Summary Applying Communication Theory for Professional life. CH1 What is Communication? Business: Communication process is the flow of information from one person to another. Scholars: The process by which people interactively create, sustain, and manage meaning. What is competent communication? It is most often understood as achieving a successful balance between effectiveness and appropriateness. Effectiveness is the extern to which you achieve your goals in an interaction. Where appropriateness refers to fulfilling social expectations for a particular situation. What is theory? Theories provide an abstract understanding of the communication process. They move beyond describing a single event by providing a means by which all such events can be understood. Communication theory is any systematic summary about the nature of the communication process. In the field of communication science we distinguish three kinds of theory 1. Commonsense theory/theory-in-use: Created by an individual’s own experience. They are the basis for our decisions about how to communicate. 2. Working Theory: Generalizations made in particular professions about the best techniques for doing something. Working theories are more systematic than commonsense theories because they represent agreed-on ways of doing things for a particular profession. 3. Scholarly theory: Provide more thorough, accurate, and abstract explanations for communication than do commonsense or working theories. They are, however, more complex. Evaluating Theory Five criteria to look at the relative usefulness of a theory: 1. Accuracy: This term suggests that systematic research supports the explanations provided by the theory. Thus one should look at research studies that have used the theory and see whether the research supports the theory or fails to find support for it. 2. Practicality: A theory with more applications is better than a theory without pratical uses. One should look not only for how the theory has been used in the research literature but also whether the theory has made the leap to professional practices. 3. Succinctness: Refers to whether or not a theory’s explanation or description is sufficiently concise. So we mean that the theory is formulated using as few steps as possible. The best way of thinking of succinctness is to compare how much of the communication situation is explained byu the theory in proportion to how many concepts are being used to explain it. The larger the situation and the smaller the number of necessary steps or concepts, the more succinct the theory. 4. Consistency: a. Internal consistency: The ideas of the theory are logically built on one another. b. External consistency: Refers to the theory’s coherence with other widely held theories. 5. Acuity: Refers to the ability of a theory to provide insight into an otherwise intricate issue. WOW-effect. CH2. Theory Development The theory-research link Inductive theory Research before theory Deductive Theory before research. (hypothesis testing etc.) What is research? A disciplined inquiry that involves studying something in a planned manner and reporting it so that other inquirers con potentially replicate the process if they choose. Two different kinds of research: 1. Primary research is the research reported by the person who conducted it. 2. Secondary research is research reported by someone other than the person who conducted it. (research in newspapers, magazines etc.) Research methods in communication Experiments (mostly social scientists): Are used to see whether one thing causes another. Experimental research allows researchers to determine causality. Presumed cause: independent variable and the presumed effect; dependent variable. Laboratory experiments take place in a controlled setting so the researcher might better control the effect at manipulation. Field experiments take place in participants’ natural surroundings. Survey research: Strength of surveys is that it is the only way to find out how someone thinks, feels, or intends to behave. So surveys capture people’s perception. Two kinds of surveys: Interviews or questionnaires. Interview is orally and a questionnaire is a written survey. The key concepts associated with every type of survey and questioning and sampling. Questioning: Two forms 1. Open-ended questions allows respondents to respond in their own words giving as much or as little information as they would like. 2. Closed-ended questions Respondents respond to a set type of answers Sampling: Researchers work with large groups of people which is called a population (people with the same characteristic) However researchers can also use a sample of this population. The Law of Large Numbers (LLN) states that if samples are well selected we can generalize the sample to the population. Random samples are better than non-random samples or purposive samples. Because a random sample gives a more representative information source about brand preferences than a convenience sample. Textual Analysis Textual analysis is used to uncover the content, nature, or structure of messages. It can also be used to evaluate messages, focusing on ther strengths, weaknesses, effectiveness, or even ethicality. There are three distinct forms in textual analysis: 1. Rhetorical criticism refers to a systematic method for describing, analyzing, interpreting and evaluating the persuasive force of messages. 2. Content analysis seeks to identity, classify and analyze the occurrence of particular types of messages. Developed to study mass-mediated messages. Content analysis exists of four steps a. The selection of a particular text b. The development of content categories c. Placing the content into categories d. Analysis of the results 3. Interaction analysis (conversation analysis)This approach typically focuses on group or interpersonal communication that have been recorded, with emphasis on the nature or structure of interaction. Problem with these approaches is that actual effects on the audience cannot be determined solely by focusing on texts. Ethnography (Mostly humanist) Ethnography typically involves the researcher immersing himself or herself into a particular culture or context to understand communication rules and meanings for that culture or context. The key to this type of research is that it is naturalistic and emergent, which means that it must take place in the natural environment for the group under study and that the particular methods used will be adjusted on the basis of what is occurring in that environment. Different roles of the ethnographies are available in the research: Complete participants are fully involved in the social setting, and participants do not know that they are being studied. Participant-observer role is when the researcher becomes fully involved with the culture or context, but he or she has admitted his or her research agenda before entering the environment. Complete observers do not interact with the members of the culture or context which means they do not interview any of the members of the group under study. SEE PAGE 23 TABLE 2.1 Social Science and the Humanities Communication exists of two forms, namely the art form of communicating and the social science of communication. Those two are sometimes considered distinct pursuits. Therefore we distinct Humanity and the Social Sciences. The distinction between social science and humanities is mostly a philosophical one. The humanities have the interpretation of meaning is of central concern. Meaning is presumed to be something that is subjective and unique to the individual even though meanings are likely influenced by social processes. Subjectivity is a hallmark where one’s own interpretation is one of interest. Objectivity is a central feature for the social sciences. Because the humanities and social sciences have different areas of interest they treat theory and research differently: Belief about human nature o Social scientists belief that past experience, personality predispositions and a number of other antecedent conditions cause people to behave in certain ways. o Humanists believe that people have control over their behavior. People make conscious choices to communicate to meet their goals. Theorists taking this stance are called pragmatist because people are practical and that they plan their behavior. o In short pragmatist believe that human beings are not passive reactors to situations but dynamic actors. Humanists tend to focus on the choices that people that people make, such as the choice of strategies used by major financial companies. Goal of theory o Social scientific theory has the goal to understand and predict communication processes. Social sciences are interested in generalizations. If a theorist understands the general pattern that is at the heart of a social scientific theory, then she or he should be able to predict how any one individual might communicate. o Humanities believe that interpretations are always subjective; unique to the individual. They believe that theorists cannot predict how a person will behave. We can only try to understand human communication Process of theory development o Social science uses deductive theory. So hypothesis with according to theory and then research if the hypothesis can be assumed or rejected. o Humanist believe in inductive theory. Focus and methods of research o Social science requires standardization and control. They study narrowly defined areas at a time, believing that the whole picture will be uncovered eventually. This is called particularism o Humanists believe in looking at the big picture they believe that all pieces of the puzzle contribute to an understanding of the problem. This is called Holism. In short, social scientist use quantitative surveys or textual analysis. Humanists, on the other hand, use qualitative surveys and textual analysis. The development and change of theories Kaplan argues that theories can change by extension or by intension: Extension means that the theory adds more concepts and builds upon what was already established. Intension means that scholars gain a deeper and a more nuanced understanding of the original concepts presented in the theory. CH3 Explaining theories of cognition and intrapersonal communication In CH1 communication was defined as a process by which people interactively create, sustain and manage meaning. However meaning is more intrapersonal than interactive because meaning is derived only after an individual perceives a message and gives is meaning. Meaning is about interpretation. The Cognitive Process The cognitive approach says that we should not only focus on an external cause or stimuli (Pavlov) we should be concerned with the metal processes that are used to process stimuli and generate particular effects. Cognition refers to what happens in the mind that causes us to behave in particular ways. Henceforth we are describing four theories that examine the cognitive and intrapersonal aspects of communication. Message Design Logics (telling co-worker he/she isn’t pulling her weight) Because people think about communication differently they also construct very different types of messages. Message design logic (MDL) is your belief about communication that links thought to the construction of messages. So people who have different views about the nature and function of communication will construct different types of messages. Three message design logics The expressive MDL (reactive): A person using this pattern is concerned primarily with self-expression. Communication is viewed as a means for conveying the sender’s thoughts and feelings. People who use this feel a genuine pressure to say what’s on their mind. The conventional MDL: Views communication as a rule-based game that is played cooperatively. A person using this pattern is primarily concerned with appropriateness; these individuals view communication contexts, roles and relationships as having particular guidelines for behavior. People have a strong urge for politeness and saying and doing the right thing. The rhetorical MDL (pro-active): Views communication as a powerful tool used to create situations and negotiate multiple goals. They focus on the effect of messages on the recipient. Those using this MDL pay close attention to other peoples’ communication in an effort to figure out others’ points of view. The sender seeks to balance his or her own goals of stopping the harassment with the target’s goals of protecting against embarrassment. The rhetorical MDL tries to find a common drama in which to play. MDL Preferences People