LEGAL STUDIES UNITS 3 AND 4 Suggested answers to Legal Studies Units 3 and 4 practice exam 2014 Question 1 (1 mark) Explain the role of VCAT. The role of VCAT is to provide Victorians with a low-cost, informal, accessible, efficient and independent tribunal that delivers high-quality and timely dispute resolution. Question 2 (2 marks) Tilly sued Porthos in the Magistrates’ Court and was awarded $45 000. She is dissatisfied with the outcome of the case. Knowing that you are a Legal Studies student she asks you for advice on whether she can appeal this decision. Explain the term ‘right of appeal’ and identify the court that would hear the appeal in this case. Section 109 of the Magistrates Court Act 1989 (Vic.) provides for appeals only to the Supreme Court on a question of law from a final order of the Magistrates' Court. A 'question of law' is a question that was involved in the making of the order and that question must be the subject of the appeal. The issue could have been that the magistrate acted on a wrong principle of law, misapprehended the facts or made a wholly erroneous assessment of the issues. Note: For full marks, students need to identify that the appeal would be heard by the Supreme Court and that it must relate to a question of law. Question 3 (6 marks) a. Explain the difference between concurrent powers and exclusive powers, and include one example of each type of power in your answer. 4 marks The difference between concurrent powers and exclusive powers is that concurrent powers are law-making powers shared by both Commonwealth and state parliaments, whereas exclusive powers are law-making powers held only by the Commonwealth. Examples of concurrent powers are Section 51 (ii) (taxation) and Section 51 (xxi) (marriage). Examples of exclusive powers are Section 114 (defence), Section 115 (coining money/currency) and Section 90 (customs and excise). Note: Students are required to provide one example of each type of power. b. Explain the impact of Section 109 on the law-making powers of the states. 2 marks If the Commonwealth Parliament and a state parliament make a law on the same area of law (under concurrent powers), and the state law is inconsistent with the Commonwealth law, then there is a conflict between the state and Commonwealth legislation. Therefore, the impact of Section 109 on the law-making powers of the states is that if there is a conflict between state and Commonwealth laws in an area of concurrent law-making power, the Commonwealth law will prevail, to the extent of the inconsistency between the two pieces of legislation, and the provisions of the state law that are inconsistent with the Commonwealth law will be invalid. © VCTA Published September 2014 page 1 LEGAL STUDIES UNITS 3 AND 4 Question 4 (3 marks) Explain the structure of the Victorian Parliament. The Victorian Parliament consists of the Upper House, known as the Legislative Council, the Lower House, known as the Legislative Assembly, and the Crown, known as the Governor. Question 5 (3 marks) Outline the means by which the Commonwealth Constitution protects rights. Note: The VCE Legal Studies Study Design (page 23) identifies three means by which the Commonwealth Constitution protects rights: structural protection, express rights and implied rights. Students should be able to identify each of these means and provide a brief definition of each one. Sample answer: There are three ways in which the Commonwealth Constitution protect human rights: structural protection, express rights and implied rights. Structural protection refers to the systems or mechanisms in the Commonwealth Constitution that indirectly protect human rights by preventing the abuse of power, such as the separation of powers, representative government, responsible government and the bicameral structure of parliament. These are checks and balances that are built into the Constitution that prevent power being abused and therefore protect human rights. The Commonwealth Constitution contains a limited number of express rights, which were purposely written into the document, for example the right to a trial by jury, the right to just compensation in the case of compulsory acquisition of property, and the right to freedom of religion . These are entrenched in the Constitution and can only be changed by referendum. Implied rights are those that are not written explicitly into the wording of the Constitution, but that the High Court has found to be implied by reading two or more sections together, for example the right to freedom of political communication and the right to vote. Question 6 (4 marks) Evaluate one strength of arbitration as a dispute resolution method used by courts and VCAT. One strength of arbitration is that the case is heard before an independent person who makes a legally binding decision that is enforceable. This is a strength because the parties must follow the decision made, whether they want to or not. However, there are also limitations. One weakness of arbitration is that this method of dispute resolution does not allow for the parties to discuss the problem; therefore, the parties do not have the opportunity to compromise and reach a mutually agreeable resolution themselves. This is due to the fact that the judge, magistrate or VCAT member makes the decision instead of the parties. © VCTA Published September 2014 page 2 LEGAL STUDIES UNITS 3 AND 4 Question 7 (4 marks) Explain two relationships between courts and parliament when making laws. Sample answer: One relationship between courts and parliament when making laws is that parliament passes legislation to create courts and their jurisdiction. For example, the Victorian Parliament passed the Magistrates’ Court Act 1989 (Vic.) in order for the Magistrates’ Court to be created. Another