Autism Specific Early Learning and Care Centres ASELCCs Operational Guidelines Effective from 1 May 2014 Autism Specific Early Learning and Care Centres - Operational Guidelines Table of Contents 1 INTRODUCTION....................................................................................................3 2 INFORMATION ABOUT THE AUTISM SPECIFIC EARLY LEARNING AND CARE CENTRES INITIATIVE .......................................................................................3 2.1 Initiative Overview .................................................................................................................................... 3 2.2 Initiative Objectives .................................................................................................................................. 4 3 RESPONSIBILITIES AND ACCOUNTABILITIES .................................................5 3.1 DSS responsibilities and accountabilities ................................................................................................ 5 3.2 Service provider responsibilities and accountabilities ........................................................................... 6 4 RISK MANAGEMENT STRATEGY .......................................................................6 5 PERFORMANCE MANAGEMENT AND EVALUATION .......................................6 5.1 Performance framework and reporting .................................................................................................. 6 5.2 Financial Reporting ................................................................................................................................... 7 5.3 Evaluation .................................................................................................................................................. 7 6 COMPLAINTS .......................................................................................................7 6.1 Client/Customer ........................................................................................................................................ 7 6.2 Service Provider ........................................................................................................................................ 8 7 ACTIVITY AND MANAGEMENT DETAILS ...........................................................8 7.1 Service Delivery ......................................................................................................................................... 8 7.2 Target Group and Priority of Access ..................................................................................................... 10 7.3 Staffing ..................................................................................................................................................... 13 7.4 Generic Requirements ............................................................................................................................ 14 7.5 Relationships with Other Government Funding .................................................................................. 14 7.6 Regional Service Delivery ....................................................................................................................... 16 7.7 Conflicts of Interest ................................................................................................................................. 18 8 FUNDING .............................................................................................................18 8.1 Operational Funding ............................................................................................................................... 18 8.2 Capital Works Funding .......................................................................................................................... 19 9 9.1 INFORMATION TECHNOLOGY..........................................................................19 The Child Care Management System (CCMS)..................................................................................... 19 10 CONTACT INFORMATION .................................................................................20 DSS National Office ............................................................................................................................................... 20 DSS State Offices ................................................................................................................................................... 20 ATTACHMENT A – CURRICULUM PLAN .................................................................22 ATTACHMENT B CONFLICT OF INTEREST POLICY ..............................................24 11 GLOSSARY .........................................................................................................25 2 Autism Specific Early Learning and Care Centres - Operational Guidelines 1 Introduction These Operational Guidelines provide the framework for the administration of the Autism Specific Early Learning and Care Centres (ASELCCs). The Operational Guidelines provide the basis for the business relationship between the Australian Government Department of Social Services (DSS or the Department) and the funding recipient. They should be read in conjunction with the Standard Terms and Conditions and Grant Agreement Schedule. The Operational Guidelines include: the purpose of the ASELCCs; DSS expectations of service providers including performance expectations; monitoring and funding management arrangements including accountabilities and program governance arrangements for DSS and service providers; and other relevant information pertinent to the successful delivery of all ASELCCs. DSS reserves the right to amend these guidelines from time to time by whatever means it may determine in its absolute discretion and will provide reasonable notice of these amendments. It is the responsibility of the ASELCC service providers to ensure that they are familiar with the content and requirements of the Operational Guidelines. 