GEF/UNDP CONCEPT PAPER for a Full Project 1. Project title: Conservation of Biodiversity in the Central Zagros Mountain Forests and Steppe 2. GEF Implementing Agency: United Nations Development Programme 3. Country or countries in which the project is being implemented: Islamic Republic of Iran 4. GEF Focal Area(s): Biodiversity. 5. Operational Program/Short-term measure: OP 4, Mountain Ecosystems. 6. Country Drivenness (Project linkage to national priorities, action plans and programs): 1. Article 50 of the Constitution of the Islamic Republic of Iran states that all legal and real persons have a duty to protect the environment. It prohibits all activity - economic or otherwise - that may result in irreparable damage to the environment. This is based on the guidance of Islam, the formal religion of country. For example, the Koran introduces nature as a blessing of god, to be exploited wisely and to be preserved and protected. The right of all forms of animals to live is emphasised in many other Islamic religious writings. 2. In recent years, the leaders and government of the Islamic Republic of Iran have increasingly recognised the challenges facing the natural resources of the country. This has been formalised in many policy documents. For example, the Supreme Leader recently issued policy statements requiring the conservation of natural - including genetic - resources, and requiring reductions of habitat destruction and species loss (taken from the Official Newspaper of Iran, 18th April, 2001). Of the 26 Chapters of The Third Economic, Cultural and Social Development Plan (approved by the President and the Parliament in April 2000), one is devoted to environmental protection and one is devoted to the sustainable management of agricultural and water resources. 3. In 1974, the Government of Iran established the Environmental High Council (EHC) to coordinate the preparation and approval of policy and programmes related to the environment. The EHC is chaired by the President. Its members are the heads of all key ministries and national agencies. Within the Government, the Department of Environment (DoE) is responsible for implementing environmental and biodiversity legislation and policy objectives. This includes management of almost all the protected area in the country. The DoE is headed by a Vice-President and reports directly to the President. DoE has provincial affiliates in each of the 29 provinces. 4. Other agencies with mandates related to mountain biodiversity conservation are: the Management and Planning Organisation (MPO – responsible for planning and budget allocation); the Ministry of Agriculture and Rural Development (more commonly known as the Ministry of Agriculture and Jihad – MOAJ, and responsible for forests, rangelands, rural development and nomadic affairs); the Ministry of Power (MOP responsible for water resources and dams), and the Ministry of the Interior. 5. Building on overall guidance from the country’s leadership, the environmental sector has developed several documents guiding environmental protection in the country. Prominent amongst these is the National Strategy for Environment and Sustainable Development (1995). The chapter on biodiversity identifies the Zagros mountains as a key area for biodiversity conservation. This is further confirmed in the National Action Plan for Environmental Protection (1999). 6. More recently, the First National Report for the Convention on Biological Diversity (December 2000) develops a national strategy for conserving biodiversity. This strategy has four components: promoting participation of public, NGOs and private sector; strengthening information, reporting and monitoring systems; reorganisation of institutional structures for sustainable use; and, 1 systematic management of biodiversity resources (notably through in-situ management in protected areas). The National Report was prepared and approved by a broad cross-sectoral body. All concerned government ministries have a defined role to play in the implementation of the strategy. The present proposed project is fully in line with this strategy, most notably helping to implement the first and fourth of the above components. 7. The National Report was prepared with the assistance of the GEF/UNDP project National Biodiversity Strategy and Action Plan (NBSAP). Within the framework of the project, a national workshop was held to discuss priority areas for international support. The workshop selected the biodiversity in the Zagros mountain range as a priority for further GEF support. 7. Context Biodiversity Context 8. The Islamic Republic of Iran comprises a land area of 1.64 million km2, lying between 25º and 40º N. It is situated at the confluence of three climatic zones – Mediterranean, arid west Asian, and humid/semi-humid Caspian zone. It is highly mountainous, with an average altitude of 1200m asl, and many peaks over 4000 m. The complex and varied climates, topography and geological formations have led to a varied and unique biological diversity. 9. The Iranian habitat supports over 8,000 recorded species of plants (of which almost 2,500 are endemic), over 500 species of birds, 160 mammals, and 164 reptiles (26 endemic species). A large number of the plants and animal species indigenous to Iran are the wild relatives of commercial species, confirming Iran’s status as a centre of genetic biodiversity. Also, a large number of Iran’s plant and tree species have traditional medicinal, aromatic and pigment uses. Iran has a varied but generally harsh climate - arid with large temperature fluctuations. Many species and varieties are adapted to surviving in these harsh conditions. 10. The Zagros region lies in western Iran, stretching from close to the north-western border (with Turkey, Armenia and Azerbaijan), along the border with Iraq, and down to the Persian Gulf. It is approximately 1500km long at its longest, and 400 km wide at its widest. The region covers approximately 40,000,000 ha and over 70% is mountainous. The ecosystem falls into the Palaearctic realm with unique broadleaf deciduous and mixed forests. 11. The focus for the present proposed project is the central mountainous parts of the Zagros region. This area contains the biggest mountains and the broadest and most significant biodiversity. In the central Zagros, the high mountains are interspersed with steppe, rangeland, low-lying hills, valleys, semi-desert areas and wetlands. Five million hectares of forest covering 1/8 of the area of Zagros mountains and accounting for approximately 40% of all Iran’s forests, are found here. The climate is strongly influenced by the Mediterranean and precipitation is above average. Accordingly, a significant percentage of Iran’s rain falls onto these mountains, and the mountains constitute an important source of water, via rivers and transfers, to most of the populated parts of Iran. See Annex 1 for maps of Iran and the proposed project area. 12. The mountains in the central Zagros region are up to 4,500 m high. Rapid changes in elevation lead to a diversity in ecosystems and species over short distances. Above 3500m, the precipitation is light and mainly snow. At these heights the vegetation is mainly alpine, with junipers and then pastureland dominating. Between approximately 1200 - 3500m, the mountains are dominated by oak forests, with the trees becoming increasingly thicker at lower altitudes. The land between the oak trees is covered by a wide variety of plants, shrubs and bushes. Below 1200m, the climate is warm and sub-tropical. The more northern and eastern lower lying lands are dryer and almost desert-like, whereas the southern and western low-lands are semi-humid. Almond and pistachio are two of the dominant species at lower altitudes. 13. The mountains contain an estimated 2000 plant species, ranging from high mountain species (Juniperus excelsa, Colpodium violaceum, Dracocephalum surmandium, Nepeta chinophilla, Salvia kallarica, Cousinia archibaldii, Scarzenera nivalis), rare steppe species (Ajuga saxicola, Hypericum dogonbedanicum), arid2 land/desert species (Saliva rechingeri, Scorzonera ispahanica) and humid sub-tropical species (Myrtus communis, Aegilops speltoides). Endemism is high with at least 200 endemic species. The region contains many wild relatives of important commercial species, for example grape (Vitis vinifera - the base for the world famous Shiraz wine) and tulip (Tulipa spp). Annex 2 provides some other examples of wild relatives. One area (Mount Dena) alone contains over 1000 plant species, of which at least over 250 are known to be utilised traditionally. These are used for food, medicine, aromas and pigments. The unique oak forests include three species of oak one of which has two varieties (Quercus brantii persica, Quercus brantii belangeri, Quercus infectoria, Quercus libani), with a high genetic diversity - 180 different kinds of acorn having been recorded in the area. 14. The mountains also provide a good habitat for important large mammals, such as Ibex (Capra aegagrus), sheep (Ovis ammon), bear (Ursus arctos IUCN red-listed as vulnerable), leopard (Panthera pardus), Persian Squirrel (Sciurus anomalus – endemic to Iran and Lebanon, and IUCN red-listed as endangered) and the Persian Fallow Deer (Cervus dama mesopotamica, IUCN red-listed)1. The lower valleys were also the last habitat (outside India) of the Asiatic Lion (Panthera leo persicus) – and there are plans to reintroduce the species2. Other mammals found in central Zagros include wolf (Canis lupus), boar (Sus scrofa), fox (Vulpes vulpes), jackel (Canis aureus) and hyena (Hyaena hyaena). 15. The diversity in ecosystem also provides for a wide diversity of birds with 240 species having been recorded in the Zagros central mountains, including the following listed species: Osprey, Golden eagle, Peregrine falcon, Barbary falcon, Lanner falcon, Seker Falcon, Lesser kestrel, Bearded vulture, Franklin, Marbled Teal, Whiteheaded duck, Ferruginous duck, See-see partridge, Lesser white fronted goose; White-throated robin, White stork, Black stork, Persian Snow Cock, Tetraogulus Caspius ssp endemic to Zagros. The region is also very rich in insects. For example, there are over 150 species of recorded butterfly, of which 17 are endemic. Annex 3 provides a list of important non-flora species found in the mountains of the central Zagros region. Socio-Economic Context 16. The Zagros mountains have historically been isolated from most economic activities and principally habited by nomadic tribes. This isolation has helped to conserve large areas of the ecosystems. In recent years, national efforts to develop rural areas have led to an improved infrastructure in the Zagros mountains, to improvements in the socio-economic situation, and to population increases. The great majority of the population in the region is now settled, with nomads making up approximately 10% of the population. However, in some areas, social and economic poverty remains. The population in the region still includes approximately 800,000 nomads, almost three-quarters of the total Iranian nomad population. 