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Catalytic Activity and Fluxional Behavior of Complexes based on RuHCl(CO)(PPh

3

)

3

and Xantphos-Type Ligands

Dennis Pingen,

Tomas Lebl,

Martin Lutz,

#

Gary S. Nichol,

Paul C. J. Kamer,

Dieter Vogt

†*

† Prof Dr. D. Vogt, Dr. D.L.L. Pingen, Dr. G. S. Nichol, School of Chemistry, University of Edinburgh, King’s Buildings,

Joseph Black Building, West Mains Road, Edinburgh EH9 3JJ, Scotland, UK, E-mail: D.Vogt@ed.ac.uk

‡ Prof. Dr. P.C.J. Kamer, Dr. Tomas Lebl, School of Chemistry, University of St. Andrews, United Kingdom, Scotland

# Dr. Martin Lutz, Crystal and Structural Chemistry, Bijvoet Center for Biomolecular Research, Faculty of Science, Utrecht

University, Padualaan 8, 3584 CH Utrecht, The Netherlands.

Xantphos, Ruthenium, Fluxionality, Amination, VT-NMR

Supporting Information Placeholder

ABSTRACT:

Starting from RuHCl(CO)(PPh

3

)

3

the complexes

RuHCl(CO)(PPh

3

)(L) were prepared for L = Xantphos and closely related ligands. Their catalytic activity in the direct amination of cyclohexanol showed large differences depending on the different backbone structures. In those complexes the Xantphos-type ligand backbones are slightly bend and display fluxionality, studied by VT-NMR. This was assigned to the ‘flipping’ of the backbone via the bridging atoms in the xanthene backbone. Via line shape analysis of the peaks, the Gibb’s free energy of activation of the flipping movement was found to be around 56 kJ/mol in all cases. However, activation enthalpy and entropy differed considerably. Employing RuCl

2

(PPh

3

)

3

as precursor resulted in trans coordinated complexes RuCl

2

(PPh

3

)(L) for L = Xantphos and

Sixantphos. No fluxionality was observed anymore due to the fact that in these complexes the O atom in the backbone also coordinates to the Ru.

Introduction

The direct synthesis of amines from alcohols via ‘Hydrogen shuttling’, [1] or also called ‘Borrowing Hydrogen’ [2] and ‘Hydrogen

Autotransfer’, [3] has been an intriguing challenge for quite some time (Scheme 1).

[4] Amines are important building blocks for polymers, surfactants, corrosion inhibitors and a vast range of fine chemicals. Much effort has been put into the direct synthesis from alcohols, which generally requires activating groups for the alcohol and protecting groups on the amine to prevent further nucleophilic attack of the products. Development and improvement of the homogeneously catalyzed conversion of alcohols into primary amines using ammonia is therefore highly desired. So far, only a few examples of catalysts have been developed for this reaction.

[1,

5] Only very limited information is available for those systems on catalyst structure and behavior and detailed mechanistic insight is lacking. In order to develop new catalysts or to improve existing systems, more mechanistic and structural knowledge is required.

Scheme 1: Hydrogen Shuttling concept

The activity and selectivity of homogeneous transition metal catalysts are largely controlled by the ligands applied. Even more so, it is often seen that very similar ligands can exhibit extremely different performance in catalysis.

[6] In this study a range of closely related Xantphos-type ligands (Table 1, 1-7 ) were employed in the Ru-catalyzed direct amination of cyclohexanol with ammonia.

Recently the catalyst derived from RuHCl(CO)(PPh

3

)

3

and

Xantphos was reported to be efficient and selective for this transformation.

[5c] The wide bite angle diphosphine Xantphos has been shown to be a versatile ligand for a large variety of catalytic reactions.

[6b, 7] The Xantphos backbone is widely regarded to be quite rigid, although there are well reported examples known, in which the ligand shows fluxional behavior and where different coordination modes are observed in seemingly very similar complexes.

[7a,

8]

The ligands all have large bite angle, depending on the bridge in the xanthene backbone. The most flexible diphenylether-based

DPEphos, has the smallest bite angle (Table 1).

[9]

Table 1: Bite angles for the ligands employed in this study.

Ligand a

Benzoxantphos, 7

X = NH, R = H,

Bite Angle (º, β n

)

120.6

114

Flexibility

Range (º) c

102-146

99-141

Nixantphos, 5

X = N(benzyl), R = H,

BnNixantphos, 6

X = C(CH

3

)

2

R = H,

Xantphos, 1

X = S, R = CH

3

,

Thixantphos, 3

X = Si(CH

3

)

2

, R = H,

Sixantphos, 2

X = none, R = H,

DPEphos, 4

114

111.7

109.4

108.7

102.2

99-139

97-135

94-130

93-132

86-120 a Bite angles taken from ref. [9], all modeled for Rh. c Range accessible within 3 Kcal/molexcess strain energy. Flexibility ranges taken from ref. [10]

Results and Discussion

The catalytic direct amination of cyclohexanol with NH

3

was performed with complexes generated in situ from

RuHCl(CO)(PPh

3

)

3

and one eq. of ligand ( 1-6 ). Figure 1 shows the reaction profiles for the reactions employing

RuHCl(CO)(PPh

3

)

3

/Xantphos (other reaction profiles can be found in the supporting information, Figure S3-S8), based on the

GC analysis of liquid samples (50 μL) withdrawn at regular intervals during reaction. The reactions were performed at 150 and

170ºC with a catalyst loading of 1 mol% (Ru:L = 1:1).

Xantphos ( 1 ) gave a highly active catalyst (Figure 1), giving full conversion after 23 h at 170ºC. At 150ºC the rate was slightly lower and full conversion was reached after 30 h.

100

80

60

40

20

0

0 5 10 15 20 25

Time (h)

30 35 40 45 50

Figure 1: 5 mmol cyclohexanol, 1 mol% RuHCl(CO)(PPh

3

)

3

, 1 mol% Xantphos ( 1 ), 13.3 mL t-amylalcohol, 2.5 mL NH

3

(97.5 mmol), 150

º

C (

) and 170

º

C (●), black = cyclohexanol, gray = cyclohexylamine.