relationship between courts and parliament when making laws is that parliament can codify laws made by courts. Parliament can pass legislation that incorporates common law principles, thereby drafting and enacting common law as statute law. An example of this relationship is when the Commonwealth Parliament codified common law principles in the Mabo Case (1992) into legislation, that is, the Native Title Act 1993 (Cwlth). Question 8 (6 marks) Explain what a petition is and evaluate the effectiveness of petitions as a method used by individuals to influence a change in the law. A petition is a formal, written request to the government for action on a particular matter, such as changing or abolishing a law that is considered outdated or unjust. It usually has a collection of names and signatures on it, which have been gathered from supporters of a particular issue in order to raise awareness about it. A petition is forwarded to a local member of parliament to present at the next sitting of parliament. A petition can also be completed online, that is, as an ‘Internet petition’ or ‘epetition’, using a collection of email addresses rather than signatures. One strength of petitions as a method used by individuals to influence a change in the law is that they allow people to have a say in law-making decisions. The more people who sign a petition the greater the chance of it being successful, because the success of a petition depends on the extent of public support for the request for change. A large number of signatures collected on a petition indicates widespread support for a suggested change in the law and helps to attract parliament’s attention, thereby possibly influencing a change in the law. On the other hand, a weakness of petitions as a method of influencing a change in the law is that there is no guarantee that parliament will take any action. Parliament may ignore the petition and not change the law at all, and, therefore, collecting the names and signatures will have been a waste of time. Question 9 (3 marks) Explain the difference between a binding precedent and a persuasive precedent. The difference between a binding precedent and a persuasive precedent is that a binding precedent is created by higher courts and must be followed by all lower courts in the same court hierarchy. A persuasive precedent, on the other hand, is created by lower courts, courts at the same level or courts from another hierarchy (interstate or overseas courts), and does not have to be followed by higher courts. Instead, the higher courts can choose to refer to this type of precedent as a guide, for information or as an example. © VCTA Published September 2014 page 3 LEGAL STUDIES UNITS 3 AND 4 Question 10 (4 marks) Evaluate two strengths of law-making by courts. Sample answer: One strength of law-making by courts is that judges are appointed rather than elected like politicians; in other words, courts are not subject to the views of the community or party politics, and therefore make decisions based on the law, rather than on the policies of a political party or the views of people in the community. However, one weakness of judges being appointed and not elected is that their views might not be representative of the community’s views and values. Another strength of law-making by courts is that courts apply legislation to day-to-day cases, ruling on cases before them and making decisions in accordance with today’s circumstances. Also, courts can quickly change the law through their decisions about cases before them, as they are not burdened by the lengthy parliamentary processes involved in passing a Bill through parliament. However, courts can only act on cases before them. This is a weakness because courts must wait for a case to come before the court and then the law-making power is restricted to the nature of the case. Question 11 (6 marks) Evaluate the use of juries in a criminal trial and discuss one recent or proposed reform to enhance the effectiveness of the jury system. Sample answer: One strength of using juries is that the decision-making is shared among 12 people in a criminal trial or six people in a civil trial who are unbiased (impartial) when deciding the outcome of a case, rather than having just one judge decide the case. This is a strength because it involves more than one person in the decision-making process, allowing for different views to be considered before a verdict of guilty or not guilty is reached. However, a weakness of the jury system is that juries may not actually be impartial and could bring their own personal biases or prejudices into the courtroom. Also, the fact that juries do not have to provide reasons for their verdict is another weakness because the parties involved in the case do not know how the jury actually reached their verdict. Another strength of using juries is that it can be argued that jury deliberations are considered to be ‘trial by one’s peers’, that is, by ordinary people who represent a cross-section of the community. This is a strength because potential jurors who are Australian citizens over 18 years of age are selected randomly from a pool of people of different ages, genders, occupations, education and cultural and social backgrounds. However, juries may not represent a true cross-section of the community because not all people are allowed to serve on a jury. Some people are disqualified or ineligible and therefore are not allowed to serve on a jury, while other people may be eligible but temporarily or permanently excused for a good reason. Also, some people may be challenged by lawyers during the empanelling process, which not only leaves fewer people actually available to serve on a jury, but also suggests that the jury is ‘handpicked’ by lawyers. One proposed reform to the jury