Project: Title: Version: 0.2 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies PhUse Emerging Technology Working Group Metadata definitions Document1 Page 1 of 23 Project: Title: Version: 0.2 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies Table of Contents 1 INTRODUCTION: PURPOSE OF THIS DOCUMENT .................................................................... 4 2 SCOPE ............................................................................................................................................ 4 3 DEFINITIONS .................................................................................................................................. 4 3.1 METADATA MANAGEMENT .................................................................................................... 4 3.1.1 Metadata ...................................................................................................................... 4 3.1.1 Structural metadata ...................................................................................................... 5 3.1.2 Descriptive metadata ................................................................................................... 6 3.1.3 Process metadata ........................................................................................................ 7 3.1.4 Structural metadata: standards metadata .................................................................... 8 3.1.5 Study-Instance Metadata or Study specific metadata ................................................. 8 3.1.6 Semantic Metadata ...................................................................................................... 9 3.1.1 Metadata repository ..................................................................................................... 9 3.1.2 Metadata registry ....................................................................................................... 10 3.1.3 Data element .............................................................................................................. 10 3.1.4 Attribute ...................................................................................................................... 11 3.1.5 Class .......................................................................................................................... 11 3.1.6 Data type .................................................................................................................... 11 3.2 MASTER DATA MANAGEMENT ............................................................................................ 11 3.2.1 Master Data ................................................................................................................ 11 3.2.2 Master Data Management ......................................................................................... 12 3.2.3 Master Reference Data .............................................................................................. 12 3.2.4 Master Data Source System ...................................................................................... 12 3.2.5 Reference Data .......................................................................................................... 12 3.2.6 Reference Data Management .................................................................................... 13 3.3 CONTROLLED TERMINOLOGY, CODE SYSTEMS & VALUE SETS .................................. 13 3.3.1 Concept ...................................................................................................................... 13 3.3.2 Code ........................................................................................................................... 13 3.3.3 Code system .............................................................................................................. 13 3.3.4 Concept definition ...................................................................................................... 13 3.3.5 Concept designation .................................................................................................. 13 3.3.6 Concept domain ......................................................................................................... 13 3.3.7 Concept identifier ....................................................................................................... 13 3.3.8 Concept representation .............................................................................................. 13 3.3.9 Value set .................................................................................................................... 13 3.4 INTEROPERABILITY .............................................................................................................. 13 3.4.1 Interoperability ............................................................................................................ 13 3.4.2 Technical interoperability (“machine interoperability”) .............................................. 14 3.4.3 Semantic interoperability ............................................................................................ 14 3.4.4 Process Interoperability ............................................................................................. 15 3.5 DATA AGGREGATION, INTEGRATION ................................................................................ 