Diploma Exams Policy

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Diploma exam and assessment policies in the
East Riding of Yorkshire
.
1 Policy introduction
This consortium exam policy covers many management functions that will affect
learners’ progress in Diploma achievements. In order for all staff to understand and
participate effectively, we have designated exam-related policies to be common across
the consortium. We have also indicated within this document areas where policies are
delegated to centres – often with guidelines on what those policies should cover and how
they should operate.
An up-to-date copy of the consortium policy will be available on the East Riding Diploma
Handbook website.
It is the responsibility of everyone involved in the consortium exam processes to read,
understand and implement this policy.
2 Policy scope
This section describes the scope of the policy in terms of centres, lines of learning and
timescale.
2.1 Details of centres
This policy covers the following centres:
Centre
Type
Centre number
Beverley Grammar School
11–18
44107
Beverley High School
11–18
44109
Bishop Burton College
Further
education
college
44101
Bridlington Sports College
11–18
44117
Cottingham High School
11–18
44123
Driffield School
11–18
44129
East Riding College
Further
education
college
44103
East Riding College
Further
education
college
44113
Goole College
Further
education
college
44318
Headlands School
11–18
44115
Hessle High School
11–18
44133
Hornsea school and Language College
11–18
44135
Howden School and Technology College
11–18
44137
Longcroft School and Performing Arts
College
11–18
44217
South Holderness Technology College
11–18
44221
South Hunsley
11–18
44213
The Market Weighton School
11–18
44211
The Snaith School
11–16
44375
Vermuyden School
11–18
44317
Withernsea High School
11–18
44223
Woldgate College
11–18
44219
Wolfreton School
11–18
44207
Hull College
Further
education
college
44147
2.2 Lines of learning covered by this policy
This policy covers the following Diploma lines of learning at the levels indicated at the
following centres:
Diploma line of learning
Level
Lead centre
Creative and media
Higher
Longcroft School and
Performing Arts College
Information technology
Foundation
Goole High School
Information technology
Higher
Goole High School
Information technology
Advanced
Goole High School
Business, administration and finance
Foundation
East Riding College
Business, administration and finance
Higher
East Riding College
Hospitality
-
East Riding College
Public services
-
Bishop Burton College
Sport and active leisure
-
Bishop Burton College
Society, health and development
-
East Riding College
Travel and tourism
-
East Riding College
Retail business
-
Hull College
Creative and media
Higher
Longcroft School and
Performing Arts College
Construction and the built environment
Foundation
Hull College
Construction and the built environment
Higher
Hull College
Environmental and land-based studies
Foundation
Bishop Burton College
Environmental and land-based studies
Higher
Bishop Burton College
Hair and beauty studies
Foundation
East Riding College
Hair and beauty studies
Higher
East Riding College
Engineering
Foundation
Withernsea High School
Engineering
Higher
Withernsea High School
2.3 Duration of this policy
This exam policy is effective from September 2009.
This exam policy will be reviewed in July 2010.
3 Policy maintenance
3.1 Policy implementation
The overall authority for implementing this policy rests with:
Centre
Name
Position
Telephone
Email
Consortiumwide
John
Seaman
14-19 Senior
advisor
01482
392410
john.seaman@eastriding.gov.uk
3.2 Policy maintenance
The overall authority for maintaining and amending this policy rests with the 14-19
Action Group:
Operational responsibility Jean Johnson 14-19 LA Lead Officer
jean.johnson@eastriding.gov.uk 01482 391339
in association with Cathy Henworth, Examinations Officer representative for 14-19 Action
group. Cathryn.henworth@bishopburton.ac.uk 01964 553000 and Kate Mills, Lead
Assessor kate.mills@eastriding.gov.uk