Using Sixantphos ( 2 ), the reaction started off at a higher rate than with Xantphos ( 1 ). However, only 70% conversion was reached within 45 h at 150°C; the complex seems to be deactivated. Increasing the temperature to 170 °C resulted in a higher conversion; after 25 h full conversion was reached (Figure S3). Employing Thixantphos ( 3 ) as ligand showed a peculiar behavior. At

150ºC hardly any primary amine was produced. Instead in the beginning the intermediate cyclohexanone was the major product but at the end of the reaction the secondary amine was prevailing.

Apart from this reaction using Thixantphos ( 3 ) as ligand we and others never observed the secondary amine in more than trace quantities in the direct alcohol amination with ammonia.

[1a, 5b, 5c]

Remarkably, increasing the temperature to 170ºC resulted in a very selective reaction towards the primary amine.

The flexible DPEphos gave the least active catalyst; only 20% conversion was reached after 45 h at 150ºC. Even at 170ºC, the activity remained low; in this case, the conversion went only up to

50%. Employing Nixantphos ( 5 ), which bears an NH moiety on the bridge instead of an isopropylene group, resulted in a completely inactive catalyst. Even raising the temperature does not result in significant increase of activity. Remarkably the Nbenzylated ligand BnNixantphos ( 6 ) does show activity. The conversion goes up to 30% at 150°C and to 80% at 170ºC, both with very high selectivity. However in both cases full conversion was not achieved within 50h. The much more rigid Benzoxantphos ( 7 ) results in a very low conversion.

The turnover frequencies of the complexes at both temperatures can be found in Table 2. An interesting detail here is that at

150ºC, Xantphos ( 1 ) gives a higher turnover frequency than

Thixantphos ( 3 ), with the secondary amine as major product for the latter. However, increasing the temperature to 170ºC gives a higher TOF for Thixantphos ( 3 ) with the expected primary amine as product. Even more interesting is that Nixantphos ( 5 ) does not show any conversion at both temperatures, while the N-benzyl derivative gives reasonably good activity. The more rigid Benzoxantphos ( 7 ) appears to be inactive. In all cases, DPEphos ( 4 ) resulted in the least active complex.

[11]

Table 2: Cyclohexanol amination with

RuHCl(CO)(PPh

3

)

3

/Xantphos-type ligands; TOF’s at

150°C and 170°C

a

Ligand

Xantphos ( 1 )

Sixantphos ( 2 )

Thixantphos ( 3 )

TOF (h -1

(150°C)[conv. after 30 h]

)

5.6 (96.6)

9.6 (67.3)

3.4 (63.1) a

TOF (h -1 )

(170°C)

[conv. after

30 h] a

14.3 (99)

35.1 (94.3)

24.3 (94.0)

DPEphos ( 4

Nixantphos (

)

5 )

0.4 (17.8) n.d. (1.2) b

1.9 (43.4) n.d. (5.0) b

BnNixantphos ( 6 )

Benzoxantphos ( 7 )

0.83 (27.8) n.d. (6.3) b

4.40 (68.6) n.d. (14.3) b

5 mmol cyclohexanol, 1 mol% RuHCl(CO)(PPh

3

)

3

, 1 mol%

Ligand, 13.3 mL t-amylalcohol, 2.5 mL NH

3

(97.5 mmol). a)

TOF’s are calculated at 20% conversion. b) Not determined due to very low conversion.

Intrigued by the observed differences in the TOF’s for the different ligands, we decided to study their coordination behavior in more detail. It was already shown that Xantphos ( 1 ) adopted a ciscoordination in an octahedral complex. The structure in the crystal showed the hydride and PPh

3

together with the Xantphos P-atoms in the equatorial plane. The CO and Cl are positioned in the axial positions, trans to each other. However, both ligands appear to be isotropically disordered.

[12]

Studying the solution structure of this molecule it was shown by

NMR that the complex was present in two different conformations. In solution the complex shows a broad double triplet in the hydride region of the 1 H NMR spectrum at room temperature

(Figure 2), and the 31 P NMR spectrum was indicative of fluxional processes in the slow exchange regime (Figure S9). The broad peaks could be due to intramolecular exchange or fluxional behavior of the ligand(s).

2/10

-6.25

-6.50

-6.75

Chemical Shift (ppm)

-7.00

-7.25

Figure 2: 1 H NMR (hydride region) of

RuHCl(CO)(PPh

3

)

3

/Xantphos after refluxing for 12h. (toluene-d 8 ,

500 MHz, 298 K): -6.8 (ddd, J

HP

= 24.8 Hz, J

HP

=27.2 Hz, J

HP

=

114.4 Hz).

Upon cooling to 223 K, the hydride region resolves in a more complex pattern, attributed to the presence of two complexes in solution (Figure 3, top).

The hydride region of the 1 H NMR spectrum consists of a splitting pattern with 16 lines. However, the coupling constants reveal the presence of two double double doublets; one complex with coupling constants of 23, 31 and 117 Hz, while the other has coupling constants of 21, 31 and 110 Hz. The close similarity of the coupling constants indicates the presence of two complexes, which are structurally closely related. pected, only two singlets at 6.72 and 7.04 ppm in a ratio of 1:1 were observed now (Figure 3, bottom).

The LT 31 P NMR spectrum reveals sharp peaks which indicate the presence of more than one complex also (Figure 4). The signals located most upfield in the 31 P NMR spectrum are most likely the signals of the phosphine trans to the hydride (4.2 ppm (  ) and

20.6 ppm (

), J

PP

= 14 Hz), as these lack a large P-P coupling.

The signals at 26.7 and 35.9 ppm form a double doublet (  ) with one large and a smaller coupling constant (301 Hz, 14 Hz), revealing these are two P’s trans to each other. The other double doublet

(32.9 ppm and 39.1 ppm, 307 Hz, 14 Hz) belongs to the second complex (

). The signal at 25.4 ppm belongs to the precursor,

RuHCl(CO)(PPh

3

)

3

.