17. Until the 1960s, the land, forests and water in the region were owned and managed according to traditional (nomadic) tribal systems. In the 1960’s, the state took ownership and management responsibilities for the forests and rangelands – although agricultural land could still be developed privately. At about the same time, other efforts were taken to sedentarise the nomads and break up the tribal structures. Accordingly the traditional land/water ownership and management systems no longer function and many have since been forgotten. However, no alternative management systems were introduced, and so use of the resources continued on an adhoc, un-managed basis, by nomads, farmers and migrants from other areas and by refugees from neighbouring countries. A classic ‘tragedy of the commons’ situation took effect, with all constituents mining the land and water for short-term benefits. 1 The deer was common in the region until approximately 100 years ago. Approximately forty years ago, after having been considered extinct, a small population was found and put into captivity for protection and breeding. Two small populations have since been reintroduced into the lower slopes of the mountains into almost natural conditions, and the global population is growing. 2 The Asiatic Lion is found only at the Gir National Park in India, where is it being protected with the assistance of World Bank/GEF. The lion population is too large for the area, and additional sites are being sought. 3 18. Recently, the government has recognised the weak management system and has started to experiment with new ownership systems. For example, a thirty-year land tenure is being tentatively introduced for rangelands in some areas. This means that people will be taking care of the land for a longer period and are not allowed to change the type of land use activities. Protected Area System 19. The Iranian DoE has a good history of protecting forests and other eco-systems. Land was first set aside for protection in the 1960s with the principal aim of protecting game for hunters. Since 1992 (through an amendment of the 1975 Environmental Protection Act), protected land is managed under four categories: National Parks (the most strictly protected); Wildlife Refuges; Protected Areas and Hunting Prohibited Zones. Currently, approximately 5% of Iranian land is protected through this system. The system is supervised by DoE and managed by the provincial DoEs. In addition, there are some small protected areas under the management of the Forestry Division of MOAJ. 20. Recently, a joint proposal from DoE/MOAJ to increase the area of protected forests to 10% of the national forests has been approved by the President and Parliament. Each province should now designate 10% of its forests to be protected and so managed by the provincial DoE. The provinces and national government are currently determining implementation plans, including budgets for this proposal. In many cases, the proposed new protected areas lie close to or adjacent to existing PAs. 21. The Zagros region has 3 National Parks (total area approximately 210,000 has), 3 Wildlife Refuges (approx. 207,000 has), 12 Protected Areas (1,166,000 has) and 26 Hunting Prohibited Zones (960,000 has). This protected area network (PAN) therefore accounts for over 6% of the Zagros range (these figures cover the entire Zagros region, not only the central mountains, but most of the protected areas lie in the central mountain ranges where the biodiversity is greatest). In general, the status of the biodiversity inside the PAN is good. However the outlying parts of many of the protected areas are subject to an increasing pressure from villages near and in the area, and are degrading accordingly. Land degradation and soil erosion processes are increasing and threaten the sustainability of biodiversity within the PAN. Therefore an integrated approach for landscape management is needed to address threats to biodiversity within and surrounding the protected areas. 23. At present, many of the protected areas have several small villages within or along the edge of their border. Typically, there may be 20,000 people living around a PA of 100,000 has. Usually, only a very small number (several hundred) of people live inside the area. 8. Project Rationale and Objectives: 24. The Zagros ecosystem, and its biodiversity, is being severely degraded, as indicated by the following figures. Soil erosion from the mountains has increased from 2-3 tons per hectare to approximately 10 tons per hectare over the past several decades. Also, biomass productivity in the Zagros deciduous broadleaf forests has declined from 125 to 8 tons/hectare over the past five decades3. These impacts are the result of man’s activities, as described below. Threats 25. The biodiversity in the Zagros central mountains face a series of threats. Collectively these threats are damaging the ecosystems at the edges of each protected area, and destroying the ecosystem between protected areas. The two most serious threats are unsustainable livestock grazing and conversion of forests to agricultural land (wheat). These threats are prevalent across large stretches of the mountain range, including in and around protected areas. The next most important threat, in some areas, is the hunting of wild animals. Other threats are wood collection (for fuel), mining and possibly over-collection of trees and plants for food, medicine and other uses. 3 Taken from First National Report for the Convention on Biological Diversity, 2000 4 Converting forest to agricultural land 26. The land is very mountainous and flat land is rare. Every available spot of flat or low-slope land is converted to agriculture, rain-fed wheat or in some cases irrigated rice and other crops. To convert the land, the shrubs and grass between the trees are cleared, but usually most of the trees are left standing. Given that the soil is very fragile and thin, the fields are only productive for 2-3 years. After this period, the field is left for fallow or completely abandoned, and the farmer moves on to a new field. However, in many cases it does not regenerate. These unsustainable practices are very common outside of the PAN, and are becoming increasingly common inside protected areas. It is estimated that during the past 40-50 years about 50% of forested areas in the Zagros mountains have been converted. Only about 10% of this converted land is under agricultural use at present. Unsustainable grazing 27. The population of livestock in the region is very high, with perhaps 6 animal grazers (mainly goat, but some sheep) for each person. The traditional form of grazing (non-penned) is followed. The grazing animals go to the shrub and grassland between the trees in the forest and to the abandoned wheat fields. In many cases the grazing is so intensive that all land is completely cleared, and regeneration inhibited. Low precipitation, steep slopes and thin soils then combine to ensure rapid degradation of the land. 28. Taken together, the above two threats set off a vicious circle of land degradation, which can quite quickly turn healthy forest into barren land – as can be seen in many areas outside the PAN. Hunting and wood collection 29. Although localised to some parts of some protected areas (and surrounding regions) the hunting of wild animals is a threat to the population of sheep, goat, wild pig (and therefore their predators) and leopards. In the past wood collection was widespread and a major contributing factor to the degradation of forests. In recent years, government sponsored schemes to provide cheap fuel have mitigated this factor. The wood is collected primarily for use as fuel, although there are some cultural uses and some usage for construction. Other threats 30. Small scale mines (eg. copper, bauxite, chalk, laterite, marble) are common in the area and have been for many years. The mines are often located in areas rich in biodiversity, often within the PAN. Mining and related activities (access roads, villages for workers, transport of material) can damage directly the ecosystem and the biodiversity. It has to be noted that many mines have already been closed down. Over-collection of the plants is not thought to be a major issue, yet more investigation of this phenomena is required, as the area is rich in plants useful to man (for medicine, pigments, aromas) and these are traditionally collected by local people. Underlying and Root Causes 31. Behind each of the threats lies a web of root causes (see preliminary Conceptual Models in Annex 5. It should be noted that the models in Annex 5 are not complete, and further investigation of the linkages is necessary). 32. Converting forest to farmland There are three underlying causes. First, it is in the short term economic interests of the farmer. Poor and unemployed farmers can make good short-term benefits. They have few alternative ways of making a living. Even farmers who are not poor can increase their wealth this way. However, individual farmers perceive no gains from leaving the standing forest. 33. The second cause is the easy access farmers have to the forest land. In some cases this access may be legal, for example where farmers historically had access to the protected area prior to the establishment of the area or where communities may be living within the protected area.4 In other cases the access is illegal, yet the provincial DoE is not able to fully protect the area from illegal entrants. This is exacerbated by the lack of understanding and awareness of the PAN by the local people. The third cause is the fact that agricultural land 4 It should be noted that all Protected Areas include core zones or refuge areas which are not inhabited and are not accessible to farmers for grazing, however buffer zones of PAs may be inhabited or may be accessible for grazing according to the traditions of the area during certain seasons. 5 can be privately owned - whereas forest land belongs to the state. This provides a perverse incentive to farmers to convert forest to wheat in order to claim ownership (this only applies outside the protected area). 