Safeguarding Audit Tool for Registered childminders and home childcarers Safeguarding requirements for the Early Years Register and the Childcare Register (compulsory and voluntary) for childminders and home childcarers Introduction This document was produced by the Sheffield Safeguarding Advisors (Early Years). It sets out the various safeguarding requirements for childminders and home childcarers on the Early Years and Childcare Registers. It is divided into three sections: 1. Written documentation required by Ofsted registered home based child carers 2. Notification requirements required by Ofsted registered home based child carers 3. Safeguarding related actions required by Ofsted registered home based child carers Which Register? Childminders are required to be on the Early Years Register if they are caring for children aged from birth to 31 August following their fifth birthday Childminders are required to be on the compulsory part of the Childcare Register if they are caring for children aged from 1 September following their fifth birthday up to the age of eight Childminders may choose to be on the voluntary part of the Childcare Register if they are caring for children over 8 Home childcarers looking after children in the child’s own home may choose to be on the voluntary part of the Childcare Register This means that childminders caring for children across the age range will need to meet the different requirements of the relevant Registers simultaneously. Sources used to compile this document We have used the sources below to compile this document Safeguarding and welfare requirements Statutory Framework for the Early Years Foundation Stage 2012 Requirements for the Childcare register: childminders and home childcarers Sept 2012 Requirements for written documents: childminders delivering the EYFS Ofsted childcare factsheet January 2013 Records, policies and notification requirements of the Early Years Register Ofsted childcare factsheet January 2013 Guide to registration on the Early Years Register: childminder January 2013 Each requirement is colour coded to identify the original document from where it was obtained, so we suggest that you print the document in colour. 1 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Contents Introduction Page 1 Written documentation required by Ofsted registered home based child carers Page 3 Notification requirements required by Ofsted registered home based child carers Page 7 Safeguarding related actions required by Ofsted registered home based child carers Page 10 How to use this document Childminders and home based childcarers can use this document as a tool to audit their safeguarding practice and to demonstrate that they are meeting the relevant requirements. To help you to do this, please feel free to change the format of the document e.g. by cutting and pasting the relevant sections and inserting tick boxes. Feedback about this document If you would like to make any suggestions about how we can improve this document, please contact the Safeguarding Advisors (Early Years) at val.linnett@sheffield.gov.uk 2 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Written documentation required by Ofsted registered home based child carers Early Years Register (childminders) Child’s individual details Dietary needs Parent’s details Requirements for written documents: childminders delivering the EYFS Ofsted childcare factsheet January 2013 Records, policies and notification requirements of the Early Years Register Ofsted childcare factsheet January 2013 Safeguarding and welfare requirements Statutory Framework for the Early Years Foundation Stage (2012) Full name and date of birth of each child A record of each child’s dietary needs Name and address of every parent and carer known to you, identifying which parent or carer the child normally lives with Information about any other person with parental responsibility for the child Emergency contact details for parents/carers Name, home address, telephone number of anyone regularly in unsupervised contact with children other than people living or employed on the premises Contact details of people in contact with children on the premises Childcare Register (Compulsory) (childminders) Childcare Register (Voluntary) Requirements for the Childcare register: childminders and home childcarers Sept 2012 Childminders Requirements for written documents: childminders delivering the EYFS Ofsted childcare factsheet January 2013 Record of each child’s name, home address and date of birth Record of each child’s name, home address and date of birth Name, home address and phone number of parent/ guardian/ carer of each child looked after on the premises Name, home address and phone number of parent/ guardian/ carer of each child looked after on the premises The name, home address and phone number of every person living or working on the premises on which childcare is provided The name, home address and phone number of every person living or working on the premises on which childcare is provided Home childcarers 3 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Staff qualifications Staff identity and vetting checks Details of children’s attendance Complaints Record of information about staff qualifications Record of staff identity and vetting checks A daily record of the names of children being cared for and the hours they attend A daily record of the names of children being cared for and the hours they attend Record of any complaints received and their outcome Statement (written policy) on dealing with complaints A copy of the written statement of complaints procedure must be made available to parents Written record of any complaints, result of investigation and any action taken Inform the parent (in writing or by email if parent requests this) of outcome of complaint within 28 days of complaint being made Make available to Ofsted, on request, a summary of complaints made in relation to the requirements during the past 12 months and the A daily record of the names of children being cared for and the hours they attend Statement (written policy) on dealing with complaints A copy of the written statement of complaints procedure must be made available to parents Written record of any complaints, result of investigation and any action taken Inform the