-6.25

-6.50

-6.75

Chemical Shift (ppm)

-7.00

-7.25

Figure 24: Low temperature 31 P{ 1 H} NMR spectrum of

RuHCl(CO)(PPh

3

)

3

/Xantphos after refluxing for 12h. (toluene-d 8 ,

202 MHz, 223 K,

=ppm): 39.1 (dd, J

PP

= 14 Hz, J

PP

=307 Hz,

), 35.9 (dd, J

PP

= 14 Hz, J

PP

=301 Hz,  ), 32.9 (dd, J

PP

= 14 Hz,

J

PP

=307 Hz,

), 26.7 (dd, J

PP

= 14 Hz, J

PP

=301 Hz,  ), 20.6 (t,

J

PP

= 14 Hz,

), 4.2 (t, J

PP

RuHCl(CO)(PPh

3

)

3

,

).

= 14 Hz,  ), 25.4 (residual

In order to determine the exact conformations of the complexes in solution, 1 H31 P HMBC-NMR spectra were recorded. Because of the different 1 H31 P coupling constants (around 20, 30, and 100

Hz), three spectra were recorded, optimized for each coupling constant to give a better coupling resolution.

The 1 H resonance with 100 Hz coupling constants correlate with the 31 P signals around 4 ppm and 20 ppm and thus can be assigned as the trans coordinated phosphine with respect to the hydride

(Figure 5A). The signal at 4 ppm can be assigned to one conformation (“conformation 1”), whereas the signal at 20 ppm belongs to the other conformation (“conformation 2”).

The resonance in 1 H NMR spectrum with 20 Hz coupling correlates with the signals located around 27 ppm (conformation 1) and

33 ppm (conformation 2) in the 31 P spectrum (Figure 5B).The 1 H resonance with coupling of 30 Hz correlates to the 31 P signals located around 36 and 38 ppm (Figure 5C).

-6.25

-6.50

-6.75

Chemical Shift (ppm)

-7.00

-7.25

Figure3: Low temperature 1 H(top) and 1 H{ 31 P} (bottom) NMR

(hydride region) of RuHCl(CO)(PPh

3

)

3

/Xantphos after refluxing for 12h. top spectrum:

=ppm): -6.71 (ddd, J

HP

1 H NMR (toluene-d 8 , 500 MHz, 223 K,

= 23 Hz, J

HP

=31 Hz, J

HP

= 117 Hz), -7.02

(ddd, J

HP

=21 Hz, J

HP

=31 Hz, J

HP

= 110 Hz). Bottom spectrum:

1 H{ 31 P} NMR (toluene-d 8 , 500 MHz, 223 K,

=ppm): -6.72 (s), -

7.04 (s).

In order to confirm that there are indeed only two complexes present in solution, a 31 P decoupled 1 H NMR was recorded. As ex-

3/10

PPh

3

and the other coordinated phosphines. The only exchange resolved is between the 31 P signals having the same order of coupling constants. The phosphines remain on the same position in the complex thus no dissociation occurs. This indicates that the exchange must be due to the flipping of the Xantphos backbone.

The backbone of free Xantphos is slightly bend with a dihedral angle of 166º.

[13] However, upon coordination it bends more strongly over the bridging atoms between the backbone phenyl rings resulting in a smaller dihedral angle.

In order to examine this dynamic behavior in more detail VT 1 H

NMR spectra were recorded over a range of temperatures from

223 K to 373 K. Coalescence was observed at about 273 K (Figure 7).

Figure 5: Correlation spectra of the hydride to the phosphine in toluene-d 8 optimized for: A) the 100 Hz coupling at 223 K, (B) the 20 Hz coupling at 223 K, C) 30 Hz coupling at 223 K.

The NMR data confirm that the structure in solution is equal to the structure in the crystal. However, in solution, the complex shows an exchange which is most likely due to intramolecular movement. To exclude other transitions, a 31 P exchange NMR spectrum was recorded (Figure 6).

Figure 7: VT 1 H NMR (toluene-d 8 , 500 MHz) spectra of the hydride region of RuHCl(CO)(PPh

3

)

3

/Xantphos, showing the exchange between two complexes.

The same was observed in the VT 31 P NMR (Figure 8). The signals remain fairly broad though, even at 373 K, indicating that fast exchange regime is not reached yet. That is also in accordance with some residual broadening of the middle hydride signals (Figure 18, 328-373 K).

Figure 6: 31 P31 P EXSY spectrum (T=223 K) for the exchange in the complexes.

The signal at -5 ppm resembles free PPh

3

, as the complex was prepared in situ , exchanging two PPh

3

ligands for Xantphos. The exchange spectrum shows that there is no exchange between free

Figure 8: VT 31 P NMR (toluene-d

RuHCl(CO)(PPh

3

)/Xantphos.

8 , 202 MHz) spectra of

Line shape analysis based on the simulated spectra (Figure 9 and

10) was performed. The Eyring plot (supporting information) of these data provides the enthalpy, entropy, and Gibb’s free energy of activation.

4/10

The activation energy for exchange was determined using both the hydride region and the 31 P (trans to hydride) region. The resulting

Gibb’s free energy, enthalpy and entropy from the Eyring plot are listed in Table 3 and 4.

-6.25

-6.50

-6.75

Chemical Shift (ppm)

-7.00

k = 40000 s

-1

, 373 K k = 20000 s -1 , 358 K k = 10000 s

-1

, 343 K k = 5000 s -1 , 328 K k = 1800 s

-1

, 298 K k = 345 s -1 , 273 K k = 100 s

-1

, 268 K k = 40 s -1 , 253 K k = 30 s

-1

, 238 K

-7.25

Figure 9: Simulated 1 H NMR spectra of the hydride region of

RuHCl(CO)(PPh

3

)(Xantphos) (238-373 K) by using gNMR [14] k = 40000 s -1 , 373 K k = 25000 s

-1

, 358 K k = 12500 s

-1

, 343 K k = 7500 s

-1

, 328 K k = 3500 s

-1

, 313 K k = 1500 s

-1

, 298 K k = 500 s -1 , 283 K k = 200 s -1 , 258 K k = 50 s

-1

, 238 K

25.0

22.5

20.0

17.5

15.0

12.5

10.0

Chemical Shift (ppm)

7.5

5.0

2.5

0.0

Figure 10: Simulated 31 P NMR spectra of the P trans to the hydride in RuHCl(CO)(PPh

3

)(Xantphos) by using gNMR [14]

The observed dynamic exchange process is most likely related to the ‘flipping’ motion of the Xantphos backbone.