with the same MDL often agree that they have a communication problem. However if two people have different MDL’s they often don’t agree that they have a communication problem but are said to have bad intentions, mistaken beliefs or undesirable personality characteristics. SEE Table 3.1 MDL’s are not the same as personality traits. MDLs are not stable and can change and develop over an individual’s lifespan. Expressive MDLs view communication primarily as a means of sharing their unique feelings, beliefs and ideas. Conventional MDLs perceive communication as a rules-based game. Rhetorical MDLs emphasizes a highly flexible approach to communication in which the speaker adapts to the situation, using self-expression or relying on social conventions as appropriate. Communication accommodation theory (CAT) CAT provides an informative platform from which to understand how we adapt our communication when we interact with others. When interacting with others, individuals will accommodate their speech and language patterns, either by matching their partners’ speech or by differentiating their speech and language use. Communicating Social Identity through in-groups and out-groups Human beings categorize information to simplify and create understanding. One way in which we categorize others and ourselves is through social identity groups (ethnicity, marital status, work relation). This we divide in in-groups and out-groups. In-groups are social affiliations to which an individual feels that one belongs. Out-groups are those social affiliations to which a person feels that one does not belong. CAT relies on language, speech, and non-verbal messages all communicate one’s in-group and outgroup status. Especcialy the jargon can create a big gap between different groups. Jargon can be used to impress others in the out-group. Accommodation through convergence or divergence Individuals adjust their speech and conversational patterns either in an effort to assimilate with or to deviate from others. When a person wants to be viewed as part of an in-group, CAT predicts that this person will accommodate by convergence. Also interpersonal attraction leads to convergence, one who is more likable and socially skilled will have others to converge to his/her speech. If one does not want to belong to a group or finds someone not attractive one will us divergence. Rather than match your partner’s communication you will seek to make your speech different. Who accommodates to whom? When looking at race, ethnicity and sex in the workplace Euro-American male employees typically diverge. Because it is the standard therefore people diverge. Conversely, minority employees typically must converge to this standard to achieve status. However this can place minorities in a dilemma: maintaining their cultural and social identity is sacrificed when using the mainstream speech patterns that are expected and rewarded. The pitfalls of accommodation When in doubt, individuals rely on social norms to inform their decision to accommodate or not. Norms are implicit expectations that guide socials behavior. CAT explains and predicts the experience of convergence and divergence in interpersonal communication. SEE Table 3.2 Uncertainty Reduction Theory (URT) URT holds that social life is with ambiguities, it seeks to explain and predict when, why and how individuals use communications to minimize their doubts when interacting with others. Three assumptions guide the uncertainty reduction framework (Berger and Calabrese) 1. The primary coal of communication is to minimize uncertainties that humans have about the world and the people therein. 2. Individuals experience uncertainty on a regular basis and that the experience of uncertainty is an unpleasant one. 3. Communication is the primary vehicle for reducing uncertainty. Berger states that there are three possible preceding conditions that influence whether have the motivation necessary to reduce their uncertainty. Reducing Uncertainty People are motivated to reduce uncertainty only under one of three antecedent conditions. 1. Anticipation of future interaction suggests that you are more motivated to reduce uncertainty about someone who you are likely to see again. 2. Incentive value, includes the notion that you are prompted to learn more about someone when the individual in question has the potential to provide you with rewards or even punishment 3. If a person is odd, eccentric, bizarre or unusual that counters your expectations individuals will be more likely to reduce their uncertainty about the individual. Types of uncertainty There are two types of uncertainty: 1. Behavioral uncertainty takes into account your insecurity about which actions are appropriate in a given situation. 2. Cognitive uncertainty is about people who are unsure as to what to think about someone or something. It emphasizes the doubts in your ability to pinpoint the attitudes and beliefs of others. Axioms explaining the uncertainty reduction process. The process of reducing uncertainty is predicated on eight axioms, or self-evident truths, (TABLE 3.3) that have been established and supported in previous research. URT axioms have been classified, paired together to create theorems and tested thus have scholarly credence. Uncertainty reduction strategies Reducing Uncertainty needs to take in account Berger and Calabrese’s original premise: Uncertainty reduction is central to all social relations. URT is related to Berger’s notion of plan-based messages. When seeking information about social realities, individuals create and use plans that vary in complexity. Three overarching strategies typify most uncertainty reduction communication: Passive strategy is used when individuals observe their surroundings and surreptitiously gather clues about which behaviors are appropriate. Active strategy is used when one involves seeking information from a third party. Inter-active strategy is when you go straight to the source in question and ask for as much information as possible. Expectancy violations theory (EVT) EVT explains the various meaning that people attribute to the violation, or infringement of their personal space. Similar to URT EVT is derived from different axioms and assumptions. Assumptions EVT builds on a number of axioms, however the assumption most central of understanding EVT is the assumption that humans have competing needs for personal space and for affiliation. If someone crosses your line EVT predicts that one will do something about it. EVT also makes predictions about how individuals will react to a given violation. Will you reciprocate, or match, someone’s unexpected behavior. Or will you compensate, or counteract, by doing the opposite of your partners behavior. Before making a prediction of about reciprocation or compensation you must evaluate the three core concepts, expectancy, violation valence, and communicator reward valence. Core concepts of expectancy violations theory Expectancy refers to what an individual anticipates will happen in a given situation. Expectancy is based on three primary factors: 1. Context using behavior must be related to the situation. 2. Relationship the relationship which you have must be taken into account 3. Communicator’s characteristics there are expectations if one is of certain age of a different sex etc. Violation valence is the breach of the expectations that you had of an individual and you start questioning his behavior. The positive or negative evaluation you make about a behavior that you did not anticipate. The third element that must be addressed before reciprocation or compensation involves assessing the person whose behavior is in question. Similar to the violation valence, the communicator reward valence is an evaluation you make about the person who committed the violation. If the person has the ability to reward (or punish) you in the future he/she has a positive reward valence. Predicting Reactions when expectations are violated After assessing expectancy, violation valence and communicator reward valence one can predictions if the individual will reciprocate or compensate the behavior. See FIGURE 3.1! EVT focuses broadly on the infringement of one’s expectations for normal behavior. In the study of Burgoon it proves that violations are not always negative and expectations which are broken can become a positive thing. CH4 Explaining Theories of interpersonal communication Interpersonal Communication Defined Interpersonal Communication (IPC) has been defined in various ways: Scholars Based on the situation and number of participants involved. IPC occurs between two individuals when they are close in proximity, able to provide immediate feedback and utilize multiple senses. Others based on the degree of “personalness” or perceived quality of a given interaction. IPC includes communication that is personal and occurring between people who are more than acquaintances Anothers based on a goal approach. IPC includes communication used to define or achieve personal goals through interaction with others. Four theories that are a mixture of those definitions. It refers both to the content and the quality of messages. Politeness Theory (PT) PT explains how and why individuals try to promote, protect, or “save face”, especially when embarrassing or shameful situations arise unexpectedly. PT clarifies how we manage our own and others; identities through interaction, in particular, through the use of politeness strategies. Assumptions of PT Three primary assumption guide PT: PT assumes that all individuals are concerned with maintaining face. o Face refers to the desired self-image that you wish to present to others; face also includes the recognition that your interactional partners have face needs of their own. Two dimension to face: Positive Face: includes a person’s need to be liked, appreciated and admired by select persons Negative Face: assumes a person’s desire to act freely without constraints or imposition from others. PT assumes that human beings are rational and goal oriented, at least with respect to achieving face needs. You have choices and make communicative decisions to achieve your relational and task-oriented goals within the context of maintaining face. PT maintains that some behaviors are face threatening. Inevitably, you will threaten someone else’s face, just as another person will, at some point, threaten yours. These facethreatening acts (FTAs) include common behaviors such as apologies, compliments, criticisms, requests, and threats. PT ties together these assumptions to explain and predict how, when, and where FTAs occur and how we can restore this. Preserving Face To create and maintain the desired self-image (face), individuals must use facework. This is specific messages that thwart or minimize FTAs. Preventive facework strategies include communications that a person can use to help oneself or another to avert FTAs. (Avoiding certain topics, pretending not to notice FTAs) Corrective facework consists of messages that an individual can use to restore one’s own face or to help another restore face after an FTA has occurred. (Avoidance, humor, apologies etc.) Your own face may conflict with your partner’s face needs. According to PT individuals can choose one of five suprastrategies when communicating in a manner that could potentially threaten the face of another: 1. Avoidance chooses not to communicate in a way that would create embarrassment or a loss of face for another. 2. Going off record he/she subtly hints or indirectly mentions the face-threatening topic. 3. Negative politeness Occurs when the speaker makes an effort to recognize the other’s negative face needs. With negative politeness, you appeal to the receiver’s negative face needs through apologies and self-effacement to make yourself appear vulnerable to the other, while also acknowledging that the FTA is impolite and inhibits the other’s independence. 4. Positive politeness The speaker emphasizes the receiver’s need for positive face – that is, the need to be liked. Mostly used with flattery and compliments, you hop to camouflage your face-threatening behavior. 5. Bald on record The communicator makes no attempt to protect the other’s face and simply commits the FTA. The level of politeness is created by the prestige someone has the power that the receiver has and the risk of hurting the other one SEE Table 4.1 PT predicts that because humans typically commit FTAs to achieve a desired goal, individuals will not use strategies that are more polite than necessary because the cost of ambiguity is too great. Social Exchange Theory (SET) SET clarifies when and why individuals continue and develop some personal relationships while ending others. SET looks at personal relationships in terms of costs versus benefits. Assumptions of SET Three assumptions guide SET: 1. Personal relationships are a function of comparing benefits gained versus costs to attain those benefits. 