34. Unsustainable grazing There are four causes. First is that the shepherds wish to have large numbers of livestock. This is in order to escape poverty, or to become rich. In turn, this is partly driven by the high price of meat in the country. Second, the shepherds have good access to the forest land, even inside the protected areas. In some cases this access is legal; the shepherds have permits to graze a limited number of animals for a limited duration. These may have been issued before the protected area was established. In other cases the access is illegal, but as mentioned above, the provincial DoE is not able to fully protect the area from illegal entrants. In some cases this may be because the protected area is too large, and the DoE should focus the limited resources on a small area. The third cause is that the grazing techniques are inappropriate (too intensive, or the grazing may take place too early in the season, or there may be too many goats rather than sheep). This, in turn, is due to lack of knowledge of more appropriate techniques, and to the lack of an effective management mechanism. The fourth cause is that the shepherds perceive no benefit in protecting the land, and wish to maximise short-term benefits from the land. 35. Hunting there are two main causes of hunting. First, it is to protect animals, farmland and grazing land from damage done by wild animals (bear, boar and goat). Second, for many local tribes, hunting is a traditional pasttime (it is noted that, for example, Chahar province has more guns than people) undertaken for sport. Wood collection is driven by the need for cooking and heating fuel, and in some cases by the importance of burning wood in traditional ceremonies (eg funerals). 36. Others: In general, population growth in the area is a contributing factor to all the underlying causes. Also, there is a pervasive feeling amongst farmers and herders that protection of natural resources is the responsibility of government – this is a vestige of the policies enacted in the 1960’s and 1970’s to take responsibility and control of land out of the hands of nomads and farmers. Baseline 37. The baseline includes a package of activities to promote rural development and control land degradation, mostly implemented by the MOAJ. The national programme includes both technical and policy tools, and is being implemented in most villages near to the biodiversity sites. For example, there are ongoing efforts to cluster small villages together, thus making the provision of infrastructure easier. The villages are then provided with affordable gas for fuel. The programme also includes small-scale experiments with land reform, as mentioned above, whereby farmers are given long-term development rights (but not full ownership, nor full responsibilities) of range and forest-lands. Other elements of the programme include: technical assistance projects to farmers and shepherds; making loans available to sustainable development initiatives; the promotion of ecotourism and the sustainable utilisation of non-wood forest products; the development of forest cooperatives; and the stabilisation of livestock numbers. Under this national programme, the MOAJ allocates approximately $7 million annually across the 8 Zagros provinces. Parts of the programme are implemented jointly with DoE, and the Ministries of Defence, Education and Interior, as well as with NGOs. 38. These efforts should go a long way to developing the remote areas and to protecting watersheds and forests. The activities, if well planned, can also have a positive impact on biodiversity. However, if badly planned, they could have the opposite effect. For example, they could lead to increases in access to the protected areas and numbers of livestock. 39. In addition to the above efforts to assure sustainable development, the government of Iran is committed to protecting its biodiversity. It is also committed to increasing the awareness of public and decision-makers, and increasing the participation of communities and NGO in biodiversity conservation. In individual protected areas, 6 new methods are being informally tested to work with local communities to protect the biodiversity 5. These efforts will go a long way to protecting biodiversity. Also, the President and Parliament recently approved a proposal to increase the percentage of forest protected area to 10% of the nation’s forest. 40. However, in the Zagros mountains, the pressure on the protected areas is increasing. Given the lack of technical resources, and the lack of financial resources allocated to biodiversity conservation, the ongoing efforts will be insufficient to meet the rising threats to the PAN. For example, the present funding levels for the protected areas are in the range $50-150,000 per year per PA. The level of staffing is in the range 8—30 border guards. The staff are often poorly trained and equipped. The capacity is insufficient to manage the existing protected areas, hence efforts to increase the amount of areas protected are unlikely to succeed. Notably, the local people have benefited from almost no international cooperation in recent decades, and are therefore unfamiliar with all modern biodiversity conservation techniques, tools and measures. 41. Under the baseline scenario the management of PAs would continue to be undertaken as an isolated activity without sufficient coordination with economic activities in surrounding areas that affect long-term viability of the PAs. Effective coordination between key government institutions and an integrated approach towards biodiversity conservation would be lacking. While continuing rural development programmes and land degradation control measures are forseen, these may not be planned and implemented with biodiversity consideration in view. A comprehensive effort towards involvement of key stakeholders and participation of local communities will be missing in the planning and management of PAs and surrounding areas. Conflicts with communties and among resource users may continue in the absence of specific measures to enhance access and benefit sharing, provide sustainable livelihood options, and improve knowledge and techniques for sustainable natural resource use. Alternative 42. In the alternative, with GEF support, the conservation of globally significant biodiversity will be assured at 2-36 sites in the Zagros mountains. These sites will be representative of diverse biodiversity values across the Zagros, and will be sufficiently large to include viable populations of wildlife in the mountain range. GEF will have provided the technical support needed to develop sustainable conservation systems, in full cooperation with the local communities and tribesmen. The planning and management system for biodiversity conservation, at the site and provincial level, will have been sufficiently enhanced. Sustainable financing mechanisms for protecting and sustainably using the biodiversity at the sites will have been developed. 43. Within the alternative scenario a comprehensive approach is proposed towards building capacity for PA management as well as addressing the threats and reducing pressure on surrounding landscapes. Coordination will be established between key government institutions in order to integrate biodiversity conservation needs within sectoral activities. Awareness of public and local communities will be raised and incentives measures developed. Alternative livelihood options and better agricultural and livestock rearing techniques will be promoted to reduce pressure on ecosystems. Information on best practices will be provided, strategies for removal of barriers will be explored, and access and benefit sharing mechanisms developed in order to facilitate sustainable and equitable natural resource use by communities and reverse current unsustainable and short-term practices. Where relevant lessons learnt and experience gained in other GEF projects will be explored and adapted to local conditions. 44. The technical capacity in Iran will have been enhanced through international cooperation, in particularly in the fields of community participation, planning and coordination mechanisms, and innovative financing. This 5 E.g. establishing small central zones in each area and focusing protection efforts on these zones; increasing efforts for protection generally, in consultation with local farmers and shepherds; proposing increases in the status (eg. from Protected Area to National Park) and in the size of protected areas. 6 Six candidate sites have been identified. Annex 4 provides information on how sites will be selected from these six. Annex 4 also provides basic information on the candidate sites. 7 capacity will be applicable to other sites in Iran. Coordination among the government agencies responsible for management of PAs and for landuse planning and management in productive landscapes outside PAs will be strengthened in order to promote an integrated landscape approach to the conservation of biodiversity inside and outside protected areas. Rationale for GEF Intervention 45. The project sites have globally significant biodiversity. Although the government of Iran is committed to conserving biodiversity, conserving this biodiversity is incremental to the development process, and will not be assured without support from the international community. Also, international cooperation with Iran has been limited in recent years, and expertise and capacity needed to address many issues is not present in Iran. GEF support can make a critical different here. 46. The Government of Iran is also committed to increasing coordination amongst government agencies, and to greatly increasing and broadening the participatory processes. Notably it is committed to increasing public and NGO participation. International support can help ensure that these stated commitments are fully translated into action. Incrementality and co-financing 47. An incremental costs approach will be used and GEF funds will only support incremental actions directly conserving globally significant biodiversity. These will be mainly to strengthen protected area management, and to work with communities in and on the edge of the protected areas. There will be limited actions at provincial and national level, to ensure coordination mechanisms, and where necessary develop awareness, policy and legislative tools. All of these actions are fully eligible for GEF, however there will be a contribution by the Government of Iran. This government contribution will be in-kind, and in the form of equipment/new facilities. 48. To fully achieve project objectives, some actions will be taken which benefit the local communities in terms of sustainable development. Co-financing will be sought for these non-incremental activities. Some governments are establishing cooperation and development programmes in Iran, and partnership with these will be sought. The Models in Annex 5 indicate where GEF support would be focussed, and where co-financing would be complementary. 