[7a, 7c] The determined entropy of activation between -44 and -48 J mol -1 K -1 is in line with an intramolecular exchange process. The value for

ΔG ≠

is around 55.8 KJ mol -1 , also in good agreement with previously reported fluxional processes.

[7a]

Several of the other Xantphos-type ligands employed in the direct amination displayed a similarbehavior (Supporting information figures S17-S24). Although the barriers for flipping were comparable, different values for activation enthalpy and entropy in the flipping process were observed (Table 3 and 4).

[15]

No fluxional behavior was observed for the complex of

RuHCl(CO)(PPh

3

)

3

and DPEphos. The NMRs recorded at the different temperatures showed a double double doublet, which did not change with temperature (supporting information figures S25 and S26). At very low temperature line broadening occurred due to the solution becoming to viscous.

[15] From the crystal structure it can be seen that the diphenyl ether backbone adapts the least constrained configuration (Figure 11).

Figure 11: Molecular structure of RuHCl(CO)(PPh

3

)(DPEphos) in the crystal.

[16] Displacement ellipsoids are displayed at the 50% probability level.

Severely disordered solvent molecules are omitted for clarity.

Selected bond lengths (Å) and angles (º) with standard uncertainties between brackets: Ru(1)-P(1)=2.4831(14),

Ru(1)-P(2)=2.3603(12), Ru(1)-P(3)=2.3591(12), Ru(1)-

C(55)=1.824(4), Ru(1)-Cl(1)=2.4821(10), C(55)-O(2)=1.149(4),

P(1)-Ru(1)-P(2)=98.18(4), P(2)-Ru(1)-P(3)=158.23(4), P(1)-

Ru(1)-P(3)=103.11(4).

In Table 3 and 4 the determined activation parameters for the

‘flipping’ motion of all complexes investigated are listed for comparison. For the complexes with ligands 1-3 ΔG

was found close to 56 kJ/mol, which can be explained by the similarity of those ligands. The values for ΔH # also vary in a fairly close range from

41 to 47 kJ/mol. The values for ΔS # however show a larger variation. They vary from -28 J mol -1 K -1 for the Sixantphos ( 2 ) complex, to -48 J mol -1 K -1 for the Xantphos ( 1 ) complex, based on the VT 31 P spectra. However, one should keep in mind that the values for ΔS # are always afflicted with a larger experimental error.

5/10

Table 3: Activation parameters for backbone “flipping” derived from

1

H NMR spectra.

RuHCl(CO)(PPh

3

)(Sixantphos) RuHCl(CO)(PPh

3

)(Xantphos)

Coalescence

Temperature

ΔH ≠

(kJ mol -1 )

ΔS ≠

(J mol -1 K -1 )

ΔG ≠

(kJ mol -1 )

T c

= 283 K

50.2 (±2.2 KJ mol -1 )

-23 (±7 J mol -1 K -1 )

56.7 (±4.2 KJ mol -1 )

T c

= 290

42.7 (±2.2 KJ mol -1 )

-44 (±7 J mol -1 K -1 )

55.2 (±4.2 KJ mol -1 )

Table 4: Activation parameters for backbone “flipping” derived from

31

P NMR spectra.

RuHCl(CO)(PPh

3

)(Thixantphos)

T c

= 290

47.0 (±2.2 KJ mol -1 )

-33 (±7 J mol -1 K -1 )

55.6 (±4.2 KJ mol -1 )

RuHCl(CO)(PPh

3

)(Sixantphos) RuHCl(CO)(PPh

3

)(Xantphos) RuHCl(CO)(PPh

3

)(Thixantphos)

Coalescence

Temperature

ΔH ≠

(kJ mol -1 )

ΔS ≠

(J mol -1 K -1 )

ΔG ≠

(kJ mol -1 )

T c

= 328

47.5 (±2.3 KJ mol

-28 (±7 J mol -1 K

56.6 (±4.8 KJ mol

-1

-1

-1

)

)

)

T c

= 328

41.0 (±2.4 KJ mol

-48 (±7 J mol -1 K

56.6 (±4.8 KJ mol

As Nixantphos ( 5 ) appeared to be completely inactive, its coordination behavior was also studied. Only free ligand and free metal precursor were now observed in the 31 P spectrum, indicating no coordination via the P of the ligand to ruthenium. Though unexpected, this might be due to coordination of the backbone nitrogen

(see supporting information figures S3 and S4). This is supported by the observations in employing BnNixantphos ( 6 ), which does show activity. The 1 H of RuHCl(CO)(PPh

3

)

3

with BnNixantphos does show coordination by means of a complex splitting pattern in the hydride. Also the 31 P shows coordination now. Although the majority of the peaks in both spectra suggest a similar complex as observed for the previous described ligands, additional peaks can be observed. These suggest a complex in which BnNixantphos is trans -coordinated (supporting information figures S5-S8).

-1

-1

-1

)

)

)

The more rigid Benzoxantphos ( 7 ) resulted in a more complex mixture of complexes (based on the 1 H{31P}) but here the majority of the peaks suggest trans -coordination of the ligand. There are also 4 conformations possible for this ligand; the benzo group in the backbone results in an asymmetric ligand and thus also the two P’s are inequivalent (figures S9-S12 in the supporting information).

[17]

It was previously shown by Williams that the coordination mode of Xantphos can depend on the Ru precursor complex.

