PSYCHOLOGICAL EVALUATION (Confidential) Name: Date of Birth: Age: Referred by: Place of Examination: Date of Examination: Date of Report: Examiner: Adam Client May 10, 1987 19 Psychiatrist’s Name A private practice in Illinois 2006 2006 Carol L. Oster, Psy.D. Reason for Referral: Adam Client was referred for testing by Dr. Psychiatrist to clarify reasons for his recent academic struggles, determine whether he has a learning disability, and facilitate academic planning. Procedures: Clinical Interview of Mr. and Mrs. Client and Adam Wechsler Adult Intelligence Scale III (WAIS-III) Woodcock-Johnson Test of Cognitive Ability – Revised (WJ-Cog-R) Woodcock-Johnson Test of Achievement – Revised (WJ-Ach-R) 16 Personality Factors Test (16PF) Background Information: The following background information is an amalgamation of data from interviews with A and his parents. At the start of testing, Adam Client was an 18 year old college student who had just returned home from his second semester at Xxyy University, where he intended to major in writing. Adam reported that he had left college because he felt intimidated by how talented the other writing students were, and because he heard stories about how hard it is to break into writing as a career. He felt hopeless about his chances for success. According to Mr. and Mrs. Client, Adam did well enough in college classes except for one class, which they feel he should have dropped. They stated that writing is not actually one of Adam’s strengths, in their view. They pointed out that Adam has never liked to “show his work” on tasks, that he dislikes writing with a pencil or pen, preferring a computer, and that he has trouble getting started on tasks. Adam concurred that he has never wanted to A Client 2 bother with “busy work”. In fact, in third grade, the entire class was on a reward system for perfect homework, and Adam was often the only one who did not turn in his work, even though the whole class pressured him to do so. He remembered, “I just didn’t want to do it,” and wondered, “Did I feel I was above it?” Adam reported that he graduated high school with a 2.0 grade point average, and that he was admitted to the college of his choice and a top writing program on the strength of his ACT score of 29. This was the only school he applied to, and they accepted him without seeing his high school transcripts. Adam is not sure what he will do if he does not pursue writing, but is considering education and business as alternatives. His parents said they would have predicted he would have chosen a science, such as veterinary medicine or marine biology. They were concerned that he is choosing a major based on what his friends choose, rather than selecting something in line with his own strengths and interests. Adam reported that he participated in the high school radio station, serving as sports journalist. Adam and his parents reported that he was an early reader and that he always had exceptionally strong memory. Adam reported he was the spelling bee champion in 4th and 5th grade. He learned math quickly and easily. He states that his favorite subject is history, especially American history, and he described himself as a history buff. Math is his least favorite subject, because he finds it repetitive. He described his science skills and interest as “middle of the road”, pointing out that he is color blind, and that the color blindness “screws [him] up inside,” making scientific observations difficult and frustrating. Despite his academic strengths, Adam’s grades varied throughout junior high and high school. He reported that his grades according to how lenient each teacher was regarding homework and completion of other “busy work.” He has difficulty initiating tasks, but “gets it done in the end.” He said it has always been a struggle to get started, and that he “just needs to do his stuff” in order to do well. His standardized test scores have always been above average. Adam had hernia surgery in fourth grade, and two fused vertebrae in eighth grade. He also reported he has had “a few concussions” from football and lacrosse injuries, in spring 2005 and “about four years ago”. He recalls that, “My head hurt for days,” but does not remember any medical attention for either of the concussions. His parents are unaware of any head injuries, and Adam reported that the coaches mostly had him “shake it off” when he hurt himself. He has no history of ear infections, high fevers, or other illnesses beyond those typical in childhood. Adam’s father reported that he himself has difficulty with spelling and writing, and in fact left a job because it demanded too much writing. Adam’s maternal uncle has “the same issues” as Adam does, although Mrs. Client wondered if perhaps her brother is underachieving due to laziness. Adam’s cousin has “some kind of processing problem” and is an “underachiever”. There is no other history of mental illness or learning difficulties in the