EDL 7160 Qualitative Research Methods Professor: Kelly Clark/Keefe Phone: 262-7508 Email: clarkkeefeka@appstate.edu Office: 302D Duncan Hall Office Hours: M & Th. 9-11, Tu.1-3 (or by appointment) Semester: Spring, 2009 Time: Thursday, 4:00-6:30 Location: Hickory Research is formalized curiosity. It is poking and prying with purpose. (Zora Neale Hurston) Every thinker puts some portion of an apparently stable world in peril. (John Dewey, 1929) Research is an organized, systematic process of seeking answers to some problem or understanding of some issue. Different research questions require different data-gathering techniques. Different ways of gathering data provide different perspectives of the phenomena in question. What we learn depends, to a large extent, on how we learn, on what methods we use to reach our state of knowing. Although not mutually exclusive, research methods are commonly divided into two categories: quantitative and qualitative. Quantitative methods depend highly on experimental design and statistical correlation. Qualitative methods argue for naturalistic design and the emergence of important attributes through in-depth study of a few. Quantitative research frequently tests hypotheses while qualitative research generates them. Both can contribute to what we know. COURSE OBJECTIVES Some set great value on method, while others pride themselves on dispensing with method. To be without method is deplorable, but to depend on method entirely is worse. You must first learn to observe the rules faithfully; afterwards, modify them according to your intelligence and capacity. (Lu Ch'ai, 1701, The Tao of Painting) In this course, you will become acquainted with the issues and strategies involved in developing and piloting a qualitative research study. Research design and the ethnographic techniques of participant-observation and open-ended interviewing receive particular attention. Other topics include developing and maintaining rapport, reflecting upon ethical dilemmas, coding and analysis of data, and writing-up findings. Specifically, you will become knowledgeable about and acquire practice in the following: describing strengths and limitations of qualitative research approaches, determining what kind of research questions require qualitative methods, observing and field note taking, developing questions for open-ended interviews, conducting in-depth interviews, and maintaining a reflexive field log COURSE READINGS There is no burden of proof. There is only the world to experience and understand. Shed the burden of proof to lighten the load for the journey of experience. (From Halcom’s Laws of Inquiry) The following readings are required. The books are available directly from the publisher or by visiting an online bookstore of your choice. 1. Glesne, C. (2006). Becoming qualitative researchers: An introduction (Third Edition). New York: Longman. 2. Maxwell, J. (2004). Qualitative Research Design (Second Edition). Thousand Oaks, CA: Sage. 3. Pugach, M. C. (1998). On the Border of Opportunity: Education, Community, and Language at the U.S. – Mexico Line. Mahwah, NJ: Lawrence Erlbaum Associates. 4. Assorted articles and book chapters will be made available on my webpage: http://faculty.rcoe.appstate.edu/clarkkeefeka/html . Click on “Selected Readings” under the appropriate course title. These readings are password protected. I will supply you with the information you need to gain access to these readings. COURSE PROJECT GOALS Come, give us a taste of your quality. (William Shakespeare, Hamlet, Act II, scene ii) You are expected to become familiar with qualitative research skills through using the skills yourselves. The readings and class periods are necessary and complimentary resources for 2|P age individual projects, which put into practice the concepts learned. Each of you will investigate, through qualitative methods, social phenomena of interest to you. Towards the end of the semester, a field notebook will be assessed. The final paper is a preliminary analysis and report of fieldwork (or--with permission--a qualitative research proposal based upon completed fieldwork.) Guidelines for field notebook and final projects are included. PLEASE READ THE GUIDELINES AT THE BEGINNING OF THE SEMESTER. They form the basis for coursework and evaluation and provide the details of course projects. EVALUATION Quality isn't method. It's the goal toward which method is aimed. (Pirsing, Robert, Zen and the Art of Motorcycle Maintenance, 1974, p. 332). Course grades will be based on the following: 20% short assignments and class participation (this includes attendance.) 40% field notebook (evaluated on the basis of thought, improvement over time, thoroughness, and organization). See "Guidelines for Field Work and Notebook." 