the centrifuge tests simulate the case where a thrust or anchor block is located at the end wall. The tension force at 5 the end of the pipe was measured by a strain gage instrumented connecter. Using the material (aluminum alloy) properties, cross-sectional area and the measured strain in the connector, the force can be readily calculated. Grain size effects on soil-structure interaction are an important issue in centrifuge modeling. In this study the backfill material was processed so as to guarantee that no significant grain size effect was expected. The soil used in the Rensselaer centrifuge tests were sieved from a glaciofluvial, well graded sand to produce sand suitable for centrifuge testing. Soil passing the #40 sieve (0.42 mm), but retained on the #200 sieve (0.075 mm) was used in the testing. The sieving process resulted in very uniform sub-angular or sub-rounded quartz grains with an average grain size diameter of D50 = 0.29 mm. Hence, a pipe outer diameter to average grain size ratio D/D50 = 115 was reached, which satisfied the criterion of D/D50 ≥ 48 recommended by the International Technical Committee TC2 (2005) based on the centrifuge test data from Ovesen (1981) and Dickin and Leung (1983). Table 2 lists the properties of the sand used in this series of centrifuge tests. The sieved sand was placed at a water content (wc) of about 4.0 ~ 4.5%. This moisture content was chosen to replicate expected pipe burial condition. In addition, full-scale tests by researchers at Cornell University (Turner, 2004; O’Rourke and Turner, 2006) have suggested that moist sand may have a significantly higher lateral resistance than that of dry sand. However, more recent work (Ha, 2007) has shown that there is little difference between the expected lateral resistance for dry sand backfill and that with water content of about 4.0%. The moist sand was placed and compacted in layers to a dry unit weight of 14.7 kN/m3 (internal peak friction angle = 40o, determined from direct shear test) and to a depth Hc of 1.12 m (in the prototype scale) above the center line of the pipe (Hc/D = 2.8). The sand was compacted us- 6 ing an aluminum compacter (weight = 18.7 N, width = 0.157 m, length = 0.310 m). The thickness of each compacted lift is about 2.5 cm (1 inch). The compacting is equivalent to raising the compacter to a height of 10 cm and dropping it 10 times. Hence the input energy is about 18.7*0.1*10/ (0.157*0.310) = 384.2 J/m2. Post-Offset Observation In the centrifuge tests, observations were made of the ground surface. Very different ground surface deformation patterns were observed as shown in Figure 2. For strike-slip faulting, there was soil disturbance within a narrow band at the fault. There were also large cracks nominally parallel to the pipe on the passive side. That is, in Figure 2a there is a ground crack far to the left of the pipe in the top portion of the photo and another crack far to the right of the pipe in the lower portion of the photo (cracks indicted by thinner dotted lines). The cracks appear to be the surface expressions of passive soil wedges. Additional cracks also appear between the outermost surface expression of the passive soil block and the trace of pipeline, likely due to soil heaving during the soil wedge formation process. Soil subsidence zones were observed on the active side (i.e. soil in active condition) of the pipe. For the normal faulting case, there is a big crack right at the fault trace due to the offset itself. Soil cracks were also observed above the trace of the pipeline on the down-thrown side formed as the pipeline plowing upward through the relatively weak over burden soil. Additional secondary soil cracks more or less parallel to the fault trace on the down-thrown side were observed which were likely formed due to soil shear failure initiated by the fault offset itself. The secondary cracks nominally parallel to the fault result in a relatively wider zone of soil disturbance for normal faulting, in comparison to the relatively narrow band of soil disturbance for strike-slip faulting. Note the shape of the deformed pipe is indicated in Figure 2 as thicker dashed lines. 