Budny 4:00 L05 THE BUSINESS OF SOLAR POWER: DO THE ENDS JUSTIFY THE MEANS? Mohamed Kashkoush (mak280@pitt.edu) SCENARIO: WHAT SHOULD YOU DO? You are senior chemical engineer who, after 25 years of networking and hard work, has just been appointed as the CEO of a medium-sized engineering firm named Total Solar Solutions (TSS). Total Solar Solutions is a subdivision of Total Energy Solutions (TES), a large and powerful corporation dedicated to manufacturing alternative energy systems. TES’s mission statement declares that one of its long term goals is to provide cheap, efficient, and environmentally clean alternative energy that will surpass fossil fuels as the primary source of energy by the year 2050. As the CEO of TSS, you are expected to uphold TES’s mission statement by expanding and optimizing the solar systems that you oversee. A few months after your promotion, you receive an offer from Moonpool, a large petroleum company interested in buying a 1,000 acre piece of land that TSS is currently building a solar farm on. Your intelligence unit informs you that the piece of land has been discovered to be directly above an oil reserve estimated to be the tenth largest in the world. Because of how valuable the oil reserve is, Moonpool is willing to pay TSS $500,000,000 for the piece of land. The total cost of building the solar farm (including the original purchase of the land) is approximately $10,000,000, leaving TSS with a massive potential profit of $490,000,000. The first construction phase for the solar farm was to manufacture and chemically treat 100,000 solar panels for industrial use. This phase has already been completed, only leaving the panel installation to complete the construction of the solar farm. However, Moonpool is demanding that, as part of the deal, the 100,000 solar panels must be disposed of at a predetermined landfill. This is a strategic power play that Moonpool is using in order to cripple its alternative energy competitors. If you accept Moonpool’s offer, you would be contradicting TES’s values and mission. You would be giving Moonpool the means to extract fossil fuels that will eventually harm the ozone layer. You would be allowing the fossil fuel industry to expand, hindering the progress of the alternative energy industry. Also, the disposal of the solar panels in a landfill, as Moonpool is demanding, is environmentally damaging. However, $490,000,000 could provide TSS with enough funding to expand the solar energy industry and research new techniques to optimize solar technology. What should you do? ENGINEERING ETHICS VERSUS ENGINEERS’ ETHICS The phrases ‘engineering ethics’ and ‘engineers’ ethics’ are two linguistically similar phrases that realistically 1 University of Pittsburgh, Swanson School of Engineering 2013-10-29 represent two different concepts. The term ‘engineering ethics’ refers to the ethical rules that all engineers are expected to abide by. This usually refers to an established code of ethics that outlines what is and what is not acceptable in the realm of engineering. Engineers’ ethics, on the other hand, refers to an idealistic image of an ethically sound engineer who is “someone both quite individualistic and strong enough to deal with all the moral challenges that could arise” relating to the field of engineering [1]. Both of these concepts apply to the Moonpool deal, as there are not only overarching ethical rules that apply to this situation, but also individual moral questions that the engineer must answer. NATIONAL SOCIETY OF PROFESSIONAL ENGINEERS (NSPE) CODE OF ETHICS The NSPE code of ethics states in its fundamental canons that all engineers shall “Hold paramount the safety, health, and welfare of the public” and “Act for each employer or client as faithful agents or trustees” [2]. These are two ethical issues that are brought into question when discussing the presented scenario. Safety, Health, and Welfare of the Public According to Moonpool’s offer, 100,000 solar panels must be disposed of in a landfill. Photovoltaic disposal policies are not outlined by judicial law, and are purely regulated by the combined economical and ethical tradeoff perceived by the producer. Decommissioned solar panels can create hazardous byproducts if not disposed correctly. Cadmium, tellurium, lead, and selenium are all examples of harmful substances used in silicon-based photovoltaic cells that can enter water systems as runoff from landfill sites. These poisons can also enter the ozone layer as emissions from incineration-based disposal techniques [3]. Therefore, it is ethically agreeable to responsibly dispose of solar technologies via recycling services that involve separating unsafe substances from recyclable components such as metal supports and glass surfaces of the panels. However, it is currently economically advantageous to simply dispose of the solar panels at a landfill. It is estimated that choosing to recycle one ton solar panels would cost a company $151,000 more than it would cost to dump the solar panels in a landfill [4]. Therefore, choosing to recycle 100,000 solar panels (about 20 pounds each) would cost Moonpool $151,000,000. Mohamed Kashkoush A few initiatives have been taken to decrease the cost of recycling solar panels in order to advocate for responsible disposal. First Solar, a solar