[8d] The use of RuHCl(PPh

3

)

3

resulted in trans coordination of Xantphos, with the bridging O also coordinated to the metal center. Due to this extra bond, the backbone was now fixed in a flat conformation, preventing the flipping motion. The same was observed when we used RuCl

2

(PPh

3

)

3

as precursor with Xantphos as the ligand. The octahedral structure is slightly distorted but the Xantphos is clearly trans coordinated; the angle between the Xantphos P atoms being slightly less than 180º. The same holds for the Cl atoms; the angle being slightly less than 180º due to the bulky PPh

3

coordinated in the plane.

[12]

Also Sixantphos ( 2 ) as ligand adopts the same structure with

RuCl

2

(PPh

3

)

3

as precursor. Also here a slightly distorted octahedron is observed, with both angles, the one between the

Sixantphos P atoms and the one between the Cl atoms slightly less than 180º (Figure 12). The same has been reported for DPEphos, also adapting a trans coordinated structure.

[18] Unfortunately, crystals suitable for X-ray diffraction were not obtained for the other complexes.

Cl(6)= 167.70(5).

Conclusions

44.50 (±2.2 KJ mol

Figure 12: Structure of RuCl

2

(PPh

3

)(Sixantphos) in the crystal.

[19]

Displacement ellipsoids are displayed at a 50% probability level.

Selected bond lengths (Å) and angles (º) with standard uncertainties between brackets: Ru(1)-Cl(3)= 2.4167(15), Ru(1)-Cl(6)=

2.3903(15), Ru(1)-P(5)= 2.2506(14), Ru(1)-P(23)= 2.3405(14),

Ru(1)-P(24)= 2.3197(13), Ru(1)-O(13)= 2.328(3), P(5)-Ru(1)-

P(23)= 101.05(5), P(23)-Ru(1)-P(24)= 157.63(6), P(5)-Ru(1)-

P(24)= 98.80(5), P(5)-Ru(1)-O(13)= 175.21(11), Cl(3)-Ru(1)-

Complexes of RuHCl(CO)(PPh

57.3 (±4.5 KJ mol

3

-39(±7 J mol

)

3

T c

= 328

-1 K -1

-1

)

-1 )

)

with Xantphos, Sixantphos,

Thixantphos, DPEphos, BnNixantphos and Benzoxantphos have been synthesized. All these complexes (except for Benzoxantphos) show activity in the direct amination of cyclohexanol, with Sixantphos giving the highest TOF (35.1 h -1 at 170ºC) and the flexible DPEphos giving the lowest TOF (1.9 h -1 at 170°C).

All Xantphos-type ligands possessing a fairly rigid backbone showed fluxional behavior in their complexes

RuHCl(CO)(PPh

3

)(L), as observed by VT-NMR. Simulating the spectra and line shape analysis with gNMR [14] gave a free energy of activation for the flipping motion of about 56 kJ/mol for all those complexes. The activation entropies and enthalpies however were different. The flexible DPEphos ligand does not show any restricted dynamics on the NMR time scale. Complexes of

Xantphos-type ligands prepared from RuCl

2

(PPh

3

)

3

as the precursor showed trans -coordination. These complexes did not show the

6/10

fluxional behavior due to fixation of the ligand via additional coordination of the O atom in the xanthene backbone.

Obviously subtle differences in the structure and dynamics of the ligands investigated in this study give rise to different behavior in catalysis. No direct correlation could be found between the ligand fluxionality in the precursor complexes and the performance in catalysis. However, obviously the bite angle plays an important role. The flexible DPEphos with the smallest bite angle, and

BnNixantphos and Benzoxantphos with the largest bite angles

(>114), show very low activity. The fact that the two ligands with the largest bite angles show a tendency for trans -coordination might be the reason for their low activity. Further studies will be necessary to gain a deeper insight in the reaction mechanism and to develop a structure-performance relation. For this we foresee that spectroscopic studies under real reaction conditions, i.e. also in the presence of amine and alcohol, will be needed.

ASSOCIATED CONTENT

Supporting Information

Experimental methods, crystallographic data and analyses methods are available in the supporting information. This material is available free of charge via the Internet at http://pubs.acs.org

.

AUTHOR INFORMATION

Corresponding Author

* Prof. Dr. D. Vogt, School of Chemistry, University of Edinburgh, King’s Buildings, Joseph Black Building, West Mains

Road, Edinburgh EH9 3JJ, Scotland, UK, E-mail:

D.Vogt@ed.ac.uk

Notes

The authors declare no competing financial interests. All authors have given approval to the final version of the manuscript.

ACKNOWLEDGMENT

This research has been funded by the Netherlands Ministry of

Economic Affairs and the Netherlands Ministry of Education,

Culture, and Sciences within the framework of the CatchBio program. We would like to thank Ton Staring for his technical assistance.

EXPERIMENTAL

Procedures for the amination of cyclohexanol:

RuHCl(CO)(PPh

3

)

3

(0.05 mmol, 1 mol%, 47.6 mg) was weighed into a Schlenk tube and was purged with Argon. To this, dry degassed t-amylalcohol (15 mL) was added. Subsequently, Ligand

(0.05 mmol, 1 mol%) and cyclohexanol were added (5 mmol,

0.53 mL). The solution was transferred to a homemade 75 mL stainless steel autoclave, which was purged with Argon. The autoclave was charged with liquid ammonia (2.5 mL) and then heated to 150ºC or 170ºC for at the appropriate time (see graphs for exact times). Liquid samples of 50 μL were withdrawn at intervals and analyzed by GC in order to derive reaction profiles.

Synthesis:

RuHCl(CO)(PPh

3

)(Xantphos):

RuHCl(CO)(PPh

3

)

3

(0.3 mmol, 285.7 mg) and Xantphos (0.35 mmol, 201.7 mg) were placed in a Schlenk tube and purged with

Ar. To this, dry degassed toluene (10 mL) was added and the

Schlenk tube was closed. The mixture was stirred under reflux for

3h. After this time, the reaction mixture was cooled to room temperature and all solvent was evaporated in vacuo. The remaining powder was washed with EtOH (3x10 mL) and any remaining

EtOH was evaporated. The resulting solid was then washed with hexanes (3x10 mL). All organic solvents were removed yielding a yellowish powder (211 mg, 69.5 %). Crystals suitable for X-Ray diffraction were grown by dissolving the complex in benzene and allow slow diffusion of hexane into the solution.