7 This was made possible by using the surface grid to locate the center and the two ends of the test pipe. Pipe Axial and Bending Strains Figure 3 shows a comparison of the measured axial and bending strains for the normal faulting and strike-slip faulting cases, respectively. Note due to limitations of the testing equipment, the normal faulting offset cannot exceed 0.48 m in prototype. As the axial strains are generally small, the pipe material is nearly linearly elastic. Note that the axial strains for strike-slip faulting are nominally symmetric with respect to the fault. Also beyond about 2 m from the fault, there is a linear decrease in axial strain with distance from the fault. This is consistent with a constant longitudinal friction force per unit length at the soil-pipe interface. The peak axial strain again for the strike-slip case is located at around ±1.0 m from the fault. In contrast, for the normal faulting case the axial strain distribution is not symmetric. Axial strains are substantially larger on the up thrown side with the peak axial strain being located around -1.0 m from the fault. For a given strike-slip offset, the bending strain are consistent with double curvature bending, concave on one side of the fault and convex on the other. In contrast, the bending strain distribution is not symmetric for the case of normal faulting. Bending strains are substantially larger on the up thrown side with the peak value located about -1.0 m from the fault, which is the approximate location of the peak axial strain. The peak axial and bending strains were plotted versus the fault offsets (Figure 4). Note that the peak axial strain vs. fault offset plots for both test 1 ( = -85o) and test 3 ( = 90o) are more or less on the same curve. All the axial strains measured from test 1 ( = -85o) are less than 1.0% and are roughly proportional to the offset. In test 3 ( = 90o) there is a slight deviation from linear behavior (slight hardening) for the level of fault offset larger than 0.3 m. 8 On the other hand, the peak bending strain vs. fault offset plots for tests 1 and 3 are not the same curve. For the normal faulting case (test # 3), the peak bending strains on the up-thrown side are larger than those on the down-thrown side. For fault offsets larger than about 0.3 m, the peak bending strain in the strike-slip case is roughly the average of the normal fault up-thrown and down-thrown sides’ values. In both tests 1 and 3, the measured peak bending strains are located at about 1.2 m from the fault. For the normal faulting test (test 3), there was a slight deviation from linear behavior (slight softening) in the peak bending strain vs. fault offset curve at fault offset levels used. However, for the strike-slip faulting test (test 1) the peak bending strain reached a plateau with more or less a constant value when the fault offset exceeding 0.7 m. As will be shown later, the passive soil failure wedge in the strike-slip faulting tests forms at an offset of roughly 0.7 m. That is, when the soil in the passive zone fails, the pipe continue to move through the soil but the peak soil-pipeline interaction pressure as well as the pipe bending strain remain nominally constant. Soil-Pipe Interaction In this section the measured pipe lateral force was calculated from the readings from the tactile pressure sensor. The detailed information about tactile pressure sensor data interpretation technique was reported in a separate paper (Ha et al., 2007). ASCE Guidelines (1984) suggests the following equation (see Eq. 2) for the calculation of maximum lateral force on pipeline buried in sand in horizontal transverse movement: Pu HN qh D (1) where, = effective unit weight of soil backfill; H = depth to springline of pipe; Nqh = horizontal bearing capacity factor for sand; D = pipe outer diameter. 