Attachment A.2 A.2 Investment (Project) Description A.2.1 Overview In August 2008, the AEWC Advanced Structures and Composites Center (AEWC), at the University of Maine (UMaine), was awarded a $4,999,460 grant from the Maine Technology Asset Fund (MTAF) to begin construction of an Offshore Wind Laboratory. This was followed by a $12.4 million award from the National Institute of Standards and Technology (NIST) in January 2010 to complete construction of this facility. When completed in 2011, the Offshore Wind Laboratory will include a structural test stand and other testing foundations required to manufacture and test prototype composite components for wind energy applications, including wind blades, and floating structures up to 70 meters in length for deepwater offshore energy. Further, the new facility will contain environmental chambers and immersion tanks to perform durability testing of materials exposed to extreme marine environments. Figure 1: Offshore Wind Laboratory at the AEWC Advanced Structures and Composites Center. Brick and mortar costs funded through $5 million MTAF Grant and $12.4 million NIST Grant. The funding received from MTAF and NIST is restricted to “brick and mortar” construction costs, with no allowance for testing equipment. Therefore, to outfit the new Offshore Wind Laboratory, AEWC is seeking $6 million ($3 million EDA grant plus $3 million match from UMaine) to purchase equipment for: (1) a polymer lab to integrate new nanocellulose fibers into composites; (2) structural testing for large-scale components; and (3) pilot manufacturing of large-scale components (Table 1). The $3 million grant request from EDA 1 Attachment A.2 will leverage more than $33 million of state, university and federal funding (Table 2), enabling research that will have wide-ranging state, regional and national economic and environmental benefits. Table 1: Equipment List for AEWC Offshore Wind Laboratory Expansion. Table 2: Funding sources and amounts for Offshore Wind Laboratory Funding Source Maine Technology Asset Fund (MTAF) NIST National Science Foundation – Partnerships for Innovation Maine Technology Institute Department of Energy – Industry/University Consortia Amount $4,999,460 $12,400,000 Department of Energy $5,250,000 EDA University of Maine Total (not including EDA) $3,000,000 $3,000,000 $600,000 $350,000 $7,100,000 Purpose Brick and Mortar Brick and Mortar R&D for Floating Offshore Wind Energy Platforms Commercialization of Wind Energy R&D for Floating Offshore Wind Energy Platforms R&D for Windblades and Floating Offshore Wind Energy Platforms Equipment Match for Equipment $33,699,4600 Leverage of EDA Investment Date Awarded August 2008 January 2010 October 2009 Sept. 2009 February 2010 July 2010 - 11.2:1 A.2.2 Scope of Work: Research Enabled by Equipment Acquisition The equipment listed in Table 2 will foster both basic and applied research targeted at the practical use of advanced composite and hybrid structures in the floating offshore wind environment. Basic research activities will include advanced nanocomposite development and characterization (section A.2.2.1). Applied research will include pilot-scale manufacturing and testing of large structural components for offshore wind energy, including floating platform components, towers, wind blades, and foundation and anchoring systems (sections A.2.2.2 and A.2.2.3). A.2.2.1 Advanced Nanocomposites Development and Characterization The focus of this research is on development and application of nanocomposites to enhance the design and performance of offshore wind structures. Weight reduction above the water level and enhanced durability are the key research drivers. Nanoscale materials or nanomaterials have been widely recognized to provide significant potential for the composites industry (Hussain et 2 Attachment A.2 al, 2006). Potential product applications for these nanomaterials that have been envisioned include building materials, composites for lighter weight automotive, wind energy and boat applications, and “green” composite materials based entirely on renewable feedstocks (Park 2003; Thostenson 2002; Wong 2003; Xu 2003). Nanomaterials refer to particulate, fibrous, or layered materials, with a diameter or thickness measured in nanometers (10-9 meters). A primary advantage that nanomaterials bring to polymeric composites is their extremely high ratio of surface area:unit volume (Hussain et al, 2006). Property enhancements achieved when adding nanomaterials to composites can include mass reduction, increased stiffness, increased strength, electrical conductivity (e.g. electrostatic dissipation, electromagnetic shielding), etc. Several types of nanomaterials, including carbon nanotubes and clay nanoparticles have been found to enhance the properties of both thermosetting and thermoplastic composites (Leong and Varley, 2008; Luo and Daniel, 2003, Hussain et al, 2006). Recent commercial applications include the new, lightweight sheet-molding compound (SMC) material NanoXcel™, developed by the Yamaha Motor Corporation, USA. Winner of the JEC Group’s 2008 Innovation Award, NanoXcel™ uses expanded nanoclay materials to replace calcium carbonate in composite materials with a urethane matrix. Using this material in the decks and hulls of Yamaha watercraft reduces structural weight by up to 25%, while adding significant strength. In addition to investigating the use of conventional nanomaterials (such as carbon and clay) to improve polymer composite properties, a significant focus of the proposed research will be on methods of producing, processing, and characterizing new lignocellulosic nanomaterials. Derived from renewable, inexpensive forest resources, ligno-cellulosic nanomaterials are a potentially low cost, high value-added forest product