Removal of Natural Organic Matter from Water Using Ion-Exchange Chromatography and Cyclodextrin Polyurethanes T.I Nkambule1, R.W Krause1*, B.B Mamba1, and J Haarhoff2 1 University of Johannesburg, Nanotechnology Innovation Centre, Department of Chemical Technology, P.O. Box 17011 Doornfontein, Johannesburg, 2028, South Africa *Email: rkrause@uj.ac.za, Tel no: +2711 559 6152, Fax no: +2711 559 6425 2 University of Johannesburg, Department of Civil Engineering Science, P.O. Box 524 Auckland Park, Johannesburg, 2006, South Africa Abstract Natural organic matter (NOM) consists of a complex mixture of naturally occurring organic compounds. NOM present during water disinfection may result in the formation of disinfection by-products (DBPs), many of which are carcinogenic or mutagenic. Although it is difficult to completely characterize NOM due to its complex and large structure, this understanding is necessary for determining the mechanism of NOM removal from water. In this study, water from the Vaalkop water treatment plant was characterized for its NOM composition by fractionation on ionic resins. Fractionation at different pH and with different ion exchange resins resulted in the isolation of a neutral, basic and acidic fraction of both the hydrophobic and hydrophilic NOM components. The hydrophilic basic fraction was found to be the most abundant fraction in the source water. When each isolated NOM fraction was percolated through cyclodextrin (CD) polyurethanes, an adsorption efficiency of 6%-33% was obtained. The acidic fractions were the most adsorbed fractions by the CD polyurethanes, with the neutral fractions being the least adsorbed. Trihalomethanes (THMs) were formed by all six NOM fractions, but in varying proportions. The hydrophilic basic fraction was found to be the most reactive precursor for THM formation. Treatment of the water sample with the CD polyurethanes after ozonation resulted in a removal efficiency of up to 59%, which was mainly the hydrophilic basic fraction. The effect of the combination treatment in removing NOM resulted in the polymer exhibiting a relatively good capability to remove NOM from water as evidenced by an up to 88% reduction of the hydrophilic acidic fraction, and similar result for the other NOM components. Keywords: Cyclodextrin polyurethanes; Disinfection by-products; Natural organic matter; Trihalomethanes; Ozonation Introduction Natural organic matter (NOM) is a conglomeration of organic compounds, having diverse chemical properties and it occurs in all natural water sources when animal and plant material breaks down (Xie, 2003). Due to the differing sources of NOM, it is expected that the composition of NOM in different water bodies may also not be uniform. During the production of potable water, NOM may react with chlorine or other disinfectants to produce disinfection by-products (DBPs) many of which are carcinogenic or mutagenic (Xie, 2003). For example, haloacetic acids (HAAs), a component of DBPs, are considered harmful to human health and also have diverse toxicological effects on laboratory animals, such as impaired reproductive and developmental effects (Kanokkantapong et al. 2006). Trihalomethanes (THMs) are another example of DBPs and have been classified as possible carcinogens to humans. NOM itself also causes membrane fouling, aesthetic and malodour problems in water, the organic acids which emanate from NOM oxidation have been implicated in the corrosion of turbines and engineering systems (McDonald et al. 2004). Thus, understanding the impact of NOM in water treatment process is crucial not only to human health, but also in industrial processes where pure water is a requirement. NOM can be broadly categorized into humic substances, microbial byproducts and colloidal natural organic matter. Humic substances constitute the more hydrophobic fraction of NOM and exhibit relatively high specific ultra-violet absorbance (SUVA) values as they usually contain a relatively large proportion of aromatic moieties (Chen et al. 2002). Microbial byproducts, the second category of NOM, consist of acids, with relatively high charge density, as well as polysaccharides, amino sugars and proteins (Vanboon et al. 2005), making this group hydrophilic. Finally, colloidal natural organic matter includes relatively polar amino sugars and may cause high membrane fouling potential due to its neutrality. Granular activated carbon (GAC) has been widely used to remove organic matter from water, but often fails to remove it to sufficiently low levels