9. Expected outcomes and activities of Full Project (to be verified during PDF stage): 49. Several candidate sites have been identified. Each one varies in altitude from under 1,000 to over 3,000 meters, and most sites go over 4,000m. The wealth of biodiversity at each site is commensurate with the range of altitudes. Some sites are more important in terms of plant biodiversity, others in terms of oak forest, others also have important potential for birds or large mammals, including areas suitable for any future plan to reintroduce native species (in complement to the ongoing initiative to reintroduce Mesopotamian fallow deer). The sites also vary in terms of the nature and the scale of threats. See Annex 4 for a description of how sites will be selected. As sites have not yet been selected, the activities listed below are tentative or generic. 50. Outcomes/activities at the level of the protected area (at 2-3 sites): a. Management Plans and Planning A full Management Plan (MP) will be prepared for each area. The local community7 will be fully involved in both the preparation and implementation of the MP. The MP will be based on scientifically assessed carrying capacity of the area in maintaining biodiversity and enabling sustainable use of its products. The MP will identify the resources available and required to manage the protected area. In some cases, conservation efforts will be focussed on the core area, with non-core areas having multiple uses. The MP will also include requirements for data collection and biodiversity monitoring, some of which can be supported by GEF. The MP will provide a framework for other activities/outcomes listed below. 7 One possible way to involve communities is through the elected village councils. Also, many communities have a highly respected religious leader who can play a role in mobilizing public action and activities. 8 b. Capacity building. Capacity to implement the MP will be built through training and other mechanisms. This will cover management capacity, planning capacity, monitoring and assessment capacity, park ranger skills, and possibly technical skills related to multiple use zones (eg. educational, or eco-tourism8). Essential equipment will be provided. A multi-stakeholder management mechanism will be established. c. Conflict Resolution. Where conflicts between biodiversity and grazers/farmers continue to exist, agreements will be negotiated and new management mechanisms tested. For example, where grazers have access permits, or where villagers have private land and farmland inside the protected area. Some deterrents and incentive measures are under consideration or are in the early stages of development.9 d. Innovative financing mechanisms will be explored and developed. In line with recent guidance an access and benefit-sharing plan will be developed for each site as an integral part of the MP. An ABS plan would be developed as part of the Protected Area Management Plan, which would identify areas where local people could get financial benefits by allowing managed access to biodiversity resources. The project may help to implement some of the activities identified in the ABS plans.10 Also, the possibility of establishing a biodiversity investment facility11 will be explored. The project may help develop financing mechanisms, for example facilitating negotiations with the departments responsible for downstream dam development in order to get compensation for any activities leading to watershed protection.12 8 The tourism industry in I. R. Iran has demonstrated a 20% increase in income annually since 1996 and the total annual income from tourism is one billion US $ at present. The number of foreign tourists visiting Iran in 96-97 was 573.449, this increased to 764.092 in 97-98, and to 1.007.597 in 98-99 (Statistics Center of Iran). Cultural and nature tourism is a new area which is gaining some popularity, especially in culturally well-preserved areas as in the Zagros mountains. An assessment of ecotourism potential is foreseen during the PDF B phase in order realistically estimate its potential. 9 For example environmental penalties are collected according to section A Article 104 of the Third National Five-Year Plan (approved by the parliament). During the PDF B, the feasibility of new mechanisms could be determined to provide incentives for conflict resolution and community management. For instance the lessons learnt in the GEF Mountain Areas Conservancy Project in Pakistan could be considered for replication with respect to trophy hunting. Close coordination will be maintained with the MOAJ which is responsible for rural development and forest and rangeland management in order to develop biodiversity friendly alternative livelihoods in areas surrounding protected areas. 10 This would lead to medium-long term financial benefits, which may not be fully realized in the lifetime of the GEF project, but would increase the sustainability of the project by increasing local commitment to conservation of biodiversity. Possibilities for access and benefit sharing may include marketing of medicinal plants through facilitation of agreements between communities and drug or food companies, agreements between research and academic institutions and local communities, or managed hunting or tourism activities. 11 A biodiversity investment facility (BIF) supported by the project would prepare feasibility studies for small scale investments which create local employment as well as benefit biodiversity and generate profit. The BIF would cover all project sites. The BIF would also help mobilize finance to the investment and help address small ‘barriers” preventing investments by undertaking the feasibility study, identifying private capital, putting partners together and facilitating the process. . Finance would most likely come from private sector, and implementation of the investment would be undertaken by private sector. The BIF would ensure that projects supported would be biodiversity friendly but would not fund investments. 12 The PDF B will examine the legal framework for allowing for ecosystem services. However, there are clear incentives for improved watershed management given a water shortage, land degradation processes, and dam building plans downstream of forests and other important biodiversity areas. Mechanisms could be explored within the project to transfer a small portion of the budget for dam building for improved upstream watershed management activities through reforestation and protection schemes which can help to reduce pressure on protected areas as well as improve functioning of dams. The project could help facilitate coordination and awareness on these issues among the key agencies such as MOP, MOAJ and DOE. This is clearly in line with the Third National Five Year Plan and the government’s recent decision to decision to merge agriculture and rural development and construction within one ministry (MOAJ) , as well as the ratification of the Biodiversity Strategy in the National Committee of Sustainable Development (Environmental High Council). 9 e. Integration of biodiversity conservation into rural development programmes will be promoted in areas surrounding selected project sites in order to promote effective land-use management and enhance landscape level conservation through close coordination with MOAJ’s forest and rangeland management activities and capacity building of agricultural extension services to promote biodiversity friendly practices in productive sectors. f. Specific to certain sites: - assist the ongoing scheme to reintroduce the Mesopotamian Fallow Deer; - prepare a plan to document and utilise Indigenous Knowledge; - undertake a feasibility study to reintroduce the Persian Lion. Outcomes/activities around the protected area 51. The project will support awareness raising and education schemes, to build appreciation and understanding of the biodiversity. The project may support ongoing proposals to expand the current protected areas. The project would contribute to land-use planning in the area, by providing biodiversity overlays and guidelines for incorporating biodiversity into land-use plans and other development activities. In a similar way, the feasibility of new buffer zones will be undertaken. If appropriate, management mechanisms for buffer zones will be developed in consultation with local communities, village councils, and other local representatives. 52. As part of a package of measures, it is hoped that cost-sharing can focus on developing economic alternatives to unsustainable practices in villages around the Protected Areas. This will complement ongoing activities by the MOAJ, for example in sectors such as enhancing agricultural practices, tourism, handicraft, micro-credit. As a key partner institution in the proposed project the MOAJ will be able to facilitate rural development activities in areas surrounding PAs which can help reduce pressure on biodiversity as well as reduce land degradation which is one of the Ministry’s main objectives. Such activities would be partly covered by the MOAJ budget and during the PDF B additional financing from government and bilateral agencies will be identified in order to support alternative livelihood activities that can help conserve biodiversity as well as reduce rural poverty. Outcomes/Activities at the provincial level: 53. The project will establish and support an inter-sectoral committee (ISC) for biodiversity management. This Committee will be under the leadership of Provincial Governor General’s Office and chaired by the DoE. Members will also include the provincial MOAJ and MPO (responsible for allocation of the provincial budget). The ISC will also include non-governmental members, such as local experts and representative NGOs. The ISC can ensure that the important government budgetary decisions taken at provincial level can support project objectives. 54. Capacity building on how to conserve biodiversity, and awareness raising on the importance of conserving biodiversity, will also focus at the provincial level. The province wide PAN will be reviewed, and the need for new areas and corridors explored. The integration of biodiversity conservation into the MOAJ rural development programme may be considered. Outcomes/Activities at the national level: 55. In general the project will focus at the site level. However there will be a need for some national level activities, to provide coordination across provinces and to provide budgetary and policy support. Also the project will provide experience/lessons on how conflicts affecting biodiversity can be managed in Iran, and on how to successfully protect areas. National level activities will focus on the documenting and disseminating of these experiences and lessons-learnt. 10 56. These activities may include: - support to a project advisory group and project steering committee through, for example, workshops and roundtable meetings; - review of national legislation, policy and guidelines related to mountains biodiversity and protected area management, and if necessary the preparation of new legislation; - support to project monitoring and to the documenting of project activities and successes. 