3.3 Responsibilities within centres
The individuals responsible for policy matters, by centre, are:
Centre
Name
Positio
n
Telephon
e
Email
Beverley
Grammar
School
G Hodson
Deputy
head
01482
881531
g.hodson@beverleygrammar.co.uk
Beverley
Amanda
Deputy
01482
a.martin-walker@beverleyhigh.net
High
School
Martin
Walker
Bishop
Burton
College
Ron
Chambers
Bridlington
Sports
College
P Atkinson
Cottingha
m High
School
Driffield
School
head
881658
01964
553000
Ron.chambers@bishopburton.ac.uk
Deputy
head
01262
672593
atkinsonp@bscampus.net
G Barber
Deputy
head
01482
847498
barberg@cottinghamhigh.net
S Jones
Deputy
head
01377
253631
sjones@driffield.e-riding.sch.uk
01482
306600
Alison.Gray@eastridingcollege.ac.uk
East Riding
Alison Gray
College
Goole
College
Headlands
School
J Gunning
Deputy
head
01262
676198
james.gunning@headlands.eril.net
Hessle
High
School
D.Emmerson
Deputy
head
01482
648604
emm@hesslehigh.net
Hornsea
school and
Language
College
A Bennett
Deputy
head
01964
532727
bennetta@hslc.co.uk
Howden
School and
L Woollen
Technolog
y College
Deputy
head
01430
430870
LWoollen@howdenschool.net
Longcroft
School and I
Performing Hollingswort
Arts
h
College
Deputy
head
01482
862171
ian.hollingsworth@longcroft.eriding.n
et
South
Holderness
I Odonnell
Technolog
y College
Deputy
head
01482
899315
odonelli@shtc.org.uk
South
Hunsley
Deputy
head
01482
631208
karen.dow@shunsley.eril.net
The Market
Weighton
C Smith
School
Deputy
head
01430
873450
csmith@tmws.co.uk
The Snaith
School
R Woollen
Deputy
head
01405
860327
roger.woolen@tss.eriding.net
Vermuyde
D Flowitt
Deputy
01405
flowittd@vscampus.net
K Dow
n School
head
768621
Withernsea
High
B Wardman
School
Deputy
head
01964
613133
wardmanb@wscampus.net
Woldgate
College
F Holland
Deputy
head
01759
302395
Fiona.Holland@woldgate.eril.net
Wolfreton
School
K Thorpe
Deputy
head
01482
659356
kath,thorpe@wolfreton.eril.net
Except where specified in a specific policy section, these individuals are responsible for
implementation of the policy within their centre.
3.4 Responsibilities for lines of learning
The individuals responsible for policy matters, by line of learning and centre, are:
Line of
learning
Centre
Name
Positi
on
Telepho
ne
Email
Creative
and media
Longcrof
t School
and
Performi
ng Arts
College
Ian
Hollingswo
rth
Deputy
head
01482
862171
ian.hollingsworth@longcroft.eri
ding.net
Constructio
n and the
built
environme
nt
Hull
College
Caren
Wright
01482
329943
cwright@hull-college.ac.uk
Environme
ntal and
land-based
studies
Bishop
Burton
College
Ron
Chambers
01964
553000
Ron.chambers@bishopburton.a
c.uk
Hair and
beauty
studies
East
Riding
College
Alison
Gray
01482
306600
alison.gray@eastridingcollege.a
c.uk
Engineerin
g
Witherns
ea High
School
Bob
Wardman
Deputy
head
01964
613133
wardmanb@wscampus.net
Vermuyd
Information
en
technology
School
Dave
Flowitt
Deputy
head
01405
768621
flowittd@vscampus.net
Business,
administrat
ion and
finance
Alison
Gray
01262
306600
alison.gray@eastridingcollege.a
c.uk
East
Riding
College
Hospitality
East
Riding
College
Alison
Gray
01482
306600
alison.gray@eastridingcollege.a
c.uk
Public
services
Bishop
Burton
College
Ron
Chambers
01964
553000
Ron.chambers@bishopburton.a
c.uk
Sport and
active
leisure
Bishop
Burton
College
Ron
Chambers
01964
553000
Ron.chambers@bishopburton.a
c.uk
Society,
health and
developme
nt
East
Riding
College
Alison
Gray
01482
306600
alison.gray@eastridingcollege.a
c.uk
Travel and
tourism
East
Riding
College
Alison
Gray
01482
306600
alison.gray@eastridingcollege.a
c.uk
Retail
business
Hull
College
Lynne
Richardson
01482
329943
Lrichardson@huul-college.ac.uk
All queries about policies or their implementation should be referred to centre or line of
learning representatives as listed in sections 3.3 and 3.4. They will determine whether
exceptions are appropriate and should be allowed or whether the policy should be
reviewed locally or escalated to a higher level.
Except where specified in a specific policy section, these individuals are responsible for
implementation of the policy within their line of learning.
