FemNeckORvCRIF/morsheds/FINAL Title: A Multicenter Retrospective Outcome Assessment of Open Reduction Internal Fixation (ORIF) vs. Closed Reduction Internal Fixation (CRIF) in Treatment of Adults with Femoral Neck Fractures. Abstract: While the majority of femoral neck fractures are low energy injuries affecting the elderly population, in younger patients these fractures result from high-energy trauma and are associated with high risk of complications, including nonunion and avascular necrosis of the femoral head, often requiring additional surgeries. Joint preservation is the goal in this younger population. Numerous risk factors for failure of initial operative fracture repair have been identified including posterior comminution of the femoral neck, degree of initial displacement, obliquity of the primary fracture line, and perhaps most importantly, the quality of reduction. However, the therapeutic effect of an open reduction, which would ostensibly serve to optimize reduction quality, has not been proven in the literature. We propose a study to determine differences in clinical outcomes and surgical complications associated with open reduction and internal fixation (ORIF) versus closed reduction and internal fixation (CRIF) with a minimum of two years of follow-up. Data collected will include information on type of injury, type of reduction, quality of reduction, operative approach, surgical and medical complications and rate and type of re-operations. Subjects with less than two years of follow-up will be contacted to return to clinic for radiographic and clinical evaluation. The comparative effectiveness of open versus closed reduction and internal fixation will be assessed based on a primary outcome of reoperation rates at 2 years. Specific Aims: The best available evidence on superiority of ORIF versus CRIF in treatment of femoral neck fractures is inconclusive. Our null hypothesis is that there are no differences in rates of reoperation and of complications between ORIF and CRIF of femoral neck fractures in adults. Given this hypothesis, we formulate the following specific aims: Specific Aim 1: Compare the rate of reoperation following the initial ORIF versus CRIF of displaced femoral neck fractures in adults as the primary outcome. Incidence and timing of a defined set of complications, including fracture nonunions, avascular necrosis, surgical site infections, refractures, periprosthetic fractures, chondrolysis and lateral femoral cutaneous nerve palsy and number and types reoperations associated with each will be determined during a minimum two year postoperative follow-up. Stratified analysis by obliquity of the primary fracture line (Pauwel’s Class) will be performed. Secondary outcomes will include individual complications leading to reoperation. Specific Aim 2: Test the association between measured risk factors for reoperation, including surgical approach, and complication requiring surgery after operative management of displaced femoral neck fracture. Multivariable 1 FemNeckORvCRIF/morsheds/FINAL regressions will be fit to the data to assess relative contributions of independent risk factors to the incidence of reoperation. A predictive model will be developed based on these analyses. Assess the magnitude of effect of surgical approach mediated by quality of reduction achieved. Specific Aim 3: To determine the reliability and validity of radiographic measurements of femoral neck fracture severity and quality of reduction. Assess inter-rater reliability between site investigators and blinded central adjudicators. Measure content and construct validity of measures of injury severity and quality of reduction Background/Significance: Femoral neck fractures are a major cause of morbidity and substantial health-care cost in the United States. There are more than 250,000 cases of hip fractures in the United States annually with an overwhelming majority of these fractures occurring in the elderly. 1,2 Mortality associated with femoral neck fractures has been reported to be as high as 30% during the first year post-injury. 3,4 Intracapsular hip fractures have an incidence of approximately 3% in patients under the age of fifty5 and are usually associated with more severe and higher energy injuries compared to older patients. 6 Femoral neck fractures in the young adult population are associated with a high complication rate with the two most common being non-union and avascular necrosis (AVN). 7-12 More severe disruption of femoral head’s blood supply associated with higher energy injuries has been proposed as a possible reason for higher risk of nonunion and AVN in this age group. 10 Although there is strong evidence supporting the use of arthroplasty in treatment of displaced femoral neck fractures (Garden type III or IV) in the elderly population,1315 surgical variables including optimal type of reduction, surgical approach and timing of operation in treatment of displaced femoral neck fractures in younger patients remain controversial. 