2. People want to make the most of the benefits while lessening the costs. Minimax principle! 3. By nature humans are selfish. Thus you tend to look out for yourself first and foremost. Core components of SET Three core components make SET 1. Relationships bring both rewards and costs. The outcome of the relationship is the ratio of rewards to costs in a given relationship. Relational rewards include any benefits that you perceive as enjoyable or that help you achieve specific aspirations. Relational costs are those drawbacks that we perceive as unpleasant or that prevent us from pursuing or achieving an objective. One hopes that the rewards outweigh the costs so it results in a positive outcome value. The outcome value becomes a benchmark used to help measure our relational rewards in comparison to our expectations and alternatives. 2. The comparison level (CL) represents what rewards a person expects to receive in a particular relationship. SET maintains that individuals compare their current outcome value with their CL. 3. The comparison level of alternatives (CLalt) must be examined by every individual to decide whether they want to continue or stop their relationship. CLalt are what are your alternatives to staying in the relationship. Only when one perceives that the alternatives are greater than your outcome and greater than your CL one will end a relationship. SEE Table 4.2! SET explains and predicts an individual’s decision to maintain or de-escalate a particular relationship. Dialectical perspective Relationships are dynamic; it is impossible for a relationship to maintain a certain level of satisfaction or reach a constant status quo. Assumptions of the dialectal perspective Four primary assumptions guide a dialectical approach to relationship maintenance: 1. Praxis suggests that the development of a relationship is neither linear, nor repetitive. Instead, relationships can become more intimate or less intimate over time. Thus, relational partners act and react while their relationship’s trajectory spirals. 2. Change/motion, the only guarantee in a relationship is that it will change. It is virtually impossible to maintain a relationship, because maintenance implies a steady state. Relationships are sustained not maintained. 3. Relationships are grounded in interdependent contradictions. Within every relationship, both partners have essential, yet opposing, needs. Because these needs counteract each other such that you can’t achieve both needs at the same time, ongoing tension results. 4. Totality emphasizes the fact that without interdependence a relationship cannot exist. So, to sustain a relationship, therefore, means that the relationship will constantly fluctuate, spiraling forward in time, while relational partners experience and try to satisfy interdependent, yet opposing, needs. Between any two relationship partners three central tensions (internal dialectics) are thought to exist: 1. Autonomy-connection dialectic refers to the tension between the desire to feel connected to one’s partner versus the desire to maintain a sense of independence. 2. The openness-closedness dialectic includes the pull between wanting to open up an selfdisclose while also wanting to maintain one’s privacy 3. Predictability-novelty dialectic is the tension between wanting stability or steadiness while also wanting opportunities for spontaneity. External tensions mirror the internal dialectical tensions. The difference is that internal dialectics only involve the competing needs the two people and external dialectics appear when the pair interacts with other people in their lives. (Figure 4.1) External dialectics: 1. Inclusion – seclusion dialectic emphasizes the tension partners as a unit experience when they want to spend time with external people or they want to spend time together. 2. Revelation-concealment dialectic involves the tension between relationship partners who want to reveal aspects of their relationship to the outside while they want to keep some things private. 3. Conventionality – uniqueness dialectic emphasizes the tension partners seek between wanting to behave in ways that are considered normative or traditional versus wanting to emphasize their relationship’s uniqueness by doing something completely different. SEE Table 4.3 Four theories to manage tensions within a relationship: (a pole in referring to external or internal dialectic) 1. Selection strategy involves choosing to favor one pole or need at the expense of another. 2. Cyclic alteration (spiraling alteration) fulfill one pole or need now and will shift to fulfill the other pole at a later time, creating a back-and-forth strategy of coping 3. Segmentation compartmentalizes the relationship such that certain issues coincide with one other pole or need, and other issues are appropriate for the opposite pole. 4. Integration includes several variations and is predicated on incorporating aspects of both poles so as to create a more fulfilling experience Communication Privacy Management Theory Communication Privacy Management (CPM) builds upon each of the three previous theories. Like PT, CPM is concerned with the dilemma of how and what a communicator should say. Like SET, CPM recognizes the power of maximizing rewards and minimizing costs in making decisions. Like dialectics, CPM recognizes that managing tensions is the central way that relationships are sustained. The basic premise of the theory is that people create decision-making rules to help them determine when to reveal and when to conceal private information. IMPORTANT: CPM is seen, by Petronio, as a macro theory, as it also can be applied in group and organizational settings. Her theory moves beyond a focus of just self-disclosure to a focus on disclosure in general. She argues that disclosure can only be understood in terms of privacy and so are the two (disclosure and privacy) interdependent. Principles of CPM Theory Petronio and Durham outlined six major principles of CPM: 1. Public-private dialectical tension states that the major tension is between revealing and concealing private information. 2. Private information defines private information as inaccessible to others. 3. Decisions about sharing private information are regulated by particular privacy rules. Our decisions about sharing private information are informed by five decision criteria (SEE table 4.4). 3.1. Cultural criteria 3.2. Gender criteria 3.3. Motivational criteria 3.4. Contextual criteria 3.5. Risk-benefit criteria 4. Boundaries (metaphor) are meant to provide a visual representation of two sides. I.e. one side people keep information to themselves and on the other side people share private information. 5. Boundary coordination refers to the ways that collective boundaries are maintained. Three way 5.1. Boundary linkages refers to alliances between the owners of the information 5.2. Boundary ownership refers to the rights and responsibilities borne by the owners of the information. The clearer the privacy rules are to the shared owners of the info, the more likely that the info will be managed consonantly. When a boundary linkage is created one will most of the time indicate the rules for disclosure. 5.3. Boundary permeability refers to how much information is easily passed through the boundary. Petronio recognized that the management of boundaries is not always a smooth process. She developed the notion of boundary turbulence which occurs when the rules for privacy management are not clear. Other causes are privacy violations, ethical dilemmas, differing expectation, and misconceptions about ownership. CH5 Explaining Theories of Group Communication Group communication defined A group refers to a system of three or more individuals who are focused on achieving a common purpose and who influence and influenced by each other. Groups differ from an organization because an organizational knows a formal hierarchy and structured ways of communication where a group’s structure and patterns of communication typically emerge through interaction. A team is an ongoing, coordinated group of people working together. Teams are self-directed and self-regulating meaning that typical chains of organizational command are suspended. Teams are empowered to complete a task from the beginning till the end. Understanding communication in groups and teams: System perspective System approaches are a constellation of theories that share common assumptions and concepts. The core of all system approaches is a focus on the interdependence that develops whenever people interact with each other. Assumptions of the system perspective A central assumption of systems approaches is that communication is the means by which systems are created and sustained. There is also a micro and a macro approach to study the communication that takes place in relationships. Macro approach states that systems approaches allow for recognition of how larger social institutions might influence smaller groups of people such as work groups or families Micro approach states that systems theories provide a way to understand how individuals and interpersonal relationships between individuals might influence the group as a whole. A system is a group of individuals who interrelate to form a whole. A subsystem is a smaller part of the group as a whole. A suprasystem is the larger system within which the system operates. E.g. a football team is a system, the defensive line is a subsystem and the NFL is the suprasystem. Systems theories hinge on nunsummativity, the idea that the whole is greater than the sum of its parts. The ability to achieve more through group effort than individual effort is positive synergy. Negative synergy means that the group achieves less than the individual part would suggest. The point of nonsummativity is that the whole is qualitatively and quantitatively different from the individual components. A reason the nonsummativity occurs is because of interdependence which means that all system members are dependent on all other system members. Another principle central to systems approaches is homeostasis which refers to the natural balance or equilibrium within groups. It is the tendency for a gives system to maintain stability in the face of change. This effort at stability can be either functional or dysfunctional for the system. On the one hand, a successful system that achieves homeostasis is likely to continue to be successful. On the other hand when there is a conflict in a system homeostasis suggests that efforts to reduce the conflict might only engender more conflict because it is the natural balance. Another concept of interest of interpersonal communication is equifinality which states that there are multiple ways to achieve the same goal. So there are multiple paths the group might take to achieve its goals. In addition, at any given time, there are multiple goals that the group can address. The Palo Alto Group According to the Palo Alto group there are five axioms of communication SEE TABLE 5.1. 1. The impossibility of not communicating: suggests that all behavior has the potential to be communicative regardless of whether the sender intended the behavior to be interpreted as a message. If someone uses the “silent treatment” it means that that person is angry with another. The Palo Alto group is firmly committed to the belief that communication need not be intentional 2. Content and relationship levels: suggests that when people interact with each other they are sending particular messages which are considered the content level (verbal or nonverbal) At the same time that they are sending content, they are also sending additional information. The relationship level is characterized as how the content should be understood. 3. Punctuate sequences of behavior: the grammatical definition of the term punctuation refers to the use of marks to separate sentences, clauses, and so forth. The theory suggests that interaction is understood by the people involved in it as a series of beginnings and endings, of causes and effects. The point of this axiom is that although communicators tend to assign causes and effects to interactions, it is likely that interactants will view the same interactions as having different causes and effects; punctuation is always a matter of individual perception, with no perception being wholly correct or incorrect. Punctuation creates conflict. 