3.5 Communication and data sharing
The individuals responsible for communication and data sharing, by centre, are:
TBC – work ongoing
The consortium will uphold the terms of the current Data Protection Act in order to
ensure that data processing and sharing can take place in a way that helps deliver
objectives as regards education and training, furthers the interests of the individuals
involved and the public more generally, while still respecting people’s legitimate
expectations and rights in relation to the privacy and confidentiality of their personal
information.
4 Consortium timescales and deadlines
4.1 Line of Learning delivery plans
Delivery plans are developed for each line of learning as part of a consortium’s Gateway
application. Once line of learning approvals have been received, the consortium line of
learning leaders will communicate their plans to the consortium. These will include the
specifications to be followed for principal learning, the centres that will lead teaching and
assessments and the likely volumes of learners at each level that can be accommodated.
They will also lead any awarding body approvals that must take place.
The timetable for the consortium delivery centres for all lines of learning is as follows:
Task
Date task must be completed
Identification of consortium delivery centres for all
lines of learning
July 2009
Consortium agreements on specifications and
delivery
September 2010
4.2 Learner participation decisions
Home centres will determine whether they will offer participation in the Diploma lines of
learning to their learners. Those that do so will provide details of learners by line and
level to all consortium centres and will maintain accurate Diploma learner group details.
The timetable for learner participation decisions is as follows:
Task
Date task must be completed
Learner forecasts
Easter
Preliminary Diploma learner groups
July
Complete Diploma learner groups
Beginning of September
5 Consortium exam and assessment policies
5.1 Learner contracts
Approach
Each home centre is expected to require Diploma learners to sign a contract.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The individual(s) that all Diploma learners are required to inform regarding changes in
their Diploma learning plans is the person in each centre responsible for the delivery of
the diploma as a qualification.
Learners may be responsible for fees for assessments for which they are entered but
which they do not take.
Learners are required to agree to and sign an information-sharing agreement.
The learner agreement policy can be found at each centre.
5.2 Specification and awarding body selections, Diploma awarding
bodies and component awarding bodies
Approach

Principal learning specifications are determined by the Consortium line of learning
leader

Functional skills specifications are determined by Home centre

Project and/or extended project specifications are determined by Home centre

Additional and specialist learning choices are determined by the Home centre

Diploma awarding bodies will be determined by Consortium leaders

Learners will be advised of the choice available by the Home centre.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
Choices of Diploma components on offer to learners will be published in Home school
prospectus information.
The individual(s) with whom learners should review the choices available is the
appropriate person in each home centre responsible for diploma delivery.
The individual(s) whom learners should inform of their choices is/are:
All qualifications that are delivered collaboratively will have a single individual (for
example, head of department) responsible for advising learners, teachers and
administrators on the characteristics of the specification and in particular the nature of
assessments.
All home centres are expected to maintain an up-to-date record of choices available to
learners and learners’ choices and to provide access to this information to their exams
office.
5.3 Prior achievement
Approach
The consortium policy for prior achievement is enforced across all centres and lines of
learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body prior achievement guidelines.
The learner should be advised of the information they must supply (for example learner
name and identifier, qualification, level, reference code, awarding body, date of
achievement, centre where achieved, copy of certificate as evidence.). The exams office
should process claims for valid prior achievement and monitor whether these
achievements are credited to the correct learner account in the Diploma aggregation
service. It is advisable to set deadlines for these processes to take place.