40% final report (evaluated on demonstration of research work, reflective thought, organization, and writing). Please read “Guidelines for Final Project Reports.” ACCOMODATIONS Appalachian State University is committed to making reasonable accommodations for individuals with documented qualifying disabilities in accordance with the Americans with Disabilities Act of 1990, and Section 504 of the Rehabilitation Act of 1973. Those seeking accommodations based on a substantially limiting disability must contact and register with The Office of Disability Services (ODS) at www.ods.appstate.edu <http://www.ods.appstate.edu> <http://www.ods.appstate.edu/> or 828-262-3056. Once registration is complete, individuals will meet with ODS staff to discuss eligibility and appropriate accommodations. 3|P age GUIDELINES FOR FIELDWORK AND FIELD NOTEBOOK Fieldwork Your fieldwork project will be based on 8 to 10 hours of in-field time in which you investigate social phenomena of interest to you through the qualitative research skills of participant-observation and in-depth interviewing. Some research problems do not lend themselves easily to participantobservation, but there is always something to observe. Each of you should plan to conduct, at the minimum, 2 hours of participant-observation in your research setting (and not all at one time). The number of people interviewed is somewhat up to you and your research question. You may interview a few intensively or a greater number more generally. For instance, after 2 one-hour periods of observation, you may decide to conduct one-hour interviews with 7 people or to interview only 4 in multiple or longer periods. Try to not schedule individual interviews for longer than 1 1/2 hours at the most (preferably 1 hour). It is too exhausting on both interviewer and interviewee. For purposes of this course, each of you should plan on conducting, at the minimum, interviews with 4 different people. (Please note, however, that 2 hours of observation and 4 onehour interviews do not add up to 8 to 10 hours of fieldwork. The minimums are included here so that everyone does some participant observation and some interviews.) The Field Notebook The field notebook is a document of your work and of your thoughts throughout the research process. It will trace your path from the first conceptualizations of your research statement to your final analysis of interviews and observations. As much as a place to describe what you see and hear, it is also a place to reflect on what you are learning about qualitative methods, your research topic, and yourself as a researcher. Get a loose-leaf notebook in which you can create labeled dividers for collecting and organizing your data and research thoughts (see Contents). Also, some people like to use a spiral bound notebook for field notes and for research memos/reflections. These notes can be inserted into your notebook later in the semester. Style: Although we usually think about writing as a mode of “telling” about the social world, writing is not just a mopping-up activity at the end of a research topic. Writing is also a form of “knowing”—a method of discovery and analysis. (Laurel Richardson, Writing: A Method of Inquiry, 1994) Record research notes and memos freely in whatever style is most comfortable to you. Your audience is mainly yourself at this point. The log is your place to describe what you are observing and feeling, to jot down fleeting thoughts and insights, and to explore those thoughts. Write on only one side of the page. Even your reflective notes become part of your "data." Eventually, you analyze and code it. Some sections may become paragraphs in your final paper. Your notes will be easier to use if you have written/recorded on only one side of each page. 4|P age Contents: What follows is an outline for the bare essentials of your field notebook. Do not feel limited to the topics presented, but do include them. You may organize your notebook in whatever way makes most sense to you. Make your organization clear, however, by including a table of contents at the beginning of your field notebook. 1. Developing Fieldwork Plans (keep all versions, dated, chronologically arranged) purpose for fieldwork concept map research statement and research questions 2. Developing Interview Questions All versions of interview questions arranged chronologically. After completing fieldwork, reflect upon the questions. If you were to continue with your project, would you change them in any way? In other words, create a final draft of your interview questions after your pilot fieldwork. 3. The Fieldwork Process: Participant-Observation Notes Note date, location, and the beginning and ending time of each of your fieldwork periods. Record as fully as possible the interactions taking place. While in the process of observing, you may be struck by thoughts concerning the process. Jot them down, but mark them in some way as your opinions, judgments, or questions and not as descriptions of how things are (or appear to be). After completing an observation, read though your notes. Make your scribbled renditions legible and add remembered, but omitted descriptions. Do this as soon as possible, while your memory is fresh. You may want to use a different color pen so that you can easily tell later on which notes were taken on site and which were added. 