parent (in writing or by email if parent requests this) of outcome of complaint within 28 days of complaint being made Make available to Ofsted, on request, a summary of complaints made in relation to the 4 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY action taken as a consequence Produce for Ofsted, on request, a list of such complaints made during the previous three years Accidents Record of accidents, injuries and first aid treatment Record of any accidents that occur on the premises Medicine Record of any medicine each time it is given Written permission from parents for each medicine given Record of any medicine given to children including date and circumstances in which it was given, who given by (including medicine self-administered by child) Record of a parent/ guardian/carer’s consent to give the medicine Permission for outings Physical intervention Childminding assistants Written parental permission for outings Record of physical intervention Childminders must obtain parents’ and/or carers’ permission to leave children with an assistant including for very short periods of time. Does not Written consent from parents to leave their child with a childcare assistant for up to two hours a day requirements during the past 12 months and the action taken as a consequence Produce for Ofsted, on request, a list of such complaints made during the previous three years Record of any accidents that occur on the premises Record of any medicine given to children including date and circumstances in which it was given, who given by (including medicine self-administered by child) Record of a parent/ guardian/carer’s consent to give the medicine Written consent from parents to leave their child with a childcare assistant for up to two 5 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Safeguarding policy stipulate that written consent is required Written copies of the policies and procedures for safeguarding children are not required for childminders on the Early Years Register hours a day A statement (written policy) of procedures to be followed for the protection of children, intended to safeguard the children being cared for from abuse and neglect A copy of the written statement of safeguarding procedures must be made available to parents A statement (written policy) of procedures to be followed for the protection of children, intended to safeguard the children being cared for from abuse and neglect A copy of the written statement of safeguarding procedures must be made available to parents 6 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Notification requirements required by Ofsted registered home based child carers Early Years Register (childminders) Change to name or address of childminder Change to address where childcare is provided Details of any changes to the premises where childcare takes place Change to the type of childcare provided e.g. from child minder to home child carer Requirements for written documents: childminders delivering the EYFS Ofsted childcare factsheet January 2013 Records, policies and notification requirements of the Early Years Register Ofsted childcare factsheet January 2013 Guide to registration on the Early Years Register: childminder January 2013 YES YES Childcare Register (Compulsory) (childminders) Childcare Register (Voluntary) Requirements for the Childcare register: childminders and home childcarers Sept 2012 Childminders Home childcarers YES YES YES YES YES YES YES YES YES Requirements for written documents: childminders delivering the EYFS Ofsted childcare factsheet January 2013 YES If you no longer wish to be a registered provider, you must resign your registration You may choose to be on the voluntary part of the Childcare Register if you wish to work as a home childcarer 7 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Intention to change hours that provide childcare where change involves overnight care Allegations of harm or abuse YES Disqualification from registration Serious accident, injury or death Any allegation of serious harm to, or abuse by any person living, working or caring for children at the premises where the care is provided. The allegations of serious harm or abuse may have occurred on the premises or elsewhere Any other alleged abuse that might have happened on the childcare premises The action you have taken in response to the above Details of any order, determination, conviction or other ground for disqualification from registration Details of any serious accident, serious illness, injury to, or death of, any child in your care Any allegation of serious harm to, or abuse of, a child committed by: any person looking after children on the premises (whether that allegation relates to harm or abuse committed on the premises or elsewhere) any person where the allegation relates to harm or abuse occurring on those premises Any allegation of serious harm to, or abuse of, a child committed by: any person looking after children on the premises (whether that allegation relates to harm or abuse committed on the premises or elsewhere) any person where the allegation relates to harm or abuse occurring on those premises YES Any serious accident or injury to, or the death of any child whilst receiving YES Any serious accident or injury to, or the death of any child Any allegation of serious harm to, or abuse of, a child committed by: any person looking after children on the premises (whether that allegation relates to harm or abuse committed on the premises or elsewhere)that occur while they are providing childcare any person where the allegation relates to harm or abuse occurring on those premises that occur while they are providing childcare YES Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Any serious accident or injury to, or the death of any child 8 The action you have taken in response to the above Incidents of food poisoning Details of any incident of food poisoning where two or more children cared for on the premises are affected Significant events People aged 16 or over living or working on the premised Details of any other significant event that is likely to affect the suitability of the provider, or any person who cares for, or is in regular contact with, children on the premises e.g. a change in circumstances affecting a provider’s physical