Research Micro Fund SECTION 1 - INTRODUCTION PURPOSE This document details the rules and procedures in the approval of the Research Micro Fund. SCOPE This unit rule applies to staff intending to apply for SSRG. DEFINITIONS Word/Term ADR FBD FLC FECS KRA IP MoA MoU RC RCO RMF SSRC Definition Associate Dean (Research) Faculty of Business and Design Faculty of Language and Foundation Faculty of Engineering, Computing & Science Key Research Area Intellectual Property Memorandum of Agreement Memorandum of Understanding Research Committee Research and Consultancy Office Research Micro Fund Swinburne Sarawak Research Centre CONTEXT Name Research Location Sarawak Page 1 of 4 SECTION 2 – RULES & PROCEDURES UNIT RULES 1. Introduction 1.1 The Research Micro Fund (RMF) aims to provide quick support to acquire items for research activities which would otherwise lead to lengthy project delays and missed opportunities. 1.2 RMF also encourages staff to explore niche research focus within the Key Research Areas (KRA) and develop proof-of-concepts for subsequent research grant applications. 1.3 RMF is not meant to support an entire research project and should only be used to support vital activities under the project in the event that all other means of support have been exhausted. 2. Key Performance Indicators 2.1 The following are the key measurements used to evaluate the success of RMF: a. research outcomes (publications, creative works, IP and awards) b. number of funded research projects externally and internally c. number of external collaborations with industry, government and other institutions established 2.2 The performance of the RMF will be reviewed annually by the RCO and presented to the RC. 3. Allocation 3.1 Each faculty, including research centres, is allocated a percentage of the total funds available for RMF according to: FECS = 40%, FLC = 20%, FBD = 20% and SSRC = 20% However, the RC has the right to award otherwise. 4. Application 4.1 Application may be submitted at any time. Each application is only for one or a set of related items capped at RM3,000.00. 4.2 To apply, form RMF_A should be used and submitted to the Associate Dean (Research) (ADR) for endorsement. The form will then be forwarded to the RCO Director for approval. 4.4 The applicants must be a full-time staff member of Swinburne University of Technology (Sarawak Campus). Contract staff whose contract expires within a year of application date are not eligible to apply. 4.5 RMF can be applied for project which is funded by existing grant but a justification must be included on the for RMF_A. 4.6 RMF can also be applied for project which relates to the applicant’s postgraduate studies. 4.7 More than one RMF can be applied for the same project. Page 2 of 4 5. Assessment Criteria 5.1 The application will be assessed based on the: a. Objectives Clear project objectives. Projects within the University Key Research Areas are preferred. b. Importance The necessity of the item for the project, the implications of not having the item and how the item adds to the research capability of the applicant and his or her research group. c. Expected outcome Publications in top tier journals, high quality research works, delivery of proof-ofconcepts or preliminary results for the application for external research grants, establishing external relationship through MoU or MoA, development of niche research areas and successful research project completions. d. Track record Applicant’s previous successes in research projects. 5.2 The applicant and ADR should check if there is any suitable alternative to the requested item which is available at the University. 6 Items Allowed Each application is only for one or a set of related items capped at RM3,000.00. 6.1 Vote 11000 - Wages For internal appointments, the wages should be in accordance with Appointments Policy & Procedures. This does not cover the support for postgraduate students. 6.2 Vote 21000 - Travel This pays for all travels related to the research project, excluding conference travel but inclusive of networking meetings. 6.3 Vote 24000 - Rental This pays for the rental of laboratory or office space outside of the University, equipment and transportation to conduct research. 6.4 Vote 27000 - Research Materials This pays for consumables, small tools and samples. 6.5 Vote 28000 - Maintenance and Minor Refurbishment This pays for the maintenance of equipment and minor laboratory refurbishment. 6.6 Vote 29000 - Professional Services This pays for honorarium, printing, consultancy and other professional services. 6.7 Vote 35000 - Equipment This is for acquiring specialized equipment and accessories. Purchase of computer and / or laptop is not allowed unless they are absolutely crucial for the project. 5. Evaluation 5.1 ADR shall review the application and state his or her recommendation on the RMF_A form. 5.2 RCO Director shall review and approve the application by signing the form. RCO Director Page 3 of 4 may request the assistance of additional and external reviewers to evaluate the application. 5.3 Once the form reaches the RCO, it will normally be processed within 3 working days. 5.4 The approval is solely the prerogative of the RCO. 6. Notification 6.1 Once approved, the RMF_A form shall be returned to the applicant. The approved form should be attached together with the other documents used for raising purchase order for the item. Page 4 of 4