1 Chapter 8: Matter and Body In these chapters we started with the general design of the cosmos, with its finite extension between the centre of the earth and the periphery at the sphere of the fixed stars. We have talked about causality in general and we have considered divine causality in particular. We have further considered theological problems related to theories of the eternity of the world and its recent creation. Now we enter into the material nature of the created cosmos. What is matter? What is the nature of matter? The concept of matter is elusive. We soon fall into a lot of confusion when we try to clarify even a common notion of matter. A naïve view of matter will probably appeal to sensible qualities like hardness and resistance: matter is something hard and resistant to touch. In human experience these are, however, relative qualities. Rock is hard and has a high degree of resistance, but what about water and air? Commonsense notions run into difficulties, but turning to more philosophical considerations will not necessarily free us from confusion. There is, I think, at least one common notion that will assist our intuitions when we try to enter the topic in a more strict way, viz. the notion that matter is what is fundamental to all sorts of bodily being. Matter is the subject of bodies. In order to get a hold of ancient theories it is necessary to have some slight knowledge of Aristotle’s doctrine of categories, so that we shall continue with a short elucidation of that doctrine before we enter the field itself. We are not going to enter into the depths of the Aristotelian doctrine of categories, since that doctrine in itself involves one in a lot of intricate problems. We shall just note that in his writing the Categories, as well as in some other places in his works, Aristotle divides being into ten categories (chapter 4): substance (ousia), quantity, quality, relation, place, time, position, having, acting, and being acted upon (suffering). Perhaps we make things clearer if we put them in a figure with some of Aristotle’s own examples and some in addition: 2 Substance Man, horse Quantity A line two cubits long Quality The white, the grammatical, the good Relation A double, a half, the greater, the father Place In the Lyceum, in the marketplace Time Yesterday, last year Position Lies down, sits Having Is shod, is armed Acting Cuts, burns Being acted upon Is cut, is burned One may think of the system of the categories ac a classification of predicates that may be said of subjects. We may for instance say that ‘Socrates is a man’, and then we pronounce a substantial predicate of him. We may further say that ‘Socrates is of a definite height (quantity), is good (quality), is a father (relation), is killed (being acted upon), etc.’ It is important to note that when such predicates are given, what we talk of is not only a semantic term, but a thing: We say, for instance, that a concrete individual person in the world is the possessor of a definite quality that exists, like goodness. — We leave the subject of the categories as such at this stage, because we now come close to the verge of diving into all sorts of problems. With this piece of rather simple knowledge of the topic of the categories, we may turn to an important Aristotelian text that immediately brings us into the problematic of matter as such. In the Metaphysics book 7 (Zeta), Aristotle investigates the nature of being, and directs his attention to the nature of ousia, i.e. substance or essence. The meaning of being is to be sought as the meaning of ousia. The relevant text is from chapter 3. We shall now bear in mind that all predicates from the Categories should be considered as different kinds of forms that have their fundament of being or existence in a basic subject. Aristotle 3 considers if the ousia of something is this basic subject, i.e. that which is at the bottom of something as carrying all its formal properties. He says that the subject (hypokeimenon) is ‘that of which everything else is predicated while it itself is not predicated of anything else’. We may remove or abstract all these predicates or forms and ask what is left. A quotation brings us to the heart of the matter: By matter I mean that which is not in itself said to be a given anything, nor a given quantity, nor characterised by any of the other categories which define being. For there is something of which each of these is predicated, and it’s being is different from that of each of the predicates. For the rest are predicated of substance, and substance of matter, so that the last thing is in itself neither a given anything, nor of a given quantity, nor anything else. Maybe an example will serve us better to understand the way Aristotle thinks in this regard. Let us say we have a box that is white, its surface is warm, with a volume of length, breadth, and height of one cubit each. We may search for the subject of these forms by removing or abstracting in thought all the forms that are predicated on the box. First we abstract the predicate ‘box’ which