so as to be inconsequential to treatment process (McDonald et al. 2004). Ozonation, though used for disinfection, leads to the oxidation of NOM and formation of low molecular weight organic compounds, bromated organics and bromates. However, these fragments, when not properly adsorbed on GAC tend to be more difficult to remove due to their mobility and general increased polarity (Wuilloud et al. 2003). It is anticipated that these ozonation fragments will be removed more efficiently by the use of water-insoluble cyclodextrin (CD) polyurethanes, whose synthesis and application have been previously reported (Mhlanga et al. 2007). These polymers demonstrated huge capacity to remove a wide range of organic contaminants present in water at concentration levels of ng/L (Mhlanga et al. 2007). Furthermore, NOM once adsorbed onto the active sites of GAC, renders the GAC ineffective at removing other micro-organic pollutants that may be present in the water but the CD polyurethanes appear to retain their ability to remove small organics in the presence of humic acid (Mamba et al. 2008). Cyclodextrins (CDs) are cyclic glucose oligomers made from enzymatic degradation of starch through the action of Bacillus macerans. These glucose units are joined via α-(1,4) glycosidic linkages (Bender and Komiyama, 1978). The CDs, once polymerized into water insoluble polymers are capable of forming inclusion complexes with guest molecules and hence can be utilized for the removal of organic contaminants from water. In order to better understand the mechanism of NOM removal from water, it is important to understand the composition of the NOM in the source water, especially as applied to the local NOM conditions. This comprehension would then propel the need to characterize the water source for its NOM composition before attempting to remove it. NOM, which is usually found in drinking water at concentration levels between 2 and 15 mg/L (Hepplewhite et al. 2004), can be fractionated i.e. isolated and separated, into three hydrophobic and three hydrophilic fractions using suitable ion exchange resins. The hydrophobic fractions contain mostly humic and fulvic acids whereas the hydrophilic fractions comprise low molecular weight carbohydrates, proteins and amino acids (Karnik et al. 2005). The fractionation technique allows for the independent evaluation of each organic fraction present in the water sample and how effectively each fraction can be removed from water using adsorbents such as GAC and CD polyurethanes. The fractions can also be individually tested against DBP formation to ascertain which group of its constituent molecules could be targeted for removal. Herein, we report on the characterization of NOM present in water samples from aforementioned water treatment plant using ion exchange resins for fractionation in combination with the use of water insoluble cyclodextrin polyurethanes in the removal of these NOM fractions from water. We also report on the individual isolated NOM fraction’s potential to form THMs. Furthermore, the effect of ozonation and subsequent compositions of these fractions followed by their removal by the CD polyurethanes will be evaluated. Experimental Sample collection and preservation Water samples were collected from the Vaalkop water treatment plant (situated in North-West of Johannesburg), which uses ozonation as part of its standard water treatment protocol. Samples were taken before and after the ozonation process and the sampling was repeated three times at intervals of one month. All water samples were filtered through a 0.45 μm cellulose filter paper and stored in the refrigerator at 4˚C for not more than 48 hrs. Two litres of each water sample was then fractionated to observe the variation of the organic species. Conditioning of resin columns Three types of ion exchange resins, namely XAD-7HP, Dowex ® 88 and Diaion-WA-10, were packed into three separate glass columns (inner diameter: 2.5 cm) up to a resin height of 20 cm. Each resin was cleaned thoroughly before the isolation of the different NOM fractions to significantly reduce the level of dissolved organic carbon (DOC) bleeding from the resins. The XAD-7HP resin was sequentially extracted for 24 hrs with acetone and hexane using Soxhlet technique to clean and prepare the resin prior to use. Methanol was pumped through the resin until the effluent was free of hexane. Following methanol, distilled water was pumped through the resin until the DOC of the effluent was less than 1 mg/L. Finally, the resin was rinsed