4. Digital and analogic codes: Analogic codes are those in which the symbol actually resembles the object it represents (two fingers represent 2) Mostly nonverbal communication however verbal communication is also possible. Onomatopoeia (a word that sounds like what it means, buzz or click) can be considered analogic communication. Digital communication is that in which the symbol and the meaning of the symbol are arbitrarily linked. The meanings of some symbols are culturally determined by the assignment of meaning (cat does not look like a cat but everyone knows what is meant) Digital communication is mostly verbal however e.g. the OK symbol is digital non-verbal communication (because it has different meaning in different cultures). 5. Communication can be symmetrical or complementary: when communicators behave in the same manner they are communicating symmetrical. When they behave in different ways they behave in a complementary fashion. It is not the opposite but the pattern of behavior is different. Interaction Process Analysis (IPA) /SYMLOG IPA is a classic theory developed to explain patters of group discussion, particularly in terms of leadership. Bales’s theory shows that groups seek to achieve two goals: 1. Task goals: requires communication geared toward achieving the groups’ goals, such as asking for and receiving information or giving suggestions 2. Maintenance goals: achieved by socioemotional communication, such as expressing agreement, releasing tension, and demonstrating cohesion. The problem is that those two goals conflict with each other. Too much attention paid to the task goals can endanger the maintenance goals. A group must strive to equilibrium. So Bales proposed a method for analyzing the functions of group communication. SEE FIGURE 5.1 The first and fourth category refer to socioemotional behavior the second and third refer to task behavior. The lines on the far right represent a means to identify particular strengths over weaknesses of the group. Research shows that healthy groups utilize approximately twice as much task talk as maintenance talk and more positive socioemotional talk than negative socioemotional talk. IPA suggests that the same group might have two leaders: a task leader and a maintenance leader. Because the two goals are conflicting the two leaders keep each other in balance. Clearly the taskrelationship distinction is only appropriate in groups where the task is distinct from group cohesion. After IPA Bales created a new theory expanding IPA he called this the System for the Multiple Level Observation fo Groups (SYMLOG). This technique focuses on the same variables identified as important in IPA. However, SYMLOG is simultaneously a theory of group dynamics and a practical method for measuring and changing group behavior. Specifically, group members evaluate themselves and all other members of the group on either their values or their behaviors to understand the group better, improve productivity, or increase satisfaction. This evaluation centers on three dimensions: 1. Forward-backward: Group members rate each other and themselves on the extent to which they demonstrate forward (accepting authority) versus backward (rejecting authority). 2. Positive-negative: Positive (friendly behavior) negative (unfriendly behavior) 3. Upward-downward: upward (Dominance) downward (submissive) It must be said that dimensions might not emerge, either because the person manifests both behaviors and values or nether forward nor backward behavior and values. Each individual in the group is scored and then all group members are plotted together in what is known as a field diagram. This diagram presents a visual picture of the group. Symbolic Convergence Theory (SCT) SCT was founded on the idea that group members cooperatively create and sustain a shared consciousness, including shared meaning, through interaction. SCT focuses on two aspects of group communication: the creation of a group identity and the ways that group identity influence norms of behavior. Central Concepts A number of concepts are critical for understanding the explanation of group communication. Fantasy: According to SCT fantasy refers to a creative understanding of events that fulfills a psychological or rhetorical need. Fantasy theme starts with a dramatizing message (joke, pun, anecdote etc.) These messages do not refer to present happenings; instead the reference events that have happened in the past or that are anticipated for the future with a level of emotional revelation. Sometimes these messages are sent and immediately dropped but if the rest of the group responds to the dramatizing message, a fantasy theme has emerged. Continuing this can result in a fantasy chain, which is when the fantasy theme is developed through group interaction and enters group consciousness. When a fantasy chain has risen it can result in group cohesion, a process which is called symbolic convergence; the emergence of a fantasy chain transforms the group from a collection of individuals to an identifiable group with a group consciousness. The ways that various fantasy chains combine within a group lead to a rhetorical vision. A unified way of viewing the world. This rhetorical vision provides a set of implicit norms for group behavior. The process of symbolic convergence affects decision making. Group consciousness and shared motivation also influence assumptions and preferred processes by which decisions are made. Bormann contented that group members might create fantasy themes about the decision-making process itself. SEE FIGURE 5.2 Functional Group Decision-making Theory A function refers to what communication does. An apology serves the function of relationship repair, or a joke the function of tension release. The model of Gouran and Hirokawa tries to answer the question Why do some groups make good decisions while others make bad ones? Their model argues that the answer to this question has to do with whether the group has successfully accomplished four functions, which they call requisite functions. SEE TABLE 5.2 1. Problem analysis: This means that the group must take a realistic look at the nature, extent, and likely causes of the problem. 2. Goal setting: Necessitates that all members are clear about what they are trying to accomplish. Needs group members to create criteria. 3. Identification of alternative solutions: Group members brainstorm to generate many possible solutions, maximizing the likelihood that a good solution is ultimately chosen. Brainstorming requires that the group members come up with as many solutions as possible. 4. Evaluate and select: group members must evaluate the possible solutions generated in the previous function; specifically the members must compare the possible solutions with the criteria they developed in the second function. Functional group decision-making states that all four functions need to be accomplished to maximize the likelihood of an effective decision and that no one function is more important than another. A specific problem might make a particular function less challenging to accomplish. However Hirokawa acknowledges that a specific problem might make a particular function less challenging to accomplish. Research shows that it does not matter in which order the problems are completed they just need to be completed. Function group decision-making theory makes particular claims about communication in groups. It proposes that human beings actively construct group experience based on their communication. Three types of communication exist in small groups: 1. Promotive discussion: communication geared toward one of the requisite 2. Disruptive communication: diverts, retards, or frustrates the ability of the group to achieve the requisite functions 3. Counteractive communication: messages that return a disrupted group back to the requisite functions, is likely to be most important for group decision-making. CH6 Explaining Theories of Organizational Communication Organizational Communication Defined An organization is characterized by a group of people who coordinate activities to achieve individual and collective goals. Communication within organizations typically serves three functions or purposes: 1. Relationship function: communication takes care of socializing organizational members and integrating them into their work environment 2. Irganizing: communication guides, directs and controls organizational activity 3. Change: communication makes organizational members analyze, problem solve, adapt and innovate Organizational Culture There are two competing perspectives on organizational culture; approaches that view culture as something an organization has and approaches that view culture as something an organization is. Deal and Kennedy argue that organizations become high performing when they have a strong culture. Four central elements to culture 1. 2. 3. 4. Values: underscore the organization’s core beliefs Heroes: the people who best represent or personify these values Rites and rituals: refer to public performances that demonstrate the organizational values Cultural network: the informal communication processes that take place in the organization, including stories and gossip. The researchers identify four types of organizational cultures that vary based on the degree of risk the organization is willing to perform as well as the type of feedback and reward system it has. SEE Table 6.1 1. Work hard-play hard culture: characterized by fun and action. Organizations of this type encourage lots of activity. (Sales organizations) 2. Tough-guy macho culture: one of quickly taking gambles with the potential of high reward or huge losses. (advertising agencies or entertainment industry) 3. Process culture: Employees in this culture typically can’t measure what they do but focus instead on how it is done. The work is stable and consistent (banking, insurance etc.) 4. Bet-the-company culture: exemplified by high-stakes gambles that take years to pay off. (Oil companies) The second approach of Smircich focuses on the process of communication that creates, sustains, and constrains interaction within the organization. Schein described the elements that comprise an organizational culture and how organizational cultures assist individuals in making sense of their experiences. According to Schein, culture refers to a pattern of shared assumptions that have been invented, discovered, or developed by a given group and are taught to new members as the correct way to perceive, think, and behave. Culture is something that emerges from interaction and continuously develops, although it is resistant to change. His model includes three levels of culture: artifacts, values and assumptions. According to Schein assumptions is at the crux of organizational culture and that the first two levels, artifacts and values may simply reflect the more abstract of subconscious assumptions shared by organizational members. Level 1 Artifacts Refer to the observable evidence of culture. This can be physical entities but also patterns of behavior. SEE TABLE 6.2 However while this level of culture is readily apparent it does not provide much substance to an understanding of organizational culture. Attention must be turned to higher levels for such understanding. Level 2 Values: Preferences about how situations should be handled. These preferences represent shared beliefs about how things ought to happen. Organizational leaders are frequently the source of values. (values of the founder are often the values of the employees) However, because a leader articulates a value doesn’t make it a value. Espoused values are not always identical to the actual values of the organization. Just because appears in the mission statement does not mean it reaches the level of everyday practice. Level 3 Basic Assumptions Refers to the viewpoints organizational members hold about the world, including perceptions, thoughts, feelings, and beliefs. These assumptions are subconscious because they have been reinforced over and over again. Organizations specifically develop assumptions about the nature of reality, time, space, human nature, and human relationships, among other thing. According to Schein’s model of organizational culture and analysis of assumptions could assist organizational members in generating a coherent blueprint for how the organization should