57. The project is expected to last for four-five years. 10. Sustainability (financial, social, environmental) and replicability of the full project 58. The Government of Iran, in particular the DoE, is committed to utilising GEF support to develop capacity to protect biodiversity, and to develop models and tools that can be used in other biodiversity rich areas. Hence it is fully behind this innovative project, and will work to ensure its success. 59. Two additional factors that will help ensure the sustainability of proposed outputs are: - Innovative financial mechanisms. The mechanisms will help ensure that stakeholders, including local communities, can benefit from the protection of the mountain forest biodiversity; - Raising awareness and increasing public participation. This will ensure that, particularly the local people, will appreciate the value of the biodiversity, and recognise that they have a valid stake in its long-term protection. Traditional participatory mechanisms (such as through the elected village councils, and working with religious leaders) will be utilised in this process. 60. Traditionally, nomads in the region have cared for the natural resources, as this is fundamental to their longterm survival. Although many nomads are now settling (and this trend is likely to continue), special efforts will be made to work with the nomad tribes and to involve them in planning and other activities, and to benefit from their knowledge of the region and its biodiversity. 61. The project is replicable to other areas in Iran, and to other countries with similar ecosystems and similar threats. This would include many countries in west and central Asia, with arid, mountainous ecosystems, high levels of grazing, and a traditionally nomadic culture. 11. Country Eligibility: CBD ratification: 6 August 1996 GEF participant since 25 May 1994 62. The project is fully in line with CBD objectives of conserving biodiversity, sustainable utilisation of biodiversity, and equitable distribution of the benefits of biodiversity. Notably it responds to Article 8 (a) – (e), (i), Article 10, Article 11, Article 13. It also responds to the guidance of CBD working groups on access and benefit sharing. 63. The project is fully in line with all relevant guidance from GEF. Whereas the focus of the project is mountain ecosystems, given the geographical basis of the project, it also contributes very closely to the conservation of arid land and forest biodiversity. Also, based on the findings of the PDF B, the project may contribute to the conservation of biodiversity important to agriculture. The project also is in line with GEF guidance on public participation, preservation of indigenous knowledge, innovative financing mechanisms, and monitoring/evaluation. 12. Stakeholders involved in project: 11 64. Site level stakeholders - The most important stakeholder group includes the farmers, villagers, shepherds, and the nomadic communities. Ultimately, it is the activities of these core stakeholders that need to be influenced if the project is to succeed; - Community leaders (such as the elected Village Council, or religious leaders, or traditional heads of nomadic tribes13) are an important stakeholder group. This group can represent the core stakeholders, and can also provide a bridge between the project and the core stakeholders; - Protected area staff; - National and Provincial NGOs active in the area; 65. Provincial Stakeholders As mentioned above an Inter-sectoral Committee (ISC) with both government and non-government members will be established in provinces where the project has sites. The ISC should continue to function after project completion, but initially its activities will be oriented towards ensuring project success. The ISC will: ensure coordination amongst partners in the project; ensure coordination of project activities with ongoing activities of DoE, MOAJ, Ministry of Power (MOP), and local NGOs; will provide technical guidance to project activities and outputs; will facilitate coordination with grass-roots level stakeholders. 66. National Stakeholders At the governmental level, the major stakeholders are DoE and MOAJ. DoE will take the lead in project implementation. A project Steering Committee, consisting of DoE/MOAJ/UNDP-GEF/Ministry of Foreign Affairs (MFA) will be established. The Steering Committee will approve project workplans, and approve major inputs and outputs of the project. Any co-financers to the project will also be on the Steering Committee. 67. A project advisory group (PAG) will be also established with the following membership: DoE (2 members), MOAJ, 2 NGO representatives, 2 University Experts, and 1 representative from each relevant Province. The PAG will be chaired by DoE. The PAG will provide technical guidance to the project, and will ensure that all project outputs are widely disseminated. The PAG will also play a role in mobilising cost-sharing to the project, and in ensuring that activities supported by this project are coordinated with other activities. 13. Information on project proposer: 68. The project proponent is the Department of the Environment (DoE) of the Islamic Republic of Iran. DoE is the focal point for environment in the country and also acts as the Secretariat of the Environmental High Council. The DoE is under the directed authority of the President of the Republic. DoE chairs the interdepartment steering committee for the preparation of the report to the Convention on Biodiversity, and has the mandate for biodiversity conservation. DoE, through its provincial affiliates, as direct management responsibilities for the majority of protected areas in Iran. 69. DoE has had a good experience in the development and implementation of the following GEF projects: National Biodiversity Strategy and Action Plan (almost completed); Iran Wetlands Biodiversity Conservation Project (PDF B almost complete); Conservation of Cheetah and Related Habitats (MSP Brief approved by GEF, start-up imminent). 14. Financing Plan of Full project 70. The total cost of the project is expected to be in the range $6 million, with approximately $3 million of this from GEF. 13 Traditionally nomadic tribes had a leader or Khan. In general this system has broken down due to policies established in the 1960s. 12 71. The Government of Iran will contribute co-financing to the incremental component of the project activities. Some of this co-financing will be in-kind, but some should be in the form of new, hard budgetary allocations (either the national or provincial budgets). Total: at least $1 million. 72. Efforts to mobilise third party cost-sharing will be made during the PDF stage. Development and cooperation agencies with offices in Iran will be contacted, as will possible private sector sources of philanthropic support. This third-party cost sharing could be to the increment, or could be to strengthening the baseline. For example, it is possible that third parties will be interested in supporting activities aiming at poverty alleviation or natural resource management in the areas surrounding the protected areas. 15. IA coordination and Linkages to GEF and IA programs and activities 73. The UNDP Country Cooperation Framework for the Islamic Republic of Iran (CCF, June 2000) outlines three strategic areas for UNDP to support (i) poverty alleviation and sustainable human development (ii) economic and resource based management and, (iii) governance and increased participation in society. This project is fully in line with the second (ii) of these, and will also contribute to poverty alleviation and increased participation objectives from (i) and (iii). 74. As mentioned earlier, priority areas for international cooperation were identified within the framework of the UNDP/GEF NBSAP project, Based on these recommendations, UNDP/GEF is now developing the following projects: Conservation of the Asiatic Cheetah (OP1), Conservation of Iranian Wetlands (OP2), Conservation of the Arasbaran Biosphere reserve (OP3), Conservation of Yakhkesh mountain on the Alborz range (OP4). The present proposed project complements, without overlapping in geographical terms, these projects. 75. Recently GEF approved a package of support under the Small Grants Programme to Iran. The strategy for this programme is being developed, and UNDP will ensure complementarity with the present proposed project. 76. Finally, there are very few internationally supported biodiversity projects in Iran, none of which are related to the present proposed project and significant in scope. 16. Proposed project development strategy 77. PDF block B funds will be requested. The funds will be used to (i) rapidly appraise the candidate sites (ii) select 2-3 sites based on pre-determined criteria (iii) undertake detailed and participatory appraisals of the socioeconomic situation at the selected sites, including gathering initial information on indigenous knowledge (iv) gather additional biological and ecological data from the selected sites (v) develop coordination mechanisms at the national level and provincial level (vi) identify possible participatory management mechanisms at the site level (vii) outline an integrated biodiversity management plan for each selected site (viii) identify co-financing and cost-sharing to assure the baseline and to contribute to incremental cost (ix) develop full GEF proposal and UNDP project document, including detailed incremental cost analysis, public participation plan, logical framework and monitoring plan. 17. Response to Reviews 78. The project has not yet been subjected to an independent review. Annexes 1. Maps of Iran and of Zagros mountains showing candidate sites; 2. Indicative list of wild relatives of commercial flora species 3. List of key Mammal, Reptile and Bird species in the Central Zagros Mountains 4. Information on site selection process 5. Basic ecological, biodiversity and socio-economic data on the candidate sites; 6. Preliminary Conceptual Models 7. Information related to Indigenous Knowledge in the Zagros mountains. 