belongs to the category of substance. Then we remove in thought the whiteness, the warmth, and finally the volume or bulk. What is left? There is nothing left that we may observe, no predicate, no property may be seen. That which is left, according to the Aristotelian point of view, is the unknown or even unknowable subject that carries the different kinds of forms. This is what has entered into philosophical tradition as Aristotle’s first of prime matter. Some modern commentators on Aristotle have denied a doctrine of prime matter in him.1 His ancient commentators have not, however, doubted that he has such a doctrine.2 Before we follow some of the main lines of Aristotle’s ancient commentators, we shall pause for a moment and ask what may be gained from the results of Aristotle’s analysis. 1 2 Cf. Sorabji (2004) 268. Sorabji (2004) 253. 4 We started from a naïve view of matter that a lot of people probably would have brought into the picture: matter is something hard and resistant to touch. From an Aristotelian point of view, properties like these are qualitative forms that should be abstracted in order to reach the thing itself. The analysis has shown, however, that the thing itself is nothing positive, only a ‘something’ with the bare property of being able to carry all sorts of forms. On this view, matter is obviously an incorporeal potentiality for form. It cannot be known in itself, but even so it has to exist as a basic condition of all other kinds of being. However, if we have a theoretical starting point like the Aristotelian one, we may ask how matter can exist at all. All kinds of being are classified into the system of categories, and since matter obviously is not something of that kind, how can it have being? The analysis of the concept of the matter of corporeal being not only brings us to the dimension of an incorporeal ‘something’ but even to the limit between being and non-being. I suppose the only positive thing that can be said about it is that matter is a bare potentiality with no positive properties in itself. How was this concept received in late antiquity? It seems that we may classify conceptions of matter in late antiquity into two main and quite different kinds. On the one hand we have conceptions that may be seen as adhering to or developing the basic Aristotelian idea. On the other hand we have conceptions that rather radically quits philosophy of the notion of a basic subject. The first line of thought develops ideas of matter alternatively as (i) a first subject incorporeal and without quality, (ii) as a mere shadow of reality, (iii) and as a three-dimensional extension (diastema, diastasis). The last view might immediately strike one as rather strange, since the notion of three dimensions looks like a form belonging to the category of quantity. This could seem to indicate a rearrangement of the whole system of categories, in such a way that the category of quantity is moved into a primary position. This is, however, not the case. Even if extension in three dimensions in a certain sense belongs to the category of quantity, three-dimensionality as such does not 5 necessarily do so. We shall shortly return to this topic. I shall return to the second line of thought, which seem to rid itself of the basic subject altogether, below. The Aristotelian commentator Alexander of Aphrodisias thinks that there is a kind of matter that underlies bodies, and which, since it cannot be a compound of matter and form, cannot itself be a body.3 The basic matter is, then, incorporeal and without quality. According to Simplicius, Porphyry has a doctrine of primary matter as without any qualities and probably without being of bodily form.4 He calls it ‘body in potency’. Plotinus thinks that matter is created by the soul.5 The soul may turn its attention towards what is higher than itself, i.e. towards the Intellect or Being. It may also turn towards what comes after itself, and then it turns to non-Being. What comes after the Soul is beyond the sphere of what is intelligible or the Real. Matter is a result of the internal activity of the Soul. When the Soul directs its will towards itself, which will be its internal activity, there occurs an external activity in which something posterior to itself is created, viz. matter that is an image of the Soul. This image is non-being, in the void, and in darkness. It is this weak kind of existence that is called a shadow, a picture, and an appearance. To say that it has existence is, of course, to say too much, because it disappear as a shadowy something into the realm of non-being. Even so, it makes a contribution to the constitution of material beings. But at this level the activity that starts form the One reaches its limit in something that lacks power to create beyond itself. We have reached the limit of being in the realm of impotency. In Plotinus the radical notion of matter as what underlies bodily extension and dimension, and qualities, brings us face to face with a notion of something that cannot be grasped. Matter as such is beyond all volume and magnitude and extension. It is, in short, something the nature of which we cannot grasp at all. Even so, Plotinus thinks matter enters the picture of material generation and the 3 Alexander in Sorabji (2004) 254. Porphyry quoted in Simplicius in Sorabji (2004) 256. 