operate. Sometimes there are contradictory assumptions (catholic school versus academic world) these assumptions might cause problems for members who are seeking to behave in concert with organizational assumptions. How the organization reconciles these inconsistent assumptions determines the overarching organizational culture. Organizational assimilation theory Organizational assimilation theory was created by Jablin as a way to explain how individuals become integrated into the culture of an organization. He argues that the process of being socialized into an organization is complex and takes place over years. The theory identifies four stages that organizational newcomers go through before becoming full member of the organization SEE TABLE 6.3 Vocational Anticipatory Socialization Learning about the nature of the job by observing and experiencing during our childhood what it is like to work. Anticipatory Socialization Here, individuals gather information about a specific vocation, a specific position, and/or a specific organization. It includes the process of choosing an organization, interviewing and preparing to enter the organization. During this phase the organizational new-comer starts to become socialized into the organization before he or she ever works in the organization. Encounter The organizational newcomer enters the workplace and begins to learn the normal work patters and expectations of the organization. Typically the organizational newcomer relies on coworkers and his or her supervisor for URT. Metamorphosis The movement of the individual from an outsider to an insider. During this stage, the newcomer and the organization exert mutual influence in the process of developing a “fit” between the organization and the employee. The newcomer internalizes the values and behaviors in order to fulfill organizational expectations (socialization). While at the same time the organizational member seeks to have an impact on his or her role and work environment (individualization). Organizational Identification and control (OIC) Organizations increase their use of team-based structures to improve quality, engender creativity, and increase employee involvement. Although these are the stated goals team-based structures also serve another purpose: control over employees. OIC theory centers on the way that an individual’s connection to the organization influences behavior and decision making in team-based structures. Three concepts: 1. Identification: refers to the sense of oneness with or belongingness to an organization; when individuals experience identification, they define themselves in terms of the organization (metamorphosis stage). The “we-feeling” is very important. 2. Control: an organization needs control to get things done. OIC suggests that there are several forms of control that an organization might use: a. Simple control: involves direct, authoritarian control. b. Technological control: involves the use of technology to manage what can and can’t be done in the workplace (assembly line principle) c. Bureaucratic control: Weber’s theory of a clear hierarchical organization. (employee handbook) In developing OIC however Tompkins and Cheney suggest that changes in organization have shifted the way that control is wielded. With the growing use of team-based organizations and organizations grounded in participation and empowerment there are two new types of control: d. Unobtrusive control: based on shared values within the organization. So management’s job is to create a vision and mission for the organization. So employees can identify themselves with the mission and vision. Control through commitment e. Concertive control: happens when coworkers develop mechanisms to reward and control behavior that influences the team SEE TABLE 6.4 3. Discipline: is achieved through a sense of responsibility to the work group because members identify with their organization and because they share common values and a vision for the organization. One will make a decision which is best for the organization if one does not coworkers will put pressure on the one. According to OIC, superiors need not do the disciplining themselves but the mission and vision together with the identification will do the work for them. Organizing Theory Weick’s organizing theory states that communication is the organization. Communication is what constitutes an organization. Instead of examining the organization he examined the organizing. Organizations exist in an information environment. Weick’s theory discusses the information that organizations have because they need this to accomplish their goals. However using this information is quite tough because it is unpredictable. Equivocality references the ambiguity of information available to organizations. Messages are equivocal to the extent that there may be multiple understandings of the information. One must interpret the information him/herself because it is up to the individual. However one way to reduce equivocality is to rely on rules, recipes or guidelines for behavior. If a rule is successful use it again. Still not for every situation is a rule at hand so a second way to reduce equivocality is to engage in communication cycles known as double interacts. Double interacts are suited for instances of high equivocality because they require organizational members to develop interdependent relationship in the process of communicating. A double interact consists of an act, a response and an adjustment: Act: a communication behavior initiated by one person or group of people Response: the returning communication to the act Adjustment: several forms, it might be a confirmation that the info has been understood or, if it is still equivocal, one can gather more information. Weick believes that double interacts are literally the links that hold an organization together. He also believed that organizing is an evolution process, if an organization cannot adapt to their environment it will collapse. Weick proposed a three-stage process of sociocultural evolution: 1. Enactment: occurs when members of an organization take note of equivocal information in their information environment. Recognizing that there are multiple interpretations and acting to put into process a mechanism for making sense of the information are at the heart of enactment. 2. Selection: to reduce equivocality one must choose how to respond. 3. Retention: is a form of organizational memory. What was done and how it was done is stored formally or informally, so that organizational members can refer to it again. Weick also states that change is the key to success and change occurs through the process of communication. If an organization cannot adapt to equivocality and its members do not utilize double interacts to resolve new forms of ambiguity, will not survive and flourish. (DARWIN) CH 7 Explaining theories of persuasion Persuasion defined Persuasion is defined as: human communication that is designed to influence others by modifying their beliefs, values or attitudes. O’Keefe argued that there are requirements: 1. Persuasion involves a goal and the intent to achieve that goal on the part of the message sender 2. Communication is the means to achieve that goal 3. The message recipient must have free will. Attitude: relatively enduring predisposition to respond favorably or unfavorably. Because attitudes are not learned and not born one can say that it is an evaluation of self-behavior. Attitudes are presumed to influence behavior. Social Judgment Theory (SJT) This theory suggests that knowing a person’s attitudes on subjects can provide you with clues about how to approach a persuasive effort. The theory proposes that people make evaluations (judgments) about the content of messages based on their anchors, or stance, on a particular topic. Types of attitudes One’s attitude can be placed into three categories: 1. Latitude of acceptance: includes all those ideas that a person finds acceptable 2. Latitude of rejection: includes all those ideas that a person finds unacceptable 3. Latitude of noncommitment: includes ideas for which you have no opinion A person’s reaction to a persuasive message depends on his/her position on the topic. If one is very ego-involved one will have a clear, very inflexible position on this topic. Whether a person is ego-involved allows the persuader to make certain predictions about the recipient of a persuasive message: 1. The more ego-involved a person is , the larger the latitude of rejection one will have 2. The more ego-involved a person is, the smaller the latitude of noncommitment Effects of messages sent in different latitudes SJT explains responses through two processes: 1. Contrast effect: occurs when a message is perceived as farther away from that person’s anchor than it really is – the receiver subconsciously exaggerated the difference between the message’s position and his or her own position. Happens when the message falls within latitude of rejection. 2. Assimilation effect: When a message falls within the receiver’s latitude of acceptance the individual subconsciously minimizes the difference between the message’s position and his or her own position. Persuasion can only occur if the message you send falls within an individual’s latitude of noncommitment or at the edges of his/her latitude of acceptance. SEE FIGURE 7.1 Elaboration likelihood model (ELM) This model views persuasion primarily as a cognitive event meaning that the targets of persuasive messages use mental processes of motivation and reasoning to accept or reject persuasive messages. ELM poses 2 routes to influence Slow and steady: the Central route to persuasion This model depicts persuasion as a process in which the success of influence depends largely on the way the receivers make sense of the message. Centrally routed messages include a wealth of information, rational arguments and evidence to support a particular conclusion. Centrally routed messages are much more likely to create long-term change for the recipient than are peripheral messages. ELM argues that centrally routed messages succeed in long0term change only when two factors are met: 1. The target must be highly motivated to process all of the information being given 2. The target must be able to process the message cognitively. Types of elaborated arguments One must not only consider if the audience is motivated and able when looking at the central route of persuasion. One must also consider how the audience members will likely react to the quality and arrangement of the arguments: Strong arguments: create a positive cognitive response in the minds of receivers while also positively aligning the receivers’ beliefs with those views of the persuader Neutral arguments: generate a noncommittal cognitive response from the receiver. No attitude change occurs and the ambivalent receiver may instead turn to peripheral cues, or shortcuts to persuasion Weak sarguments: produce a negative cognitive response to the persuasive message. This response will not only prevent attitude change but may have a reverse or boomerang effect and so reinforcing the opposing point of view. Taking a shortcut: The peripheral route to persuasion When motivation or skill is missing the persuader can rely on a receiver’s emotional involvement and persuade through more superficial means. Thus ELM predicts that when the audience is unmotivated or unable to process an elaborated message, persuaders should focus on quick and easy ways to produce change. Types of peripheral cues: Cialdini identified seven common cues that signal the use of a peripheral message: 1. Authority: the persuader uses the perception of authority to convince the audience to accept the beliefs of behaviors presented 2. Commitment: emphasize a person’s dedication to product, social cause, group affiliation, political party etc. Foot-in-the-door principle when one asks to wear a campaign button and the other agrees one can ask to put a campaign sign in your yard, then ask to paint your house in campaign colors. Once one has agreed and committed themselves to the campaign, it becomes harder to refuse larger requests because there is a threat of appearing inconsistent with your commitment 3. Contrast: Requires the communication to set up uneven points of comparison. (asking for a big favor and it actually is a small one) 4. Liking: stresses affinity toward a person, place or object. (using celebs for product advertising) 5. Reciprocation: Try to influence by emphasizing a give-and-take relationship. 