16 In this age group preservation of the femoral head is a major goal of treatment therefore obtaining adequate reduction with stable fixation is crucial for success. 12,18,19 However, whether ORIF versus CRIF of these fractures lead to better clinical outcomes remains controversial. 8-10,17 Many hypothesize that an open reduction will lead to lower complication and reoperation rates by way of an anatomic reduction, however this assumption has not been verified. The findings of this study will help elucidate whether either surgical approach is superior in terms of clinical outcomes and rate of complications. The results will be valuable to orthopaedic surgeons in clinical decision-making for treatment of femoral neck fractures in young adults. Study Design: This study is a multicenter retrospective review of medical and radiographic records from the time of injury through a minimum follow-up of two years postoperative. 2 FemNeckORvCRIF/morsheds/FINAL Study Population: The study population will consist of patients between the ages of 18 and 65 with femoral neck fracture initially treated after January 1st, 2000. Inclusion criteria: 1. Patient was between the ages of 18 – 65 at the time of injury 2. Patient had a displaced femoral neck fracture (OTA Type 31-B2, 31-B3) 3. Patient underwent operative fracture repair of a traumatic femoral neck fracture after January 1st , 2000. 4. Patient is at least two years from date of operative repair of femoral neck fracture Exclusion criteria: 1. 2. 3. 4. 5. Ipsilateral femoral head fractures Ipsilateral acetabular fractures Pathologic fractures Stress fracture or non-displaced femoral neck fracture Patients underwent total hip arthroplasty or hemiarthroplasty as initial treatment of their femoral neck fracture. Study procedures: Retrospective review of medical records will be conducted by a research assistants or suitably trained alternative (medical student, etc) at each participating center. Eligible patients will be identified based on the aforementioned inclusion and exclusion criteria. Hospital orthopaedic trauma databases, where available, will be queried for OTA Type 31 fractures over the study period and cross-referenced with billing records for CPT codes 27235, 27236, 27244, 27245, 27248, and 27269. Operative records, pre- and post operative anterior-posterior pelvic and lateral hip radiographs on any patient meeting any of the above criteria will be screened by the site principal investigator (PI) for inclusion. Medical and radiographic data related to the femoral neck fracture will be extracted, including initial hospitalization, related re-hospitalizations and clinic visits. Radiographic assessments will be done by the site PI at each center that will include initial injury assessment (fracture classification by OTA classification and Pauwels), assessment of the quality of reduction postoperatively and assessment of fracture healing at most recent followup using the RUSH. Patients will be contacted to return for a clinical visit billed as standard of care, with radiographs, unless they have these data at a minimum of two years post-injury. Where visual analog pain score and return to work status are documented, they will be recorded. If the patient is unable to return for any reason but can be contacted by phone or email, an assessment of any complications, pain score (0 – 10) and work status will be recorded and the last available radiograph will be used for the RUSH assessment. In order to evaluate the reliability of fracture classification, quality of reduction, and RUSH scoring, blinded investigators remote from the treatment site will review all pertinent radiographs. 3 FemNeckORvCRIF/morsheds/FINAL Data Collection: The following data will be collected for each patient: 1. Patient age, sex, ethnicity and race 2. Past medical history 3. Social History/health-related behaviors, including smoking, alcohol use, and injection drug use 4. Radiographic assessment of the initial injury which includes fracture classification (OTA and Pauwels classification) and presence of posterior comminution 5. Associated injuries, including femoral shaft and supracondylar femur fractures 6. Operative data, including time of surgery from injury, open versus closed reduction (as well as whether a closed reduction was initially attempted and unsuccessful prompting an open approach), surgical approach, type of fixation and performance of capsulotomy 7. Radiographic assessment of quality of reduction using postoperative radiographs for measurement of neck shaft angle20, anterior/posterior angulation after reduction, and restoration of medial cortex 8. Most recent follow-up assessment, including surgical complications, time of diagnosis of complications, and type of revision surgeries. Recorded complications include fracture nonunions, avascular necrosis of the femoral head, superficial and deep surgical site infections, refractures, periprosthetic fractures, chondrolysis and lateral femoral cutaneous nerve palsy 9. Quality of life measures, including work status and visual-analog pain scale (where documented) 