9 In the current centrifuge testing case, = 14.7*(1+4%) = 15.3 kN/m, Nqh = 8.5 for = 40o and H/D= 2.8, H= 1.12 m, and D = 0.41 m. Hence, Pu HN qh D 15.3 *1.12 * 8.5 * 0.41 59.0 kN / m The tactile pressure sensor data for the strike-slip faulting case were shown in Figure 5. A symmetric pressure distribution (transverse horizontal) was developed in strike-slip faulting. The peak pipe lateral force was concentrated at about ±0.3 m to ±0.6 m from the fault trace. The observed peak value of the lateral force per unit length (near fault at the maximum offset) for the strike-slip test (58.0 kN/m for friction coefficient = 0) are reasonably close to the ASCE (1984) value. It should be noted that the lateral pressure data shown in Figure 5 was directly calculated based on the tactile pressure sensor data. Since the tactile pressure sensor only measure the normal pressure, the soil-pipe interface friction was not taken into account. A friction coefficient = 0.4 is a reasonable value for soil-HDPE interface (O’Rourke et al, 1990). By taking friction into consideration, the peak lateral force becomes 78.0 kN/m (Ha et al., 2007). The tactile pressure sensor data for the normal faulting case are shown in Figure 6. In contrast to the strike-slip faulting, it is clear that there is a concentration of transverse (vertical) pressure on the pipe on the up-thrown side around -0.8 m from the fault. This is consistent with the bending strains in that the largest bending strains are on the up-thrown side and are located about 0.8 m from the fault. Also note that the axial strains are largest on the up-thrown side. ASCE Guidelines (1984) suggests the following equation for the calculation of maximum lateral force on relative downward moving pipeline buried in sand: 1 qu HN q D D 2 N y 2 (2) 10 where, = total unit weight of soil backfill; H = depth to springline of pipe; Nq and Ny = bearing capacity factor for horizontal footing on sand loaded in the vertically downward direction; D = pipe outer diameter. In the current centrifuge testing case with H= 1.12 m and D = 0.41 m, for moderate dense sand of 4% moisture content ( = 40o), = 15.3 kN/m, Nq = 65 and Ny = 80. Hence, qu 15.3 *1.12 * 65 * 0.41 0.5 *15.3 * 0.412 * 80 560 kN / m This value is much larger (about 10 times) than the measured maximum transverse force. However, as shown in Figure 4, the measured peak vertical force has apparently not reached its maximum value. Figure 7 shows the peak pipe lateral force versus the fault offset relations. For both the normal faulting and strike-slip faulting cases the relations are on the same curve for fault offset up to about 0.4 m. For the case of strike-slip faulting, the peak lateral force started to decrease when the fault offset reached 0.7 m. For the case of normal faulting, no decrease of peak lateral force was observed for the fault offset range (i.e. up to 0.48 m) used in the current test. The ASCE Guidelines (1984) also suggested the maximum elastic deformation yu and zu for the horizontal and vertical transverse movement, respectively. For the current case of dense sand, yu (0.02 ~ 0.03)( H c D 0.41 ) 0.025 * (1.12 ) 0.033 2 2 zu (0.10 ~ 0.15) D 0.125 * 0.41 0.05 (3) (4) The equivalent elastic soil spring coefficient is simply the maximum resistance divided by one half of the maximum elastic deformation, for example 2qu/yu for horizontal transverse case. The following relation exists between bending strain and curvature: 11 b c d2y dx 2 (5) where b = extreme fiber bending strain, c = distance to the extreme fiber (outside radius for the circular pipe specimen), y = pipe deflection and x = distance along the pipe. Note that Eq. 3 assumes that the transverse sections of the pipe remain plane after bending. Hence, the deflection of the pipe perpendicular to the pipe longitudinal axis is obtained by double integration of the bending strain: y b dx dx c (6) As the measured pipe strains are relatively small (less than 2.5% for both strike-slip and normal cases), it is reasonable to assume the pipe outer radius remains constant during offset. The pipe lateral deformation at the locations of peak lateral resistance