6. Scarcity: preys on people’s worry of missing out on something. E.g. imposing time limits on the sale of items. 7. Social proof: relies on the age-old notion of peer pressure. It should be noted that these peripheral messages emphasize fleeting emotional responses and are not likely to create long-lasting change. Types of Peripheral messages As Central Routed messages, Peripheral messages can also be evaluated as positive, neutral or negative. Positive peripheral messages: those that are perceived favorably by the audience and create a positive affective state. However a change in attitude does not guarantee a change in behavior. Neutral peripheral messages: leave the receivers feeling emotionally ambivalent; they really don’t know or care about the cue used to capture their interest. Negative peripheral messages: produce negative or disapproving emotional responses within the receiver. ELM makes very clear predictions, which are summarized in FIGURE 7.2. The theory predicts that if listeners are motivated and able to consider an elaborated message, persuaders should rely on strong, factually based arguments. Arguments can backfire if they are weak or poorly presented, however. Conversely, persuaders should focus on emotionally based peripheral messages if receivers cannot or will not consider an elaborated message. Theory of planned behavior SJT and ELM give clear advice if you are trying to persuade someone to think or feel a particular way. But what if your goal is to move beyond attitude change and want to change someone’s behavior. Then the theory of planned behavior may provide a template The theory of reasoned action Before explaining this theory Fishbein recognized that something likely mediates the relationship between an attitude and behavior. 1. It is important to note that Fishbein and Ajzen assumed that all behavior is intentional. We act because we have a reason to do so. This assumption led to develop the notion of a behavioral intention which means your plan to act a particular way 2. These authors then determined what creates a behavioral intention. They state that there are two predictors a. Attitudes: defined as our sum of beliefs about something. Theory of reasoned action beliefs that it is built from two components; our evaluation of the object and our belief strength. b. Normative beliefs: your perceptions about what others in your social network expect you to do. In addition to the value you place on others in your network, the theory suggests we must also consider our motivation to comply with these others. \ 3. The determination of behavioral intention is achieved by looking at the relative weights of the two predictors. In some cases attitudes weigh stronger and in other cases the behavioral norms will weigh stronger. Adding to the theory Azjen extended the theory by adding a third major predictor, changing the name to planned behavior. Azjen recognized that sometimes we might intend to behave a certain way, but our plans are not carried through because we don’t have control over the situation. Next to attitudes and normative beliefs the perceived behavioral control is also comprised of two elements\ 1. Self-efficacy: refers to an individual’s belief that she/he can actually perform the behavior. 2. Controllability: recognizes that sometimes things are simply out of our control- or are at lease perceived that way. SEE FIGURE 7.3 Inoculation theory McGuire’s inoculation theory presents a way to understand how resistance to persuasion might be achieved. (comparison with a vaccine) An inoculation message presents a weaker form of a contrary argument. Once exposed to this weak argument people are less likely to change their attitudes when presented with a stronger form of the argument. Developing the Concept The theory focused solely on what is called “cultural truism” (“you should brush your teeth after every meal” and “mental illness is not contagious”) Critics said that these noncontroversial issues did not provide an adequate test of how well people will resist persuasive efforts about controversial subjects. Pfau, however, created an inoculation theory that is applicable to broader persuasive contexts. He states that there are two major components to an inoculation message: 1. Threat: simply involves a forewarning of a potential persuasive attack on beliefs, making sure that the target of the persuasive effort is aware of his/her susceptibility to the attack. 2. Refutational pre-emption: The inoculation message should anticipate what the counterpersuasive effort will be by raising specific challenges and then contesting them. In the study of Banas & Rains however show that “matching the content of refutations exactly to what actually occurs in the counterargument is unnecessary; any preemptive refutation seems to bolster the inoculation effect. McGuire argued that inoculation efforts should be threatening enough to be defense-stimulation, but so strong as to overwhelm. SEE TABLE 7.1 CH 8 Explaining theories of Leadership Leadership defined Leadership and management are often said to be interchangeable. However they require different skill. Management is a formal position in an organizational hierarchy, whereas leadership is not based on a structural position. The major challenge of management is coping with complexity. The major challenge of leadership is to cope with change. Accordingly, leaders must demonstrate vision, they must motivate people, and they must empower people to accomplish what is necessary to achieve the vision. In short to manage means to function within a structure; to lead means to create a structure in which to function. Likert’s four systems Likert’s theory suggests that there are four distinct leadership systems within an organization: 1. 2. 3. 4. System 1 “Tells” System 2 “Sells” System 3 “Consults” System 4 “Joins” System 1/exploitative authoritative system: Leaders motivate employees through threats and fear appeals. Communication is top-down. Employees are often hostile towards organizational goals and may actively behave contrary to these goals. Satisfaction and productivity are low. Leader “tells” people what to do System 2/benevolent authoritative system: Like system 1 however leaders tend to be less controlling when using this approach. Top-down communication. Lower-level employees may make decisions but only using the mechanisms prescribed by upper levels. Leaders tend to sell their point of view. System 3/consultative system: in this scheme, leaders typically use rewards to motivate workers, as well as occasional punishments; leadership is characterized by involving lower-level employees in some decision making and goal setting that affect their specific realm of work. Gathering employee feedback is called consults. Because communication flows both ways productivity and satisfaction and employee turnover rates are good. System 4/ participate system: This scheme incorporated genuine participation among all levels in decision making and goal setting. Communication is extensive over all ranks. Employee participation determines organizational goals, all organizational members are respected and have a say in how the corporation operates. Therefore this style is called joins. Likert argues that system 4 leads to the highest productivity and satisfaction and the least employee turnover. Transformational Leadership Bass argued that the global economy has shifted the type of leadership needed in current organizations. The second theory consists of two leadership styles: transactional and transformational leadership. Bass argues that transformational leadership is more effective these days than transactional leadership. Transactional leadership: leaders seek to achieve solid, consistent performance from subordinates. Leaders use bilateral exchange to achieve their goals. There are three primary characteristics of transactional leaders: 1. Transactional leaders work with subordinates develop clear and specific objectives and promise rewards if these objectives are met 2. Transactional leaders exchange rewards and promises of rewards for employee effort. The leader is not simply recognizing the completed goals but is also rewarding people for the extra effort involved in attaining said goals. 3. Transactional leaders are responsive to the immediate self-interests of works, particularly if the workers’ needs can be met while also getting the job done. In short, transactional leadership is responsive to employees and is clear and structured in terms of expectations. This leadership style focuses on meeting immediate needs as quickly and effectively as possible. Transformational leadership: is founded on particular attitudes and behaviors that support organizational change. It seeks to inspire exceptional performance. At the center of transformational leadership is the ability to use subordinates’ ideas and actions as a catalyst for transformation – moving ideas and actions toward the greater good of the organization. Bass identified four facets of transformational leadership: 1. Idealized influence: efforts to establish positive attitudes among employees toward each other and toward the work itself. Associated with charisma, the leader models ideal behavior for employees. 2. Inspirational motivational: requires transformational leaders to present employees with a clear vision and a desirable future. Employees’ self-interest is subsumed to the interest of the greater good 3. Intellectual stimulation: Transformational leaders challenge their own assumptions and encourage new approaches. Differences of opinion are addressed openly and without fear. Followers are encouraged to reject tradition as a means for operating and to challenge their own thinking. 4. Individualized consideration: the hallmark of transformational leadership. The leader considers each individual’s needs and abilities while supporting development and mentoring efforts. Effectiveness is preferred to efficiency and equity is preferred to equal exchange. Both leaderships are associated with achievement of organizational goals. Transformational leadership is associated with greater individual with greater individual and organizational outcomes. Employees are encouraged to look only at what affects them, because they are rewarded for their own performance. The transactional system provides little incentive to change unless the change benefits the individual directly. Transformational leadership is more communication focused. The style engenders a team-based, cooperative and participative atmosphere, which allows for greater adaptability and responsiveness. So why would someone use transformational leadership. There is a link with emotional intelligence which is defined as a set of beliefs and skills that facilitate organizational performance. Five qualities are associated with EQ SEE TABLE 8.2 EQ rests on understanding both self and others. Empathy etc very important so better social skills. To summarize, transformational leadership is contracted with transactional leadership. Both are effective leadership styles however transformational leadership is associated with higher personal and organizational outcomes. Transformational leadership goes hand in hand with EQ. Contingency model Fiedler hypothesized that leadership style alone cannot explain leadership effectiveness. Fiedler created situational parameters to explain leadership effectiveness. The most important one is situational constraints. Firstly it is important to know that Fiedler recognized two distinct approaches of leadership: 1. Task leader: focuses primarily on accomplishing particular organizational goal (productivity) 2. Relationship: emphasizes positive relations between all members of the group (satisfaction) The Contingency approach makes predictions about which style will work in certain situations. Situational Constraints Situational control consists of three elements: 1. Leader-member relation: refers to the degree of trust and support followers provide to the leader. 2. Task structure which has four dimension a. Clarity of the group goal b. Path multiplicity, or the number of potential courses of action available to the group c. Effect verifiability, the extent to which the effects of decisions are clear d. Specificity of decision to be made A task is deemed structured if the goals are clear, there are relatively few different courses of action, the effects are verifiable, and the decisions are specific. 