2 Information about the Autism Specific Early Learning and Care Centres initiative 2.1 Initiative Overview The Helping Children with Autism (HCWA) Package helps families and carers to cope better with the pressures they face in raising their children with Autism Spectrum Disorders (ASD). The support provided through the HCWA Package is Australia wide and includes: An Autism Advisor Service to assist families and carers of children aged up to six years diagnosed with an ASD; Funding to increase access to Early Intervention services for children aged up to six years diagnosed with an ASD; PlayConnect Playgroups for children aged up to six years with an ASD or ASD-like symptoms, and their siblings; Early Days Workshops that deliver flexible and targeted support for families and carers of children with an ASD or ASD-like symptoms; The Raising Children Network’s dedicated component for autism specific information, online resources and workshops, and other interactive functions for parents, carers and professionals; Positive Partnerships (delivered by the Department of Education, Employment and Workplace Relations (DEEWR)), which provides professional development for teachers and other school staff to support 3 Autism Specific Early Learning and Care Centres - Operational Guidelines school students with an ASD to achieve better educational outcomes; and workshops and information sessions including access to online workshops and information for parents and carers of school aged children with an ASD; and Medicare rebates for diagnosis and 20 visits for Early Intervention treatment for children with an ASD (delivered by the Department of Health and Ageing (DoHA). Six Autism Specific Early Learning Child Care Centres (ASELCCs) were established jointly by DSS and DEEWR in addition to the HCWA Package. The ASELCCs are located in: Sydney; Brisbane; Adelaide; North West Tasmania; Melbourne; and Perth. The ASELCCs provide early learning programs and specific support to children aged zero to six years with ASD in a long day care setting, and are intended to have a positive impact on their long term life outcomes. ASELCCs are also intended to provide parents with support in the care of their children and give them the opportunity to participate more fully in the community. 2.2 Initiative Objectives The funding provided by the Australian Government towards the operation of the ASELCCs will meet the following objectives: Ensure that all children attending the ASELCC: are provided with autism-specific individual and group support and intervention strategies that develop their capacity to participate in child care, early learning and education settings; have opportunities for integration and interaction with other children; and are supported with transitions, particularly in the year before formal schooling , so that they can participate in: further educational and therapeutic settings; and everyday life. Provide families of young children with ASD increased access to high quality and affordable early learning programs in a long day care setting to support their capacity to: participate in the community (i.e. work/ study); and manage the needs of their child/children with ASD. 4 Autism Specific Early Learning and Care Centres - Operational Guidelines Support the ASD sector by: contributing to strategies that improve the access of children with ASD to early childhood education programs; facilitating research and interventions for children with ASD and the development of best practice; and contributing to the development of workforce capability. Strategies to achieve the objectives outlined must target the unique requirements of each ASELCC’s local community. 3 Responsibilities and accountabilities 3.1 DSS responsibilities and accountabilities The Department is accountable for expenditure of Australian Government funds under the Program. 3.1.1 National Office In administering an ASELCC, DSS’s National Office has the following responsibilities: developing the ASELCC initiative; promoting the ASELCC initiative at a national level; approval of funding and negotiation of grant agreements for ASELCC service providers; providing clear Operational Guidelines and reporting templates; providing clarification of policy or operational requirements; and ongoing monitoring, review and evaluation of the ASELCC initiative. 3.1.2 State Office In administering the ASELCC in their respective States, the Department’s State Offices have the following responsibilities: grant agreement management including ensuring that services provided are consistent with the Grant Agreement and Operational Guidelines by: liaising with the ASELCC as required on day-to-day issues; monitoring the ASELCC’s compliance with and performance under the Grant Agreement including assessing reports provided by the ASELCC; and periodically conducting compliance visits. execution of grant agreements with ASELCC; administering payments in a timely, accountable and efficient manner; processing of any required variations to the Grant Agreement; and communicating and reporting to National Office when required. 5 Autism Specific Early Learning and Care Centres - Operational Guidelines 3.2 Service provider responsibilities and accountabilities The service provider must understand their rights and obligations under their Grant Agreement, and comply with the Terms and Conditions that comprise part of the agreement. The service provider is responsible for: administering funding in accordance with their Grant Agreement; delivering services in accordance with their Grant Agreement and these Operational Guidelines; providing quality services that are effective, efficient and appropriately targeted; ensuring Indigenous Australians and children and families from culturally and linguistically diverse (CALD) and disadvantaged backgrounds have equitable access to services; working collaboratively with their consortium partners, state and non government services and other ASELCCs to contribute to the overall development and improvement of the initiative and deliver a high quality service that builds best practice in ASD, early childhood education and child care and workforce capacity; complying with all relevant legislation as outlined in their Grant Agreement and in these Operational Guidelines; ensuring that staff are well supported and have appropriate skills and qualifications to deliver the services; and ensuring the ongoing viability of services through sound business practices and prudent use of Government funding. 4 Risk management strategy DSS has undertaken risk assessments of the ASELCC initiative and the capacity of its service providers to deliver the required services and will continue to assess risks in consultation with service providers and other relevant parties. 5 Performance management and evaluation 5.1 Performance framework and reporting 5.1.1 Performance An overarching performance framework has been developed for the ASELCC initiative. ASELCCs are required to develop an Activity Work Plan, detailing how the activity will achieve the objectives of the ASELCC initiative. The Activity Work Plans should also include the Activity Performance Indicators from Item B of the Grant Agreement and a short outline of the Curriculum Plan (see Attachment A). ASELCCs will report against these activities via six monthly Performance reports as outlined in the Grant Agreement. 5.1.2 Reporting ASELCCs will be required to submit reports to DSS regarding their service in accordance with the Grant Agreement as part of their accountability requirements. 