that has been a subject of recent studies at UMaine. A new initiative is underway at the University of Maine to extract lignocellulosic nanomaterials from wood fiber. Nanofibers occur naturally in plants, as cellulose is synthesized and aligned in stable bundles within the cell walls. Collaboration between three leading interdisciplinary R&D Centers at the University of Maine – the AEWC Center, the Laboratory for Surface Science and Technology (LASST), and the Forest Bioproducts Research Initiative (FBRI) – is developing the science to sustainably produce cellulosic nanofibers from Maine’s abundant wood resources, and integrate them into composite materials (Figure 2). Recent collaborative research between the University of Maine and the University of Göttingen in Germany suggests that carbonized woody residues could potentially be used for reinforcement in polymer matrix composites; it was found that material containing greater percentages of either carbon-black or carbon nanotubes would enhance the reinforcement potential (Pries et al, 2009). Internationally, this is an active area of research with large-volume cellulose nanofiber production efforts taking place in Sweden, Canada and Japan. The presence of these other research programs supports UMaine’s focus in this area. Utilization of lignocellulose nanomaterials in value-added composite applications requires that their surfaces and interfaces be tailored to the specific material requirements of the application (Renneckar et al. 2006). For example, incorporation of discontinuous fibers into a polymer matrix for reinforcing purposes requires that the fiber surface be compatible with the matrix since stress is transferred via shear along the fiber surface. Modification of the fiber/matrix interface governs the critical length needed to transfer stress for a given fiber diameter (Batch 1997). Similarly, dispersion of nanofibers in a matrix or self assembly of individual fibers requires control of interactions between the materials themselves and their environment. 3 Attachment A.2 Therefore, the precise control of interface chemistry and functionalization to achieve desired behavior for specific applications is crucial to composite applications of these materials (Gardner et al. 2008). Figure 2: Extraction of lignocellulose nanofibers from wood cell walls. The surface functional groups, the surface potential, and the hydrophobicity / hydrophilicity of lignocellulose-based nanofibers will be controlled during synthesis and/or processing by using covalent or non-covalent means. The surface chemistry and resultant physical properties of the different types of nanofibers vary considerably. For example, the surface moieties of electrospun cellulose fibers depend largely upon the solvent used in the process and any chemical modification or derivitization of the cellulose required to ensure dissolution (Hong and Kuo 2005; Bochek et al. 1997; Liu and Tang 2007). Conversely, cellulose nanowhiskers often have a comparatively highly negatively charged surface due to the acid hydrolysis process typically employed to produce them (Kotov et al. 2005; Chazeau et al. 1999; Araki et al.1998; Barzali and De Souza Lima 2004). Covalent modification will employ either hydroxyl or other reactive groups on cellulose via esterification, etherification, silanization, fluorination etc. (Sassi and Chanzy 1995; Gousse et al. 2002: Grunert and Winter 2002; Kim et al. 2002; Andersen et al. 2006), or via activation processes such as oxidative treatments including ozone, plasma, flame, irradiative or thermal processing. Non-covalent surface modification of lignocellulose will be achieved via self assembly of surfactant or polymeric species from solution. The methodology will use xylans and pullulans (Hedenberg and Gatenholm 2004; Renneckar et al. 2004) in addition to cationic polyelectrolytes such as modified starch (Maximova et al. 2004). In addition to employing the methodologies outlined above, research will include fundamental studies probing alternate modifications via both covalent and non-covalent methods. The proposed chemical reaction chamber system will be crucial. The assembled team members have significant experience in self assembly of surfactants and polyelectrolytes at the solid/solution interface, compatibilization of lignocellulosic materials in both thermoplastic and thermosetting matrices, covalent surface modification of a vast array of organic and inorganic materials and the production and characterization of nanomaterials including nanocellulose and nanocarbon. The mechanical performance of composites is dependent on the degree of dispersion of the fibers in the matrix polymer and the nature and intensity of fiber-polymer adhesive interactions (Hussain 2006). The results of functionalization studies will be applied to specific matrix polymers. Nanocellulose in composites utilizing thermosetting or thermoplastic matrices tend to be facilitated through the use of solvent based systems including aqueous dispersed polymers, i.e. latexes and organic solvent-based systems (Samir 2005). In addition, a number of researchers are also utilizing melt processing techniques including extrusion and fiber spinning (Oksman 4 Attachment A.2 2006; Kim 2005) for thermoplastic resin matrices. Successful large scale high shear melt processing of nanocellulose in thermoplastic composites has yet to be realized, however, and techniques to improve cellulose nanofiber distribution in thermoplastic and thermosetting matrices need to be explored. Investigations of nanocellulose and CNT filled thermoplastic composites will address three polymer matrix types including: polyolefinic thermoplastics such as polyethylene and polypropylene, engineering thermoplastics such as polyamides (nylon) and