13 Annex 1. Maps of Iran and of Zagros mountains showing candidate sites; 14 Annex 2 Indicative list of wild relatives of commercial flora species Almond (Amygdalus sp) Apple (Malus Orientalis) Chick pea (Cicer spp) Fig (Ficus sp.) Grape (Vitis Vinifera) Pea vine (Lathyrus sp) Pistachio (Pistacia Atlantica, P. Ichinjuk) Pomegranate (Punica granatum) Tulip (Tulipa spp) Vetch pea (Vicia spp) Walnut (Juglans regia) Wheat (Agylops sp) Maple (Acer sp.) Myrtle (Myrtus Communis) 15 Annex 3 List of key Mammal, Reptile and Bird species in the Central Zagros Mountains 1- Mammals Allactaga euphratica Apodemus sylvaticus Arvicola terrestris Calomyscus bailwardi Canis aureus Canis lupus Capra aegagrus Cervus/dama dama mesopotamica* Cricetulus migratorius Crocidura russula Dryomys nitedula Ellobius fuscocapillus Felis chaus Hemiechinus auritus Hyaena hyaena Hystrix indica Lepus capensis Lutra lutra Martes foina Meles meles Meriones persicus Microtus nivalis Microtus socialis Myotis blythi Nesokia indica Ochotona rufescens Ovis orientalis Panthera pardus Paraechinus hypomelas Pipistrellus kuhil Pipistrellus pipistrellus Plecotus austriacus Rhinolophus euryale Rhinolophus euryale Rhinolophus ferrumequinum Rhinolophus mehelyi Sciurus anomalus * Sus scrofa Ursus arctos Vulpes vulpes 2- Birds Aegithalos caudatus Alectoris chukar Anas crecca Anas platyrhnchos Anas querquedula Apus apus Apus melba Aquila chrysaetos Ardea cinerea Caprimulgus europaeus Carpodacus erythrinus Cettia cetti Charadrius dubius Ciconia ciconia Cinclus cinclus Columba livia Columba palumbus Coracias garrulus Corvus corax Corvus corone Corvus frugilegus Coturnix coturnix Cuculus canorus Delichon urbica Dendrocopos medlius Dendrocopos syriacus Emberiza buchanani Emberiza cia Emberiza melanocphala Eremophila alpestris Falco pelegrinoides Falco subbuteo Falco tinnunculus Ficedula albicollis Fulica atra Galerida cristata Garrulus glandarius Gypaetus barbatus Gyps fulvus Hippolais sicterina Hippolais pallida Hieraaetus fasciatus Hirundo rupestris Hirundo rustica Irania gutturalis Lanius excubitor Lanius minor Lanius senator Melanocorypha bimaculata Merops apiaster Milvus migrans Monticola saxatilis Monticola solitarius Montifringilla nivalis Motacilla alba Motacilla cinerea Muscicapa striata Oenanthe finschii Oenanthe hispanica Oenanthe isabellina Oenanthe lugens Oenanthe xanthopyrmna Otus scops Parus caeruleus Parus lugubris Parus major Passer domesticus Petronia brachydactyla Petronia petronia Phoenicurus phoenicurus Phylloscopus neglectus 3- Reptiles Ablepharus bivittatus Ablepharus pannonicus Coluber jugularis Coluber rovergieri Cyrtodactylus heterocercus Cyrtodactylus scaber Eivenis punctatolineata Eremias guttulta Eryx miliaris Eumeces schneideri Hemidactylus persicus Hemidactylus turcicus Laudakia nupta Mabuya aurata Malpolon monspessulanus Mauremys caspica Natrix tessellata Ophiomorus persicus Ophisaurus apodus Ophisops elegans Psammopis lineolatus Pseudocerastes persicus Scincus conirostris Spalerosophis diadema Spalerosophis microlepis Telescopus tessellatus Testudo graeca Trapelus agilis Tropiocolotos persicus Uromastix loricatus Vipera lebetina 16 4- Amphibian Bufo surdus Bufo viridis Hyla savignyi Neurergus kaiseri Rana ridibunda 5- Fish Barbus barbulus Barbus grypsus Barbus lacerta Capoeta damascinus Capoeta macrolepis Capoeta trutta Cyprinion macrostomus Garra rufa Glyptothorax kurdistanica Nemacheilus tigris Onchorynchus mykiss Salmo trutta Annex 4. Information on the site selection process Six candidate sites have been selected based on available information and preparatory field visits. These sites are Sabzkuh and Helen; Semirom; Dena and Yasuj; Miankotal; Oshtorankuh (Loristan) and Bagh-eshadi. Basic information on these sites is included in the Attachment below. Under the PDF, the steps towards selecting project sites are: Step 1 – Develop Detailed Site Selection Criteria Basically, the criteria should consist of: Global biodiversity value: measured in terms of endemism, degree endangered, species utilised by man (or related to such species), key or flagship species, uniquely adapted species. Degree of threats: the threats should not be so big that a GEF project would not be able to sustainably remove them. But they should be large enough to justify a GEF intervention. Provincial commitment to the project. Commitment should start at governor general’s office, and should include all concerned departments (not just DoE). Local commitment: At the site level, the protected area management and representatives of local stakeholders should be ready to cooperate on an international project. These stakeholders should be sufficiently flexible to attempt alternative development paths. National priority: the sites should be a identified as national priority for international cooperation. NGO support: Local and national NGOs should support the sites. Possibility of financing: from provincial government to baseline/increment, or from other sources. Suitability for successful reintroducing programmes, for example of Mesopotamian Fallow Deer and Asiatic Lion. Step 2 – Complete a Matrix, for each site, to Facilitate Comparison of Candidate sites Using the above criteria (and any others developed) a matrix shall be developed, with appropriate weighting to each criteria. Some criteria should be judged essential – and if the site does not so score high marks on essential criteria it will be excluded, even if it scores high marks overall. National consultants will be recruited to objectively complete the matrix. This will require a short visit to each site. Step 3 – Prepare Guidelines on the number of sites to be selected (estimated 2-3) Guidelines will be prepared to assist on choosing the number of sites. Possible arguments in favour of having more sites include: This would lead to conserving considerably more biodiversity; This would lead to dealing with a broader range of threats, and experience/expertise in dealing with a variety of threats will be developed. Possible arguments for limiting the number of sites include: This leads to an increased cost, both to GEF and to Government; 17 As both GEF and Government funds are limited, there is a danger that having more site would lead to resources being distributed too thinly to be effective; More sites leads to an increased demands for coordination. Step 4 – An independent review will make recommendations to Steering Committee Consultants recruited under the PDF will review the matrices completed under Step 2, and will recommend which site(s) should be included in the project. 18 Annex 5: Basic Ecological, Biodiversity and Socio-economic data on the candidate sites 1. Mount Dena Protected Area Basic Information 70% of the PA lies in Kohkiluye e Boyer Ahmad province, 30% lies in neighbouring Isfahan province. All the PA is managed by Kohkiluye. Total area of the PA is 120,000 ha, with a core zone of 25,000 ha. The PA was set up 12 years ago. There are 6 control stations, with 32 border guards overall. The altitude ranges from 1200 to 4500m asl. Around the edge of the PA, there are 51 villages on South side of mountain, 12 on North side, with an aggregate estimated population of 25-30,000. Livestock population is much higher. Each village has between 1000-5000 livestock. . Biodiversity Information More than 1000 plants have been recorded so far (equal to 15% of all Iran), with over 200 endemic to Iran, and over 60 endemic to Dena. Over 250 plants are known to be used for medicinal, aromatic purposes or as pigments. The Forest goes up to 2700m, above this level there is scattered trees, and higher only bushes and shrubland. Examples of large mammals include wolf, Persian squirrel, black bear, leopard, goat and sheep, many boar, jackal. All have good populations - except the sheep. Also lynx and caracal cat (this latter needs confirmation). Threats and Root Causes Mainly grazing and conversion to agriculture. Also, hunting is significant here, as the nomadic communities are hunters. Farmers also hunt wolves, bears and boar because they cause problems. There is a large population of nomads around the park, and many which use the park for grazing. Other Issues Problems as recognised by staff: need to buy-out private landowner in central area, 17 families on edge with livestock have permits for core zone, and DoE should buy these permits; population growing, have provided houses and gas; the PA is not yet formally registered, so cannot remove people from the PA; lack of guards, facilities and equipment; drought. There is an informal experiment to let shepherds come and collect food for grazers, rather than bringing in the animals in ad-hoc. The PA receives many requests for additional permits to graze in the area, since it has good pastures. The PA owes its good status to its difficulty of access. This is changing, with the recently opened airport at Yasulj, and the roads under construction. 2. Sabzkuh Protected Area Basic Information The PA lies in Chahar Mahal and Bakhtayari Province, and covers 62,000 has. There are many villages on edge of the park (approx. 25,000 people). 19 Biodiversity Information The Sabzkuh protected area includes three distinct climatic regions: cold, temperate and sub-tropical. In the cold regions many endemic plants are found alongside Oak trees which are few and dispersed and present mainly on western slopes. In this region (2500 – 2550 meters) a kind of Astragalus Sp. is dominant with dispersed Rhamnus kurdica. In lower altitudes Fritillaria sp., Ranunculus sp., Allium hirtifolium, Arum sp., Fixiolirion tataricum and many kinds of graminae are found. In temperate region (2300 - 2350 meters) the dominant species in medium and lower heights are Oak trees. Other species occurring in these and lower altitudes include Amygdalus sp. (Almond), Acer sp., Fraxinus sp., Crataegus sp., Pistacia sp., Daphne sp., with Graminae (Poa, Bromus, Hardeum), Centaura sp., Tulipa sp., Allium sp. Geranium sp. in lower parts. In altitudes ranging between 2000 – 1500 meters semi-humid Oak forests with the dominance of Iranian Oak (Querqus brantii) occur with herbaceus communities like Graminae, Paparer sp., in the warm (subtropical) region. The mammals found in the Sabzkuh area include the wild goat or Ibex, bear (Ursus arctos), panther (Panthera pardus), wild forest cat (Felis chaus). Significant populations of Hystrix indica and wildboar (Sus scropha) are found, as well as medium populations of rabbit (Lepus capensis), Persian squirrel (Sciurus anomalus ), Fox (Vulpes vulpes), Wolf (Canis lupus), Stone marten (Martes foina), Badger (Meles meles), Hyaena (Hyaena hyaena), Sirds (Meriones sp.). There are different species of bats living in the region which need to be further studied, apparently Myotis Sp.is the dominant group and it is believed that Rhinolophus Sp. and Pipistrellus Sp. Are found here as well. Generally birds from Polacedae, Fringillidae, & Cooridae are present in the region. In higher altitudes Falco naumanni , Falco tinnuncuculus , Sitta neumayer and Garrulus glandanius are also found. Near villages there are Hirundo rustica , Ma tin, Merops apiaster. In Chal Ghochi region Oenanthe aenanthe , Oenanthe lugens , Oenanthe finchi are found. In the warm (sub-tropical) region different kind of warblers, bunting, Oennanthe lugens, Oenanthe oenanthe, Pyrrhocorax graculus are found. In high mountains of Sabzkuh Golden Eagle (Aquila chysaetos) as well as Tetragallus caspins are found. Among reptiles, several lizards occur in the area, especially Ophisops elegans is found in the range of 2500 meters with a good population. The population of Amphibians seems high near Barjoie Post with Rana and Bufo species. Several species of fish are found, including Cypoinius capio found in Chughakhur wetland. Threats Overgrazing Conversion - land is so hilly, that any tiny piece of flat land is farmed for wheat. Minor wood collection for fuel. There are mines in the buffer zone Many faults lead to landslides and erosion Other Issues Outlying areas of the park are badly degraded. There is a proposal to expand the area by 43,000 has. This is part of government’s new programme to have 10% of forest protected in the country. It is estimated that 5 years of full protection would regenerate green cover fully on all slopes in the PA. It would probably take 15-20 years for the forests to fully grow. Village councils, and religious leaders are very influential and respected here. One religious leader may cover several villages. There is an ongoing government programme to collect small villages into one larger village (of approx. 