family. A Client 3 At the time of testing, Adam was working as a teacher’s aide at an elementary school, a job he very much enjoyed. He added janitorial duties to this at the end of the elementary school year, which meant that he would be working full-time during the summer. He spoke appreciatively of his relationships with adults at his job, and indicated his work was supporting his budding interest in teaching. He had been in therapy with Dr. Psychiatrist since his return from college, with a diagnosis of major depression. Behavioral Observations: Adam is a 19 year old college student who was both tall and “husky” in appearance. He typically arrived for sessions wearing shorts, sandals, and a t-shirt. Although he was very cooperative, friendly, and generally responsible, he had shorter persistence than would be typical for his age. He usually “lost steam” within an hour or so of testing, and generally did not sustain his effort beyond a second hour. Most teenagers younger than he are able to sustain effort in 3-hour blocks with a break half-way through. At times, Adam appeared inattentive to auditory stimuli, particularly if those stimuli were accompanied by visual materials. He focused better when he could read along with verbal stimuli than when stimuli were presented only verbally. He used reading to focus his attention. When tasks required writing, Adam used extremely light pressure, barely touching pencil to paper and using a grip more appropriate to painting than writing, and he did not use pencil and paper to help with verbal math problems until he absolutely had to. Within the limits of his ability to tolerate the length of testing sessions, Adam was cooperative, invested, and persistent on challenging tasks, returning to items he had difficulty with to try again. He needed no prompting to begin tasks, but did sometimes seem ready to give up before he completed a task or before time ran out. His responses sometimes had unusually long latencies, as if he was having trouble retrieving what he knew. Based on his cooperation and effort, the results are likely to be a valid assessment of Adam’s current functioning. Results: Adam’s performance on the WAIS-III earned him an overall IQ score of 122, which is within the superior range of intellectual functioning, higher than 93% of persons his age. (IQ scores of 90 to 110 are average.) Were he tested again, there is a 95% chance that he would score between 117 and 126. WAIS-III subtests cluster in four broad areas of cognitive functioning called Indexes. Adam’s index and subtest scores are as follows. Index scores of 90 to 110 and subtest scores of 8 to 12 are average. Percentile indicates his standing relative to others his age. 4 A Client Index Verbal IQ Verbal Comprehension Index Vocabulary Similarities Information Comprehension Working Memory Index Arithmetic Digit Span Letter-Number Sequencing Score 130 129 Percentile Index 98 Perceptual IQ 97 Perceptual Organization Index 19 10 16 16 108 14 12 8 70 Picture Completion Block Design Matrix Reasoning Picture Arrangement Processing Speed Index Coding Symbol Search Paired Recall Free Recall Score 110 123 Percentile 75 94 11 15 15 10 91 27 7 10 9-25 50 Adam’s Verbal Intelligence (VIQ) and Perceptual Intelligence (PIQ) scores are significantly different, due entirely to the impact of his Processing Speed score on his PIQ. The implications of this are addressed below. Verbal tasks on the WAIS-III are of two types: those measuring verbal comprehension and those measuring working memory. Verbal Comprehension tasks required Adam to define words, answer common-sense questions about social situations, demonstrate his fund of general information, and identify similarities between two concepts or words. On these tasks, Adam scored in the very superior range. His vocabulary is particularly strong, and his fund of general information is also a strength. Compared to his other verbal abilities, his ability to handle abstract verbal concepts is relatively weak, although still in the average range. This suggests that he is likely to interpret things more concretely or literally than would be expected, given his overall intelligence. The subtests that make up the construct Working Memory measured Adam’s ability to keep information active in memory long enough to perform some cognitive operation on it. Working memory is engaged when, for example, Adam tries to remember multiple things he needs to do without a “to do list”, perform mental math, or take organized lecture notes as the professor talks. Both Adam’s immediate auditory recall of meaningless information (Digit Span and Letter-Number Sequencing) and recall and processing of meaningful information (Arithmetic) are assessed in this area. Adam’s Working Memory score is average to low average, and significantly below what would be predicted from his Verbal and overall IQ. A probably has a harder time retrieving what he knows from memory, and keeping it in