with 0.1 M NaOH and 0.1 M HCl to remove any remaining impurities. The Dowex ® 88 resin was subjected to Soxhlet extraction with methanol for 24 hrs, after which 600 ml of 3 M NH4OH was pumped through the resin. The resin was then protonated to saturation with 300 ml of 2 M HCl. Distilled water was finally passed through the resin to remove any remaining impurities. The Diaion-WA-10 resin underwent Soxhlet extraction with acetone for 24 hrs. Following the extraction, 1 M HCl was pumped through the resin until the DOC of the effluent was reduced to less than 1 mg/L. An excess of 3 M NH4OH was pumped through the resin until the resin changed from its off-white colour to a yellowish colour (indicating that resin was in its free base form). Finally, distilled water was passed through the resin until the DOC of the effluent was less than 1 mg/L. Fractionation procedure Fractionation of the NOM was performed using three types of ion exchange resins namely; XAD7HP, Diaion-WA-10 and Dowex ® 88, as described in the procedure by Marhaba et al. (2003). According to this technique, the organic matter could be divided into six fractions namely; hydrophobic acid (HpoA), hydrophobic base (HpoB), hydrophobic neutral (HpoN), hydrophilic acid (HpiA), hydrophilic base (HpiB) and hydrophilic neutral (HpiN). The fractionation procedure is shown in Figure 1. Hydropobic neutral: Eluted by methanol XAD-7HP pH 7 pH 2 Hydrophobic acid: Eluted by NaOH XAD-7HP pH 10 Hydrophobic base: Eluted by Hcl XAD-7HP Hydrophilic base: Eluted by NaOH Dowex-88 Hydrophilic acid: Eluted by NaOH DiaionWA10 Hydrophilic neutral: Obtained by freeze concentration Figure 1: Fractionation method Sample Organic Carbon Analysis Dissolved organic carbon (DOC) was used as an indicator of the organic content in the water samples. DOC is the organic constituent that can pass through the 0.45μm filter paper. The DOC of each NOM fraction was measured using a total organic carbon (TOC) analyzer (Tekmar Dormann Apollo 9000). Standards of 1, 2, 5, and 10 mg/L C were prepared with potassium hydrogen phthalate (KHP), and ultra pure water was used in all dilutions. A minimum of three replicates of each measurement were carried out and values averaged, discarding any significant outliers. Ultra Violet-Visible (UV-Vis) Spectrophotometric analysis The water samples were also analyzed on a UV-Vis spectrophotometer at a wavelength of 254 nm. Absorption at this wavelength has been reported to represent the “aromatic character” of the organic species. The Varian Cary-50 UV spectrophotometer with a 1-cm quartz cell was utilized for all UVVis Spectrophotometric measurements. Absorption of each NOM fraction using the CD-polyurethane The CD polyurethane polymer was synthesized as per procedure described by Li and Ma (2000).The water insoluble polymer synthesized was obtained through the polymerization of β cyclodextrin with an excess of hexamethylene diisocynate (HMDI). (This polymer will be abbreviated β-CD-HMDI). The polymer was washed first to remove un-reacted cyclodextrin and other pollutants that may interfere with TOC measurements. This was done by first heating the polymer for an hour at 156˚C to displace any trapped moisture and solvents. It was then allowed to cool to room temperature. The polymer (300 mg) was then loaded into empty SPE cartridges and washed with de-ionized water until TOC readings, taken at intervals of 30 minutes, were less than 0.5 mg/L. The isolated NOM fractions were then treated with the polymer by passing 30 cm 3 of each organic fraction through the polymer at a filtration rate of 10 cm3/min. The polymer-treated water was then analyzed for its carbon content using the TOC analyzer to determine how much of the percent carbon had been adsorbed onto the polymer. Chlorination of NOM fractions For the determination of the THM formation potential, a chlorine solution of 18 mg/L was prepared from granular chlorine. The samples were first adjusted to a pH of 9±0.2 by means of a borate buffer. After which, chlorine water was added to the samples in accordance with the samples chlorine demand, as determined by the TOC and amount of ammonium salts present in the samples. Finally the samples were incubated at 25˚C in amber bottles for seven days to allow for the process of THM formation. All sample bottles were head-space free to prevent any air bubbles trapped with the incubated NOM fractions. After seven days of chlorination, 30% ascorbic acid was added to the samples to react with any remaining free active chlorine. Gas