15 3.5.1 Data pooling ............................................................................................................... 15 Document1 Page 2 of 23 Project: Title: Version: 0.2 3.5.2 3.5.3 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies Data aggregation........................................................................................................ 16 Data integration .......................................................................................................... 16 4 INPUT (DRAFT MATERIAL THAT CAN BE USED – TO BE DELETED IN FINAL DOCUMENT)17 4.1 METADATA MANAGEMENT .................................................................................................. 17 4.2 MASTER DATA MANAGEMENT ............................................................................................ 18 4.3 CONTROLLED TERMINOLOGY ............................................................................................ 19 4.4 INTEROPERABILITY .............................................................................................................. 21 4.5 DATA AGGREGATION ........................................................................................................... 22 5 REFERENCES & RELATED DOCUMENTS ................................................................................ 23 6 APPENDICES ............................................................................................................................... 23 6.1 CDISC GLOSSARY ................................................................................................................ 23 Document1 Page 3 of 23 Project: Title: Version: 0.2 1 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies INTRODUCTION: purpose of this document This document provides agreed definitions around meta-data management and related aspects across the industry. It is expected that these definitions will be re-used in the FDA guidelines as agreed cross industry definitions. To be of operational value, the document contains not only definitions but also a short description and example of use. Whenever possible, the definitions are built from those existing definitions from FDA guidance's, CDISC glossary, check cross industry definition (e.g. Gartner). Reference to the source definition is provided. This document does not intend to be extensive and complete. It is intended to bring clarification on the most commonly used (and misused !) definition in our industry around metadata and master data management; The CDISC glossary [CDISC1] (and document in attachment) is heavily used as reference in this document; It is expected that the reader of this document is familiar with the abbreviations and Synonyms contained in the CDISC glossary; these are not repeated here. 2 SCOPE The following topic areas are in scope of this document • Metadata management: metadata (structural & operational), data elements, attributes, classes.. • Master data management: Master data, reference data, master reference data • Controlled terminology, code systems, value sets, permissible values • Data pooling, data integration, data aggregation • Interoperability, semantic interoperability Definitions are provided per topic area to ease reading and structure of this document. 3 DEFINITIONS 3.1 Metadata management 3.1.1 Metadata Synonym Definition source & Document1 Wikipedia. The term metadata refers to "data about data". The term is ambiguous, as it is used for two fundamentally different concepts (types). o Structural metadata is about the design and specification of data structures and is more properly called "data about the containers of data"; o Descriptive metadata, on the other hand, is about individual instances of application data, the data content. In this case, a useful description ISO 11179. “Descriptive data about an object [ISO/IEC 20944-1]”. Thus, metadata is a kind of data. Page 4 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Description Date: 17th May 2013 Working Group: Emerging Technologies Adrienne Tannenbaum, Metadata Solutions: "Metadata: the detailed description of the instance data; the format and characteristics of populated instance data; instances and values depending on the role of the metadata recipient." and "Instance data: That which is input into a receiving tool, application, database, or simple processing engine". Metadata describe instance data. Instance data are data stored in a computer as the result of data entry by a person or data processing by an application. A metadata can become an instance data described itself by a level 2 metadata (or meta metadata) As an example Marcelina ?? There are 2 types of metadata (see below for more details description and examples) Structural metadata Descriptive metadata Example See structural metadata and descriptive metadata Recommended definition 3.1.1 Structural metadata Synonym Standard metadata Data Standard Definition & source http://en.wikipedia.org/wiki/Metadata The design and specification of data structures (e.g. format, semantic, ..), cannot be “data about data”, because at design time the application contains no data. In this case the correct description would be "data/information about the containers of data". [FDA1] Structural metadata is structured information that describes, explains, or otherwise makes it easier to retrieve, use, or manage data. Description Document1 Octagon.Standards metadata is the metadata that is defined, maintained, and governed as