power generating company, now offers low-cost recycling services achieved through optimizing the recycling process. First Solar’s recycling process model can be observed in the flowchart in Figure 1. From one viewpoint, the offer expands the fossil fuel industry, which contradicts TES’s overall mission to replace fossil fuel as the primary source with clean energy sources. On the other hand, it is plausible to argue that accepting the offer gives TSS $490,000,000 to expand the company by constructing more solar farms and researching solar technology. Through this research, it is likely that TSS can innovate solar technology to lower the costs of solar systems and optimize solar cell efficiencies enough to economically compete with the fossil fuel industry. Since this decision is controversial and ethically charged, it is imperative that the responsible engineer consults all parties that may be affected by the acceptance or refusal of Moonpool’s offer. Under the fundamental canon stating that engineers must be faithful agents to their employers, the NSPE code of conduct adds that “Engineers shall disclose all known or potential conflicts of interest that could influence or appear to influence their judgment or the quality of their services” [2]. It is important to receive advice and feedback from third parties before making a decision because they will share opinions, viewpoints, and desires that will assist in reaching the most comprehensively beneficial conclusion. In the case of TSS, being a subdivision of TES, it would be required by the NSPE code of ethics to consult the president, board of trustees, CEO, or any governing body of TES before accepting or declining Moonpool’s offer. FIGURE 1 [5] This low-cost recycling process developed by First Solar could present economic incentives to prevent companies from irresponsibly disposing solar panels. AMERICAN INSTITUTE OF CHEMICAL ENGINEERS (AIChE) CODE OF ETHICS This process would reduce the total cost of recycling 100,000 solar panels to approximately $37,550,000 [5]. Although this approach is still costly, it may be considered by Moonpool as an acceptable loss in order to protect the environment. Also, theoretical approaches to recycling solar panels estimate that the sale of the recycled product could actually yield a profit of over $100,000 per ton. If these theoretical recycling approaches can be implemented, Moonpool would be able to earn $100,000,000 while preserving the environment in recycling 100,000 solar panels [4]. Also, it is important to consider that fossil fuels are known for emitting environmentally harmful greenhouse gases. 26% of all greenhouse gases come from oil reserves such as the one Moonpool is offering to purchase [6]. Selling Moonpool an oil reserve would only add thousands of tons of greenhouse gases into the ozone layer. Excessive greenhouse gas emissions are definitely applicable as a violation to the NSPE code of ethics canon against public safety and health. The AIChE code of ethics outlines proper ethical behavior for all engineers who specialize in the field of chemistry and material sciences. Since solar panel innovation revolves around treating the panels with chemical recipes, this code of ethics also applies in the decision to accept or reject Moonpool’s offer. The AIChE code of ethics mimics much of the NSPE code of ethics, but specifies that engineers must “Formally advise their employers or clients (and consider further disclosure, if warranted) if they perceive that a consequence of their duties will adversely affect the present or future health or safety of their colleagues or the public” [7]. In reference to the Moonpool deal, the CEO of TSS should seek advice from the governing body of TES in deciding whether the massive profits TES would be receiving is worth knowingly allowing greenhouse gas pollution and irresponsible chemical disposal to take place. Faithful Agents Engineers, managers, and CEOs have almost always based their decisions mostly on profit-loss analysis. They approve or design projects that will maximize profits and minimize costs. Ethics are usually overlooked as a deciding factor, unless of course a major violation of a judicial law or code of ethics is violated. However, recent trends in engineering DISCOURSE ETHICS IN ENGINEERING According to the NSPE code of ethics, all engineers must act as loyal and trustworthy agents to their employers [2]. In evaluating Moonpool’s offer, it is important to consider whether or not accepting the offer will benefit or harm TES. 2 Mohamed Kashkoush ethics have shown increased interest in prioritizing ethics as a factor in judgments [8]. One recently recognized innovative method of making ethical decisions is discourse ethics. Discourse ethics is a decision-making process that, instead of allowing private enterprises to make rulings that will potentially impact the public, allows an independent ethical judicial board to vote for or against the proposal. The ethical board serves as a sort of ethical check and balance intended to supervise profit-driven business opportunists [8]. In the case of the presented ethical situation, an ethical judicial board would be extremely beneficial, as certain portions of the Moonpool offer include ethically controversial demands. and often illegitimate. Using this