1 H NMR (toluene d 8 , 500 MHz, 223 K): -6.71 (ddd, J

HP

= 23 Hz,

J

HP

=31 Hz, J

HP

= 117 Hz), -7.02 (ddd, J

HP

=21 Hz, J

HP

=31 Hz, J

HP

= 110 Hz). 31 P{ 1 H} NMR (toluene d 8 , 202 MHz, 223 K): 39.1

(dd, J

PP

= 14 Hz, J

PP

=307 Hz), 35.9 (dd, J

PP

= 14 Hz, J

PP

=301

Hz), 32.9 (dd, J

PP

= 14 Hz, J

PP

=307 Hz), 26.7 (dd, J

PP

= 14 Hz,

J

PP

=301 Hz), 20.6 (t, J

PP

=14 Hz), 4.2 (t, J

PP

=14 Hz). IR (cm -1 ):

1913 (CO, hydride overlap) MS (ESI, CH

2

Cl

2

): 970.8 (100% [M-

Cl] + ), 709.1 (83% [M-Cl] + -PPh

3

).

RuHCl(CO)(PPh

3

)(Sixantphos):

RuHCl(CO)(PPh

3

)

3

(0.3 mmol, 285.7 mg) and Sixantphos (0.35 mmol, 207.4 mg) were placed in a Schlenk tube and purged with

Ar. To this, dry degassed toluene (10 mL) was added and the

Schlenk tube was closed. The mixture was stirred under reflux for

4 h. After this time, the reaction mixture was cooled to room temperature and all solvent was evaporated in vacuo. The resulting pale yellow powder was washed with EtOH (3x10 mL). The remaining powder was dried in vacuo and after that washed with hexanes (3x10 mL). All organic solvents were removed yielding an off-white powder. Crystals suitable for X-Ray diffraction could not be grown. Only amorphous precipitation was obtained via diffusion of hexane into the solution of the complex in benzene

(157 mg, 51%).

1 H NMR (toluene d 8 , 500 MHz, 238 K): -5.96 (ddd, J

HP

= 19 Hz,

J

HP

=33 Hz, J

HP

= 116 Hz), -6.29 (ddd, J

HP

=18 Hz, J

HP

=34 Hz, J

HP

= 109 Hz). 31 P{ 1 H} NMR (toluene d 8 , 202 MHz, 238 K): 42.5 (d,

J

PP

=307 Hz), 36.2 (d, J

PP

=300 Hz), 34.1 (d, J

PP

=307 Hz), 29.3

(d, J

PP

=300 Hz), 24.9 (d, J

HP

=109 Hz), 10.9 (d, J

HP

=109 Hz). IR

(cm -1 ): shoulder at 1921 (hydride), 1921 (CO). MS (ESI,

CH

3

CN): 695.5 (100% [M-H-Cl] 2+ -CO-PPh

3

), 765.5 (79.5% [M-

H-Cl] + -PPh

3

+CH

3

CN), 986.8 (18.9%, [M-H-Cl] 2+ ).

RuHCl(CO)(PPh

3

)(DPEphos):

RuHCl(CO)(PPh

3

)

3

(0.04 mmol, 38.1 mg) and DPEphos (0.04 mmol, 21.5 mg) were placed in a Wilmad-Young NMR tube. The powders were degassed and purged with Ar and degassed, dried toluene-d 8 was added and the whole was heated to reflux for 3 h.

1 H and 31 P VT-NMR spectra were recorded and the solution was transferred under argon to a Schlenk tube. Via slow diffusion of hexanes into the solution, crystals suitable for X-Ray diffraction were obtained.

1 H NMR (toluene d 8 , 500 MHz, 298 K): -7.09 (ddd, J

HP

= 18, J

HP

= 31, J

HP

= 111 Hz). 31 P{ 1 H} (toluene d 8 , 202 MHz, 223 K): 45.9

(d, J

PP

= 298 Hz), 27.4 (d, J

PP

= 298 Hz) 8.7 (d, J

HP

= 111 Hz).

[11]

RuHCl(CO)(PPh

3

)(Thixantphos):

RuHCl(CO)(PPh

3

)

3

(0.278 mmol, 255.4 mg) and Thixantphos

(0.278 mmol, 160 mg) were placed and in a Schlenk tube purged with Ar. To this, dry degassed toluene (10 mL) was added and the

Schlenk tube was closed. The mixture was stirred under reflux for

6 h. After this time, the reaction mixture was cooled to room temperature and all solvent was evaporated in vacuo. The resulting pale yellow powder was washed with EtOH (3x10 mL). The remaining powder was dried in vacuo and after that washed with hexanes (3x10 mL). All organic solvents were removed yielding a pale yellow powder. Crystals suitable for X-Ray diffraction could not be grown. Only amorphous precipitation was obtained via diffusion of hexane into the solution of the complex in benzene

(178 mg, 63%).

7/10

1 H NMR (toluene d 8 , 500 MHz, 223 K): -5.88 (ddd, J

HP

= 26.5

Hz, J

HP

=26.5 Hz, J

HP

= 114 Hz), -6.31 (ddd, J

HP

=18.5 Hz,

J

HP

=31.9 Hz, J

HP

= 109 Hz). 31 P{ 1 H} NMR (toluene d 8 , 202 MHz,

223 K): 38.3 (s), 34.8 (d, J

PP

=301 Hz), 28.4 (d, J

PP

= 296 Hz),

25.2 (s), 25.4 (d, J

PP

=114 Hz), 8.1 (d, J

HP

=109 Hz). IR (cm -1 ):

1959 (Hydride), 1921 (CO). MS (ESI, MeOH): 1029 (100% [M-

CO+H] + +MeOH), 988.8 (90% [M-H-Cl] + ).