Chromatography/ Mass Spectrometry analysis The Gas Chromatography-Mass Spectrometry (GC-MS) analyses were carried out using a Varian CP-3800 capillary Gas Chromatograph coupled with a Saturn 2000 Mass Spectrometer. THMs were extracted using a 100 μm polydimethylisoxane (PDMS) solid phase micro extraction (SPME) fibre. To ensure that the fibre was clean before performing an analysis it was first conditioned. The conditioning was performed by exposing the fibre to injector analysis temperature of 200˚C for 20 minutes. This was followed by a blank analysis carried out by desorbing the fibre for a further three minutes at similar analysis temperature. Standards of 10, 50 and 100 μg/L were prepared from a 2000 μg/mL THM calibration mix from Supelco. The THMs that were analyzed were chloroform, bromodichloromethane, dibromochloromethane and bromoform. The fibre was immersed in 10 mL aliquots of each standard solution for 20 minutes at 70˚C. The solution was constantly stirred throughout the extraction time to enhance extraction. After the extraction, the fibre was exposed into the GC-MS injector port for three minutes. THMs in the samples were extracted the same way as for the standards. GC-MS conditions used for analysis are shown in Table 1. Table 1: GC-MS conditions Parameter Condition Column type VF,5ms, 30 x 0.25 mm, 0.25 µm Injector Splitless, 3min sample exposure Injector temperature 200˚C Oven temperature 35˚C (hold for 10 min) @ 9˚C /min to 120˚C @15˚C /min (hold for 5 min) Ionization Electron impact Carrier gas Helium Flow rate 1 mL/min Detector Mass spectrometer (ion trap) Mode Full Scan (m/z = 50-255) Results and Discussion The Vaalkop water treatment plant The Vaalkop water treatment works consists of three water treatment plants which use different water treatment protocols. Samples for this study were sourced from the plant (Plant 1) which utilizes both ozonation and chlorination as part of the standard water treatment procedure. This treatment plant is located in the North-West province and sources its water from the Vaalkop dam, a large open-water source. Figure 2 is a flow chart of the water treatment processes at plant one, where A and B depict the sampling points. Raw water Granular activated carbon Flocculation Coagulation A B Chlorination Sedimentation Ozonation Sand filtration Figure 2: A flow chart showing the water treatment process at plant 1, together with the two sampling points A and B. Characterization of samples before fractionation The samples exhibit a relatively high TOC content as shown by the TOC values in Table 2.The Specific Ultra Violet Absorbance (SUVA) was used as an indicator for the aromaticity of the NOM in the water samples. SUVA gives an indication of the amount of humic substances relative to nonhumic substances in the water samples (Kiwa, 2006: Chen et al. 2002). Since the SUVA for all samples (Table 2) was low, this suggested that the NOM in the samples had a lower aromatic content in nature. Table 2: Characterization of samples obtained after 1st, 2nd and 3rd sampling TOC SUVA Sample 1 pH (March 2008) (mg/L) [L/(mg.M)] Before 12.0 1.1 7.0 ozonation After 10.5 0.9 6.6 ozonation Sample 2 Conductivity (μS) Turbidity (NTU) 602 1.3 611 0.3 (April 2008) Before ozonation After ozonation Sample 3 14.6 1.5 7.6 599 0.4 12.8 0.7 7.0 620 0.4 6.6 3.4 9.0 636 1.3 6.0 2.7 9.1 626 1.0 (May 2008) Before ozonation After ozonation The TOC of both sample 1 and 2 decreased by approximately 12% after ozonation (from 12.0 to 10.5 mg/L in sample 1 and from 14.6 to 12.8 mg/L in sample 2), while the TOC of sample 3 decreased by approximately 9% after ozonation (from 6.6 mg/L to 6.0 mg/L). The ozone dosage at this particular plant was set as 3.5 mg/L. The slight decrease in TOC was expected, since ozonation as reported by Bose et al. (2007) tends to convert biodegradable organic matter to biodegradable but smaller organic molecules. In other words higher molecular weight compounds are converted to lower molecular weight compounds. The effect of ozonation on the NOM was also confirmed by the slight decrease in pH (see Table 2). There is a slight decrease in the pH values for all samples after ozonation, confirming the oxidation effect of ozone on NOM and the generation of lower molecular weight substances which were most probably acidic in nature. Zhang et al. (2008) also reported that oxidation of NOM results to an increase of the more acidic functional groups hence a slight decrease in pH values after ozonation. Figure 3 shows an infra-red (IR) spectrum displaying the