the standard description of the data that will facilitate clinical software re-use and thus process efficiency. It is metadata that describes the standard, not a study built per the standard. Both industry standards such as CDISC and sponsor-defined standards are commonly thought of standards metadata. Structural metadata is what most of people mean by metadata. Structural metadata is said to “give meaning to data” or to put data “in context.” Structural metadata, or standards metadata, is the source from which the Study specific metadata (see below) is built. Key components of standards metadata often include data domains, data elements, terminology, data mappings and transformations, and data derivations. Page 5 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Date: 17th May 2013 Working Group: Emerging Technologies The successful usage of standards metadata requires sufficient standards governance that should include: workflows to address the creation of and/or revision of the standards version control of standards metadata and study specific metadata access control to the metadata, by user role Example The number 120 itself is meaningless without structural metadata such as The name of the variable (e.g. Systolic Blood Pressure) with its definition The unit related to this physical quantity (e.g; Systolic Blood Pressure Unit = mmHG) CDISC SDTM is the structural metadata – or data standard - approved across the industry. For instance the variable “Sex” is described by a set of structural meta data such as the label, data type (char) and associated value sets (male and female, ..), role in SDTM, … The metadata for the AE (Adverse Event) SDTM domain that is compliant with the CDISC SDTM Implementation Guide (Version 3.1.3) consists of attributes such as Variable Name, Variable Label, Type, Controlled Terms, Role, etc. A data model - describing the classes, attributes, relationships and hierarchies – constitutes the structural metadata of the underlying data base. Recommended definition 3.1.2 Descriptive metadata Synonym Definition source Description Document1 Process metadata Semantic metadata & http://en.wikipedia.org/wiki/Metadata The individual instances of application data, the data content. In this case, a useful description would be "data about data content" or "content about content". Ralph Kimball's "Process metadata describes the results of various operations in a data warehouse." metadata that describes relevant or domain-specific information about content. It provides conceptual, contextual, and processing information for data elements. It can also provide greater depth and more insight about the "container" of the data, whether it is a file, document, or representation. It is used in different contexts Data operations and statistical analysis. Additional content on the data that Page 6 of 23 Project: Title: Version: 0.2 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies support further analysis of the data. For instance patient population in the context of a clinical trial study is operational metadata Software implementation (process metadata): describes the results of various operations happening in an application, be it in a data warehouse or any other application. This includes o processes used to reformat (convert) or transcode content. o all information needed to support data lineage & traceability o details of origin and usage (including start and end times for creation, updates and access). Descriptive metadata is often a key enabler in deriving business value from data through both direct relationships and indirect relationships between data elements. In effect, it creates the “how”, “where”, “who”, and “when” for the data elements. Example “How” - how the data is used within the info flow “Where” - source of the data element “Who” - who created, modified and approved the data element “When” - versioning info of the data element Study related metadata: patient population, indication, therapeutic area Process metadata: o metadata needed for the effective management of version control for standards metadata: the UserID that executed the last modification, the date of the last modification, and the UserID who approved the last modification. o What is the source of the data and in which system is it authored o Who can use a piece of information different roles for access and action they can perform: who can edit it in which system, who has read access to it o Which transformation happen to the data, how and when o Audit trail: who access which information, when Recommended definition 3.1.3 Process metadata (suggest to combine with descriptive metadata !!!!) Synonym Definition source Description Document1 & Ralph Kimball's "Process metadata describes the results of various operations in a data warehouse." Process metadata describes the results of various operations happening in an application, be it in a data warehouse or any other application. This includes Page 7 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Example Date: 17th May 2013 Working Group: Emerging Technologies processes used to reformat (convert) or transcode content. all information needed to support data lineage & traceability details of origin and usage (including start and end times for creation, updates and access). What is the source of the data and in which system is it authored Who can use a piece of information different roles for access and action they can