was calculated by using Equation 6 with the bending strain data fitted using cubic-spline interpolation. The resulting “p-y” relationship compared with the ASCE Guideline values are shown in Figure 8 and 9. Note the plotted centrifuge p-y relationships are obtained at the locations of peak lateral resistance. Note the peak force values in Figures 8 and 9 have included the influence of friction, which resulting in an increase of about 30% in the values of peak resistance. For the strike-slip case, the measured peak resistance (78 kN/m) is higher than the ASCE value (59 kN/m) by 32% (see Figures 8). The measured p-y relationship is softer than the ASCE relationship. This can be explained by the fact that in the centrifuge model preparation the soil adjacent to the pipe cannot be compacted very well due to the presence of sensors. Although this under compaction of sand backfill surrounding testing pipe results in reduced initial stiffness of the p-y relationship, the ultimate soil resistance is compatible with the ASCE Guidelines (1984). 12 For the normal faulting case, the measured peak resistance is much lower (about 1/8 of the value) than the ASCE value. However, due to the limitation of testing equipment on the normal faulting magnitude, the peak resistance did not reach a plateau. The measured p-y relationship is also much softer than the ASCE relationship. This is because the ASCE Guidelines equation is based on the assumption that the maximum load on pipe is equal to the strip footing bearing capacity of the soil. However, in real normal faulting the soil deformation is not a 2-D case. The soil on the up-thrown side is separated from the soil on the down-thrown side. This discontinuity of the ground on the up-thrown side greatly reduces its bearing capacity since the soil close to the fault on the up-thrown side is already in active mode. Summary and conclusions Four centrifuge tests were carried out to investigate the differences in behavior of buried pipelines subject to normal faulting and strike-slip faulting. For both fault faulting modes (i.e. normal and strike-slip), the pipe model is pinned to the split container walls, simulating a prototype with a thrust block somewhere near the fault. The axial and bending strains in the pipe were measured during simulated fault offset. For the test geometry and boundary conditions, the pipe axial strain is nominally a linear function of the fault offset. However, both the axial strain and the bending strain distribution are not symmetric in the normal faulting case in contrast to the symmetric distribution in the strike-slip faulting case. For normal faulting, the peak axial and bending strains are concentrated on the up-thrown side of the pipe. In the strike-slip faulting, the peak bending strain has nominally an elasto-plastic type of behavior with respect to the fault offset. Pipe lateral force was measured by using the tactile pressure sensor. The measured pipe lateral force distributions are consistent with the strain gage measurements. That is, for the normal fault- 13 ing case the pipe lateral force are not symmetric and there is a concentration of lateral force on the up-thrown side of the pipe. For the strike-slip faulting case the pipe lateral force are symmetric. The peak lateral force are compared with the ASCE Guidelines (1984) suggested values. The experimental data was also used to develop the soil-pipe p-y relationship. The results were compared with the ASCE Guidelines (1984) suggested relationships. For strike-slip faulting case, the experimental p-y is softer than the ASCE value possibly due to the experimental model preparation. The ASCE suggested peak lateral force values are comparable to the measured ones. For the case of normal faulting, both the ASCE suggested peak lateral force values and the stiffness of the p-y relationship are much higher than the measured ones. This is due to the fact that in normal faulting, the soil deformation is in a 3-D condition instead of the 2-D assumption adopted in the ASCE