6 Autism Specific Early Learning and Care Centres - Operational Guidelines These enable DSS to meet its legislative responsibilities. The standard of accounting, record-keeping and reporting by ASELCCs must be in accordance with the terms of the Grant Agreement. Reporting includes six monthly performance reports against the Annual Activity Plan incorporating and reporting against objectives and the Activity Performance Indicators. Changes or developments to the Curriculum Plans should be included in these reports. These requirements are outlined in detail at Item B and E of the Schedule to the Agreement. 5.2 Financial Reporting The ASELCCs must administer funding and report on expenditure in accordance with their Grant Agreement. Funding must only be used for the purpose for which it was provided. 5.3 Evaluation 5.3.1 Autism Specific Early Learning Care Centres (ASELCC) Evaluation An evaluation of the ASELCC Initiative was completed in 2011. DSS will work with the ASELCCs to develop a continuous improvement plan that will address the issues and recommendations made in the Evaluation Report. DSS may also ask the ASELCCs to participate in further evaluation measures. 5.3.2 The Child and Family Outcomes Strategy ASELCCs are required to continue to participate in the development and implementation of a data collection strategy known as ‘The Child and Family Outcomes Strategy’ (CFOS or Strategy). The Strategy aims to help ASELCCs collect a core set of consistent information on the outcomes for children and in the longer term contribute to knowledge about how outcomes vary across different service models. A consultant has been engaged to facilitate partnerships between research bodies and all ASELCCs and to implement a collaborative approach. The consultant’s report is due in late 2012 and will guide future development of the CFOS and related policy. 6 Complaints 6.1 Client/Customer It is expected that ASELCCs will have a complaints process for clients. ASELCCS are required to produce this document if requested to by DSS. If an individual is not satisfied with the results of this process, they may contact DSS’s Complaints Service, as outlined below. An individual can lodge a complaint through the following channels: Telephone: 1800 634 035 Fax: (02) 6204 4587 Mail: DSS Complaints, PO Box 7576. Canberra Business Centre, 2610 7 Autism Specific Early Learning and Care Centres - Operational Guidelines If an individual is at any time dissatisfied with DSS’s handling of a complaint, they can contact the Commonwealth Ombudsman online or via 1300 362 072. 6.2 Service Provider ASELCCs can contact the Complaints Service with complaints about DSS’s service(s) or the service of another DSS funded service provider. Details of what constitutes an eligible complaint can be provided upon request by DSS. You can contact DSS complaints service by: Email: DSSfeedback@dss.gov.au Post: DSS Feedback, PO Box 7576, Canberra Business Centre ACT 2610 Further information on DSS’s complaints service is available on-line. 7 Activity and management details 7.1 Service Delivery To be enrolled at a centre a child must be diagnosed with an ASD or have ASD like symptoms. Each ASELCC must be an approved long day care centre with the capacity to deliver a minimum of 20 approved child care places. All ASELCCs must ensure that children’s access to services is equitable and that families’ choices are based on impartial information that does not favour particular service providers or impose inappropriate requirements (e.g. compulsory participation in research programs) on access to services. All ASELCCs must comply with all DEEWR’s Long Day Care requirements and Family Assistance law and related disallowable instruments, including: operating on all normal working days in at least 48 weeks of the year; and remaining available to provide care for at least eight continuous hours on each normal working day on which it operates. Long day care fees charged to children attending an ASELCC must not be greater than fees charged to children attending long day care in either a co-located service or other long day care centre. 7.1.1 Service Delivery Model Each ASELCC is to provide a minimum of 20 long day care places to children with ASD aged zero to six years. Children filling these places will be provided with autism specific support in a long day care setting. Children must be provided with support to transition to further educational or therapeutic settings, and those accessing the service in the year before formal schooling must be provided access to an early childhood education program with appropriate autism specific support. 8 Autism Specific Early Learning and Care Centres - Operational Guidelines All ASELCCs must ensure that: their service delivery model addresses the Objectives of the ASELCC initiative outlined in Section 2.2 and Item B of the Grant Agreement Schedule; specialists with expertise in the provision of specific support for children with ASD work with specialists in child care and early childhood education for children with special needs; programs emphasise a family-centred approach which ensures that individual needs of children are viewed in the context of their family situation; programs provide initial and ongoing assessment of individual children and prepare them for transition to further educational or other therapeutic settings; they draw effectively on existing resources and limit duplication; and they build the capability of the ASD sector and respond flexibly to demand for ASELCC services. 7.1.2 Best Practice Integrated Service Delivery Each ASELCC is expected to be flexible and to integrate the best practice domains in the development of their model of ASD early intervention, their ongoing review of their service delivery model and in research and evaluation. The service delivery model of the ASELCC must be based on: the Early Intervention Best Practice Guidelines published by Prior and Roberts (2006), which can be obtained by visiting the Department of Health website; and current evidence of best practice in child care and early childhood education for children with special needs. All ASELCCs are required to develop a Curriculum Plan outlining how the centre will provide an early learning program, early education program, Autism specific support and develop best practice. Further information on the Curriculum Plan is at Attachment B. 7.1.3 Early learning program All children attending an ASELCC must be provided with an early learning program. The early learning program must integrate the current evidence base in the ASD, child care and early childhood sectors and commit to further developing understandings of best practice in the context of early learning and child care for children with ASD. 7.1.4 Early childhood education program For children attending in the year prior to formal schooling, all ASELCCs must provide an early childhood education program that meets the requirements of these Operational Guidelines and that may support access to kindergarten programs registered with State Governments. This program must address state guidelines on early childhood education programs and state curriculum frameworks and take into account the special needs and individual capacity of children with ASD. 9 Autism Specific Early Learning and Care Centres - Operational Guidelines 7.1.5 Autism specific support Children must be provided with flexible and appropriate access to the programs outlined above according to their capacity and must receive specific support to assist participation in the ASELCC and in the community. Early intervention provided through an ASELCC to children with an ASD or ASD like symptoms must be developed through an individual plan with the child and their family, and be tailored to their needs. 