logic to justify, for example, the emission of thousands of tons of greenhouse gases as a result of Moonpool deal is becoming less and less accepted in today’s society. Remaining True to a Company’s Mission It has been established that, according to the NSPE and AIChE codes of conduct, the CEO of TSS must present the ethical scenario to the governing body of TES in order to uphold his/her duties as a “faithful agent” to the company. However, what should TES consider in evaluating the offer? TES’s company values state that it strives, for the solar industry as a whole, to surpass the fossil fuel industry as the primary source of global energy by the year 2050. The United States Department of Energy’s (DOE) Sunshot Initiative is a group with similar goals as TES, focusing on optimizing solar powered electricity so that by the end of the decade it will be cost-competitive with traditional forms of electricity. To do this, the DOE estimates that the Sunshot Initiative will have to decrease the cost of producing solar power by 75% [9]. The Sunshot initiative establishes two effective processes vigorously being researched and tested in order to meet its goal: maximize solar cell efficiencies and minimize production costs of solar panels [10]. The Sunshot Initiative works with chemical engineering firms such as Akrion Systems, which studies solar cell efficiencies by treating solar cells with different antireflective coating chemical recipes and recording the efficiency rate of each cell. Akrion Systems attempts to maximize efficiency by forming thousands of microscopic pyramidal structures on the surface of solar cells through chemical reactions that occur within the recipe. These pyramidal structures absorb maximum amounts of sunlight by constantly deflecting light against the different surfaces of different pyramids as seen in Figure 2 [11]. THE ENGINEERS’ ETHICS Engineers, especially a senior engineer who is now CEO of a medium sized company, are expected to act in an honorable and ethical manner regardless of what is allowable according to codes of ethics and laws. Since the concept of engineers’ ethics is not officially laid out in any sort of legislation, many engineers simply act in their own selfinterests as long as they are not directly contradicting any ethical codes or laws. Many even try to find loopholes and controversial canons in these codes of conduct in order to avoid ethical obstacles that could hinder a project, design, or transaction. It is important to understand that, depending on the morals of the engineer, there are many different possible outcomes to any ethically-charged engineering decision Responsible Disposal of Solar Panels Although it has already been made clear that disposing of solar panels in a landfill is harmful to the environment, it is important to understand that the degree of harm directed to the environment is not detrimental enough for judicial legislation to directly disallow it. Current U.S. legislation bans industrial environmentally harmful acts such as dumping hazardous waste into public bodies of water or land. However, dumping chemically treated solar panels into a landfill is not considered perilous enough to be included in these federal laws. Both the NSPE and AIChE codes of ethics demand that engineering decisions that could be damaging to the environment be presented to the employer or governing body, but not necessarily rejected. This leaves the final decision entirely up to the engineer and his/her superiors. Here is where engineers’ ethics come into play. An engineer who believes that morality and public safety is a primary concern would attempt to persuade Moonpool to recycle the 100,000 solar panels, or completely reject the Moonpool deal and label it as harmful to the environment. However, an engineer who is looking to maximize TSS’s profits would accept the deal and label the harm to the environment as a “necessary evil” required to expand the solar industry. The logic of allowing necessary evils is very vague FIGURE 2 [11] Different pyramidal alignments are produced by different researched chemical recipes. The alignments that absorb the most sunlight are researched in depth for innovative purposes. Akrion Systems also studies how to minimize the cost of production of solar panels. Akrion has discovered a new “feed 3 Mohamed Kashkoush and bleed” silicon wafer treatment technique which entails a system of bathing wafers with treatment without adding any additional chemistry to the original chemical bath. This differs greatly from previously used techniques which simply shower chemical recipes onto the solar cells. Feed and bleed methodology uses less chemistry, and thus significantly lowers the cost of production [11]. Another cost of production that Akrion Systems is currently attempting to minimize is the cost of labor. Akrion Systems establishes that one way to minimize labor is by using robotic wet benches to chemically treat solar cells that could decrease costs of labor in industrial sized companies by up to 20% [11]. I have personally shadowed a group of chemical engineers at Akrion Systems, and can attest to the hard work and effort that every employee puts forth in order to meet their company’s goals. Engineers’ ethics can be applied to this situation. If the CEO of Akrion Systems were