mind long enough to solve problems, than would be expected from his overall ability. Relatively low working memory can make it difficulty for him to demonstrate what he knows on tests, particularly essay tests where he has to keep in mind not only complex instructions, but also an array of facts. Adam probably experiences this problem most acutely when he is struggling to master or express his understanding of novel A Client 5 material, where his prior learning does not provide him with easy cues to aid recall. As he begins to learn a new task, he will struggle to remember new concepts “on the fly”, but as he becomes familiar with the vocabulary, concepts, and relationships in new material, his performance will more closely match his potential. Non-verbal tasks on the WISC-III are of two types: those measuring visual-perceptual reasoning, and those measuring speed of information processing. The first of these, Perceptual Organization, required Adam to use visual models to guide hands-on problem solving, understand visual concepts, use abstract reasoning to solve visual problems, and distinguish between essential and non-essential visual detail. Adam’s performance in this area was in the superior range, comparable to his Verbal Comprehension. He performed relatively better on tasks that required abstract visual problem solving, and less well when attention to visual detail or visual analysis of social situations was required. He may be more successful using his strong visual talents in puzzling out how things fit together or work than he is in understanding social situations using visual cues. That is, he may not “read people” as well as he would like to, and this may come across as lack of social grace at times. The difference between his visual and verbal abstract reasoning abilities, as measured by the WAIS-III, reinforces the hypothesis that he has difficulty expressing what he knows. Processing Speed subtests assess the speed with which Adam learns, and his visual attention and alertness. The resulting score is a general indicator of the speed with which he learns new material, integrates new information with what he already knows, and processes information. Adam’s Processing Speed score is in the average to low-average range, significantly lower than all of his other scores. His lower processing speed likely impairs his performance on a variety of academic tasks, including reading comprehension, performance on tests and other time-limited tasks, note-taking, and so on, because it takes longer for Adam to incorporate and respond to new information. It will take more repetitions for him to register new material than would be expected from his general intellectual ability. Working memory and processing speed are vulnerable to neurological problems such as learning disabilities, injury, and neurological disorders. The General Ability Index is calculated from the WAIS-III subtests that are less reactive to neurological problems, and is used in place of the FSIQ when there is a significant difference between the person’s verbal and perceptual reasoning on the one hand and working memory and processing speed on the other hand. The GAI is considered to be a more pure assessment of overall ability. Adam’s GAI is 131, significantly higher than his Full Scale IQ of 122. The difference indicates that Adam’s lower processing speed and working memory are significantly affecting his cognitive functioning. The Woodcock-Johnson Test of Cognitive Abilities – III also assesses intellectual processes and helps identify information processing deficits. Comparison with the WISCIV sheds further light on any problems identifies by the first test. The Woodcock-Johnson Achievement Test – III, in contrast, is generally taken as an assessment of the person’s acquired knowledge compared to that of age mates. Both information processing problems A Client 6 and differences between ability and achievement may suggest a learning disability. The subtests of the Woodcock-Johnson cluster in various ways to reveal strengths and weaknesses, and Adam’s scores are reported on the next two pages. Adam’s pattern of relative strengths and weaknesses on the WJR-Cognitive Test is consistent with his performance on the WAIS-III. His Verbal Ability, the best indicator of overall intelligence, is superior, virtually identical to his FSIQ on the WAIS-III. His memory and his processing speed are both average to low average on this test, significantly below his Verbal Ability. Further, both of these functions fluctuate depending on the type of task. Where the task calls for not just reacting but also working through a problem, his processing speed is lower. Since academics require judgment and processing of complex information, his processing of academic tasks will be much slower than predicted by his overall intelligence. Of particular concern is Adam’s very low delayed recall of both visual and auditory information. Delayed recall is