7.1.6 Research Affiliations or Partnerships ASELCCs must be affiliated or in partnership with a relevant university or hospital specialising in paediatric, early childhood or ASD related research or services. Through their affiliations with universities or hospitals, ASELCCs must have a research and workforce training component which will contribute to achieving a better understanding of ASD and build the capacity of the local health and education sectors. While distinct from other services, ASELCCs however may be co-located with other relevant services. They must be integrated sufficiently with other on or off site services to provide children with ASD opportunities to receive services alongside other children for at least part of their program. ASELCCs are required to work together with relevant state government services and private and not for profit services to ensure seamless service provision to children and families. These services may include kindergarten, education and early intervention services. ASELCCs must not duplicate existing services and must be complementary to those services. Integration of services has the potential to produce a service system that has a wider impact, increases access to relevant services for children, their families and carers and represents value for money for the service provider and the Commonwealth. 7.2 Target Group and Priority of Access To be enrolled at an ASELCC children must be aged between zero and six years and have a diagnosis of ASD (see 7.2.1 below) or ASD like symptoms (see 7.2.2 below). Children are not eligible to access an ASELCC from the time they commence formal schooling. 7.2.1 Diagnosis of ASD The diagnosis must have been made by or through any one of the following: •the Medicare items through the HCWA strategy; or •a State/Territory Government or equivalent multidisciplinary assessment service; or •a private multidisciplinary team; or •Paediatrician; or •Psychiatrist. 10 Autism Specific Early Learning and Care Centres - Operational Guidelines An acceptable diagnosis is one of the following conditions as diagnosed by one of the professionals listed above: Autism; Autism Spectrum Disorder; Autistic Disorder; Asperger’s Disorder/Syndrome; Childhood Disintegrative Disorder; or Pervasive Developmental Disorder – Not Otherwise Specified (PDD-NOS). 7.2.2 ASD like symptoms ASD like symptoms must include at least five of the following: delayed development, particularly of language skills; solitary play and withdrawal from others; lack of imaginative play; apathy toward other people’s attempts at communication; difficulty with changes in routine; lack or absence of eye contact; inappropriate body language; repetitive and compulsive behaviour which, if interrupted, may provoke temper tantrums; repetitive movements; preoccupation with parts of objects; in some, extraordinary talent or brilliance in specific skills; and inflexible adherence to particular routines or rituals. 7.2.3 Residential eligibility The Residence requirement for access to services is the same as that for Carer Allowance (Child). That is, both the carer and the child being cared for must be an Australian resident - this means they are living in Australia on a permanent basis and they are either: an Australian citizen, or the holder of a permanent resident visa, or a New Zealand citizen who was in Australia on 26 February 2001, or for 12 months in the 2 years immediately before that date, or was assessed as ‘protected’ before 26 February 2004. More information on Carer Allowance residence requirements is available on the Department of Human Services website. 7.2.4 Priority of Access Guidelines for ASELCCs Priority of Access guidelines for child care services (under the Child Care Benefit (Eligibility of Child Care Services for Approval and Continued Approval) Determination 2000)) are administered by Department of Education. Due to the 11 Autism Specific Early Learning and Care Centres - Operational Guidelines specialised nature of the ASELCCs, centres must apply for exemption from these Priority of Access guidelines for their ASELCC places via the Department of Education. This ensures that children with ASD can be given priority, and still maintain access to Child Care Benefit. All ASELCCs must apply for this exemption before care commences. All ASELCCs must allocate places to those children and families with the greatest need for support as outlined below. There are four levels of priority that ASELCCs must follow when filling long day care vacancies: 1. 2. 3. 4. a child with ASD or ASD like symptoms who is a client of the National Disability Insurance Scheme (NDIS)* a child with ASD or ASD like symptoms at risk of serious abuse or neglect a child who is assessed by the ASELCC as likely to gain the best outcomes from their time at the centre any other child with a diagnosis of ASD or ASD like symptoms *NDIS phasing and roll out arrangements must be considered when applying this priority. Within these main categories, priority must also be given to children in: Aboriginal and Torres Strait Islander families families which include another person with disability families on low incomes families from culturally and linguistically diverse backgrounds socially isolated families single parent families All ASELCCs must apply the ASELCC Priority of Access Guidelines when filling vacant long day care places and must comply with all other relevant legislation, standards, regulations and licensing requirements as they currently stand. 7.2.5 Referral and Intake All ASELCCs must develop a standard intake and enrolment procedure based on the ASELCC Priority of Access guidelines. The standard intake and enrolment procedure for the ASELCC must be impartial and transparent. ASELCCs must process all referrals through its standard intake and enrolment procedure. 