3. Position power. Hereby we need to recall that leadership is not based on a position in a hierarchy. Difference between rewarding system (strong hierarchical position) or liking and respect (not strong hierarchical position). Fiedler combined these constraints to make predictions about the most effective form of leadership. The combination of the constraints led to a determination of control over the situation. SEE TABLE 8.3 The contingency model predicts that task-oriented leadership is required to prevent the group from falling apart; someone needs to “take charge” or else paralysis and infighting will prevent either productivity or satisfaction from being achieved. Fiedler argued that relationship-oriented leadership is appropriate in three conditions because of the moderate level of control over the situation. (see page 154+155) Fiedler’s contingency model suggests that different situation require different leadership styles. The foundation for which leadership style to use is grounded in the degree of control that the leader has over the situation. Leader-member exchange (LMX) LMX was developed in response to the majority of traditional leadership models that typically focused on leadership traits. LMX suggests that leaders treat each of their subordinates differently (like pets) LMX recognizes that leadership consists of an interpersonal relationship between a superior and subordinate and are not equally constructed. LMX relationships (in-group relationships) are characterized by mutual trust, social support and liking. There is more interaction between organizational members in an LMX relationship. Supervisory exchange (SX) relationships (out-group relationships), are impersonal in nature, with little superior-subordinate interaction taking place. At the middle of the continuum are middle-group relationships. The involve elements of both LMX and SX. Interaction is often impersonal, but there are occasional provisions of social support. Moderate amounts of trust and liking occur between the supervisor and the subordinate. Individuals in the middle group are often aware that they are not in the group. SEE FIGURE 8.1 LMX relationships are associated with higher employee job satisfaction, greater satisfaction with the manager, and higher organizational commitments. Those with SX relationships have the opposite. Factors that determine the type of relationship between manager and employee: 1. Liking: most associated with perceived similarity, more perceived similarity more LMX 2. Performance: high employee performance leads to a LMX relation but also vice-versa. It seems that when a supervisor perceives an employee to be high skilled, he or she is more likely to develop an LMX relation LMX recognizes that managers respond to employees in different ways. When managers develop strong interpersonal ties with their employees they have an LMX relationship. Other employees (the out-group) create a more SX relationship with their manager which is strictly based on the rules and roles designated by the organization. CH9 Explaining theories of mediated communication Despite the commonly held view of negative media effects, scholarly research often conflicts with popular beliefs and even contradicts other scholars’ work. Intellectual and political debate remains over who are most affected, to what extent these individuals are influenced, and why some people are more affected than others. Mass Communication versus Mediated communication Mediated communication refers to any communication in which something exists between the source and the receiver. This “something” can refer to technology (media) but also to other things (translator). Mass Communication refers to mediated communication between a source and a large audience that is often unknown by the source. The source don’t necessarily know their audiences’ motivations, biases etc. All Mass communication is mediated but not vice versa. Media Richness Theory Media richness theory recognizes that as new communication technologies develop, the decision about the best way to send a message becomes more complex. What is a rich medium? The central argument of media richness theory is that communication professionals should match the communication channel to the content of the information. Media richness refers to the information-carrying capacity of the medium. One determines the richness of the media by assessing four characteristics: 1. 2. 3. 4. Speed of feedback Ability to personalize the message Availability of multiple cues Language variety Face-to-face interaction is considered the most “rich” medium. SEE TABLE 9.1 How ambiguous is the message The main idea of the theory is that the medium should match the message. As such, the second major consideration is the nature of the message that needs to be sent. Ambiguity refers to the possibility of multiple interpretations. If the goal of communication is understanding, then ambiguous messages are those that run a greater risk of being misunderstood. According Media Richness Theory the more ambiguous the message the more richer the medium should be in communicating the message. As asserted earlier, communication effectiveness is assumed to occur because of a match between the ambiguity of the message and the richness of the media. There are objective differences in the ability of various communication channels to communicate particular types of messages. As such, a skilled communicator needs to consciously consider media richness in the communication process. Uses and gratifications theory (UGT) UGT represents a somewhat different means by which to analyze and explain the use of mass media. UGT focuses on why a receiver uses particular media outlets. The choices and decisions that you make are based on personal needs and values that you wish to fulfill. Thus, you can select among various media to gratify your individual needs. Assumptions Three primary assumptions drive our discussion of UGT 1. Katz believed that audience members actively use various media to fulfill certain needs or goals. Thus, media usage isn’t passive, involuntary or coerced; instead, today’s mass media represent numerous options available to fulfill a person’s social or psychological needs and values. In this way UGT suggests that media use is active and goal driven based on individual needs. 2. Mass communication isn’t something that happens to you; nor do mass media do anything to you. UGT maintains that a person must identify his or her need and make a media choice. Katz did not believe in the simple “straight-line effect” whereby a given medium causes people to think or behave differently. Audience members choose a medium and allow themselves to be swayed, changed and influenced – or not. 3. Media outlets compete with other available means of satisfying personal needs. Stated differently there are many ways to fulfill individual needs. Why do we watch what we watch? McQuail identified four broad classes of motivations that include several subcategories: (SEE TABLE 9.2) Entertainment: for relaxation or for a thrill Information presents the individuals with opportunities o To learn o To obtain advice o Feel secure or satisfy curiosity Individuals use the media to reflect, reinforce or contrast their personal identity Personal relationships and social interactions. Media exposure can help individuals learn about or connect with others through comparisons of interpersonal relationships and social situations In short UGT maintains that people have many options from which they deliberately select to meet personal needs. UGT takes the perspective that individuals actively make specific media choices based on four common needs. Agenda-setting theory McCombs and Shaw argued that public opinion is shaped, in part, by media coverage – particularly with regard to political news and political campaigns. The public reflects what is presented by the news media. In other words, McCombs and Shaw conceived that the news media present audiences with an “agenda” for what events the public “should” consider as important. Relying on several assumptions, McCombs and Shaw were able to test this “agenda-setting function” of the media. Two key-assumptions guide agenda-setting theory: 1. The news media have an agenda. That is, the news media tell audiences what “news” to consider as important. 2. Most people would like help when trying to understand and evaluate politics and political reality. Because people need assistance with determining their political viewpoints, audience members come to rely on news media to point out topics of importance Based on those assumptions McCombs and Shaw found that a clear association exists between that the news media present to their audiences and what the audiences perceive of the issues reported. “Framing” the news TABLE 9.3 gives an overview of framing in the news. We should note that although agenda setting focuses on the gate-keeping ability of the media, other people besides journalists, editors and broadcasters can influence the media agenda. Public relations professionals, lobbyists, and even the president of the USA can influence what the media cover as news. Issues and individuals most affected Even despite the media’s ability to influence individuals’ thoughts, opinions, and actions are not predetermined by the news media’s agenda. Certain issues are more likely to influence audience through, and certain individuals are more likely to be influenced by these issues. Individuals have differing needs for external advice or direction, also known as the need for orientation. Those needs depend both on relevance as well as on a person’s uncertainty. In short, agenda-setting theory states that gatekeepers selectively determine an agenda for what’s news. The news media influence their audiences to think about selected issues in a certain light. The news media influence their audiences to think about selected issues in a certain light. Cultivation Theory Agenda-setting theory focuses on “news” however Cultivation theory focuses exclusively on TV. Gerbner et al. argue that the inescapable violent content of current TV programming influences audiences’ view of social reality. Cultivation theory predicts that viewers who watch lots of TV will overestimate occurrence of real-life violence, thereby perceiving the world as a “mean and scary” place. Assumptions 1. TV has become central to American life and culture. Because of this ubiquity, Gerbner believes that TV has become the principal source of stories and storytelling in the US. Thus Gerbner maintains that TV has usurped personal conversation, books, religion and any other medium as the primary source for storytelling and that the stories being told are not “from anyone with anything relevant to tell. They come from a small group of distant conglomerates with something to sell. 2. TV influences audience perceptions of social reality, thereby shaping American culture in terms of how individuals reason and relate with others. Gerbner argues that the repetitive representation of commercialized social life is what audiences come to expect and believe as more or less normative. 3. TV’s effects are limited, it not the only factor that affects and individual’s view of social reality. Starting with violence Violence is defined as the “overt expression of physical force compelling action against one’s will on pain of being hurt and/or killed or threatened to be so victimized as part of the plot” This covers a lot of violence however not verbal assaults, threats etc. They found that there was symbolic double jeopardy because minority persons are significantly less visible on TV than in real life, but these TV characters are much more likely to be portrayed as victims of violence. (SEE page 174 for the entire research. Further irrelevant for the exam) What Effects? For Whom? So cultivation theory predicts that individuals’ social attitudes change as their TV viewing increases. So when you watch a lot of TV you believe that the world outside is like on TV and this is proven. Because heavy TV-viewers thought that their chances of being involved with violence were 1000 times greater than crime statistics suggest. SEE Figure 9.1 How does cultivation take place and with what effect? Cultivation theory research suggests that viewers’ attitudes are cultivated in two ways: Mainstreaming: implies that (heavy) viewers develop a common view of social reality based on their frequent exposure to the repetitive and dominating images, stories, and messages depicted on TV. Resonance: involves congruency between viewers’ own violent experiences and that which they see on TV. The TV violence reinforces, or resonated, with their personal experiences and only serves to amplify their suspicion of a mean and scary world while rejecting the vision a life without such aggression. In short, the power of TV is ubiquitous, with its primary message not reflecting reality in any consistent way. Moreover this content of TV programming negatively affect heavy viewers by creating a distorted attitude about people and the world. CH10 Explaining Theories of Culture Understanding the dynamics of cross-cultural and intercultural communication is critical in today’s multicultural society and global economy. Although the proliferation of cross-cultural and intercultural communication is probably not new to you, the implications, difficulties with, and strategies for improving of these exchanges is profound, particularly considering the high failure rate of such interaction. Culture defined Collier defined culture as one’s identification with and acceptance into a group that shares symbols, meanings, experiences, and behavior. Cross-cultural communication is the comparison of two or more cultural communities. Inter-cultural communication involves the actual interaction between members of different cultures. Hofstede’s cultural dimensions Hofstede states that there are five dimensions that can be used to differentiate and rank various cultures. Each dimension is described in a continuum, with distinct cultures classified somewhere along the continuum. 