the ability to pull information from memory after a longer period of time – in the case of this test, after a half hour to an hour. Adam’s scores on measures of delayed recall are in the lowest one percent of the population, suggesting that what he learns is either not easily transferred to his long-term memory (He remembers it when asked to repeat, but cannot remember it just a short time later.) or that he is having difficulty accessing what is in his long-term memory (He knows it, but cannot easily pull it out of memory.). Either of these will seriously impact academic functioning, particularly on tests. Adam’s scores on the WJR-Achievement test indicate that his overall academic achievement (Total Achievement = 112) is lower than would be predicted by his general ability (GAI = 131). In some areas, particularly speed of academic performance (Academic Fluency = 104), the difference between expected and observed performance rises to the level of a learning disability. In other areas, such as his written language skills, his performance is superior, in line with his overall ability. The effects of lower processing speed and memory are evident in his scores on Story Recall, Understanding Directions (which requires working memory), and all fluency tasks. (Fluency = speed.) He needs extra time to complete in-class tasks such as time-limited tests. Adam’s written language skills and reading skills are much stronger than his oral language skills. The primary reason for the discrepancy is his difficulty with rapid processing of what he hears. He will learn best from reading, and he will best express what he knows in writing. He will need both adequate preparation time and supportive materials to manage oral presentations in front of groups, and he will need supportive materials to help him capture lecture material. (Discussion of test results continues on the bottom of page 8.) 7 A Client W-J Cognitive Results Cluster/Test Verbal Ability Cognitive Efficiency Decision Speed Cognitive Fluency Comprehension-Knowledge General Information Verbal Comprehension Knowledge Working Memory Numbers Reversed Auditory Working Memory Memory for Words Long-Term Retrieval Visual-Auditory Learning Retrieval Fluency Delayed Recall Visual-Auditory Learning Delayed Short-Term Memory Fluid Reasoning Concept Formation Analysis-Synthesis Planning Processing Speed Visual Matching Decision Speed Pair Cancellation Broad Attention Numbers Reversed Auditory Working Memory Pair Cancellation Executive Processes Concept Formation Planning Pair Cancellation Visual-Spatial Processing Spatial Relations Picture Recognition Planning Functioning Level 56 84 74 84 60 45 55 34 28 Standard Score 122 100 94 104 122 121 122 118 96 115 78 92 101 98 111 Z=-4.17 Z = -5.95 102 115 110 115 104 98 102 94 91 83 7 28 50 74 60 28 47 60 35 60 115 78 91 100 110 104 91 99 104 94 104 High Average Below Average Average Average High Average Average Average Average Average Average Average %ile 93 51 34 60 93 92 93 88 40 83 7 30 53 44 78 Superior Average Average Average Superior Superior Superior High Average Average High Average Below Average Average Average Average High Average Very Low Very Low Average High Average High Average High Average Average Average Average Average Average 8 A Client W-J Achievement Results Cluster/Test Broad Reading Letter/Word Identification Reading Fluency Passage Comprehension Basic Reading Skills Reading Comprehension Story Recall Story Recall – Delayed Word Attack Reading Vocabulary Oral Language Understanding Directions Oral Expression Listening Comprehension Oral Comprehension Picture Vocabulary Broad Written Language Spelling Writing Fluency Written Expression Writing Samples Basic Writing Skills Editing Punctuation & Capitalization Broad Math Calculation Math Fluency Applied Problems Math Reasoning Quantitative Concepts Academic Skills Academic Fluency Academic Applications Academic Knowledge Total Achievement %ile 72 82 57 81 82 80 51 74 69 60 28 61 58 75 63 95 95 75 87 94 93 72 90 63 46 45 77 71 61 87 60 87 80 80 Standard Score 109 114 102 113 114 112 100 Z=.61 110 108 104 91 104 103 110 105 125 125 110 117 123 122 109 119 105 98 98 111 108 104 117 104 117 113 112 Functioning Level Average High Average Average High Average High Average High Average Average Average High Average Average Average Average Average Average High Average Average Superior Superior High Average High Average Superior Superior Average High Average Average Average Average High Average Average Average High Average Average High Average High Average High Average (Discussion of test results continues here.) Adam’s pattern of scores on all tests is not attributable to depression or other emotional factors alone. Research demonstrates that depression has a mild impact on processing speed, and little impact on memory as assessed by these tests. Emotional or motivational factors are, therefore, not adequate explanations for Adam’s test results. A Client 9 