Guidelines (1984). Acknowledgment This work was supported primarily by the George E. Brown, Jr. Network for Earthquake Engineering Simulation (NEES) Program of the National Science Foundation under Grant Nos. CMS0421142, CMS-0086555, and CMS-0217366. Any opinions, findings and conclusions or recommendations expressed herein are those of the authors and do not necessarily reflect the views of the National Science Foundation. This project is part of a collaborative project involving full-scale buried pipe tests at Cornell University and companion centrifuge tests at Rensselaer. Dr. Yun Wook Choo from Korea Advanced Institute of Science and Technology (KAIST) provided assistance in the preparation of centrifuge models and in conducting the tests. The authors 14 also acknowledge lab support personnel at the Rensselaer Geotechnical Centrifuge Center and at the Cornell University Lifeline Facility for their help in conducting tests presented in this paper. References American Society of Civil Engineers. (1984). “Guidelines for the seismic design of oil and gas pipeline systems.” Committee on Gas and Liquid Fuel Lifelines, Technical Council on Lifeline Earthquake Engineering, ASCE, New York. American Water Works Association. (2003). “AWWA Standard for Polyethylene (PE) Pressure Pipe and Tubing, 1/2 in. (13 mm) Through 3 in. (76 mm), for Water Service.” ANSI/AWWA C901-02, January 2003. Dickin, E. A., and Leung, C. F., (1983). “Centrifugal model tests on vertical anchor plates.” J. Geotech. Eng., 109(12), 1503–1525. EERI, (1999 a), “The Chi Chi, Taiwan Earthquake of September 21, 1999.” EERI Special Earthquake Report, December, 1999. Available from http://www.eeri.org/lfe/pdf/taiwan_chi_chi_eeri_preliminary_report.pdf EERI, (1999 b). “The Izmit (Kocaeli), Turkey Earthquake of August 17, 1999.”EERI Special Earthquake Report, October, 1999. Available from http://www.eeri.org/lfe/pdf/turkey_kocaeli_eeri_preliminary_report.pdf Ha, D., Abdoun, T., O’Rourke, M., Van Laak, P., O’Rourke, T. and Stewart, H. (2006). “Splitcontainers for centrifuge modeling of permanent ground deformation effects on buried pipeline systems.” The Sixth International Conference on Physical Modeling in Geotechnics, August 4-6, 2006, Hong Kong, China, pp. 729-734. 15 Ha D., Abdoun T., O’Rourke M., Symans M., O’Rourke T., Palmer M. & Stewart H. “Centrifuge Modeling of Permanent Ground Deformation Effect on Buried HDPE Pipelines”, ASCE Journal of Geotechnical and Geoenvironmental Engineering (Accepted). Hamada, M. and O’Rourke, T.D., Eds., (1992). “Case Studies of Liquefaction and Lifeline Performance During Past Earthquakes”, Vol. 1, NCEER-92-0001, National Center for Earthquake Engineering Research, State University of New York at Buffalo, NY. International Technical Committee TC2, 2005. “Catalogue of scaling laws and similitude questions in centrifuge modeling.” [online]. Available from http://geo.citg.tudelft.nl/allersma/tc2/TC2%20Scaling.pdf Merry, S. M. and Bray, J. 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(1985). “Lateral force displacement response of buried pipe.” Journal of Geotechnical Engineering., 111(9), 1077–1092. 16 Turner, J. (2004). “Lateral force-displacement behavior of pipes in partially saturated sand.” M.S. Thesis, School of Civil and Environmental Engineering, Cornell University, Ithaca, NY. List of Symbols c = the outer radius of test pipe Cc = coefficient of curvature Cu = coefficient of uniformity D = pipe outer diameter D50 = average particle size of sand backfill H = depth of soil from the surface to the center of the pipe Nqh = horizontal bearing capacity factor for sand p = soil resistance in horizontal transverse direction pu = maximum soil resistance in the horizontal transverse direction qu = maximum soil resistance in the vertical transverse direction t = pipe wall thickness yu = maximum elastic deformation in the horizontal transverse direction zu = maximum elastic deformation in the vertical transverse direction f = maximum fault offset = pipeline-fault orientation angle (strike-slip