The individual(s) responsible for advising learners that they might have valid prior
achievement when they select a Diploma line and level for study is the Exam officer at
each centre – see below
Centre
Name
Position
Telephone
Email
South
Hunsley
Pauline
Appleton
Exams
Officer
01482
631208
pauline.appleton@shunsley.eril.net
Beverley
Grammar
School
Peter
Smith
Exams
Officer
01482
881531
p.smith@beverleygrammar.co.uk
Bishop
Burton
College
Cathy
Henworth
Exams
Officer
01964
553000
cathryn.henworth@bishopbcollege.ac.uk
Bridlington
Sports
College
Sarah
Grosse
Exams
Officer
01262
672593
grosses@bscampus.net
Cottingham Joanne
High School Tuffs
Exams
Officer
01482
847498
joanne.tuffs@chs.eriding.net
Driffield
School
Lisa Noble
Exams
Officer
01377
253631
lnoble@driffield.e-riding.sch.uk
East Riding
College
Lynne
Barber
Exams
Officer
01482
306600
lynne.barber@eastridingcollege.ac.uk
East Riding
College
Lynne
Dennis
Exams
Officer
01262
852000
Lynne.Dennis@eastridingcollege.ac.uk
Goole
College
David
Caldicott
Exams
Officer
01405
dcaldicott@hull-college.ac.uk
Headlands
School
Helen
Keyworth
Exams
Officer
01262
676198
helen.keyworth@headlands.eril.net
Hessle High Janie
School
Brunton
Exams
Officer
01482
648604
bru@hesslehigh.net
Hornsea
school and
Language
College
Angela
Suret
Exams
Officer
01964
532727
sureta@hslc.co.uk
Howden
School and
Technology
College
Kim Gill
Exams
Officer
01430
430870
exams.office@howdenschool.net
South
Hunsley
Pauline
Appleton
Exams
Officer
01482
631208
pauline.appleton@shunsley.eril.net
South
Holderness
Technology
College
Angie
Tevenan
Exams
Officer
01482
899315
tevenana@shtc.org.uk
Longcroft
School and
Performing
Arts
College
Steve
Hugill
Exams
Officer
01482
862171
steve.hugill@longcroft.eriding.net
The Market
Weighton
School
Jackie
Woods
Exams
Officer
01430
873450
jwood@tmws.co.uk
The Snaith
School
Nick
Allcock
Exams
Officer
01405
860327
nick.allcock@tss.eriding.net
Vermuyden
School
Jackie
Exams
Sunderland Officer
01405
768621
officere@vscampus.net
Withernsea Roger
High School Crawforth
Exams
Officer
01964
613133
crawforthr@wscampus.net
Woldgate
College
Diane
Hollows
Exams
Officer
01759
302395
diane.hollows@woldgate.eril.net
Wolfreton
School
Diana
powell
Exams
Officer
01482
659356
diana.powell@wolfreton.eril.net
Exams
manager
01482
329943
sleach@hull-college.ac.uk
Hull College Sara Leach
The individual(s) responsible for confirming that qualifications already achieved are in
fact valid is the exams officer at the home centre.
The consortium policy for prior achievement – TBC work in progress
5.4 Information sharing and use of the unique learner number
Approach
The consortium policy for information sharing and use of the unique learner number is
enforced across all centres and lines of learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body information sharing and use of the unique
learner number guidelines.
The consortium policy covers all centres as indicated in section 2.1.
All Diploma learners will be allocated a unique learner number.
5.5 Registrations and entries
Approach
The consortium policy for registrations and entries is enforced across all centres and
lines of learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
All entries for all Diploma learners must be made using the unique learner number.
The centres should adhere to awarding body registration and entry guidelines.
All qualifications that are delivered collaboratively will have a single individual (for
example, Domain Assessor, head of department) responsible for advising learners,
teachers and administrators on the characteristics of the qualification and in particular
the nature of assessments. This is clearly true for principal learning but is also necessary
for ‘conventional’ qualifications where learners will move centres.
Where entries are of interest to centres other than those at which they are made, they
will be communicated accordingly. In particular, entries for any units or specifications
that are made away from the home centre will be confirmed to the home centre exams
office. Copies of entries will be forwarded to the home centre by the assessment centre
exams officer.
Learner plans for all Diploma learners will be distributed to other centres in the autumn
term by the home centre. It is the responsibility of the Line of Learning leader to
complete a learner plan for principal learning and the project if delivered by the
assessment centre. It is then the responsibility of the home centre exams officer to
complete this for Functional Skills and any Additional and Specialist Learning (ASL).
The procedure for confirming entries made away from the home centre to the home
centre exams office will be as follows: Copies of registration and entry details
5.6 Access arrangements
Approach
The consortium policy for access arrangements is enforced across all centres and lines of
learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body access arrangement guidelines.
Where the arrangement is substantial, unless otherwise agreed it is the home centre’s
responsibility to provide the arrangement.
Where modified papers may be required, unless otherwise agreed it is the home centre’s
responsibility to inform the centre where the assessment will be carried out ahead of any
deadlines.
All evidence needed to support the provision of access arrangements is the responsibility
of the home centre.