7.2.6 Children and Families from Indigenous, CALD and Disadvantaged Backgrounds All ASELCCs must develop targeted strategies to support access to the service by children from Indigenous, CALD and disadvantaged backgrounds. The ASELCC may wish to consider strategies and commitments to engage with specialised providers to deliver early learning programs and support to children and families from such backgrounds. 12 Autism Specific Early Learning and Care Centres - Operational Guidelines 7.3 Staffing Operational funding is provided as a contribution towards salary and on costs directly attributable to employment of a minimum of eleven, full-time equivalent (FTE) staff. This could include part-time or casual staff. As a condition of this funding, ASELCCs must maintain a staff to child ratio of at least 1 staff member to every 4 children for 20 places for children with ASD. With this funding ASELCCs must employ a minimum of six FTE specialist staff and five FTE trained child care workers across its sites (Note - this may mean that more than 11 individuals are employed by the ASELCC and on any one day the minimum of 5 workers - plus support or specialist staff - may be present to meet the 1:4 ratio of staff to children). The specialist staffing mix must include: allied health professionals from at least two of the following disciplines – speech pathology, occupational therapy and child psychology; and a four-year degree-qualified early childhood teacher who will work in partnership with specialists experienced in early intervention with children with ASD to develop and deliver the ASELCC’s early learning and early childhood education programs. ASELCCs must ensure that staff are appropriately trained and experienced child care personnel or appropriately qualified and experienced teachers or therapists who: have been specifically trained in working with children with ASD, or have the knowledge and skills required for their special needs; have appropriate licensure, certification, or registration in the area in which they are providing services; and can provide, if required, training, support and professional supervision. ASELCCs must operate in line with and comply with the requirements as set out within all relevant State and Commonwealth legislation and regulations when determining the training or qualifications an individual must possess to be employed in a particular role. Consideration can be given to the recognition of specialist staff with relevant skills and experience who do not meet some elements of the criteria above, subject to approval by DSS. The staffing plan can be supplemented with funding from alternative sources but the operational funding provided by DSS must be accounted for independently. ASELCC specialist staff must work in partnership with the specialist child care and early childhood education staff to develop an innovative service model and early learning program. This program must integrate the current evidence base in the ASD, child care and early childhood sectors and commit to further developing understandings of best practice in the context of early learning and child care for children with ASD. 13 Autism Specific Early Learning and Care Centres - Operational Guidelines 7.3.1 Workforce Capacity Building All ASELCCs must contribute to building the density and capacity of professional ASD, early childhood and child care staffing in their respective locations through: attraction and retention of appropriate staff; development/establishment of staff networks; provision of respite to staff where required; training of the local workforce, including families and carers; provision of ASD, early childhood and child care specific training to build the capacity of existing staff; and support for professional development and training. All ASELCCs must work together with state and other services to ensure services for children with ASD and their families are complementary, and to build the capacity of all services within the region to attract and retain an appropriately skilled workforce. The autism specific centres must be clearly branded as Autism Specific Early Learning and Care Centres and must be designed to be clearly distinguishable and distinct from other similar or surrounding services. 7.4 Generic Requirements 7.4.1 Land and Building The funding provided by the Australian Government towards the establishment and operation of the ASELCCs includes the construction, modification or refurbishment of existing buildings from which to provide the early learning programs and specific support to children aged zero to six years with ASD or ASD like symptoms. All buildings used for the ASELCCs must be purpose-designed or be capable of being modified to suit that purpose. All buildings must comply with any local, state and Commonwealth requirements for long day child care centres. 7.5 Relationships with Other Government Funding 7.5.1 Helping Children with Autism (HCWA) Package Under the Australian Government’s HCWA Package, families of children aged 0 to 6 years diagnosed with ASD have access to a funding package of up to $12,000 per child (up to $6,000 per child per financial year) to enable them to access interventions delivered by providers on a Panel established by DSS. As each ASELCC is provided with an operational subsidy to employ specialist staff, families cannot claim Early Intervention funding under the HCWA package to cover the costs incurred as part of the delivery of services in the ASELCC. However, families may still be able to utilise Early Intervention funding by accessing providers on the DSS Early Intervention Service Provider Panel. ASELCCs must be aware of other services available to children with ASD and ASD like symptoms under the HCWA Package. In addition to the Early Intervention funding, above, DSS funds Early Days Workshops, PlayConnect Playgroups, The Raising Children Network’s ASD website and the Autism Advisor program. In 14 Autism Specific Early Learning and Care Centres - Operational Guidelines addition DEEWR funds workshops for parents of children with ASD under the Positive Partnerships program and Medicare provides items to assist in ASD diagnosis. All these elements are available to parents and carers of children with ASD and should be considered as additional resources by ASELCCs. Autism Advisors provide a central point of contact for impartial advice, information and linkages to service options for families and carers with children newly diagnosed with ASD. This includes the ASELCCs. Effective coordination between ASELCCs and their state’s Autism Advisors will facilitate referral of children to the ASELCC and other resources. It should be noted that families do not need to be referred to the ASELCC by an Autism Advisor in order to access its services. 