4. The Fieldwork Process: Interview Notes Note date, location, and the beginning and ending time of each interview period. Record as close to verbatim as possible the interviews. Experiment with the interviewing process. Try to do each of the following at least once: Take extensive notes without the assistance of a tape recorder. Use a tape recorder and jot notes as well, and Use a tape recorder with minimum note taking. Reflect upon the advantages and disadvantages of each approach for both interviewing and data analysis. After completing an interview, read through your notes (particularly important if not using a recorder). Make your scribbled renditions legible and add remembered, but omitted words. Do this as soon as possible, while your memory is fresh. You may want to use a different 5|P age color pen so that you can easily tell later on which notes were taken on site and which were added. After the interview, you may be struck by thoughts concerning the process. Jot them down. 5. The Reflexive Journal: Research Memos/Reflective Thoughts Begin a reflexive journal at the beginning of the semester. In it develop thoughts about the purpose and significance of your research topic. Work out exactly what it is that you want to learn and why. Organize and extend thoughts triggered by data collection. This is the beginning of your reflections on what it is you are seeing and your hunches about what is happening. Keep a running record of all questions that your fieldwork raises. This list may include questions you would like to ask other people, substantive questions, or methodological questions. Record thoughts about you as researcher and your assumptions about, interactions with, and feelings toward research participants. Think about what areas of subjectivity are roused by your fieldwork. How do you think you affected the data collected? What might you have done differently? Record any problems you may be having in the fieldwork process. Think about possible solutions to these problems. Note that these reactions should be recorded along the way and not only at the end of the semester. The main purpose is to reflect on what you are doing while you are doing it. Date all entries. You should have at least one entry for each week of the semester. 6. Preliminary Coding and Analysis Read through all your data and create major code categories (no more than 10) Create sub-category codes for each of your major codes 6|P age GUIDELINES FOR FINAL PROJECT REPORTS With data collection and field notebook kept up, you are ready to prepare a “final” document for this class. This document will be a 15 to 18 page paper that includes the following (and any other relevant components you want to include) in an order that makes sense to you. In preparing this document, think about it as though it were an article based upon preliminary research. 1. Introduction to your Pilot Research Describe your research purpose and significance. How did this change, if at all, during your pilot work? What was your specific research statement and sub-questions? How did these change, if at all, during your pilot work? Why? Create a brief introduction to the research context through the literature (no more than 2 pages). Discuss what literature you would explore for future work. 2. Discussion of your Research Methods Describe what participant selection strategies you used. What would you use in a future study and why? Describe your data collection methods (include the time spent, numbers interviewed, hours observed, etc.) What did you learn about gathering data through participant observation? How would you use participant observation in your real research study? What did you learn about gathering data through in-depth interviews? How would you use interviews as you continue your research? Discuss any problems or unexpected events along the way and what you learned about qualitative research methods via using them. 3. Discussion of Preliminary Findings Provide a descriptive account of the setting, people, events, or whatever is important to your study (this section should make extensive use of both observation notes and interviews). Take the reader to your research setting and to the focus of your inquiry. Discuss the major themes or patterns that emerge from your pilot data. Write-up a complete analysis of at least two of these major themes, using evidence from your observations and interviews to support your ideas. 4. Reflexivity Write about yourself, the researcher, and the lens through which you view your topic. What are your possible biases? Possible strengths? How will you, in future work, emphasize your strengths and minimize or counteract the possible biases? How will you use the pilot study to make your research topic more “trustworthy?” Reflect in general on your experience learning about qualitative research methods. What advice would you give to other novice qualitative researchers interested in a similar topic? 7|P age