or mental ability to care for children Any change of people aged 16 or older living or working on the premises where the care is provided including where children attain their 16th birthday. childcare Any serious accident or injury to, or the death of, any other person on the premises on which childcare is provided Any incident of food poisoning affecting two or more children in the provider’s care YES The name, date of birth, address and telephone number of any person aged 16 or over working or living on the premises or working with children whilst receiving childcare Any serious accident or injury to, or the death of, any other person on the premises on which childcare is provided Any incident of food poisoning affecting two or more children in the provider’s care YES whilst receiving childcare Any serious accident or injury to, or the death of, any other person on the premises on which childcare is provided that occur while they are providing childcare Any incident of food poisoning affecting two or more children in the provider’s care that occur while they are providing childcare YES The name, date of birth, address and telephone number of any person aged 16 or over working or living on the premises or working with children 9 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Safeguarding related actions required by Ofsted registered home based child carers Early Years Register (childminders) Safeguarding Records, policies and notification requirements of the Early Years Register Ofsted childcare factsheet January 2013 Guide to registration on the Early Years Register: childminder January 2013 Safeguarding and welfare requirements Statutory Framework for the Early Years Foundation Stage (2012) Must implement policies and procedures for safeguarding children (including procedure to be followed in event of an allegation being made against a member of staff and use of mobile phones and cameras in the setting) First Aid Medicines Have completed a paediatric first aid course Must implement policies and procedures for administering medicines, including effective management systems to support individual children with medical needs and respond to children who are ill or infectious Childcare Register (Compulsory) (childminders) Childcare Register (Voluntary) Childminders Home childcarers Requirements for the Childcare register: childminders and home childcarers Sept 2012 Ensure that children receiving childcare are kept safe from harm Ensure that children receiving childcare are kept safe from harm Have an appropriate first aid qualification Have an appropriate first aid qualification Ensure that children receiving childcare are kept safe from harm Ensure they are familiar with issues of child protection and procedures to safeguard children from abuse and neglect Have an appropriate first aid qualification 10 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Corporal punishment You must not give corporal punishment to a child or allow other people who look after children or live and work on the premises to give corporal punishment Not use corporal punishment Ensure that no person caring for children, or living or working on the premises where the childcare is provided, uses corporal punishment Childminding assistant You will not allow any assistants you employ to look after children unsupervised for more than two hours Ensure that they are present on the premises at all times when childcare is being provided unless for a maximum of two hours a day a childminding assistant is present and the parents of the child have given their consent for the child to be left with the childminding assistant Drugs, smoking or alcohol Must implement policies and procedures for smoking Must ensure that no person smokes, or consumes or is under the influence of drugs (including medication that may have an adverse effect on the individual’s ability to provide childcare) or alcohol: o On the premises at Not use corporal punishment Ensure that no person caring for children, or living or working on the premises where the childcare is provided, uses corporal punishment Ensure that they are present on the premises at all times when childcare is being provided unless for a maximum of two hours a day a childminding assistant is present and the parents of the child have given their consent for the child to be left with the childminding assistant Not use corporal punishment Must ensure that no person smokes, or consumes or is under the influence of drugs (including medication that may have an adverse effect on the individual’s ability to provide childcare) or Ensure that they are present on the premises at all times when childcare is being provided unless for a maximum of two hours a day a childminding assistant is present and the parents of the child have given their consent for the child to be left with the childminding assistant Must not smoke, or consume or be under the influence of drugs (including medication that may have an adverse effect on their ability to provide childcare) or alcohol while 11 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY o Over 18 years Suitable people Only those aged 17 or over may be included in ratios Staff under 17 should be supervised at all times Students on long term placements and volunteers (aged 17 or over) may be included if the provider is satisfied that they are competent and responsible You must demonstrate that everyone who looks after children with you is suitable to do so. You should arrange for them to complete a declaration and consent form (EY2). any time while childcare is provided, or In the presence of a child receiving childcare Childminder must be aged 18 or over. Must ensure that any person aged under 18 caring for children is supervised at all times by a person who has attained the age of 18 For every six children for whom childminding is provided, at least one person providing care must have attained the age of 18 Ensure that any person having unsupervised contact with children is suitable to be in regular contact with children and an enhanced CRB check has been obtained through Ofsted in respect of that person alcohol: o On the premises at any time while childcare is provided, or o In the presence of a child receiving childcare Childminder must be aged 18 or over. Must ensure that any person