7.5.2 Inclusion Support Subsidy (ISS) and Inclusion and Professional Support Program (IPSP) The ISS provides support to child care services to include children with ongoing high support needs. Children participating in the autism specific places are not eligible for the ISS as each Autism Specific Early Learning and Care Centre is provided with an operational subsidy for the employment of multidisciplinary staff members with autism expertise. Centres providing long day care services to children, in addition to the 20 places for children with ASD, may be eligible to receive support through the Inclusion and Professional Support Program for children not enrolled in the ASELCC. 7.5.3 Legislation, Guidelines and Regulations As an approved long day care provider, centres are eligible for Australian Government financial support for the delivery of approved child care places, including Child Care Benefit. The long day care services of the ASELCC must be delivered in accordance with all relevant health and safety requirements and all licensing, certification, or registration requirements in the area in which they are operating. ASELCCs are required to meet (and continue to meet) the quality assurance standards to be approved by the Australian Government, as well as any other relevant local, state and Commonwealth standards, regulations and licensing requirements for disability services and long day care. The long day care services of the ASELCC must also be delivered in accordance with the following: Family Assistance law and related disallowable instruments, and the CCMS Child Care Service Handbook as amended from time to time, as relevant to the Funding Recipient; state and local government laws, and meet regulations and licensing requirements relating to the provision of Long Day Care. These requirements include: being approved and continue to be approved to administer Chid Care Benefit (CCB) for the purposes of the Family Assistance law; 15 Autism Specific Early Learning and Care Centres - Operational Guidelines complying with their obligations under the Family Assistance law and related disallowable instruments; ensuring that CCB fee reductions are passed onto the individuals whose children are being provided with care; participating in the Quality Improvement and Accreditation System for Long Day Care; providing quality care for children aged zero to six years with ASD; maintaining sound business and financial management practices, including income and expenditure planning and management of CCB and fees; continuously improving the services provided in line with the Long Day Care Quality Assurance System; providing access to quality early childhood developmental child care; providing access to flexible care to meet the needs of families and communities; and participating in and cooperating with compliance activities carried out by Government. ASELCCs must also ensure that services operate in line with and comply with the requirements as set out within all State and Commonwealth legislation and regulations. These include but are not limited to: The Privacy Act 1988; The Racial Discrimination Act 1975; The Sex Discrimination Act 1984; The Disability Discrimination Act 1992; any applicable Occupational Health and Safety (OH&S) and Equal Employment Opportunity (EEO) laws; the Building and Construction Industry Improvement Act; any applicable state laws relating to discrimination; and any state laws regarding young people who are under 18 years of age such as mandatory reporting requirements, working with children registration and police checks. ASELCCs must also be aware of any case based law that may apply or affect their service delivery. 7.6 Regional Service Delivery An ASELCC may be approved to deliver services on a regional basis. This can address concerns where demand for an ASELCC is geographically dispersed and no one population centre exists that will sustain 20 long day care places in a single location. The ASELCC must still maintain the capability to provide 20 approved long day care places to children with ASD in the region. This will be achieved through applying a hub and satellite delivery approach to the dedicated region. As part of regional service delivery a ‘main campus’, must be established. This main campus must be located in an area that will service a high number of children with ASD and their families. The main campus must be recognised and branded as the 16 Autism Specific Early Learning and Care Centres - Operational Guidelines main campus ASELCC and have the capacity to provide approved long day child care places to children with ASD. The main campus will also provide headquarters for ASELCC staff (though some staff may be located off-site) and space to support capacity building activities for the ASD sector such as workforce development and research. The ASELCC must also provide ‘satellites’, through one or more approved long day care centres in other locations across the regions. These satellites do not need to be in centres operated by the service provider, however, where satellites are in centres operated by a third party, the service provider is responsible for ensuring formal agreements are in place with the agencies licensed to provide these child care places. These agreements must collectively guarantee the ongoing availability of a total of 20 approved long day care places across the main campus and the satellites. Service delivery across the sites must adhere to these Operational Guidelines. The service provider must promote the ASELCC’s main campus and satellite sites collectively, and ensure the operation of consistent and compliant service delivery across the ASELCC’s sites. It is a condition of operational funding that all ASELCCs maintain a high staff to child ratio of up to 1 to 4, however, in the satellites, the Department may consider allowing the regional ASELCC to operate with a lower ratio, providing that the minimum ratios for long day care centres in the region are met. The service provider must justify in writing to the Department any proposal to operate with minimum child care ratios and demonstrate how the needs of children receiving services delivered by way of these lower ratios will be supported. The service provider of the regional ASELCC must justify the location of the satellites and the number of approved long day care places to be provided across all sites (main campus and satellites) in reference to demand. To meet the ASELCC initiative’s requirement for additional places, the ASD specific long day care places provided by the ASELCC’s main campus and satellites must be provided from within each centre’s existing unused capacity, that is, places that the centre is licensed for but are not being used by other children. For instance, a centre licensed for 60 long day care places and operating at 55 may commit to maintaining up to 5 long day care places for children supported by the ASELCC. In response to changes in population demographics and emerging demand for services, the ASELCC may revise the number of children supported at specific sites, or negotiate placement of children with different child care providers. At all times the ASELCC service provider will be responsible for guaranteeing the maintenance of the required 20 long day care places. In addition to the above, any approved regional service delivery will take into account the complexities of delivering the ASELCC initiative across large geographical locations. 