system is to require juries to provide reasons for their verdict so that the parties are aware of how the case was decided and the reason(s) behind the jury’s verdict. Juries providing reasons for their verdict would help an accused in the case of a criminal appeal and would help victims of crime understand why a jury did not convict in certain cases. © VCTA Published September 2014 page 4 LEGAL STUDIES UNITS 3 AND 4 Question 12 (6 marks) The following scenario contains errors. The legal counsel charged Tommy, the accused, with rape. The judge in the County Court found that there was sufficient evidence for the case to proceed to trial. Tommy pleaded not guilty at his trial. During the trial, evidence was presented to the court and five witnesses were questioned. The jury found Tommy guilty of committing the crime of rape. The jury then sentenced Tommy to 10 years imprisonment. Identify three errors in this scenario and explain the process or procedure that should have occurred in each instance. Error 1: ‘The legal counsel charged Tommy with rape.’ Correction: Police charge offenders, not legal counsel. The legal counsel is responsible for preparing and presenting their client’s case (in this situation, the accused), and questioning witnesses in court to reveal the truth about what happened. Error 2: ‘The judge in the County Court found that there was sufficient evidence for the case to proceed to trial.’ Correction: A magistrate in the Magistrates’ Court (not a judge in the County Court) determines whether there is sufficient evidence for a case to proceed to trial, in a committal hearing, which is a criminal pre-trial procedure held in the Magistrates’ Court. Error 3: ‘The jury then sentenced Tommy to imprisonment.’ Correction: A jury does not sentence the accused. The jury decides on the verdict of guilty or not guilty; the judge sentences the accused by imposing an appropriate criminal sanction. Question 13 (12 marks) Jonathan has been charged with murder. He has pleaded not guilty and is awaiting trial. a. Identify the court that would hear this case and describe its criminal and civil jurisdiction. 4 marks The court that would hear this criminal trial is the Supreme Court—Trial Division because this court has the jurisdiction to hear most serious indictable offences like murder. The Trial Division hears among the most serious criminal and civil cases in Victoria, including: cases of treason, murder, attempted murder and other major criminal matters; civil cases unlimited in the amount of money that may be claimed; civil cases involving complex legal issues; and some appeals from the Magistrates’ Court and Victorian Civil and Administrative Tribunal (VCAT) judicial review. Note: Students can identify the Supreme Court without identifying the Trial Division provided that the description of the court’s jurisdiction is correct. © VCTA Published September 2014 page 5 LEGAL STUDIES UNITS 3 AND 4 b. Explain one criminal pre-trial procedure that would occur before this case goes to trial. 2 marks Note: Students need to explain only one of the following criminal pre-trial procedures: bail, remand or committal hearings (as listed in the VCE Legal Studies Study Design, page 28). Bail is a criminal pre-trial procedure where an accused person is released from custody into society on the condition that the person will appear in court at a later date. It gives the accused time to prepare their case before being heard in court. The purpose of bail is to uphold the presumption of innocence, and also to allow the accused some time to prepare their case. OR Remand is a criminal pre-trial procedure that involves the holding of a person in custody while awaiting trial or sentencing. This means that the accused is not released from custody because the accused was either refused bail or bail was granted but the necessary payments could not be made or a surety could not be located. OR A committal hearing is a criminal pre-trial procedure held in the Magistrates’ Court, where a magistrate determines whether there is a prima facie case, that is, sufficient evidence for an accused person to proceed to trial and gain a conviction in a higher court—either the County Court or Supreme Court depending on the crime committed. c. Describe one criminal sanction that would most likely be imposed on Jonathan, and explain two of its purposes. 6 marks Sample answer: One criminal sanction that would most likely be imposed on Jonathan is imprisonment. Imprisonment, also referred to as prison or jail, is the act of detaining a person found guilty of a crime in jail for a certain period of time. It is a severe punishment given to an offender as it takes away a person’s liberty for the period of time of the jail sentence. One purpose of imprisonment is to protect the community from the offender as this is only guaranteed by the removal of an offender from society through imprisonment. For the duration of the sentence, the offender cannot be a threat to the community due to their incarceration. Another purpose of imprisonment is to punish the offender for the crime they have committed. Note: Other purposes students could discuss include: to deter the offender and others in society from committing similar crimes; and to rehabilitate the offender so that they do not reoffend. © VCTA Published September 2014 page 6 LEGAL STUDIES UNITS 3 AND 4 Question 14 (10 marks) ‘The adversary system of trial could be improved by considering features of the inquisitorial system.’ Discuss the extent to which you agree or disagree with this statement. In your answer, compare three features of the adversary system with the inquisitorial system and discuss possible reforms to the adversary system of trial. Sample answer: I agree with the statement that the adversary system of trial can be improved by considering features of the inquisitorial system. However, I think on balance that the adversary system of trial is a better system than the inquisitorial system of trial. One feature of the adversary system of trial is the role of the parties. The parties are responsible for preparing and presenting their case. In an inquisitorial trial, the role of the parties is different as the parties respond to the court’s directions when presenting arguments in their case. A second feature of the adversary system of trial is the role of the judge. The judge does not have a very active role in the adversary system of trial. The judge is impartial and oversees court proceedings without favouring either party, ensuring that strict rules of evidence and procedure are followed in the courtroom. The judge in this type of trial system decides questions of law, only asks questions to clarify issues, directs the jury (if empanelled), sentencing an accused person who has either pleaded guilty or been found guilty of committing a crime by imposing a criminal sanction or deciding on a civil remedy in civil cases without a jury. In comparison, in the inquisitorial system of trial the judge has a more active role in the examination of a case and is involved in investigating the facts, determining which evidence is presented, questioning both the parties involved and the witnesses, applying the law to the facts, and deciding on the outcome of the case. A third feature of the adversary system of trial is the need for legal representation. Lawyers represent their client by preparing and presenting their client’s case and questioning witnesses under oath in court. Legal representation is necessary because lawyers are experts in articulating legal arguments, presenting evidence and asking witnesses relevant questions to present the best possible case on behalf of their client. Legal representatives also know and understand the strict rules of evidence and procedure required to be followed in court. In comparison, in the inquisitorial system legal representatives assist the judge to identify the issues for investigation and in determining the truth. Sometimes legal representatives ask witnesses questions, but only after the judge completes their questioning. A reform is a change or improvement that could be made to the current adversary system to improve it. One reform that could be made to improve the adversary system of trial is to increase the role of judges so they have a more active role, similar to the inquisitorial system where the judge is much more involved in the collection of evidence prior to the trial and in the questioning of witnesses during a trial. This would also allow judges to bring more of their legal experience, expertise, knowledge and skills to a trial. This would improve the adversary system of trial by preventing time-wasting and overelaboration in the presentation of evidence by the parties’ legal counsel and increase the efficiency of civil and criminal trials. An expanded role in pre-trial proceedings in civil cases might assist parties to resolve disputes and reach a settlement, thus leading to a more efficient court system. On the other hand, it can be argued that it is best to preserve the neutrality of the judge as justice is more important than truth. © VCTA Published September 2014 page 7 LEGAL STUDIES UNITS 3 AND 4 Another reform that could be made to improve the adversary system of trial is to simplify the strict rules of evidence and procedure, similar to the inquisitorial system of trial. Possible changes include: allowing more written evidence rather than mainly verbal evidence; allowing witnesses to give evidence in their own words and not just answer lawyers’ questions; and imposing time limits on how long witnesses are questioned in court. This reform would help juries to understand evidence, shorten trials and reduce delays. On the other hand, it can be argued that strict rules of evidence are necessary for the appropriate functioning of the adversary system of trial and lead to a fairer outcome as unreliable and inadmissable evidence, such as hearsay, cannot be presented. Even though the adversary system of trial could be improved by including features of the inquisitorial system, it is still a more effective system of trial and should be retained. It is a fairer system because in criminal trials defendants are judged by their peers, there are strict rules of evidence (so that unreliable or inadmissable evidence is not allowed), and it allows less room for judges representing the state to be biased against the defendant. It also gives the parties ample opportunity to uncover the truth as the parties can scrutinise the evidence presented. However, if judges were more involved prior to trials, the parties in an adversary trial would not have to rely as much on representation and this would save a lot of money and court time. While the inquisitorial system may be more efficient in some ways, as judges in inquisitorial trials collect and investigate the evidence in a case and question witnesses in a search for truth rather than it being a ‘contest’ between the parties to the case, the adversary system is more likely to lead to just outcomes because of strict rules of evidence and the impartiality of the judge. Note: Other features that students can compare are the need for rules of evidence and procedure, and the standard and burden of proof. Possible reforms, rather than actual reforms, must be outlined. The question requires students to ‘discuss’ possible reforms. Therefore, in addition to outlining the reform, students must also explain how the reform will lead to an improvement in the adversary system by examining all sides of the issue. © VCTA Published September 2014 page 8