5 Plotinus in Sorabji (2004) 254-6. 4 6 establishment of quantities and qualities. I suppose he thinks that for the nature of bodily being to exist, there has to be a foundation to account for bodies not being just modes of intelligible realities. Matter is the principle — even if it is too weak to be a proper principle — of bodily being as something principally different from intelligible being. The limits of the Plotinian cosmos are, therefore, the One beyond being and thought and positive predication, and, at the other end, matter as beyond being and thought and positive predication. The One is, however, a creative source, while matter is without any power at all. Simplicius, though a faithful Neoplatonist, deviates from Plotinus in his conception of matter. Prime matter is, according to his view, indefinite extension (diastema aoriston).6 He builds this idea on a text from Aristotle, viz. from Physics 209b6-11: …in so far as a place is regarded as the extension (diastema) of the magnitude, it would be the matter of a body (for this is distinct from the magnitude), and this is what is contained and is limited by the form, as by a surface or a boundary. Now such are matter and the indefinite (to aoriston); for when the limit and the affections of the sphere are removed, what remains is none other than matter. The question is now what we shall understand by ‘indefinite extension’. Every body has a certain magnitude or bulk. Therefore every body has a definite extension. We have indefinite extension when particular boundaries are removed. Somehow the place that contained a thing of a definite bulk will, when the limits of the bulk are removed, extend indefinitely. That which limited this place as the place of this body, i.e. certain surfaces or limits, is abstracted. In that case, this particular place is no longer a particular place, but rather place in general. It becomes the unlimited extension that gives the potentiality for the emergence of any body whatsoever. We may borrow a modern term and say that 6 Simplicius in Sorabji (2004) 256-8. 7 matter is a field manifesting properties,7 or, even better: that matter is a field holding the potentiality for manifesting properties. I suppose it is possible to understand the difference between the definite extension of a particular body that is limited by the possession of forms, and the indefinite extension that emerges when limits are removed. Simplicius tries to make his position clear in the following quotation: So perhaps two notions of body should be postulated, the first existing in terms of form (eidos) and formative principle (logos), and made definite (horismenon), by three dimensions (diastaseis), the second in terms of a slackening, a spreading and a lack of definiteness from the incorporeal, indivisible, intelligible reality. The second is not given a definite form by three dimensions, but is everywhere slackened, and split, and flows from all sides away form being into non-being. And perhaps we should postulate that matter is dimension (diastasis) of this sort.8 Once more we should notice the distinction between intelligible reality and the mode of existence of matter. The intelligible is qualified with terms like incorporeal and indivisible. This is interesting, since according to the alternative conception of matter prime matter itself is incorporeal. As a matter of fact, if Simplicius thinks that bodies originate with the introduction of limits, then prime matter, despite being indefinitely extended, is obviously incorporeal in his theory as well. What is rather obvious in Simplicius’ idea of matter is, further, that matter is potentially divisible. On the one hand it slackens and flows out into indefiniteness, but on the other hand there is a potentiality for the introduction of limits that will give rise to body that further, for different reasons, attracts to itself all kinds of additional predicates or forms. One of the things that is rather fascinating in the above picture is the idea that bodies are in need of some indefinite substrate verging on the edge of nonexistence in order to be constituted as bodies, and in order to be that kind of 7 8 Cf. Sorabji (2004) 253. Simplicius in Sorabji (2004) 258. 