17 Autism Specific Early Learning and Care Centres - Operational Guidelines While the provision of long day care places is the priority of this initiative and the availability of 20 long day places must be maintained as a condition of funding, a broader range of services for a child enrolled at the ASELCC (such as home based interventions or other centre based support) are encouraged where resources allow. That is, resources can be allocated flexibly and in response to local need but must maintain the priority of the initiative of building the capacity of the sector to deliver early intervention in a long day care setting. The service delivery approach will expand the support available to children with ASD and their families and provide the ASELCC with the flexibility to adapt to distributed and changing demand. Through ongoing reporting the service provider of the centre must demonstrate how they will balance this flexibility with the priority to support children in a long day care setting. 7.7 Conflicts of Interest Each ASELCC must have a Conflict of Interest Policy (refer to Attachment B for information about the Conflict of Interest Policy). ASELCCs will be required to produce this document if requested to by DSS. Any potential conflict of interest between parties must be identified and managed appropriately. If a conflict of interest arises, ASELCCs must notify DSS. 8 Funding The Grant Agreement (July 2012 to June 2015) for ASELCCs consists of an Operational Grant Agreement, with a Capital component where applicable. 8.1 Operational Funding Operational funding provided by DSS includes funding for salaries and on-costs directly attributable to the employment of a minimum of eleven FTE staff (six specialist staff and five trained child care workers) to 30 June 2015 as per section 7.3. On costs include, but are not limited to, the following expenses related to the period of the Operational funding: employer superannuation contributions; annual and long service leave; payroll tax; workers compensation premiums; fringe-benefits tax; training expenses; and recruitment expenses. Operational funding will be for the employment of these multidisciplinary staff only. The operational funding may not be used for: resources required by the ASELCC such as toys and learning aids; and ongoing maintenance and operational costs such as office materials, utilities, telephones, travel, book keeping, auditing, etc. 8.1.1 Funding for Capacity Building DSS recognises that there are additional costs involved in providing services through a regional model and may provide additional funding under the Regional Delivery Method to support non-staffing related expenditure. Releases of Capacity Building Funding will be dependent on the ASELCC reporting their capacity building activities in Performance Reports. 18 Autism Specific Early Learning and Care Centres - Operational Guidelines 8.2 Capital Works Funding Capital Funding, when provided, is on the basis that the facilities established with that funding are used to deliver the services of the ASELCC. The agreed Commonwealth contribution is final. Any further contributions must be sourced from elsewhere by the Applicant. All buildings used for the ASELCC must be purpose-designed for children aged zero to six years with ASD or be capable of being modified to suit that purpose. All buildings must comply with any local, state and Commonwealth requirements for long day child care centres. Construction, modification or refurbishment of any buildings must comply with relevant local, state and Commonwealth standards, regulations and licensing requirements for construction. This includes codes relating to long day child care centres and the Building and Construction Industry Improvement Act 2005 (BCII). In managing funding provided the ASELCCs must comply with all requirements of the Funding Agreement. Where relevant, ASELCC service providers will be required to enter into a Purposes Deed that identifies expectations for the use of the facility (‘designated use’ of the facility). These expectations include: a requirement that the facility be made available for the designated use for the required designated use period; and that operational funding is not committed beyond the Funding Agreement period. 8.2.1 Release of Capital Funds The ASELCC must provide Performance Reports describing the progress achieved for each stage of construction. Performance Reports must include a statement of expenditure that identifies that funds have been appropriately spent or committed. 9 Information technology 9.1 The Child Care Management System (CCMS) ASELCCs are required to operate under the Child Care Management System (CCMS). The CCMS is a national child care computer system that provides information on the supply and usage of childcare for families, services and government. The CCMS brings all approved child care services online to standardise and simplify the administration of Child Care Benefit (CCB). Services provide information directly to DEEWR via the Internet to allow calculation and payment of CCB fee reductions on behalf of children in their service. ASELCC must have an IT system and software package that supports the use of the CCMS. Further information regarding CCMS can be found on the DSS website. 