polyethylene terephthalate, and bio-derived thermoplastics such as polylactic acid and carbohydrate-derived polymers. Research on nanocellulose and CNT filled thermosetting composites will focus on vinyl ester, epoxy and phenol-formaldehyde resin systems. For offshore wind applications, it is envisioned that both thermosetting and thermoplastic polymer composites could be applied for various wind energy component systems. The applications will depend on strength, durability, lightness, fatigue resistance, etc. A.2.2.2 Pilot Manufacturing of Large Structural Components for Offshore Wind Energy One critical research need is the development of advanced manufacturing processes (Griffin 2002), which can help reduce volatile (styrene) emissions, decrease the size and number of flaws in large composite parts, and allow more optimal designs to be realized through the automated control of fiber architecture. Research and development to improve manufacturing processes are also important for the viability of the US composite manufacturing industry. In a panel discussion at the 2007 Washington International Renewable Energy Conference (WIREC) in Washington, D.C., Dr. Daniel Arizu, Director of the National Renewable Energy Laboratory (NREL), reported that the increased demand for windblades is driving the price significantly higher, and that US windblade manufacturers will be competitive with foreign suppliers if they can achieve a productivity increase of 30%. While some wind turbine blade manufacturers still use open-mold wet lay-up methods, due to increasingly stringent environmental regulations and labor requirements these have been largely supplanted by various resin infusion techniques and the use of pre-impregnated materials (Griffin and Ashwill 2003). A particularly promising automated process is tape-laying, which is widely used by the aeronautics industry because of its ability to produce higher-quality parts with fewer fabrication inconsistencies while greatly reducing costs associated with hand labor. Tape-laying requires of a spool of composite tape pre-impregnated with a thermoset or thermoplastic resin and a highly automated machine that distributes the material to a predetermined layup or ply schedule. The machine has the ability to repeatedly place the reinforcement with a high degree of accuracy. The material is placed in an additive process via the automation upon a mold or formed surface that is in the shape of the end product. Assessment of cure processes, heat transfer and the effects of processing control on the end product are active areas of research (Lu et al. 2005; Sun et al. 1998, 2001; Tumkor et al. 2001; Yardimci et al. 2000), and the design of a robotic tape-laying device for a specific application is a substantial effort. Key processing characteristics to be identified and addressed in design are the time-temperature-tack relationship of the material, necessary consolidation pressures, and the rate at which the thermoplastic polymer re-crystallizes after heating. Under an existing collaborative research effort with leading companies in the fiber, fiber sizing, resin, and automated manufacturing fields (PPG Industries, Zoltek, MAG-IAS, and Polystrand Inc.), as well as Sandia National Lab, AEWC will develop robotic composite fabrication 5 Attachment A.2 equipment that will enable us to produce prototype structural components with continuously variable layups that are optimized for complex wind blade geometries and stress states. This automatic tape-layup device will be designed specifically for fabrication of wind blades and other large composite parts for the offshore wind industry. MAG-IAS is a leading supplier of composite tape-layup equipment for the aeronautics industry, including the equipment used to produce the fuselage for the Boeing 787 Dreamliner, and possesses the in-house engineering expertise necessary to design the proposed tape-layup robot to our specifications. A.2.2.3 Testing of Large Structural Components for Offshore Wind Energy Floating platform technology for deep-water offshore wind is currently being developed by several private companies, including StatoilHydro (www.statoilhydro.com) of Norway (see Figure 2). The AEWC Center has been actively working with these companies, and in September 2009 was designated a national center for Deepwater Offshore Wind Energy Research by Secretary of Energy Steven Chu, with his announcement of a $7.1 million award to fund the DeepCwind Industry/University Consortium led by AEWC (see section A.3.c for an overview of DeepCwind Consortium R&D Plan). Through research at the AEWC Center, it has become clear that floating platforms can benefit significantly from the greater durability and lighter weight of composite materials in at least parts of these structures. Large composite parts envisioned for use in the construction of Figure 3: Statoil Hywind floating offshore wind turbine, deployed in floating offshore wind generation facilities include platform Sept 2009 components, towers, foundation elements, and windblades. These structural components must possess service lives of 20-30 years in a harsh marine environment while sustaining extreme dynamic and fatigue loads. A fully equipped prototyping and testing facility with the ability to examine the full-scale response of large composite structural components under monotonic and fatigue loading as envisioned in this equipment acquisition proposal is critical for evaluating new designs and materials. The structural testing equipment will allow the development of integrated experimental programs that permit the assessment of static strength, dynamic response and fatigue resistance from the coupon scale through the full-scale testing of wind blades and structural components up to 70 m long. 6