to sell all of its land and solar technology to Moonpool, not only would the employees feel deserted, but the Sunshot Initiative would be infuriated. Akrion Systems would be limiting the solar industry’s potential to innovate and going against the Sunshot Initiative’s goals. By giving Moonpool its resources needed for solar innovation, Akrion Systems is hindering Sunshot Initiatives progress in optimizing solar technology. Similarly, selling TSS’s solar farm to Moonpool would be a violation of the unwritten rules of engineers’ ethics. The CEO would be contradicting TES’s mission statement of providing the world with clean energy, as selling Moonpool the oil reserve would eventually add thousands of tons of greenhouse gases to the ozone layer. Many professional engineers in the solar technology field would view accepting Moonpool’s offer as “making a deal with the devil”, or accepting immoral money. superiors, but the final decision I would be unsure of. If I had to lean one way or the other, I would favor selling the land to Moonpool simply so that TSS could buy many more solar farms to expand the industry. To an extent, I believe that the ends can justify the means as long as the means are ethically questionable, but not ethically wrong. REFERENCES [1] J.Basart, M.Serra. (March 2013). “Engineering Ethics Beyond Engineers’ Ethics.” Science And Engineering Ethics. (Online Article). http://link.springer.com/article/10.1007%2Fs11948-0119293-z [2]National Society of Professional Engineers. (April 2013). “NSPE Code of Ethics for Engineers.” NSPE Ethics Site. (Website).http://www.nspe.org/Ethics/CodeofEthics/index.ht ml [3]N.McDonald, J. Pearce. (November 2010). “Producer Responsibility and Recycling Solar Photovoltaic Modules.” Energy Policy. (Online Article). http://www.sciencedirect.com/science/article/pii/S03014215 10005537 [4] J.Choi,. (10/12/2010). “Economic Feasibility of Recycling Photovoltaic Modules.” Journal of Industrial Ecology. (Online Article). http://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=6 178756 [5] First Solar Inc. (August 2013) “Committed to Responsible Life Cycle Management.” First Solar Informational Site. (Website). http://www.firstsolar.com/en/Sustainability/Environmental/ Recycling-Service [6] F. Bellucci, J. Bogner, N.Sturchio. (10/09/2013). “Greenhouse Gas Emmissions at the Urban Scale.” Elements. (Online Article). http://elements.geoscienceworld.org/content/8/6/445.full.pdf +html [7] American Institute of Chemical Engineers. (June 2013). “Code of Ethics.” AIChE Informational Site. (Website). http://www.aiche.org/about/code-ethics [8] J.Mingers. (4/01/2011).“Ethics and OR: Operationalising Discourse Ethics.” European Journal of Operational Research. (Online Article). http://www.sciencedirect.com/science/article/pii/S03772217 10007526 [9] A.Knicks. (10/23/2013). “Sunshot Initiative.” United States Department of Energy Informational Site. (Website). http://www1.eere.energy.gov/solar/sunshot/index.html [10]Sunshot Initiative. (February 2012). “Sunshot Vision Study”. United States Department of Energy Informational Site. (Online Presentation).http://www1.eere.energy.gov/solar/pdfs/47927 _chapter4.pdf CONCLUSION: MAKING A DECISION When analyzing an ethical scenario, it is important to consider every aspect of the situation. In the case of the Moonpool offer, one should follow the canons outlined in the NSPE and AIChE codes of ethics, judge according to personal morals, seek proper advice, and consider potential profits and losses. Essentially, one must weigh out the potential benefits and losses with the engineering ethics and engineers’ ethics that surround the scenario. The only remaining step is to make a decision. Provided all of the above evidence, I still find this scenario to be troubling at the least. I cannot say whether I would accept Moonpool’s offer or not due to the massive risks that I would be taking in deciding either way. Accepting the offer would anger TES due to the environmental hazards and the fact that we would be selling out by our competition. However, declining the offer risks losing $490,000,000 that could be used to expand the solar industry. I would, as an engineer, fulfill my obligation to report the scenario to my 4 Mohamed Kashkoush [11] I. Kashkoush, D.Jimenez. (7/15/2012). “Insights into cSi Processing for Photovoltaic Applications.” PAG Meeting Presentations at Semicon West. (Online Presentation). http://www.akrionsystems.com/wpcontent/uploads/2012/01/insights-into-c-si-processing-forphotovoltaic-applications.pdf ACKNOWLEDGMENTS I would like to thank everyone who assisted me in the process of writing this ethics paper. Most importantly, I would like to thank my father who works at Akrion Systems for providing me with useful references and background knowledge needed to write this paper. I would also like to thank the group of chemical engineers who allowed me to observe working in the laboratory at Akrion Systems. This experience gave me an abundance of personal experience related to the field of solar power, silicon wafers, and the ethics involved. I am grateful to the engineering students whom I reside with from Sutherland Hall who discussed this writing assignment with me. Finally, I would also like to thank Dan Mcmillan for taking the time to read this paper. 5 Mohamed Kashkoush 6