1. Individualism-Collectivism: This dimension addresses how people define themselves and their relationships with others. Cultures that fall on the individualism side of the continuum share four characteristics a. The individual is the most important entity in any social setting b. Individualistic cultures stress independence rather than dependence. c. Individualistic cultures reward individual achievement d. Individualistic cultures value each individual’s uniqueness. Collectivism refers to a social system that is based on in-groups and out-groups. Identity is understood solely through group membership also four characteristics. a. Collectivistic cultures the views, needs, and goals of the group are more important than any individual views, needs or goals. b. Obligation to the group is the norm; behavior is guided by duty, not by individual pleasure or rewards c. The self is defined in relation to others, not as distinct from others. d. People in collectivistic cultures focus on cooperation rather than competition Communication is also different in both cultures. In collectivistic cultures there is a highcontext communication message which means that it privileges relational harmony over clarity or directness (not offensive). A low-context communication message values direct, explicit expression of ideas which belong to the individualistic style. 2 Uncertainty avoidance: refers to the extent to which “people within a culture are made nervous by situations which they perceive as unstructured, unclear, or unpredictable. Cultures that avoid ambiguity are known as high uncertainty avoidance cultures which are typified by rules, precision, and punctuality. Cultures low in uncertainty avoidance tend to accept ambiguity and lack of structure more easily. Individuals in low uncertainty avoidance cultures are more inclined to take risks, innovate, and value. 3 Power Distance: refers to the extent to which people with little power in society consider inequity normal and acceptable. High power distance cultures accept power as a scarce resource; power differences are natural and inevitable as in a hierarchical system. Cultures with low power distance value the minimization of power differences. Although hierarchy exists people who are higher in the hierarchy are not assumed to be superior over others. People in this culture believe that working hard can create a status and can gain power. 4 Masculinity – Femininity: Focuses on the relationship between biological sex and what is considered sex-appropriate behavior. Masculine cultures are those that use the reality of biological sex in the creation of distinct roles for men and women. So the men must be assertive and decisive and the female is given instable jobs and lower salary. Feminine cultures have fewer rigid roles for behavior based on biological sex. Men and woman are equally assertive or deferent, competitive or nurturing. The focus tends to be on interpersonal relationships and concern for the weak. 5 Because scholars thought that Hofstede was too much focused on the Western culture he added the value of long-term and short-term orientation. A long-term orientation is associated with thrift, savings, perseverance, and the willingness to subordinate one’s self to achieve a goal. People in those cultures have a strong work ethic and keep their eyes towards the achievement of the goal. Short-term orientation cultures want direct gratification and prefer quick results for long-term gain. Employees seek immediate pay and benefits and are less willing to sacrifice in the short run to achieve in the long run. SEE TABLE 10.1 Gender and Communication: a two-culture perspective Sex and Gender: What’s the Difference? Sex is genetically determined; it is your biological makeup as ether a male or a female. Barring rare genetic abnormalities, sex is dichotomous variable. Gender is, however, something that we “do” – it is a way of behaving that categorized on a continuum that varies from masculine to feminine. So gender is related to, but not equal to, sex. Sex and Gender Differences in Communication Research shows little support for the notion that men and women differ with regard to their communication behavior simply because of their biological sex. We are even more alike than we think we are. However there are gender differences in communication. Theoretical examinations of gender Three theories SEE TABLE 10.2 Standpoint Theory A standpoint is a position from which you view and understand the world; the point in time, the location, and the experiences you bring to an observation influence your standpoint. The theory argues that the differences in men and women’s lives stem from imbalances in social, economic, and symbolic power. Many men and women come to an observation from different standpoints because they both have different experiences because of the gender expectations. The problem with this theory is that is has not taken into account that girls learn boys stuff and boys learn girls stuff Tannen’s Gender styles Tannen suggests that experiences shape our communication and understanding of the world, and women and men have different experiences. Tannen identified two primary differences in conversational patterns between men and women. 1. Men use conversation to maintain status or power, where women use it to build connection 2. Women focus more on how a message is said (expressive communication) whereas men stress the literal content of a message (instrumental communication) Muted group theory The theory argues that the English language is primarily a man-made means of communicating. As a result, many experiences of women are left unarticulated, further serving to maintain an imbalance of power between men and women. This theory assumes that men and women have different experiences and it assumes that all language is bound by culture. Because men always had power they also shaped the language, women have largely been excluded from creating meanings, leaving them muted or without adequate means to express their unique experience. Generations and Communication: Workplace implications Each generation is influenced by specific events. Parents and the parenting role have transformed over time, the nature of the media, and popular culture has changed. So different generations have different values, beliefs, ways of behaving and ways of communicating – in other words, different cultures. What are the Generations? SEE TABLE 10.3 Most authors define 4 different generations i.e. Veterans, Baby-boomers, Generation X and Millennials. Johnson and Lopes argued that much of the literature identifying generational characteristics is false, stating that “management consultants and journalists have filled the popular literature with articles and books discussing the social, economic, and political influences experienced by the generations in the workforce” and that such differences are more speculation than confirmed truths. However from other studies it is proven that the different generations deal in various ways with organizational knowledge, satisfaction, and organizational commitment. Note that values change as the worker ages. A study from Twenge and Campbell’s shows that with the current generation (Millenials, generation Y) there is a 1. Decreased need for social approval. They do not follow the rules just because they are the rules. 2. Increase in self-esteem and narcissism which creates a situation where there are higher expectations for the work-place as for the employers to meet employee needs. 3. External locus of control which refers to the tendency to explain the causes of events to either one’s own effort (internal) or to the environment or outside forces (external) 4. Higher levels of anxiety and depression requiring organizations to provide more mental health services than ever before. Face Negotiation Theory (FNT) Within the context of intercultural communication, the concept of face emerges again. Ting-Toomey used face to explain and predict the cultural differences associated with conflict management. FNT explains cultural differences in conflict as the result of combining differing face needs and conflict styles. Combining Face with Cultural Orientation Face is the desired self-image that an individual wants to present to others. Central to FNT are the dimensions of individualism-collectivism and power distance. FNT posits that members of individualistic cultures primarily focus on negative face – i.e. they prefer to present themselves as confident, self-directed and independent. Conversely, members of collectivistic cultures primarily emphasize positive face presenting themselves as likable, cooperative, and interested in building relationships. Ting-Toomey predicts that these cultural differences affect face management, and differences in face management lead to different communication patterns. Toward a Global Understanding of Conflict Management With regard to FNT conflict is defined as either the perceived or actual incompatibility of values, expectations, processes, or outcomes between two or more individuals. Face conflict styles commonly emerge (North-American approach because this excludes the collectivistic style). According to Kilmann and Thomas these five conflict styles vary on two dimensions: assertiveness (concern for self) and cooperation (concern for other) 1. 2. 3. 4. Avoid conflict: lack assertiveness and cooperation Accommodating style: cooperate with others but demonstrate little assertiveness Compete in a conflict: highly assertive but lack cooperation Compromising style: moderate concern for self and other. Moderate assertive and cooperative 5. Collaborating style: very assertive and very cooperative. Ting-Toomey states that these styles represent primarily a Western view of conflict. She proposed that a global understanding of conflict management is remiss without examining issues of face. So she sees conflict styles on dual dimensions i.e. self-face concern and other-face concern. Self-face concern means that individuals must consider their own positive and negative face needs where other-face concern are the positive and negative face needs of the partner. Mutual-face concern is the recognition of both self- and other-face needs. After a global study eight responses to conflict emerged with slight different terminology on the previous five: 1. 2. 3. 4. 5. 6. Avoid Oblige (accommodate) Dominate (compete) Compromise Integrate (collaborate) Emotionally expressive style refers to an affective response to conflict as opposed to cognitive response i.e. emotional expression emphasizes a person’s desire to react to his or her feelings. 7. Passive-aggressive style attempts to make his or her partner feel guilty 8. Third-party help means that the person is more comfortable asking a person outside of the relationship to help manage the conflict. SEE FIGURE 10.1 Ting-Toomey’s FNT offers a more holistic view of conflict, particularly within the context of cultural communication. According to her causal model, one’s cultural orientation coupled with self-and other-face concern predict one’s likely repertoire of conflict, responses. Importantly intercultural conflict may arise as a direct result of these cultural differences.