Throughout the tests, Adam’s pencil grip was very atypical, and his strokes on paper were typically very light, almost as if it is painful for him to produce typical pressure on paper. This needs evaluation by a doctor specializing in hand and wrist, with attention to possible explanations such as carpal tunnel syndrome or other nerve or muscle damage. Adam also took the 16 Personality Factors Questionnaire (16PF), to determine how emotional and personality factors contribute to his academic difficulties, and to help identify personality strengths and patterns that may help him make decisions about his education and career. The 16PF is frequently used in career counseling and in counseling individuals with no psychopathology. Adam’s responses on the 16PF were typical of an individual with above-average creative potential. He is likely to be nurturing of others, and to have altruistic motivations. He is also likely to be more emotionally responsive than the typical male, reflected in his parents’ view of him as “sensitive”. Adam has a strong imagination and a tendency to be absent-minded. He is more interested in ideas than practical details, and probably needs to consciously attend to details when needed. He can be creative and innovative, yet logical, in his problem-solving. He has a strong independent streak, and can be quite stubborn about doing things his way. His communication style is likely to be assertive and direct. He may occasionally come across as so self-assured as to be “smug”, but this likely covers some anxiety about his abilities, and will likely moderate to a confident demeanor as he finds himself in his early to mid-career. Adam’s overall style is similar to individuals who seek out and are both successful and happy in careers that allow independence, creative self-expression, and strong nurturing connections with others, while rewarding assertiveness and forthright communication. His scores were most like those of school counselors, social workers, elementary school teachers, career counselors and personnel managers, but also similar to bank managers and persons in sales and real estate. The skill set for each of these careers includes sensitivity to others’ needs and desires, the ability to communicate, and an ability to invest in the success of others. Further, each of these careers requires the professional to be independent in judgment and action. For example, a teacher must be sensitive to what a student needs in order to learn, the ability to communicate new material, dedication to helping students succeed, and the ability to function without supervision and to direct the activities of an entire classroom of children. Real estate sales requires the ability to draw out from the buyer or seller what they need, dedication to meeting those needs, the ability to communicate well with adults, and strong independence and competitiveness. Adam’s scores were only moderately like those of professional writers or journalists, suggesting that his initial choice of writing may not be a good fit for him. His more recent interests in education and business are better fits. If he seeks a career in business, however, he should focus on people rather than products or profit, to best match his strengths and personality. 10 A Client Summary: Adam Client is a 19 year old college student referred for testing to determine whether he has a learning disability that might account for his history of poor academic performance relative to his apparent overall intelligence, and to provide additional guidance in academic decision-making. Adam participated willingly and cooperatively in testing. He earned a superior intelligence score (FSIQ = 122). His General Ability Index of 131, in the very superior range, is a more accurate indication of his overall intelligence. Adam’s average to low average processing speed and his average working memory are significantly below his GAI, and indicate the possibility of some neurological problem that may be attributable to either learning disability or possible sports-related injury. Adam’s achievement scores were inconsistent, reflecting the relative influence of memory and processing speed on the tasks on the test. His strengths were in reading comprehension and written expression. He demonstrated a serious weakness in delayed recall, and a relative weakness in processing speed or academic fluency. The differences rise to the level of a non-specific learning disability due to impairment of critical information processing functions necessary for learning and academic performance. Throughout testing, Adam used a very unusual pencil grip and very light writing pressure, suggesting the need for further evaluation by a hand/wrist specialist, or possibly neurologist. Adam’s 16PF responses indicate he will do well in fields that engage his creative, expressive, nurturing, independent, and assertive characteristics. These include teaching, counseling, sales, and