RuHCl(CO)(PPh

3

)(Nixantphos):

RuHCl(CO)(PPh

3

)

3

(0.05 mmol, 47.6 mg) and Nixantphos (0.05 mmol, 27.5 mg) were placed in a Wilmad-Young NMR tube and purged with Ar. To this, dry degassed toluene (0.5 mL) was added and the tube was closed. The mixture was heated to reflux for 3 h.

After this time, the reaction mixture was cooled to room temperature and NMR was recorded.

1 H NMR (toluene d 8 , 500 MHz, 223 K): no hydride signal was observed

31 P{ 1 H} NMR (toluene d 8 , 202 MHz, 223 K): 25.7 (PPh

3

,

RuHCl(CO)(PPh

3

)

3

), -5 (free PPh

3

)

3

), -18.4 (free Nixantphos).

Benzylnixantphos was prepared following a literature procedure from Nixantphos and benzylchloride.

[10]

RuHCl(CO)(PPh

3

)(BnNixantphos):

RuHCl(CO)(PPh

3

)

3

(0.05 mmol, 47.6 mg) and BnNixantphos

(0.05 mmol, 32.1 mg) were placed and in a Wilmad-Young NMR tube purged with Ar. To this, dry degassed toluene-d 8 (0.5 mL) was added and the NMR tube was closed. The mixture was heated to reflux for 3 h. After this time, the mixture was cooled to room temperature NMR was recorded. Crystals suitable for X-Ray diffraction could not be grown. A little amount precipitation was observed after several days in the NMR tube.

1 H NMR (toluene d 8 , 500 MHz, 223 K): -6.705 (ddd, J

HP

= 22 Hz,

30 Hz, 110 Hz), -6.435 (dt, J

HP

= 27 Hz, 116 Hz), -6.330 (ddd, J

HP

= 24 Hz, 30 Hz, 105 Hz). 31 P{ 1 H} NMR (toluene d 8 , 202 MHz,

223 K): 42.25 (d, J

PP

= 14 Hz), 40.9 (dd, J

PP

= 14 Hz, 310 Hz),

38.65 (dd, J

PP

= 14 Hz, 302 Hz), 30.57 (dd, J

PP

= 14 Hz, 310 Hz),

25.65 (dd, J

PP

= 14 Hz, 302 Hz), 20.3 (t, J

PP

= 14 Hz), 14.4 (t, J

PP

= 14 Hz), 4.8 (t, J

PP

= 14 Hz). IR (cm -1 ): 3053 (CH), 1919 (CO).

MS (ESI, CH

3

CN): 1004.1 (100%, [M-H-Cl] 2+ -CO), 812.4 (76%,

[M-H-Cl] 2+ -PPh

3

+CH

3

CN), 1044.0 (48% [M-H-Cl+K] + -CO).

RuHCl(CO)(PPh

3

)(Benzoxantphos):

RuHCl(CO)(PPh

3

)

3

(0.05 mmol, 47.6 mg) and Benzoxantphos

(0.05 mmol, 29.3 mg) were placed and in a Wilmad-Young tube purged with Ar. To this, dry degassed toluene-d 8 (0.5 mL) was added NMR tube was closed. The mixture was heated to reflux for 3 h. After this time, the mixture was cooled to room temperature NMR was recorded. Crystals suitable for X-Ray diffraction could not be grown. Precipitation was observed after several days in the NMR tube.

1 H NMR (toluene d 8 , 500 MHz, 223 K): -7.42 (ddd, J

HP

= 24 Hz,

30 Hz, 110 Hz), -7.05 (dt, J

HP

= 27 Hz, 112.5 Hz), -6.82 (dt, J

HP

=

26.5 Hz, 119 Hz), -6.32 (dt, J

HP

= 24 Hz, 105 Hz). 31 P{ 1 H} NMR

(toluene d 8 , 202 MHz, 223 K): 40.93 (dd, J

PP

= 14 Hz, 229 Hz),

39.25 (dd, J

PP

= 14 Hz, 310 Hz), 36.35 (dd, J pp

= 319 Hz), 34.3 (d,

J pp

= 30 Hz), 34.1 (d, J

PP

= 30 Hz) 26.22 (dd, J

PP

= 14 Hz, 319

Hz), 21.75 (dd, J

PP

= 14 Hz, 310 Hz), 14.1 (broad s), 12.5 (broad s), 10.2 (broad s). IR (cm -1 ): 3053 (CH), 1917 (CO). MS (ESI,

MeOH): 949.1 (100%, [M-H-Cl] 2+ -CO) 978.8 (81%, [M-Cl] + ).

RuCl

2

(PPh

3

)(Xantphos):

RuCl

2

(PPh

3

)

4

(0.05 mmol, 47.9 mg) and Xantphos (0.05 mmol,

28.8 mg) were placed in a Wilmad-Young tube and degassed and purged with Argon. To this, toluene-d 8 (0.5 mL) was added and the mixture was refluxed for 5h. The solution was cooled down and crystals suitable for X-Ray diffraction fell out of solution

(quantitative yield).

31 P{ 1 H} NMR (toluene-d 8 , 400 MHz, 298 K): 35.1 (d, J

PP

= 31

Hz), 57.1 (t, J

PP

= 31 Hz). IR (cm -1 ): 3053 (CH), 740, 691 (arom.

Subst. ring). MS (ESI, MeOH): 943.2 (100% [M+H-2Cl] + ), 974.7

(47%, M-Cl+2H] + ).

RuCl

2

(PPh

3

)(Sixantphos):

RuCl

2

(PPh

3

)

3

(0.3 mmol, 285.7 mg) and Sixantphos (0.35 mmol,

207.4 mg) were placed in a Schlenk tube and purged with Ar. To this, dry degassed toluene (10 mL) was added and the Schlenk tube was closed. The mixture was stirred under reflux for 4 h.

After this time, the reaction mixture was cooled to room temperature and all solvent was evaporated in vacuo. The resulting pale yellow powder was washed with EtOH (3x10 mL). The remaining powder was dried in vacuo and after that washed with hexanes

(3x10 mL). All organic solvents were removed yielding an offwhite powder. Dark red crystals suitable for X-Ray diffraction were grown by slow diffusion of hexanes into a solution of the complex in benzene (202 mg, 65.5%).