perform: who can edit it in which system, who has read access to it Which transformation happen to the data, how and when Audit trail: who access which information, when Version control Recommended definition 3.1.4 Structural metadata: standards metadata Synonym OUT – included in structural metadata Definition & source Description Example Recommended definition 3.1.5 Study-Instance Metadata or Study specific metadata Synonym Study Data Standards Study Specific Structural metadata Definition & source [No source] Description Document1 Study-Instance metadata is a defined grouping of metadata that serves as the most complete representation of the metadata that defines an individual study. It is commonly thought of as the set of metadata that is actually consumed by the clinical technology platform to facilitate processes that are more automated and consistent. It consists of Structural and Descriptive metadata Within the context of a Metadata store, Study-Instance Metadata is stored separately from the Standards Metadata, either as a set of relationships back to the Standards Metadata or as a copy of the Standards Metadata. This is dependent on the Metadata store tool in use. The Study-Instance Metadata (the most complete representation of the metadata that defines an individual study) is exported to and consumed by the clinical data platform to ensure maximal automation and consistency of the Page 8 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Date: 17th May 2013 Working Group: Emerging Technologies processes for trial design, execution, storage, analysis, and submission. Because the Study-Instance Metadata can consist of Structural, Standards, and Operational Metadata, there exists a wide range of purposes that can be served as Study-Instance Metadata. Example Trial-definition metadata per the PRM Trial-definition metadata per SDTM Trial Design Study CRFs metadata Data-definition metadata Submission Define.xml During the set-up of a clinical trial collection database, the Oncology project team decides to use the AECAT variable in anticipation of grouping the multitude of adverse events at the time of analysis. This project team has been granted the option to select AECAT from a subset of the Permissible data elements of the SDTM standard by the standards governance group for the sponsor’s organization. This project choice is stored within the Study-Instance Metadata for use by the CDMS tool to accurately construct the collection database. Recommended definition 3.1.6 Semantic Metadata Synonym OUT – included in descriptive Definition & source Description Example Recommended definition 3.1.1 Metadata repository Synonym Definition source & Description Example Recommended definition Document1 Page 9 of 23 Project: Title: Version: 0.2 3.1.2 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies Metadata registry Synonym Definition source & ISO 11179 standard and this web page http://datadictionary.blogspot.com/2008/03/metadata-repositories-vsmetadata.html, it seems the definition of "MDR" should be discussed. Is it a Metadata Repository or Metadata Registry? The point that was interesting from that website was a "Registry is a protected back room where human-centric workflow processes are used ensure that metadata items are non-duplicates, precise, consistent, concise, distinct, approved and unencumbered with business rules that prevent reuse across an enterprise". There is quite a good point here. Description Example Recommended definition 3.1.3 Data element Synonym DE Definition [FDA1] A data element is the smallest (or atomic) piece of information that is useful for analysis (e.g., a systolic blood pressure measurement, a lab test result, a response to a question on a questionnaire). [CDISC1] 1. For XML, an item of data provided in a mark-up mode to allow machine processing. [FDA - GL/IEEE] 2. Smallest unit of information in a transaction. [Center for Advancement of Clinical Research] 3. A structured item characterized by a stem and response options together with a history of usage that can be standardized for research purposes across studies conducted by and for NIH. [NCI, caBIG] NOTE: The mark up or tagging facilitates document indexing, search and retrieval, and provides standard conventions for insertion of codes. [ISO1] Description Document1 unit of data for which the definition, identification, representation and permissible values are specified by means of a set of attributes A Data Element is the most elementary unit of data that cannot be further subdivided from a semantic point of view, as it is linked with a precise meaning. A data element has: An identification such as a data element name Page 10 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Date: 17th May 2013 A clear definition/ semantic description A data type Optional enumerated values (value sets) One or more representation terms (synonyms) Working Group: Emerging Technologies Synonyms Example In the context of SDTM a variable is equivalent to a Data Element In the context of BRIDG, an attribute is equivalent to a Data Element Birth Date is a Data Element DE name: BirthDate Definition: date and time on which the subject is born Data type: date (mm/dd/yyyy – hh/mm/ss – time zone) Value sets: not applicable Synonyms: BRTDTC in CDISC SDTM, birthdate in BRIDG Recommended definition 3.1.4 Attribute 3.1.5 Class 3.1.6 Data type 3.2 Master data management 3.2.1 Master Data Synonym