19 Autism Specific Early Learning and Care Centres - Operational Guidelines 10 Contact information DSS National Office Manager, Autism Section Autism and Early Intervention Branch Department of Families, Housing, Community Services and Indigenous Affairs PO Box 7576 Canberra Business Centre 2610 ASD.Support@DSS.gov.au www.DSS.gov.au/autism 1800 778 581 DSS State Offices Manager, Disability, Mental Health and Housing (Vic and Tas) Victorian State Office Department of Families, Housing, Community Services and Indigenous Affairs Casselden Place, 2 Lonsdale Street MELBOURNE VIC 3000 Manager, Disability Carers and Mental Health New South Wales State Office Department of Families, Housing, Community Services and Indigenous Affairs Level 9, 280 Elizabeth Street SURRY HILLS SYDNEY NSW 2010 Manager, Disabilities, Mental Health and Autism Queensland State Office Department of Families, Housing, Community Services and Indigenous Affairs Level 1-4, 100 Creek Street BRISBANE QLD 4000 Manager, Communities, Disability and Mental Health Western Australian State Office Department of Families, Housing, Community Services and Indigenous Affairs Level 12, 152-158 St Georges Terrace PERTH WA 6000 20 Autism Specific Early Learning and Care Centres - Operational Guidelines Manager, Disabilities and Mental Health South Australian State Office Department of Families, Housing, Community Services and Indigenous Affairs Level 18, 11 Waymouth Street, ADELAIDE SA 5000 21 Autism Specific Early Learning and Care Centres - Operational Guidelines Attachment A – Curriculum Plan ASELCCs are required to develop and maintain this document and to produce it for DSS if required. ASELCCs must incorporate the following three elements in their Curriculum Plans The ASELCC’s Preschool Program The Australian Government has committed that by 2013 every four year old will be able to access 15 hours a week of high-quality early childhood education, for 40 weeks a year, which will be delivered by a university qualified early childhood teacher across a diversity of settings, and will be provided in a form that meets the needs of working parents and at a cost that does not present a barrier to any family. The ASELCCs provide children with flexible and appropriate access to these programs according to the child’s capacity. Children receive specific support to assist their participation. Children attending in the year before formal schooling receive an autism specific early childhood education program. To achieve this, specialists with expertise in the provision of early intervention for children with ASD work in partnership with specialists in high quality child care and early childhood education to develop an innovative service model and early learning program. This program integrates the current evidence base in the ASD, child care and early childhood sectors and commits to further developing understandings of best practice in the context of early learning and child care for children with ASD. Each ASELCC must provide a preschool program as described in this document, or support access to such a program. State guidelines on early childhood education programs and curriculum frameworks must be addressed directly with regard to the special needs and individual capacity of children with ASD. Curriculum Plans must outline the planned Preschool Curriculum in detail and address the requirements above. Integration Plan Curriculum Plans must outline how children in the service will be provided with opportunities for integration with other children. This plan must specifically detail when and how integration will occur. The Prior and Roberts Guidelines for Best Practice (2006)1 recommend that early intervention programs for children with ASD include supported integration and interaction with other children. While distinct from other services, the ASELCCs must be integrated into the community and provide children with opportunities to receive services alongside other children for at least part of their program. To facilitate this interaction ASELCCs may be co-located, work with or otherwise provide related services such as, but not limited to, health services or mainstream 1 Prior, M. & Roberts, J. (2006) Early Intervention for Children with Autism Spectrum Disorders: Guidelines for Best Practice. 22 Autism Specific Early Learning and Care Centres - Operational Guidelines pre-school or child care. Such integration of services has the potential to produce service systems that have a wider impact, increase access to relevant services for children, their families and carers and represent value for money for DSS and other funding contributors. Transition Plan All ASELCCs must ensure children are supported to transition to and participate in further educational and therapeutic settings and in everyday life. Curriculum Plans must outline how the ASELCC will plan for and support the transition of children into and from the service. 23 Autism Specific Early Learning and Care Centres - Operational Guidelines Attachment B Conflict of Interest Policy ASELCCS are required to produce this document if requested to by DSS. Each ASELCC’s Conflict of Interest Policy must outline how they will manage any potential or real conflicts of interest such as: any that arise from the interaction of the ASELCC and its staff with Helping Children with Autism Package programs such as the Autism Early Intervention Service Provider Panel and the Autism Advisor Service; any that arise from the co-location of the autism specific service with a mainstream child care service and the mainstream’s service’s utilisation of the Inclusion and Professional Support Program (IPSP) and the Inclusion Support Subsidy (ISS); any affiliations or partnerships; and any other real or potential conflict of interest identified as relevant to the ASELCC. 24 Autism Specific Early Learning and Care Centres - Operational Guidelines 11 Glossary ASELCCs Autism Specific Early Learning and Care Centres Centres which provide dedicated early learning programs for children with autism spectrum disorders aged zero to six years in a long day care setting. Programs are delivered to children individually and with their peers. Enrolment of a child with ASD at an autism specific centre will provide their parents/carers with opportunities for support, respite, work and/or study. DSS Australian Government Department of Social Services (the Department). Early Childhood Education Program Structured, play-based education delivered by a qualified early childhood teacher (ideally a four year qualified teacher) and primarily undertaken in the twelve months prior to compulsory schooling (often referred to as ‘preschool’). Early Learning Education children receive (from stimulation, experience and playbased activities) aged between zero and five years. Evaluation The process of reviewing the overall efficiency, effectiveness and economy, as well as the appropriateness, of a grant Program. This can take place at several levels: - during routine management review; - as the subject of a Program evaluation; and - as part of higher level portfolio/departmental evaluation. Grant Agreement A legally binding contract between the Commonwealth and another party. The Commonwealth provides public money (generally from administered funds) to the party in return for the other party providing services that benefit the public (or some part of the public). Schedule An attachment to an agreement that specifies the detail of actions to be taken or goods and services to be delivered in return for provision of certain amounts of funding by DSS. An agreement Schedule will draw funds from a single appropriation. 25