faulting) pipeline-fault orientation angle (normal faulting) effective unit weight of soil backfill ′ = dry unit weight of soil backfill b bending strain in test pipe 17 friction coefficient friction angle of sand backfill 18 Table 1 Summary of Test Models Used in Centrifuge Testing Model Number Initial Pipe-Fault Angle Instrumentation (degrees) Offset Rate* (m/min) Peak Offset* (m) 1 2 3 4 -85(SS) -85(SS) 90(N) 90(N) 0.318 0.318 ~0.318 ~0.318 1.06 1.06 0.48 0.48 Note: Strain Gage Pressure Sensor Strain Gage Pressure Sensor SS- Strike-Slip N- Normal *All dimensions in prototype scale 19 Table 2. Material Properties for Sand Backfill Soil Properties ′Dry Unit Weight (kN/m3) , Friction Angle (deg) D50, average particle size (mm) Cu, coefficient of uniformity Cc, coefficient of curvature Value 14.7 40 0.29 1.55 1.0 20 List of Figures: Figure 1 Sketch of the centrifuge model before and after offset (dimensions in model scale) Figure 2 Post-test surface observations of the two test setups Figure 3 Axial and bending strain distributions in tests 1 and 3 Figure 4 Peak axial and bending strains versus fault offset Figure 5 Measured lateral force distribution along the pipe for the strike-slip faulting caseassuming no friction (= 0) Figure 6 Measured lateral force distribution along the pipe for the normal faulting caseassuming no friction (= 0) Figure 7 Peak lateral forces versus fault offset Figure 8 P-y relationship for the horizontal transverse (strike-slip faulting) case Figure 9 P-y relationship for the vertical transverse (normal faulting) case 21 Split Container 0.04m Fixed Portion Fixed Portion 0.57m 85o Movable Portion Test Pipe Movable Portion 0.04m 0.04m Before Offset Plan View a) Split Container 0.04m Deformed Pipe After Offset -85o strike-slip faulting test setup, plan view Test Pipe Deformed Pipe Down Thrown Side 0.08m Fixed Side 0.57m Fixed Side Down Thrown Side Before Offset Elevation View 0.57m 0.04m After Offset b) 90o normal faulting test setup, elevation view Figure 1 Sketch of the centrifuge model before and after offset (dimensions in model scale) 22 (a) = -85o (b) = 90o Figure 2 Post-test surface observations of the two test setups 23 1.5 = 90o Normal = -85o Strike-Slip Axial Strain (%) 1 0.5 0 0.12 m 0.24 m 0.48 m 0.73 m 1.06 m -0.5 2 Bending Strain (%) = -85o Strike-Slip = 90o Normal 1 0 -1 -2 -6 -4 -2 0 2 4 6 -6 -4 Distance from Fault (m) -2 0 2 4 6 Distance from Fault (m) Figure 3 Axial and bending strain distributions in tests 1 and 3 24 1.2 3 Up- thrown Side, = 90o Normal, = 90o Peak Bending Strain (%) Peak Axial Strain (%) Strike-Slip, = -85o 0.9 0.6 0.3 0 Down- thrown Side, = 90o 2.4 Strike- slip, = -85o 1.8 1.2 0.6 0 0 0.4 0.8 1.2 0 Fault Offset (m) 0.4 0.8 1.2 Fault Offset (m) Figure 4 Peak axial and bending strains versus fault offset 25 Force Distribution during Offset 80 1.06 m 0.73 m 0.49 m 0.24 m 0.12 m 0.00 m Force Distribution (kN/m) 60 40 20 0 -20 Pipeline -40 Fault Strike-Slip = 85o -60 -80 -4 -2 0 2 4 Distance from Fault (m) Figure 5 Measured lateral force distribution along the pipe for the strike-slip faulting case- assuming no friction (= 0) 26 Force Distribution during Offset 20 Down-Thrown Side Force Distribution (kN/m) Up-Thrown Side 10 0 -10 Pipeline Fault -20 -30 0.48 m 0.24 m 0.12 m 0.00 m Normal Faulting = 90o -40 -50 -4 -2 0 2 4 Distance from Fault (m) Figure 6 Measured lateral force distribution along the pipe for the normal faulting case- assuming no friction (= 0) 27 80 Normal, = 90o Peak Force (kN/m) Strike-Slip, = -85o 60 40 H/D = 2.8 D = 0.41 m 20 0 0 0.4 0.8 1.2 Fault Offset (m) Figure 7 Peak lateral forces versus fault offset 28 100 Horizontal Transverse Peak Force (kN/m) 80 60 40 Centrifuge ASCE 20 0 0 0.1 0.2 0.3 0.4 0.5 Relative Displacement (m) Figure 8 P-y relationship for the horizontal transverse (strike-slip faulting) case 29 600 Peak Force (kN/m) 500 Vertical Transverse 400 300 Centrifuge ASCE 200 100 0 0 0.02 0.04 0.06 0.08 0.1 Relative Displacement (m) Figure 9 P-y relationship for the vertical transverse (normal faulting) case 30