Definition source & [Gartner – Magic Quadrant for Master Data Management of Customer Data Solution] http://www.gartner.com/technology/reprints.do?id=1-1CK9UDO&ct=121019&st=sb Master data is the consistent and uniform set of identifiers and extended attributes that describes the core entities of the enterprise, such as customers, prospects, citizens, suppliers, sites, hierarchies and chart of accounts. Description Master Data is business data that has a consistent meaning and definition, shared across systems. It is produced into a “master system” as part of a transaction and is used for reference and validation in transactions within other systems. Master Data – as any other data – are defined with structural Meta data Example Document1 Site identification information such as : Site ID, Site Name, Site Address, … Investigator identification attributes Page 11 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Date: 17th May 2013 Working Group: Emerging Technologies Study Identification attributes Recommended definition 3.2.2 Master Data Management Synonym Definition source & [Gartner – Magic Quadrant for Master Data Management of Customer Data Solution] http://www.gartner.com/technology/reprints.do?id=1-1CK9UDO&ct=121019&st=sb MDM is a technology-enabled discipline in which business and IT work together to ensure the uniformity, accuracy, stewardship, semantic consistency and accountability of the enterprise's official, shared master data assets. Description o Example Recommended definition 3.2.3 Master Reference Data Synonym Definition source & Description A combination of Master Data and Reference Data. The governance of these 2 components is quite different: reference data are often defined by external organizations and are defined at design time; they are generally managed within a terminology server (or a meta data repository) as part of all the code systems master data are created during application run time through a transaction and are stored into the source system considered as the source of truth. Example Recommended definition 3.2.4 Master Data Source System 3.2.5 Reference Data Synonym Definition source Description Document1 & In context of Master Reference Data Management this corresponds to the set of code systems that are commonly used across many different systems and attributes Page 12 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Example Date: 17th May 2013 Working Group: Emerging Technologies List of Country codes List of Therapeutic areas Recommended definition 3.2.6 3.3 Reference Data Management Controlled Terminology, code systems & value sets 3.3.1 Concept Synonym Definition source & Description Example Recommended definition 3.3.2 Code 3.3.3 Code system 3.3.4 Concept definition 3.3.5 Concept designation 3.3.6 Concept domain 3.3.7 Concept identifier 3.3.8 Concept representation 3.3.9 Value set 3.4 Interoperability 3.4.1 Interoperability Synonym Definition source Document1 & ISO 11179 interoperability concerning the creation, meaning, computation, use, transfer, and exchange of data [ISO/IEC 20944-1] ISO 1117: capability to communicate, execute programs, or transfer data among Page 13 of 23 Project: Title: Version: 0.2 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies various functional units in a manner that requires the user to have little or no knowledge of the unique characteristics of those units [ISO/IEC 2382-1]" IEEE: ability of two or more systems of components to exchange information and to use the information that has been exchanged. Description Example Recommended definition 3.4.2 Technical interoperability (“machine interoperability”) Synonym Definition source & Technical Interoperability: The focus of technical interoperability is on the conveyance of data, not on its meaning. Technical interoperability encompasses the transmission and reception of information that can be used by a person but which cannot be further processed into semantic equivalents by software. Note that mathematical operations can be -- and frequently are -- performed at the level of technical interoperability. A good example is the use of a “check digit” to determine the integrity of a specific unit of transmitted or keyed-in data. The same mathematical formula is performed at each end of a transaction and the results compared to assure that the data was successfully transmitted. Technical interoperability moves data from system A to system B. Synonyms: Functional, Syntactic, exchange Description Example Recommended definition 3.4.3 Semantic interoperability Synonym Definition source Document1 & Semantic Ineroperability: To maximize the usefulness of shared information and to apply applications like intelligent decision support systems, a higher level of interoperability is required. This is called semantic interoperability which has been defined as the ability of information shared by systems to be understood… so that non-numeric data can be processed by the receiving system. Semantic interoperability is a multi-level concept with the degree of semantic interoperability dependent on the level of agreement on data content terminology and the content of archetypes and templates used by the sending and receiving systems. Page 14 of 23 Project: Title: Metadata Management Metadata Definitions Version: 0.2 Date: 17th May 2013 Working Group: Emerging Technologies Semantic Interoperability ensures that system A and system B understand the data in the