10. Radiographic Union Score for Hip (RUSH) at most recent follow-up. Data Analysis: Descriptive statistics of patient characteristics will be provided in means and proportions. Appropriate bivariable parametric and non-parametric analyses will be conducted to determine the association between surgical approach (open versus closed), predictor variables, and outcomes (reoperation, complications, VAS, return to work). Variables with significant (p<0.2) associations with outcome will be tested in a multivariable logistic regression as independent variables. Inverse probability of treatment weighting (IPTW) will be used to adjust for confounding variables. Multivariable proportional hazards models will similarly be constructed to account for the non-normal distribution of time to failure requiring reoperation. In the event of greater than 80% loss to follow up in less than two years, a predictive model of censoring will be used to adjust the IPTW model for selection bias. Because this is a retrospective observational study meant to improve upon the sparse extant data on this research question, proper samples size and power 4 FemNeckORvCRIF/morsheds/FINAL calculations are not possible. However, the results of this work will be pivotal in making such calculations for future prospective trials. References: 1. Praemer A, Furner S, Rice DP, American Academy of Orthopaedic Surgeons. Musculoskeletal conditions in the United States. Park Ridge, Ill.: American Academy of Orthopaedic Surgeons; 1992. 2. Burge R, Dawson-Hughes B, Solomon DH, Wong JB, King A, Tosteson A. Incidence and economic burden of osteoporosis-related fractures in the United States, 2005-2025. Journal of bone and mineral research : the official journal of the American Society for Bone and Mineral Research 2007;22:465-75. 3. Keene GS, Parker MJ, Pryor GA. Mortality and morbidity after hip fractures. Bmj 1993;307:1248-50. 4. Dzupa V, Bartonicek J, Skala-Rosenbaum J, Prikazsky V. [Mortality in patients with proximal femoral fractures during the first year after the injury]. Acta chirurgiae orthopaedicae et traumatologiae Cechoslovaca 2002;69:39-44. 5. Robinson CM, Court-Brown CM, McQueen MM, Christie J. Clinical orthopaedics and related research 1995:238-46. 6. Askin SR, Bryan RS. Femoral neck fractures in young adults. Clinical orthopaedics and related research 1976:259-64. 7. Dedrick DK, Mackenzie JR, Burney RE. Complications of femoral neck fracture in young adults. The Journal of trauma 1986;26:932-7. 8. Protzman RR, Burkhalter WE. Femoral-neck fractures in young adults. The Journal of bone and joint surgery American volume 1976;58:689-95. 9. Swiontkowski MF, Winquist RA, Hansen ST, Jr. Fractures of the femoral neck in patients between the ages of twelve and forty-nine years. The Journal of bone and joint surgery American volume 1984;66:837-46. 10. Gautam VK, Anand S, Dhaon BK. Management of displaced femoral neck fractures in young adults (a group at risk). Injury 1998;29:215-8. 11. Haidukewych GJ, Rothwell WS, Jacofsky DJ, Torchia ME, Berry DJ. Operative treatment of femoral neck fractures in patients between the ages of fifteen and fifty years. The Journal of bone and joint surgery American volume 2004;86-A:1711-6. 12. Tooke SM, Favero KJ. Femoral neck fractures in skeletally mature patients, fifty years old or less. The Journal of bone and joint surgery American volume 1985;67:1255-60. 13. Bhandari M, Devereaux PJ, Tornetta P, 3rd, et al. Operative management of displaced femoral neck fractures in elderly patients. An international survey. The Journal of bone and joint surgery American volume 2005;87:2122-30. 14. Rogmark C, Johnell O. Primary arthroplasty is better than internal fixation of displaced femoral neck fractures: a meta-analysis of 14 randomized studies with 2,289 patients. Acta orthopaedica 2006;77:359-67. 5 FemNeckORvCRIF/morsheds/FINAL 15. Dai Z, Li Y, Jiang D. Meta-analysis comparing arthroplasty with internal fixation for displaced femoral neck fracture in the elderly. The Journal of surgical research 2011;165:68-74. 16. Ly TV, Swiontkowski MF. Management of femoral neck fractures in young adults. Indian journal of orthopaedics 2008;42:3-12. 17. Upadhyay A, Jain P, Mishra P, Maini L, Gautum VK, Dhaon BK. Delayed internal fixation of fractures of the neck of the femur in young adults. A prospective, randomised study comparing closed and open reduction. The Journal of bone and joint surgery British volume 2004;86:1035-40. 18. Liporace F, Gaines R, Collinge C, Haidukewych GJ. Results of internal fixation of Pauwels type-3 vertical femoral neck fractures. The Journal of bone and joint surgery American volume 2008;90:1654-9. 19. Swiontkowski MF. Intracapsular fractures of the hip. The Journal of bone and joint surgery American volume 1994;76:129-38. 20. Marmor M, Nystuen C, Ehemer N, McClellan RT, Matityahu A. Accuracy of in situ neck-shaft angle and shortening measurements of the anatomically reduced, varus malreduced and shortened proximal femur: can we believe what we see on the postoperative films? Injury 2012;43:846-9. 6