1500 people). They are provided with good basic services and free gas. 20 3. Semirom Area Basic Information Semiron area lies in Esfahan province, at 30°43’ to 31°51’N and 51°17’ to 51°57’ E. The area of the proposed candidate site is about 5224 km2 annd is not presently under a protection status. Altitude ranges from 1300-2500m. Population of Semirom district is concentrated in 1 city (Semirom) and 139 villages. The total population of the area is estimated at 85190 persons (23443 living in the city, 43988 living in rural areas). Totally there are 14646 families living in Semirom, of which 4308 families live in the city and 5722 families live in rural areas. Nomad communities comprise to 2816 families. The nomads belong to the Qashqai tribe. They spend their summers in Semiron and their winter quarters are in Fars, Kuzestan and Boyer Ahmed provinces. The number of livestock in Semirom district in general comprises to 1.700.000 sheep and goats, 250 pure local cows and calf, and 17390 mix-blooded cows and calf. Rainfall is less than 400 mm/year. There are large temperature fluctuations, with maximums between –10º and +30º C. Biodiversity Information Cold steppe land and dry mountainous wood land. Brown bear, leopard, wild cat, ibex, wild sheep, Persian squirrel are common. Birds: Many passerine, many falcons (including 2 endangered species), Persian Snow Cock. See ‘Other issues’ below for key plant and insect species. Threats and Root Causes Early grazing Overgrazing Bush cutting and coal mining by local communities. Converting rangelands to low output farms Lack of balance between livestock and capacity of rangelands Clean water maintenance and contaminated surface water problems Disease and pests Predators of the insect Cyamophilia dicord raginova Other Issues The area is the principal ground for the unique plant Astragalus adscendeng. This produces a special gum in summer (110 days after being bitten by the insect Cyamophilia dicord raginova) The gum is expensive and is used and exported mainly for medicine. Plant and insect are both endangered now. In 1990, about 2,000 people earned a living collecting the gum. During collecting period, can collect 220kg (worth $10,000) per hectare. By 2000, the yield was down to below 0.04% of original. 4. Miankatol Protected Area Basic Information Lies in Fars Province. The PA covers 58,000 ha and includes all the small mountains and plains between Arjan and Parishan lakes. The area is covered by dense oak forests and is protected by DOE since 1992. There are only 2 stations, and 8 staff, working on the central controlled area of 7000 has. There are plans to reintroduce the Persian fallow deer in this area (see below). The altitude range is from 800 – 2900 m asl. Budget: $15,000/year. 21 The area is qualified to be, but is not yet an MAB site. Part of this area was once proposed as a possible place to reintroduce Persian Lion – this proposal is still pending. There are 25 villages in and on the edge of the PA, with populations estimated to be in the range 3040,000. Within the PA no agricultural activity is permitted since the whole area was purchased from local people about 20 years ago. Thus natural conditions exist and the natural vegetation is retained. Biodiversity Information PA lies between 2 zones, its southern end is (sub-) tropical, its northern end is temperate. Sheep, fox, wolf, leopard, bears and others have good population. Wild goat is also found though the population is under stress. Inside, near the core zone, healthy oak forest is found (with 2 dominant species). Checkered lily (Fritillaria) and other tulips, orchids, irises, and Sternbergia are found in the area. Fresh oak shoots nettle trees (Celtis), wild almond (Amygdalus), hawthorn (Crataegus), and many Astragalus aging from 1-4 years are found. Many endangered plants of Zagros have established themselves in the 7,000 ha core area and are increasing in number. Birds such as Jays, Partridge, various tits, woodpigeon, and finches live in the area. Threats and Root Causes Population living around the edge of the park is quite large, and there are many nomadic communities relying on natural resources. Hence the main threats are overgrazing and conversion to agriculture. Other Issues Reintroduction of the Mesopotamian Fallow Deer (MFD). This species was found here over 100 years ago, and was widespread in Syria, Iraq, Lebanon and Palestine. For many years, no specimens were found, and the species was thought to be extinct. Approximately 40 years ago, some were spotted in the north [art of Zagros mountains (Khouzestan province). They were all transferred to small, very protected area in Caspian. Some were sent to German zoos. The population became almost domesticated. There are now large numbers living in captivity in foreign zoos. From the population in the Caspian site (which is hoped to be pure MFD), some were reintroduced into the natural habitat in Miankotal 9 years ago. Since then, the Miankotal population has grown from 15 to 28. This is 1 of only 2 populations in natural conditions, and ‘wild’ conditions. Total population of MFD in Iran is 250. They are fenced in 170 ha at centre of PA which is being enlarged to include the entire 7000 ha core area. The area is very closely monitored but remains close to natural conditions. 5. Baghe – Shadi area Basic Information Baghe-Shadi area is located in Yazd province, approximately 29.5º N. The highest point is 2,500m. The proposed project candidate site is 20,000 hectares, consisting of mainly mountainous woodland, and plain habitats. (60% of the area has a slope between 2% and 20%. The remaining 40% of the area is greater than 20% slope). The area is not protected at present. 3 villages are located in the area and each village has a population of approximately 10 families each comprising about 7-10 members. The population has access to one elementary school. The main livelihood activities include animal husbandry, limited agriculture (wheat and barley), and exploitation of natural products (such as nuts) for trade. Livestock consists of goats mainly and very limited numbers of sheep and calves. Biodiversity Information 22 Leopard, ibex and wild sheep are the most important big mammals. The area is also important for lizards and snakes. There is a good diversity of birds, falcons spp, partridge, land grouse, wood-peckers, bee eaters and corridae are present in the area. Almond and pistachio are dominant trees and shrubs. Good diversity of mountainous and plain flora. Threats and Root Causes Land degradation and desertification processes are ongoing. Deforestation and bush-cutting are common. Poverty, low education, and lack of environmental awareness are key factors. 6. Oshtorankuh in Loristan province Basic Information: The area of Oshtorankuh Protected Area is 74,250 ha. It is located at 48° 58’ to 49°25 E, 33°12 to 33° 28 N, in Lorestan province. The highest peaks are Mt. Sen Beran (4150 m), Mt. Sarsabz, Mt. Parizkuh, Mt. Darre Neygah. In general, the area has much higher elevation than the surrounding lands. Oshtorankuh area is the main source of Mohr-Zarrin, Marborreh, Gaharrud, Darre-Daie and Darre-Zardan Rivers. The number of settlements in and around the area includes 6 rural districts comprising 68 villages. Nomads are of Haftlang and Chaharlang belonging to the Bakhtiari tribe, which are present in the area in settled, semi-mobile and mobile situations. Total number of population in these rural districts is 62,355. 91% of these rural districts have educational facilities, 48.5 % have pipeline water, 23.5 % have electricity, and 54% have public bathrooms. Economic activities in the area mainly include agriculture, animal husbandry (cattle and birds), and honeybee keeping. Animal husbandry is the basic activity, and all of the 68 villages in the area have animal husbandries. Gahar Lake (49°16’40” to 49°17’48” E and 33°18’12” to 33°18’44” N) is located along a narrow valley and between two Oshtorankuh Zagrosic chains. It is 2350 m high, maximum depth is 28 m and more than half of the lake has a depth of over 20 m. The Gahar basin receives average rain of 931 mm per year, and is frozen 161 days in 5.5 months every year. Biodiversity information: The vegetation of the area is dividable into three categories: a) Forested area, basically including oak, willow, wild apple, wild pear and junipers. b) Shrub lands, where the most important plants are Almond (Amygdalus), wild oat grass (Asthenatherum), Daphne, hawthorn (Crataegus) and Cotoneaster. c) Rangelands, mostly covered with various Astragalus, Sage (Artemisia), Acanthophyllum, various Geraminae, Umbelliferae and Labiatae. The numbers of plant species recorded for Oshtorankuh area are 150. Wildlife species include 38 mammals (e.g. Ibex, brown bear, and panther), 93 birds (e.g. snowcock, various falcons and eagles, and many Passeriforms), 32 reptiles (e.g. turtles, snakes and vipers, many lizard), 5 amphibians (e.g. many toads and frogs), and 4 fishes. There are scattered records for a number of crustaceans, molluscs and insects for the area. Threats and root causes: - Grazing. Settled villagers have 168420 heads of livestock and the nomads have approximately 310000 heads. This puts a strong pressure on the vegetation of the area, which also has to provide the food for the wildlife. 