same way Description Example Recommended definition 3.4.4 Process Interoperability Synonym Definition source & Process Interoperability: Process interoperability is an emerging concept that has been identified as a requirement for successful system implementation into actual work settings. It was identified during the project by its inclusion in academic papers, mainly from Europe, and by its being highlighted by an Institute of Medicine (IOM) report issued in July 2005 which identified this social or workflow engineering as key to improving safety and quality in health care settings, and for improving benefits realization. It deals primarily with methods for the optimal integration of computer systems into actual work settings and includes the following: • Explicit user role specification • Useful, friendly, and efficient human-machine interface • Data presentation/flow supports work setting • Engineered work design • Explicit user role specification • Proven effectiveness in actual use Process interoperability coordinates work processes, enabling the business processes at the organizations that house system A and system B to work together. Process interoperability is achieved when human beings share a common understanding, so that business systems interoperate and work processes are coordinated. Comment: EU Interoperability framework (EIF) defines organizational Interoperability which might be the same as process interoperability? Description Example Recommended definition 3.5 3.5.1 Data aggregation, integration Data pooling POOLING is the act of pulling together different kinds of data on the same patient (or set of patients in a clinical trial) to give a holistic representation of what was observed for each patient during the clinical trial. Document1 Page 15 of 23 Project: Title: Version: 0.2 Metadata Management Metadata Definitions Date: 17th May 2013 Working Group: Emerging Technologies Observed data are the foundation of the clinical trial and should accurately reflect what happened during the course of the trial to the patients in the trial. Once a trial is completed and a database locked, the observed data should never change. It becomes a historical record/fact of what occurred during the trial. Observed data is frequently manipulated to transfer it from one system to another or to facilitate analysis and presentation of the data. Transformations are defined as data mappings to restructure the data format, but leave the data itself unchanged. This often occurs since the format in which the data is collected will depend on the source and the IT requirements for such data collection and storage. This is largely a rules-based activity. Derivations are the use of mathematical or logical algorithms to change or to create new data values or flags. Derivations also include imputations for missing data to facilitate statistical analysis and inference. 3.5.2 Data aggregation 3.5.3 Data integration INTEGRATION is the storage of individual datasets in a common physical or virtual IT system. The individual datasets remain distinct entities, but have are located in the same IT environment/infrastructure. Document1 Page 16 of 23 Project: Title: Version: 0.1 4 Metadata Management Metadata Definitions Working Group: Emerging Technologies Date: 22 April 2013 INPUT (draft material that can be used – to be deleted in final document) 4.1 Metadata management Term Synonym Definition attribute Description of a property of an object. An attribute may be further described as a data element stored in a metadata repository and in implementation, becomes one or more variables. For example: in BRIDG, raceCode is an attribute of class Person (i.e. Person.raceCode), and value is an attribute of DefinedObservationResult. class Set of Data Elements describing a logical “thing” A class has: • An identifier such as an class name • A clear object definition / semantic description • One or more representation terms • A list of DE (also known as attributes) • A list of related classes and a description of the relationship type(s)• Any description – in addition to DE – that allow to map the object with an application vertical Data Type A data type is a classification identifying one of various types of data, such as real-valued, integer or Boolean, that determines the possible values for that type; the operations that can be done on values of that type; the meaning of the data; and the way values of that type can be stored. Metadata Management MEM Meta Data MDR Repository Document1 Metadata Management is a worldwide infrastructure composed of policies, procedures, standards, models, skills, tools and training needed to promote the shareability of data throughout the enterprise and to our customers. Repository composed of Descriptive Meta Data. Within the clinical research world, there is around 30.000 to 50.000 different data elements covering all potential data that can be collected for a patient. Page 17 of 23 Project: Title: Version: 0.1 4.2 Metadata Management Metadata Definitions Working Group: Emerging Technologies Date: 22 April 2013 Master data management Term Synonym Definition Master Data Master Data is business data that has a consistent meaning and definition to ne shared across systems; this applies particularly to data such as site identification, investigator identification, and study identification. It is produced into a “master system” as part of a transaction and is