different functional groups that were present in the water samples for samples 1, 2 and 3 100 Sample 1 before o3 Sample 2 before o3 Sample 3 before o3 Transmission (% T) 80 60 40 C=N C-N 20 C=O O-H 0 4000 3500 3000 2500 2000 1500 1000 500 -1 Wavenumber (cm ) Figure 3: An IR spectrum displaying the functional groups mainly associated with the NOM in raw water Fractionation of organic matter The mass balance of the different organic fractions is summarized in Table 3. The negative percentage surplus (i.e. mass deficit) meant that some of the organic fractions are irreversibly trapped in the resins and therefore lost during elution. Notably the losses were greater after ozonation - an effect which is still being investigated, but we believe the increased polarity of the ozonated fractions would cause their stronger binding to the ionic resins. In fact, Kiwa (2006) reports that all resins remove NOM fractions but with significant differences. Table 3: Mass balance of organic species for samples 1, sample 2 and sample 3. TOC HpoB HpoA HpoN HpiB Sample 1 (March 2008) (mg/L) (mg/L) (mg/L) (mg/L) (mg/L) Before 12.0 1.5 2.5 1.7 3.1 ozonation After 10.5 0.8 2.6 2.2 1.4 Ozonation HpiA (mg/L) HpiN (mg/L) % Surplus 1.0 1.5 -5.8 0.9 1.5 -10.5 Sample 2 (April 2008) Before ozonation After ozonation Sample 3 14.6 1.4 3.0 2.2 4.1 0.7 1.7 -10.3 12.8 1.1 3.5 2.5 1.8 0.3 1.6 -16.4 6.6 0.8 1.8 0.7 1.5 0.9 0.4 -7.6 6.0 0.5 2.1 0.8 0.5 0.8 0.5 -8.3 ( May 2008) Before ozonation After ozonation As can be seen from Table 3, the water samples were mainly composed of the hydrophobic NOM fractions (51% for sample 1 and 2, and 54% for sample 3) thus implying that the NOM consisted mainly of humic substances. This result supports the general assertion that hydrophobic substances constitute a larger fraction than the hydrophilic fraction in natural waters (Yavich et al. 2004). Ozonation led to a decrease in TOC, especially in the hydrophilic basic fractions. The hydrophilic basic fractions (HpiB) TOC was reduced by 55%, 56% and 65% for samples 1, 2 and 3 respectively by ozonation, resulting in an overall relative increase in the hydrophobic fractions to 60%, 66% and 65% for samples 1, 2 and 3 respectively. The high reduction of this fraction was due to the fact that the hydrophilic base fraction is not aromatic and the ozone reacts readily with these functional groups, hence the significant decrease in TOC. The hydrophobic basic (HpoB) TOC was also slightly reduced by ozonation but not as significantly as the HpiB’s. This was due to the aromatic character of the hydrophobic fraction. The neutral fraction’s TOC (both hydrophobic and hydrophilic) was generally not affected by ozonation. However, the TOC of the hydrophobic acid fraction for all samples increased after ozonation. Treatment of the organic fractions with β-CD HMDI polymer The isolated NOM fractions were then passed through water-insoluble β-CD HMDI polyurethane to determine the extent to which each organic fraction can be removed by the polymer. Table 4 shows the percentage removal of each NOM fraction by the polymer. On the whole, the polymer exhibited low capability at removing the NOM fractions as shown by the values in Table 4. The acidic fractions (HpoA and HpiA) were the best adsorbed by the polymer at 27% and 33% removal efficiency for HpoA and HpiA respectively. The acidic fractions are generally more ionic and have a high charge density, thus their greater affinity both for the cavity of the CD polyurethanes as well as the polar surface. The neutral fractions were the least adsorbed fractions by the polymer, with a minimum removal of 9% and 0% for HpoN and HpiN respectively (Table 4). The low adsorbance of the neutral fractions was due to the fact that these fractions are less ionic with a low charge density; hence they cannot be easily adsorbed by the CD polyurethane. While this poor removal of the neutral fractions was expected, this understanding is necessary as it helps in the understanding of how to best modify the polymers to better remove the NOM fractions. Table 4: The percentage absorbance of each NOM fraction by the CD polymer TOC before polymer TOC after polymer NOM fraction (mg/L) (mg/L) 0.8-1.4 0.7-1.2 HpoB 1.8-3.0 1.5-2.2 HpoA 0.7-2.2 0.6-2.0 HpoN 1.5-4.1 1.3-3.5 HpiB 0.7-0.9 0.5-0.6 HpiA 0.4-1.7 0.4-1.6 HpiN % Absorbed 13-14 17-27 9-14 13-15 29-33 0-6 If the combined effect of ozonation and subsequent treatment of the ozonated water samples with the CD polyurethanes are evaluated, the results obtained suggest that this strategy