8 things that carry forms belonging to other categories of being. The second main view of matter in late antiquity sets aside the idea of such a substrate or subject. The main sources for this alternative view is found in two important theologians of the 4th century, viz. in the brothers St Basil the Great and St Gregory of Nyssa. In his In hexaemeron, Basil says: These same thoughts, let us also recommend to ourselves concerning the earth, not to be curious about what its substance is; nor to wear ourselves out by reasoning, seeking its very foundation; nor to search for some nature destitute of qualities, existing without quality in itself; but to realize well that all that is seen around it is related to the reason of its existence, forming an essential part of its essence. You will end with nothing if you attempt to eliminate by reason each of the qualities that exist in it. In fact, if you remove the black, the cold, the weight, the density, the qualities pertaining to taste, or any others which are perceptible, there will be no basic substance.9 The text and its context are rather interesting. On the one hand the purpose of writing these words are to warn the listeners against committing themselves to speculative thinking about the foundations of the world, since one risks being confused. On the other hand, Basil seems to present ideas he himself believes in. In this text Basil goes further than any philosophical predecessor has done, and his brother Gregory becomes even more explicit. Gregory of Nyssa starts with a problem, and the view of matter that he presents is put forward in order to solve this problem. — We come to this below. — There are three passages in his works on the nature of matter. In two of them there is definitely no mention of any material subject, but in the third a subject is taken into the picture. However, it is no coincidence that a subject is lacking in two of the passages, rather it is more surprising that the third passage mentions such a thing. 9 In hexaemeron 1.8 9 Now, what is Gregory’s problem? He says:10 ‘You can hear people saying things like this: if God is matterless, where does matter come from? How can quantity come from non-quantity, the visible from the invisible, something with limited bulk and size from what lacks magnitude and limits?’ — One might wonder at the problem. Why does he think it should be difficult to imagine that God could create something of a nature different from Himself? Whether or not he thinks there is a real problem here, he presents the following theory: God established all the things through which matter is constituted, such as light, heavy, dense, rare, soft, resistant, fluid, dry, cold, hot, colour, shape, outline, extension. These properties and properties like them are, basically and in themselves, thoughts (ennoiai) and concepts (noemata). He concludes: ‘But when they run together (sundramein), they turn into matter (hule ginetai).’ Matter is constituted, that is, as a collection of ideas. If Gregory thinks this solves his problem, I suppose he thinks these thoughts and concepts first and foremost are in the mind of God. Even though Gregory thinks the divine being circumscribes the cosmos, he is no pantheist. There is a definite distinction between the uncreated being of God and created otherness. The divine concepts must somehow be extrapolated from the being of God into the constitution of the created world. A probable interpretation is that in themselves these properties are thoughts of the divine mind, but in the act of creation God established them for the creation all material things. Transported into the created realm, therefore, the divine thoughts become, according to my interpretation, forms that come together in accordance with the divine purpose, and constitute what we call bodies. Sorabji thinks this is a kind of Berkeleian idealism.11 To discuss this claim in the present context would bring us far off our track, but the idea is for sure 10 For this and the following, see his In hexaemeron PG 44: 69b-c. The three passages, from In hexaemeron, De anima et resurrectione, and De hominis opificio, are conveniently collected and translated in Sorabji (2004) 159-61. 11 Sorabji (2004) 158. 10 interesting. We should note that according to Gregory bodies built up by such intelligible or formal structures, are grasped by the mind and not by sense perception. As a matter of fact, Gregory does not deny the power of sense perception, but he says in De hominis opicicio that it is the mind (nous) that sees and hears through eyes and hears.12 One could consider this to be a theory similar to Aristotle’s doctrine that what is gained in sense perception is a form. One might wonder why Gregory in the third text speaks as if there was a subject for these properties.13 The main line of thought is the same; it is the properties coming together that produce material reality. The substratum does not, it seems, play any important role. One might ask the question if there should be any decisive reasons, theological or philosophical, to prefer one of the main doctrines before the other. I cannot see that there are. The only thing to take notice of from a theological point of view should be that one should not understand Gregory to mean that the cosmos as such is divine by nature. There has to be a distinction between what is in God’s mind and what is made for the constitution of the world. Even so, it is quite interesting to see that in a philosophical analysis, the nature of matter and body is quite different from what one considers them to be in a common sense view. 12 13 De hominis opificio 6.1. Sorabji (2004) 160-1.