31 P{ 1 H} NMR (toluene-d 8 , 400 MHz, 298 K): 36.5 (d, J

PP

= 34

Hz), 56.9 (t, J

PP

= 34 Hz). IR (cm -1 ): 3053 (CH), 742, 693 (arom.

Subst. ring). MS (ESI, MeOH): 957.0 (100%, [M-2Cl] + ), 990.7

(63%, M-2Cl] + + MeOH)

RuCl

2

(PPh

3

)(Thixantphos):

RuCl

2

(PPh

3

)

3

(0.04 mmol, 38.4 mg) and Thixantphos (0.04 mmol,

24 mg) were placed in a Wilmad-Young NMR tube and purged with Ar. To this, dry degassed toluene d 8 (0.5 mL) was added and the tube was closed. The mixture was stirred under reflux for 2 h.

After this time, the reaction mixture was cooled to room temperature crystals separated from solution.

31 P{ 1 H} NMR (toluene-d 8 , 400 MHz, 298 K): 36.9 (d, J

PP

= 31

Hz), 58.0 (t, J

PP

= 31 Hz). IR (cm -1 ): 3051 (CH), 719, 702 (arom.

Subst. ring). MS (ESI, CH

3

CN): 697.1 (100%, [M-H-Cl] 2+ -CO-

PPh

3

), 773.6 (64%, [M-Cl] + -PPh

3

+CH

3

CN).

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Soc., Dalton Trans. 1998 , 2981-2988; b) Ahmed, M.; Seayad, A. M.;

Jackstell, R.; Beller, M. J. Am. Chem. Soc. 2003 , 125 , 10311-10318; c)

Almeida Lenero, K.; Kranenburg, M.; Guari, Y.; Kamer, P. C. J.; van

Leeuwen, P. W. N. M.; Sabo-Etienne, S.; Chaudret, B. Inorg. Chem. 2003 ,

42 , 2859-2866; d) Hamers, B.; Bäuerlein, P. S.; Müller, C.; Vogt, D. Adv.

Synth. Catal. 2008 , 350 , 332-342; e) Ledger, A. E. W.; Slatford, P. A.;

Lowe, J. P.; Mahon, M. F.; Whittlesey, M. K.; Williams, J. M. J. Dalton

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Trans. 2009 , 716-722; f) Kharat, A. N.; Bakhoda, A.; Jahromi, B. T.

Inorg. Chem. Commun. 2011 , 14 , 1161-1164; g) Diebolt, O.; Cruzeuil, C.;

Müller, C.; Vogt, D. Adv. Synth. Catal. 2012 , 354 , 670-677; h) Diebolt,

O.; Tricas, H.; Freixa, Z.; van Leeuwen, P. W. N. M. ACS Catal. 2012 , 3 ,

128-137; i) Chmely, S. C.; Kim, S.; Ciesielski, P. N.; Jiménez-Osés, G.;

Paton, R. S.; Beckham, G. T. ACS Catal. 2013 , 3 , 963-974.

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Strijdonck, G. P. F.; Reek, J. N. H.; Kamer, P. C. J.; Fraanje, J.; Goubitz,

K.; van Leeuwen, P. W. N. M.

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1287; b) Jimenez-Rodriguez, C.; Roca, F. X.; Bo, C.; Benet-Buchholz, J.;

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Trans. 2006 , 268-278; c) van der Veen, L. A.; Boele, M. D. K.; Bregman,

F. R.; Kamer, P. C. J.; van Leeuwen, P. W. N. M.; Goubitz, K.; Fraanje,

J.; Schenk, H.; Bo, C. J. Am. Chem. Soc. 1998 , 120 , 11616-11626; d)

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Organometallics 2000 , 19 , 872-883.

[11] In a recent publication by Deutsch et. al. it has been shown that the employment of DPEPhos can be enhanced by using an ioslated complex and changing the solvent: Baumann, W; Spannenberg, A.; Pfeffer, J.;

Haas, T,; Köckritz, A.; Martin, A.; Deutsch, J. Chem. Eur. J.

2013 ,

19 , 17702-17706

[12] Published in Organometallics previously; D. Pingen, M. Lutz, D.

Vogt, Organometallics 2014 , 33 , 1623-1629..

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Leeuwen, P. W. N. M.; Goubitz, K.; Fraanje, J. Organometallics 1995 , 14 ,

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Tetrahedron Lett.

1995 , 36 , 75-78.

[14] gNMR V4.1.0 by Peter H.M. Budzelaar.

[15] VT-NMR data for 1 H and 31 P can be found in the supporting information.

[16] Selected crystallographic data for RuHCl(CO)(PPh

3

)(DPEphos):

C

55

H

44

ClO

2

P

3

Ru + disordered solvent, Fw: 966.33, monoclinic, space group C2/c, a= 27.343(3) Å, b=24.637(3) Å, c=18.240(2) Å, β=106.860(3)

º, V = 11759(2) Å 3 , Z = 8. R1 [I>2

(I)] 0.0473. Further details are given in the Supporting Information.

[17] NMR spectra for RuHCl(CO)(PPh

3

)

3

/ Nixantphos,

RuHCl(CO)(PPh

3

)

3

/ BnNixantphos and RuHCl(CO)(PPh

3

)

3

/

Benzoxantphos can be found in the supporting information.

[18] Venkateswaran, R.; Mague, J. T.; Balakrishna, M. S. Inorg. Chem.

2007 , 46 , 809-817.

[19] Selected crystallographic data for RuCl

2

(PPh

3

)(Sixantphos):

C

56

H

47

Cl

2

OP

3

RuSi, Mw: 1028.90, Monoclinic, space group P21/c , a=

10.2981(9) Å, b=24.6265(11) Å, c=18.6896(10) Å. α=90º, β=102.493(7)º,

γ=90º, V =4627.6(5) Å3, Z=4, Dcalcd =1.477 g/cm 3

. Further details are give in the Supporting Information.

9/10

P

Ru

P

P

Ru

P

10

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