meets our intended objective. Results from Table 5 indicate an up to 88% removal of the hydrophilic acid (HpiA) fraction from the water source, which was not attained by either process independently. For example, the removal rate of the hydrophilic basic fraction was 73%, showing a great achievement of this combination approach as this study reports this fraction to have the highest THM formation potential. Table 5: Demonstrates the success of the combination of ozone treatment and CD polymers in removing the NOM fractions from water. Process HpoB HpoA HpoN HpiB HpiA HpiN -35% +13% +19% -59% -57% -10% Ozonation -14% -22% -12% -14% -31% -3% CD polymer Overall -49% -9% +7% -73% -88% -13% reduction Trihalomethanes (THMs) analysis of the NOM fractions The isolated NOM fractions were then individually tested against their DBP formation potential. THMs were used as a representative of the disinfection by products in the NOM fractions. The THMs that were analyzed are; chloroform, bromodichloromethane, dibromochloromethane and bromoform. Standards of 10, 50 and 100 μg/L of the THMs were prepared from a 2000 μg/L THM calibration mix from Supelco. THMs concentrations in the NOM fractions were then determined from the peak areas of the samples and standards as given by equation 1. THM conc. (μg/L) = Peak area (sample) x peak area (CH2Cl2/std) x THM conc. (std) Peak area (std) peak area (CH2Cl2/sample) (1) Figure 4: A GC/MS chromatogram of the 100 μg/L THM standard. Figure 4 shows a GC/MS chromatogram of a 100 μg/L standard which was used for the calculation of the concentrations of the determined THMs. Only chloroform and bromodichloromethane were detected in the NOM fractions. Dibromochloromethane and bromoform were not detected by the GC/MS in the NOM fractions. Table 6 shows the THMs concentrations in the different NOM fractions. Table 6: NOM fractions THMs concentrations (in μg/L) Sample Chloroform Bromodichloromethane HpoA 0.032 0.015 HpoB 0.017 0.008 HpoN 0.023 0.011 HpiA 0.024 0.012 HpiB 0.034 0.012 HpiN 0.022 0.008 The THM formation potential experiment of each fraction provides insight into the chlorinated reactivity of each contributing precursor (Marhaba et al. 2000). THMs were formed by all six NOM fractions, but with varying and different proportions. The hydrophilic base fraction was found to have the highest concentration of chloroform and the hydrophilic acid fraction had the highest concentration of bromodichloromethane. In total the hydrophilic base fraction was the most reactive precursor fraction for the total formation of THMs. This finding differs slightly from that reported by Marhaba et al. 2000 where the hydrophilic acid fraction was found to be the most reactive precursor in THMs formation. This could be expected since the water sources for both studies were different, and hence so too was their NOM composition. Marhaba et al. attributed the hydrophilic acid fractions potential to form most THMs to the fact that since the chlorine species are electrophiles, they tend to react with electron-rich sites in organic structures. The hydrophobic acid fraction had the least concentration of chloroform and the hydrophobic neutral fraction had the least concentration of bromodichloromethane. In total the hydrophilic neutral fraction had the lowest concentration of total THMs (chloroform and bromodichloromethane). Conclusion Characterization results (SUVA and mass balance of fractions) indicated that the water samples mainly consist of humic substances in the form of hydrophobic NOM. Ozonation, at dosage of 3.5 mg/L, was less effective at removing NOM since it only resulted in a 12% overall decrease of the TOC of the water samples. However, ozonation reduced the TOC of the hydrophilic basic fractions by over 50% and that of the hydrophobic basic by approximately 35%. THMs were formed by all six NOM fractions, but with varying proportions. The hydrophilic base fraction was found to contain the highest concentration of THMs. The combination (i.e. ozonation and treatment with CD polyurethanes) method employed by this study results to an overall reduction of the hydrophilic base fraction by 73%. The acidic fractions (HpoA and HpiA) were the best adsorbed fractions by the polymer (27% and 33% respectively). However, the effect of the combination treatment at removing NOM resulted in the polyurethane exhibiting a relatively good capability to remove NOM from water as evidenced by an up to 88% reduction of the HpiA fraction. 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