aged under 18 caring for children is supervised at all times by a person who has attained the age of 18 providing childcare Home childcarers must be aged 18 or over. Ensure that any person having unsupervised contact with children is suitable to be in regular contact with children and an enhanced CRB check has been obtained through Ofsted in respect of that person 12 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Providers must tell staff that they are expected to disclose any convictions, cautions, court orders, reprimands and warnings which may affect their suitability to work with children Providers must not allow people whose suitability has not yet been checked, including through a criminal record check, to have unsupervised contact with children being cared for Have effective systems to ensure that any person caring for children: Is suitable to work with children, which must include obtaining an enhanced CRB check through Ofsted Is of integrity and good character Has skills and experience suitable for the work Is physically and mentally fit for the work Qualifications and training Have completed a local authority approved training course designed to help you understand and implement the Early Years Foundation Stage Complete a local authority approved course designed to enable the childminder to meet the requirements of registration, before registration Suitable premises and equipment Must ensure that premises, including outdoor spaces, are fit for purpose. Spaces, furniture, equipment and toys, must be safe for children to use and Ensure that the premises and equipment used for the purposes of childcare are safe and suitable for that Have effective systems to ensure that any person caring for children: Is suitable to work with children, which must include obtaining an enhanced CRB check through Ofsted Is of integrity and good character Has skills and experience suitable for the work Is physically and mentally fit for the work Have successfully Have successfully completed: completed: A qualification at a A qualification at a minimum of level 2 in minimum of level 2 in an area of work an area of work relevant to childcare, relevant to childcare, or or Training in the core Training in the core skills as set out in skills as set out in the the document document ‘common ‘common core skills core skills and and knowledge for knowledge for the the children’s children’s workforce’ workforce’ Ensure that the premises and equipment used for the purposes of 13 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY premises must be secure Must keep premises and equipment clean and be aware of and comply with requirements of health and safety legislation (including hygiene requirements) Must implement policies and procedures for the emergency evacuation of the premises Must implement policies and procedures in the event of a child going missing Emergency evacuation of the premises Leaving premises Entering premises Risk assessment Must implement policies and procedures for risk assessment, clearly stating: When risk assessments will be carried out By whom The date of the review Any action taken following a review or Must implement policies and procedures for checking the identity of visitors childcare Ensure that a child is unable to leave the premises unsupervised Ensure that no-one can enter the premises without the knowledge of a person who is caring for children on the premises Undertake a risk assessment of the premises and equipment: At least once in each calendar year, and Immediately, where the need for an assessment arises childcare are safe and suitable for that childcare Ensure that child is unable to leave the premises unsupervised except where the child is aged 8 or over and the parent of the child has agreed that they may leave the provision unaccompanied Ensure that no-one can enter the premises without the knowledge of a person who is caring for children on the premises Undertake a risk assessment of the premises and equipment: At least once in each calendar year, and Immediately, where the need for an assessment arises 14 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Health and safety risks incident (There is no requirement for risk assessments to be in writing) Must implement policies and procedures for health and safety relating to accidents, hazards and faulty equipment Arrangements when unable to provide care Uncollected children Behaviour management Must implement policies and procedures in the event of a parent failing to collect a child at the appointed time Must implement policies and procedures for behaviour management Ensure that all necessary measures are taken to minimise any identified risks Ensure that all necessary measures are taken to minimise any identified risks Home childcarers must advise parents/ guardians carers of any health and safety risks Make arrangements with other childcare providers or with parents for occasions on which the registered person is not able to provide childcare Make arrangements with other childcare providers or with parents for occasions on which the registered person is not able to provide childcare Ensure that children’s behaviour is managed in a suitable manner Ensure that children’s behaviour is managed in a suitable manner Ensure that where other children are cared for alongside children who are part of the later years provision, the behaviour of the other children does not have a negative effect on the children of the Ensure that children’s behaviour is managed in a suitable manner Ensure that where other children are cared for alongside children who are part of the later years provision, the behaviour of the other children does not have a negative effect on the children 15 Ensure that where other children are cared for alongside children who are part of the later years provision, the behaviour of the other children does not have a negative effect on the children of the later years provision Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY later years provision Equal opportunities Must implement policies and procedures for promoting equality of opportunity and for supporting children with special educational needs or disabilities Ensure that the childcare is accessible and inclusive by taking all reasonable steps to ensure that the needs of each