23 7. - In very sharp slopes, soil stabilization does not occur and therefore the vegetation is poor. In the sharp slopes surrounding Gahar Lake, surface water flow is very strong and this has a high erosion power. The amount of eroded material entering into the lake is very high and in long terms there is this threat that the lake will be filled due to elevation of the natural bed and its consistency. - There are vegetation growth restrictions due to climatic conditions – such as low rainfall and continuous droughts. Bisotun Protected Area Basic Information: The area covered by the Bisotun PA is 300 ha, and it is located at 34°29’15” N, 47°20’06” E, in Kermanshah province. The highest peak of the area is Mt. Bisotun at 2800 m asl. There are 10 villages are within the area. Each village has an average population of 200, with 6-7 persons in each family. All have pipeline water and electricity, and most of them have schools (elementary) and health centers. Main activities of the rural people inside the area include agriculture and animal husbandry, except one village which animal husbandry is the sole activity. Cultivation is common even in villages with very steep slopes, and wheat fields continue along the slopes to almost near the peak of the mountains. Where the gradient is low, some forested areas are converted into agricultural lands and the trees are cut. Fruit gardens and animal husbandries can also be commonly seen. Local people use some specific wild plants to feed their herd. Large numbers of poplar trees, planted to be sold to the Kermanshah province paper factory, can be seen in large areas. A sand grind factory and an army base are near the protected area. Inside the area there is a Cement factory, which is a major pollution source to the area, and there are also some army constructions. Biodiversity information: Most of the area is covered with grasses and shrub lands. Oak forests begin above 1550m. Oak, maple, mountain almond (Amygdalus scoparia) and roses are dominant in 1600m. In northern slopes, hawthorn (Crataegus) and in the southern slopes Amygdalus arabica another almond species, are scattered. Other common plants are Scabiosa spp, Bromus spp, Zoegea spp, Echinops spp, Centaurea spp, Carthamus spp, etc. Mammals in the area include wild sheep and ibex, panther, wolf, jackal, hyena, fox, and wildcat. Important birds are partridge, swift, mourning wheatear, nuthatch, bee-eater, kestrel, griffon vulture, many warblers, etc. Threats and root causes: Overgrazing Conversion of forest areas to agriculture Land degradation on steep slopes 24 Annex 6: Preliminary Conceptual Models Threat: Agriculture Encroaching onto PAN Forest Land (this is not comprehensive and serves to illustrate ongoing processes and primary issues) Typical Interventions (shading indicates GEF nonly covers increment) Higher level Site level Underlying causes Negotiated agreement with possible financial compensation Project area level coordination mechanism Too few guards per hectare/PA too large Protected area management plan prepared together with community and implemented All PA is not fully registered Lack of management data Access to PAN is good Provincial DoE is unable to control illegal access Poor equipment Converting PAN and surrounding forest land to farmland Local people do not respect PA Provincial level coordination mechanism National level coordination Threat Some villages have legal acess, often pre-dating PA establishment Poor management capacity Local, biodiversity friendly, development plan Cause Awareness raising, through village councils and religious leaders No benefits to individual farmers from standing forest. ABS, innovative financing, land tenure reform Desire to maximise profits and income Agricultural enhancement, tourism, etc.. (not GEF) No economic alternative (related to unemployment and population growth) Negotiated agreement 25 Perceived and real Economic benefits to farmers Perverse incentive to convert land to obtain ownership Threat: Over Grazing (this is not comprehensive and serves to illustrate ongoing processes and primary issues) Typical Interventions Underlying causes Cause Threat (shading indicates GEF nonly covers increment) Higher level Site level Negotiated agreement with possible financial compensation Project area level coordination mechanism Local, biodiversity friendly, development plan Some shepherds have permits. Too few guards per hectare/PA too large Protected area management plan prepared together with community and implemented All PA is not fully registered Access to PAN is good Poor management capacity Lack of management data Provincial DoE is unable to control illegal access Unsustainable grazing in the PAN Poor equipment Provincial level coordination mechanism National level coordination Local people do not respect PA Shepherds see no economic benefit in protecting land Awareness raising, through village councils and religious leaders ABS, innovative financing, land tenure reform Agricultural enhancement, tourism, etc.. (not GEF) Negotiation/training with shepherds inside PA Desire to maximize profits and income Shepherds want large herds No economic alternative (related to unemployment and population growth) Low knowledge base Ineffective management system 26 Inappropriate grazing techniques Annex 7: Preliminary Information related to Indigenous Knowledge in the Zagros mountains. The Zagros mountains were traditionally inhabited by nomadic tribes. As little as fifty years ago, more than half of the population of the mountains was nomadic. Moreover, as most of the nonnomadic population lived in a few small towns, outside of these towns the percentage of nomads was almost 100%. Nomads now make up about 10% of the total population of the Zagros mountains. There are approximately 800,000 nomads in the Zagros mountains. This is almost three-quarters of all Iran’s nomads. In order to survive the relatively harsh conditions, the nomads developed a detailed knowledge of the mountains and the ecosystems, particularly the many uses of the plant and tree species present in the mountains. Also, they developed complex management systems to sustainably manage the forest, land and water resources in the mountains. The knowledge of uses of species, and these specific management systems, made up the most significant components of the Indigenous Knowledge of the nomadic people in the region. The nomadic tribes also had an intricate internal governance system– the Khan system. Tribes had an hierarchical system of leaders, known as Khan. At the highest level the Khan would be very powerful, and could represent hundreds of thousands of nomads in discussions with other outside parties and governments. In the 1960’s, active policy and incentive measures were taken to sedentarise the nomads, and to break up the internal governance structures. These measures have been largely successful - hence the much smaller number of nomads today. Also the Khan system has largely disappeared in most areas. There were some negative consequences of these policies, for example: - an almost total break down in the natural resource management system. The traditional systems of management were not replaced with any effective system. The land is now treated as common land, used by nomads, former nomads, villagers and migrants. Shortterm ‘mining’ of resources now takes place. The result is an advanced degradation of much of the land and water resources, as indicated by the quadrupling in erosion levels, and the doubling of flood events, since the policies were introduced in the 1960’s (these figures apply to Iran generally); - a loss of some knowledge related to the plants and trees and their possible uses; - the lack of leadership and governance inside the tribes. Most nomads now have no clear representatives to represent them in dialogue with outside bodies. Nomads now act in isolation, independently. It is difficult for them to organise; it is difficult for outside organisations to interact with more than a small number of nomads. Unfortunately the extent and details of the indigenous knowledge in the region were never well documented and are not well known. From the little that is known, and based on experience in other regions, it is highly likely that some of the IK would be useful in the fight to conserve the 27 region’s biodiversity, and in support of the local sustainable development process. It is therefore worth documenting and then conserving the remaining IK. The first step towards conserving the IK would be to study its scope. Some information on the indigenous systems to manage land, forest and water resources in the Zagros mountains - limits were set on the number of livestock allowed to graze pasture land, and on the seasons when grazing was allowed; payments were made for the use of water; migration routes were controlled; nomads avoided planting camps near springs, to avoid contaminating the water; nomads kept camels as well as goats, to balance the grazing pressure on the land; nomads raised poultry, which graze on weeds as well as providing a diversified food source; nomads used correct plants and methods in order to manage agriculture on slopes; on the birth of a child, a tree would be planted to provide for the child in later life (a walnut tree for a daughter, a poplar tree for a son); in water scarce areas, nomads planted fig trees in deep square holes. Information on Indigenous uses of local plants in Zagros mountains14 A- Wood: Mainly oak, nut and nettle tree 1- Quercus Brantii var. persica 2- Q. Brantii var. belangeri 3- Q. libani (In northern Zagros only) 4- Q.infectoria (In northern Zagros only) 5- Juglans regia 6- Celtis caucasica Acorns are used traditionally for food and for making bread, and for medicinal purposes, and some uses suggest it could be used at industrial levels (eg. to clean waste water). B- Fuel: Shrubs and Bushes like Astragalus and others, as well as tree lops. The scope of this use has relatively decreased in comparison with the past. C- Gum: The gum extracted from some plant species is used in production of cosmetics, medicines, and industrial glues (for gluing diamonds and other jewelry). Those are mostly exported to other countries. 1- Ferula spp. 2- Pistachia Khinjuk (used in chewing gums) 14 Prepared by Tahere Eftekhari, Botany Section, National Museum for Natural History 28 3- P.atlantica subsp. kurdica (used in chewing gums) 4- Astragalus spp; especially A.gossypinus (gum tragacanth) The insects (Order Psylloidea) and the plant (Astragalus) are used in the production of a gum used for making confectionaries. D- Food: 1- Pistachia Khinjuk (Fruit) 2- P.atlantica subsp. kurdica (Fruit) 3- Quercus Brantii (Seeds) 4- Q. libani (Seeds) 5- Q.infectoria (Seeds) 6- Punica granatum (fruit is used through grafting) 7- Rubus sp. (Fruit) 8- Allium hirtifalium (endangered, but the bulbs still widely used) 9- Vitis vinifera (Fruit) 10- Mentha spp. (Leaves and young shoots) 11- Crataegus sp. (Fruit) 12- Allium porrum (Leaves) 13- A.sativum (Leaves and bulbs) 14- A.akaka (Leaves and bulbs) Some medicinal plants are being used for depression and anti-pain, and one is currently being investigated for possible uses for AIDS. Many plants are used to make pigments. Many aromatic plants are also utilised. 29