used for reference and validation in transactions within other systems. Master Data – as any other data – are defined with structural Meta data Master Data MDM Management Master Data Management comprises a set of processes and tools that consistently defines and manages the non-transactional data entities of an enterprise which is fundamental to the company’s business operations (may include reference data). Master Data Management has the objective of providing processes for collecting, aggregating, matching, consolidating, quality-assuring, persisting and distributing such data throughout the enterprise to ensure consistency and control in the ongoing maintenance and application use of this data. This is sometimes known as Reference Data Management. Master Reference Data A combination of Master Data and Reference Data. The governance of these 2 components is however quite different: reference data are often defined by external organizations and are defined at design time; they are generally managed within a terminology server (or a meta data repository) as part of all the code systems master data are created during application run time through a transaction and are stored into the source system considered as the source of truth. Master Data Source System Master Data Source System is the application that houses a master data “dimension” (or type of master data such as site or investigator) for Perceptive Informatics. The system is available to all applications (operational and information provisioning, including the Data Warehouse) across the enterprise. Reference Data In context of Master Reference Data Management this corresponds to the set of code systems that are commonly used across many different systems and attributes Reference Data Management Management of Reference Data Document1 Page 18 of 23 Project: Title: Version: 0.1 4.3 Controlled terminology Term Synonym Metadata Management Metadata Definitions Working Group: Emerging Technologies Date: 22 April 2013 Definition Concept A concept is a “unit of thought” within a particular domain – a unitary or atomic mental representation of a real or abstract thing Concepts, as abstract, language- and context-independent representations of meaning, are important for the design and interpretation of static information models. They constitute the smallest semantic entities1 with which models are built. The authors and the readers of an information model use concepts and their relationships to build and understand the models. code Code’ is the machine-processable part of a Concept Representation, published by the author of a code system as part of the code system. It is the preferred unique machine-readable identifier for that concept in that code system and is used in the 'code' property of an ISO 21090 CD data type. Codes are sometimes meaningless identifiers, and sometimes they are mnemonics that imply the represented concept to a human reader; meaningless identifiers are advised particularly in larger vocabulary systems Code system A Code System is a managed collection of concept representations, including codes and/or designations (or human readable text/decode), but sometimes with more complex sets of rules, references (definitions), and relationships. Although things may be differentially referred to as terminologies, vocabularies, or coding schemes, or even classifications, the ISO 21090 CD datatype considers all such collections ‘code systems’. A code system is typically created for a particular purpose; they may consist of finite collections, such as concepts that represent individual countries, colours, or states, or they may represent broad and complex collections of concepts across a particular domain, e.g., SNOMED-CT, ICD, LOINC, and CPT. A code system should be uniquely identifiable; for ISO 21090conformant uses, this identifier shall take the form of an ISO OID. 1 As models are layered and developed, the size and description of the smallest semantic entity may change, to best meet the use case(s) and requirements, and to show different views on reality Document1 Page 19 of 23 Project: Title: Term Synonym Version: 0.1 Definition Metadata Management Metadata Definitions Working Group: Emerging Technologies Date: 22 April 2013 Concept definition A concept definition is the explanation of the meaning of the concept. The concept definition may be provided wholly by the concept designation, with or without additional text etc. (see concept representation), but particularly in large code systems that employ description logic or similar ontological functionality, the full definition of the concept may require knowledge of its relationship to other concepts within the code system. Concept designation A concept designation is a language symbol for a concept that is intended to convey the concept meaning to a human being. A concept designation may also be known as an appellation, symbol, or term, this latter being the most common synonym. A concept designation is typically used to populate the 'displayName' property of an ISO 21090 CD data type. Concept domain A concept domain is a sentence or paragraph that defines the semantic space (the totality of meaning that can be expressed by the concepts that can be used) for the “thing" that a coded attribute in an information model is to encompass, plus examples of these “things”. For example: an information model class is “car” and the coded attribute is “manufacturer”; the