child, relating to their childcare, are met Ensure that the childcare is accessible and inclusive by not refusing to provide childcare or treat any child less favourably than another child by reason of the child’s: Race Religion Home language Family background Gender or Disability or learning difficulty taking all reasonable steps to ensure children with disabilities have access to the premises Ensure that the childcare is accessible and inclusive by taking all reasonable steps to ensure that the needs of each child, relating to their childcare, are met Ensure that the childcare is accessible and inclusive by not refusing to provide childcare or treat any child less favourably than another child by reason of the child’s: Race Religion Home language Family background Gender or Disability or learning difficulty taking all reasonable steps to ensure children with disabilities have access to the premises of the later years provision Ensure that the childcare is accessible and inclusive by taking all reasonable steps to ensure that the needs of each child, relating to their childcare, are met Ensure that the childcare is accessible and inclusive by not refusing to provide childcare or treat any child less favourably than another child by reason of the child’s: Race Religion Home language Family background Gender or Disability or learning difficulty taking all reasonable steps to ensure children with disabilities have access to the premises 16 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Complaints Information for parents Ofsted registration information for parents Must implement policies and procedures for dealing with concerns and complaints from parents Providers must make the following available to parents and/or carers: How the EYFS is being delivered in the setting The range and type of activities and experiences provided for children, the daily routines of the setting, and how parents can share learning at home How the setting supports children with special educational needs and disabilities Food and drinks provided for children Details of the provider’s policies and procedures including the procedure to be followed in the event of a parent failing to collect a child at the appointed time, or a child going missing at, or away from, the setting Staffing in the setting; the name of the child’s key person and their role; and a telephone number for parents to contact in an emergency Must make available to parents and/or carers details about how to contact Ofsted, if they believe the provider is not meeting the EYFS requirements Must notify parents if become aware that the setting is to be inspected and supply a copy of the inspection report to parents and/or carers of children Ensure that each complaint is fully investigated Make the following information available to parents: Information about the activities the children will undertake Copies of written statements of safeguarding and complaints procedures Childminders must make the following information available to parents: Information about the registration system for the voluntary part of the Childcare Register Ofsted’s address Ensure that each complaint is fully investigated Make the following information available to parents: Information about the activities the children will undertake Copies of written statements of safeguarding and complaints procedures Childminders must make the following information available to parents: Information about the registration system for the voluntary part of the Childcare Register Ofsted’s address Home childcarers must make the following information available to parents: Information about the registration system for the voluntary part of the 17 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY attending on a regular basis Information for Ofsted Insurance Certificate of registration Inform Ofsted at the earliest opportunity of any changes or proposed changes that may affect your childminding Where it is not possible to notify in advance, you must let Ofsted know of the change as soon as you can and no later than 14 days after the event occurs Providers must carry public liability insurance Inform Ofsted of changes in circumstances as soon as they can (no later than 14 days after change occurs) Inform Ofsted of changes in circumstances as soon as they can (no later than 14 days after change occurs) Be covered by their own insurance in respect of liability which may be incurred for death, injury, public liability, damage or other loss Be covered by their own insurance in respect of liability which may be incurred for death, injury, public liability, damage or other loss It is a legal requirement of the EYFS that you display the certificate of registration If you lose, damage, or destroy your certificate, you will need to get a replacement Display the certificate of registration in the premises on which childcare is provided Display any notice of suspension of registration Display the certificate of registration in the premises on which childcare is provided Display any notice of suspension of registration Other relevant Comply with other relevant legislation legislation including that covering: Health and safety Disability discrimination Food hygiene Comply with other relevant legislation including that covering: Health and safety Disability discrimination Comply with other relevant legislation including that covering: Health and safety Disability Childcare Register Ofsted’s address Inform Ofsted of changes in circumstances as soon as they can (no later than 14 days after change occurs) Be covered by their own insurance in respect of liability which may be incurred for death, injury, public liability, damage or other loss Give a copy of the certificate of registration to a parent on request Show any notice of suspension to the parent of each child who is provided with childcare Comply with other relevant legislation including that covering: Health and safety Disability 18 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY Fire and planning requirements Food hygiene Fire and planning requirements discrimination Food hygiene Fire and planning requirements discrimination Food hygiene Fire and planning requirements 19 Safeguarding requirements for EY & Childcare Register for childminders and home childcarers. First Edition June 2013 SAEY