Home centres are responsible for informing other relevant centres of any access
arrangement granted. They require the learner’s permission to share this information.
5.7 Internal assessment and record keeping
Approach
The consortium policy for internal assessment and record keeping is enforced across all
centres and lines of learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body internal assessment and record keeping
guidelines.
Centres where local assessments are made are responsible for all marking,
standardisation and moderation processes.
Centres are advised that after enquiries about results are complete, i.e. after 20 th
September work may be given to candidates, unless awaiting the outcome of an
enquiry about Results.
The arrangements for communicating relevant marks to exams offices in learner’s home
centres are: Copies of results info.
5.8 Personal, learning and thinking skills and work experience
confirmations
Approach
The consortium policy for personal, learning and thinking skills and work experience
confirmations is enforced across all centres and lines of learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body personal, learning and thinking skills and
work experience confirmations guidelines.
Confirmation of personal, learning and thinking skills achievement and appropriate
record keeping is the responsibility of the line of learning leaders. Each line of learning
leader will identify the individual(s) responsible for this confirmation and inform all home
centres.
Confirmation of work experience achievement and appropriate record keeping is the
responsibility of the home centre.
5.9 Timetabled exams in principal learning
The centres should adhere to awarding body guidelines.
Timetabled written exams will take place at the home centre, unless specialist
equipment/resources are needed for the written exam and in this case it would probably
require all learners to sit the exam at one centre. The centre where the exam is to be
taken needs to make the entries. Agreements to the contrary will be taken by line of
learning leaders, who will communicate these to the exams office in learners’ home
centres.
5.10 Finance: awarding body fees
Approach
The consortium policy for awarding body fees is enforced across all centres and lines of
learning.
Ownership
See section 3.3 ‘Responsibilities within centres for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body guidelines.
Awarding body charges, where applicable, will follow where the entry has been made.
Home centres will be invoiced by the assessment centre as and when required.
5.11 Special consideration
Approach
The consortium policy for special consideration is enforced across all centres and lines of
learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body special consideration guidelines.
Where special consideration claims are required for a single assessment on behalf of a
number of learners, the centre where the assessment takes place would need to inform
the centres where the entry was made.
Home centres will inform the assessment centre of any individual known issues that may
impact on a student's performance and the home centre will make the application.
5.12 Results
Approach
The consortium policy for results is enforced across all centres and lines of learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body results guidelines.
Results for all qualifications achieved by all learners studying for the Diploma will be
credited to their home centre.
Where results for qualifications and units are of interest to centres other than those that
receive them, they will be communicated to the other centre.
The individual responsible for communicating these results to other centres is the exams
officer – see section 5.3
The other arrangements for results are
5.13 Enquiries about results
Approach
The consortium policy for enquiries about results is enforced across all centres and lines
of learning.
Ownership
See section 3.3 ‘Responsibilities within centres’ for clarification of who maintains this
policy area.
Additional information
The centres should adhere to awarding body guidelines.
Where fees are required for enquires about results these fees are to be paid by the home
centre.
The individual, responsible for coordinating enquiries about results to all parties, by line
of learning are the exams officer at each centre – see section 5.3
Signatures
[sign here]
[date signed]
G Hodson, Deputy head
[sign here]
[date signed]
S Pashely, Deputy head
[sign here]
[date signed]
[sign here]
[date signed]
,
P Atkinson, Deputy head
[sign here]
[date signed]
G Barber, Deputy head
[sign here]
[date signed]
S Jones, Deputy head
[sign here]
,
[date signed]
[sign here]
[date signed]
[sign here]
[date signed]
,
J Gunning, Deputy head
[sign here]
[date signed]
Emmerson, Deputy head
[sign here]
[date signed]
A Bennetta, Deputy head
[sign here]
[date signed]
L Woollen, Deputy head
[sign here]
[date signed]
I Hollingsworth, Deputy head
[sign here]
[date signed]
I Odonnell, Deputy head
[sign here]
[date signed]
K Dow, Deputy head
[sign here]
[date signed]
C Smith, Deputy head
[sign here]
[date signed]
R Woollen, Deputy head
[sign here]
[date signed]
D Flowitt, Deputy head
[sign here]
[date signed]
B Wardman, Deputy head
[sign here]
[date signed]
F Holland, Deputy head
[sign here]
K Thorpe, Deputy head
[date signed]
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