concept domain is “The company that makes/markets the car to the general public; examples include General Motors, Ford Motor Company and Mercedes-Benz”. Concept identifier A concept identifier is a vocabulary object that unambiguously and globally uniquely represents a concept within the context of a code system in a machine readable way. A concept identifier consists of: cthe OID for Code System + Code (+ Designation/Display name). To make a Concept Identifier human readable, the “display name” (the designation) is added thus: the OID for Code System + Code (+ Designation/Display name). The designation (display name) is not mandatory in the ISO 21090 concept identifier, but it is considered good terminology practice to always have the designation for safety reasons (data unscrambling etc.)2. Concept representati on A concept representation is a vocabulary object that enables the description and manipulation of a concept in systems and applications (such as information models, xml schema). A concept representation is minimally formed by putting together a code and a designation. However, a concept representation in a code system may also be augmented with additional text, annotations, 2 Debate as to whether the display name should be carried in a concept identifier continues. There are a significant group who feel that the display name should not be carried. Document1 Page 20 of 23 Project: Title: Term Synonym Version: 0.1 Definition Metadata Management Metadata Definitions Working Group: Emerging Technologies Date: 22 April 2013 references and other resources that serve to further identify and clarify what the concept is. Value set 4.4 A value set is a uniquely identifiable set of valid concept identifiers that instantiate a concept domain in use (in an application, an xml instance etc.) where any concept identifier used can be tested to determine whether it is a member of the value set at a specific point in time. Value sets exist to instantiate the permissible content of a concept domain for a particular use in an information model vocabulary binding, in analysis, in UI data collection - in a pick list (drop-down box), etc. A value set is useful only in the context of instantiation of an attribute in an information model, not as a stand-alone object (this is in contrast to a code system, which exists in its own right). Interoperability Term Semantic Interoperabil ity Synonym Definition FDA guidance “Interoperability” means the ability to communicate and exchange data accurately, effectively, securely, and consistently with different information technology systems, software applications, and networks in various settings, and exchange data such that clinical or operational purpose and meaning of the data are preserved and unaltered. Technical interoperability describes the lowest level of interoperability whereby two different systems or organizations exchange data so that the data are useful. There is nothing that defines how useful. The focus of technical interoperability is on the conveyance of data, not on its meaning. Technical interoperability supports the exchange of information that can be used by a person but not necessarily processed further. When applied to study data, a simple exchange of nonstandardized data using an agreed-upon file format for data exchange (e.g., SAS transport file) is an example of technical interoperability. Semantic interoperability describes the ability of information shared by systems to be understood, so that nonnumeric data can be processed by the receiving system. Semantic interoperability is a multi- Document1 Page 21 of 23 Project: Title: Term Synonym Version: 0.1 Definition Metadata Management Metadata Definitions Working Group: Emerging Technologies Date: 22 April 2013 level concept with the degree of semantic interoperability dependent on the level of agreement on data content terminology and other factors. With greater degrees of semantic interoperability, less human manual processing is required, thereby decreasing errors and inefficiencies in data analysis. The use of controlled terminologies and consistently defined metadata support semantic interoperability. Process interoperability is an emerging concept that has been identified as a requirement for successful system implementation into actual work settings. Simply put, it involves the ability of a system to provide the right data to the right entity at the right point in a business process. 4.5 data aggregation Document1 Page 22 of 23 Project: Title: Version: 0.1 5 Metadata Management Metadata Definitions Working Group: Emerging Technologies Date: 22 April 2013 REFERENCES & RELATED DOCUMENTs Related Documents Reference No. Document Name Filename [FDA1] Guidance for Industry. Providing Regulatory Submissions in Electronic Format — Standardized Study Data - DRAFT GUIDANCE . February 2012 http://www.fda.gov/downloads/Drugs/Guid ances/UCM292334.pdf [CDISC1] CDISC Glossary - 2009 http://www.cdisc.org/stuff/contentmgr/file s/0/08a36984bc61034baed3b019f3a87139/ misc/act1211_011_043_gr_glossary.pdf [ISO1] ISO1179 ISO/IEC 11179 Metadata Registry (MDR) standard Accessible on ISO site [ISO2] ISO2109 ISO 21090 Healthcare Data Type Standard Accessible on ISO site (draft version available on Internet) Status Name Company Date Signature Author Author Author Author 6 6.1 Appendices CDISC glossary cdisc_glossaryterms_ version7.1_final_2008.doc Document1 Page 23 of 23