similar people-oriented careers. Diagnosis: Axis I: Axis II: Axis III: Axis IV: Axis V: Previously diagnosed with depression by Dr. Psychiatrist Learning Disability NOS – deficits in processing speed, retrieval, and working memory None, per client and parent report. Past history of possible concussions. Rule out problems with grip strength or other explanations for unusual pencil grip and light pencil pressure. Psychosocial Stressors: Moderate: academic problems and confusion about career and academic direction. Global Assessment of Functioning: N/A to this assessment. Recommendations: 1. To address Adam’s relatively low working memory and problems with delayed recall: a. Use memory aids whenever possible. These may include simple steps such as making lists or using Post-a-Notes to remember daily tasks to using a 11 A Client b. c. d. e. f. day-minder, appointment book, the alarm setting on a cellular phone, or a Palm Pilot type of device. Use mnemonic devices to help remember important information for tests. These include things like using the acronym HOMES to remember the Great Lakes. Ask teachers for similar memory “tricks” for critical information. Another method to improve memory is to tell oneself a memorable story about the information that includes strong auditory or visual clues. Relate new information to information you already know, to make it more familiar. Look for parallels and commonalities to enhance both learning and recall, and to speed up recall. Utilize repetition to both register and practice rapid recall of new material. Take in information on multiple modalities: read it, listen to it, do it, recite it to yourself. This provides multiple opportunities to learn and to register the information in more than one way. 2. Adam’s low processing speed, particularly in combination with his relatively low working memory and impaired delayed recall, significantly impair his academic performance and rise to the level of a non-specific learning disability requiring accommodation. The following accommodations and suggestions address this issue: a. Provide extended time for in-class assignments such as tests. b. Allow taping of class lectures so that he does not have to take in everything at once. c. Provide copies of notes, or facilitate note-sharing, so that Adam can both attend to the lecture and be able to compare his notes to those of a peer to be sure he has gotten down everything he needs. d. Reduce demands on rapid retrieval by allowing full preparation for any verbal tasks. I.e., do not require extemporaneous verbal presentations. e. Reduce the length and complexity of verbal instructions. Present verbal instructions as a series of steps. Supplement verbal explanations with written instructions. f. Allow written demonstration of what he knows rather than grading on verbal participation. 3. A can address his slower processing speed by the following: a. Compare your class notes with those of a peer to make sure your notes are complete. b. Pad your schedule to make sure you have adequate time for homework, papers, and other tasks. Give yourself a “time and a half” accommodation. c. Develop a habit of asking for repetition and clarification of points in a lecture. This earns you “participation points.” Further, if you have a question about the material, others in the class do, too! d. Repeat important information in conversation or discussion, to give yourself more time to register and respond to it. 12 A Client e. Develop “scripts” for gaining extra time, such as, “Let me think about it and get back to you,” or “Let me check on that before I commit myself,” or “I wonder if we need more information before we finalize what we’re doing.” 4. To address observed pencil grip problems include: a. Follow up with a hand/wrist specialist to evaluate Adam’s difficulties with writing using a pencil or pen. b. Adam should be allowed to complete class work and in-class tests using a computer rather than using handwriting. 5. In regard to career direction, while writing requires the independence, assertiveness, competitiveness, and interest in others seen in Adam’s personality, it is not a good fit for him due to his strong compassionate and altruistic interest in fostering others’ development. Journalistic writing’s “cut-throat” environment will violate some of Adam’s deeply held values. He will likely be happier in fields that, while rewarding his independence and assertiveness, also engage his creative, expressive, and nurturing characteristics. These include teaching, counseling, sales, and similar people-oriented careers. 6. Adam should continue to work with Dr. Psychiatrist to address his depression and anxiety relative to his academics, as well as to help him further clarify his career direction. It was a pleasure working with Adam. If I can be of further assistance, please contact me. _______________________________ Carol L. Oster, Psy.D. Clinical Psychologist Illinois License #nnnnnnnnnnn