Protection Cluster Housing, Land and Property Working Group Policy options and recommended approach to address forced evictions in post-earthquake Haiti 1. Background-problem description The Haiti 12 January 2010 earthquake provoked a mass displacement of the disaster-affected population towards apparently available “free” plots, in such circumstances a considerable number of displaced population settled down spontaneously on private owned plots. One of the major trend recently emerged is that the land owners, being concerned that the prolonged emergency situation could last for an indeterminate period, depriving them from the full enjoyment of their property rights, have started forced evictions of the displaced persons from their privately owned plots. 1.1. Purpose and audience 1.2 This document analyses different policy options in support of the Government of Haiti’s efforts to address the issue of forced expulsions in the aftermath of the devastating earthquake on 12th January 2010. The document will be presented to the Government of Haiti by the Humanitarian Coordinator for review on DATE. These options represent the humanitarian community’s effort to advocate for: International best practices, human rights standards with respect to forced evictions. A response that reflects the Haitian context based on the best available evidence from those operating on the ground. UNHABITAT coordinated a working group on Housing, Land and Property (HLP) issues. The consultative process involved contributions from other WG members (CARE,IOM, Habitat for humanity), the document is shared with the Working group on Housing, Land and Property (HLP) issues This document will be presented and discussed at different levels of the humanitarian coordination system (Protection, Early Recovery, Inter-Cluster Coordination Group, the HCT and the Humanitarian Coordinator); 2. Why do we care about forced eviction? 2.1 What is a forced eviction? Forced eviction is the permanent or temporary removal against their will of individuals, families and/or communities from the homes and/or the land which they occupy, without provision of and access to appropriate forms of legal or others protection Forced evictions and the threat of eviction can exacerbate, 1: Homelessness An eviction cannot result in individuals and families being rendered homeless or vulnerable to the violation of other human rights. Inadequate shelter: shelter is a basis for physical protection, health, livelihoods and economic recovery. Without access to land the right to adequate housing is breached, people are left homeless and unable to find shelter, restart livelihoods, repair, rebuild. Conflict: Possibility for creating “a vicious cycle of intimidation, anxiety and abuse” 1 J. Philip Thompson and Paul Altidor, MIT, p 7. Document1 Legal Frameworks International human rights law . The International Covenant on Civil and Political Rights prohibits arbitrary or unlawful interference with his … home (Article 17.1) Natural disaster affected persons are a specific group of the internally displaced persons and therefore beneficiaries of the standards contained in the UN Guiding Principles on Internal Displacement which foresee that: 1) Every human being shall be protected against arbitrary displacement 2) Alternatives must be explored to avoid and minimize displacement. 3) Proper accommodation is provided to the displaced persons so that the displacement leaves them with satisfactory health, safety, nutrition and hygiene conditions, also family members are not to be separated. Speculation: “speculation, and eviction in one area creates assumptions of evictions in other areas.” Land grabbing: made worse by lack of confidence in protection of property rights 2.2 Risks of not acting If left unaddressed, disputes surrounding HLP can undermine reconstruction efforts, fuel instability and generate hostilities and a systematic use of force (evictions)to get the problem fixed, if no appropriate measures are being taken. It can also create a statu quo that generate new “shanty-slum-tents” permanent towns and neighborhoods that poses even much more complex questions and problems to solve. Some displaced people will also try to return to their areas of origin where they held some type of property (around 20%), but if this land is occupied or has been given away to investors land and property disputes will also arise. In urban areas arbitrary occupation of non-owned plots (14 000 persons around Corail for instance) and commercialisation of land currently occupied by IDPs, will also result in a growing number of disputes. Given the lack of an appropriate legal framework and the weaknesses of the administrative systems, it is reasonable to expect that land disputes throughout the country will remain largely unaddressed over an extended period of time unless there is a considerable effort to address underlying problems. This situation will risk causing increasing dissatisfaction and tension which could lead to new or renewed conflict in areas where access to land is key to people’s livelihoods and survival. In the worst case scenario any one of a number of actual or brewing land disputes could rapidly degenerate into violent clashes, especially in areas where land rights are derived from an individual membership in a wider group of people with the tradition to use the force, through gunmen, in order to have their property rights respected, in land that suddenly acquired value after the crisis. Document1 2.2 Chronology of the evictions in Haiti Before the 12th January 2010 According to a 2009 UN Habitat study, there have been very few forced evictions in the last 10 years2. However, there is some evidence that groups of people displaced since the earthquake were already involved in local political and economic struggles over access to land and may be facing acute insecurity and eviction threats now. Since the 12th January Christian school leadership selected Easter Sunday as the date to force all of these people off the school land. Approx. 7,335 persons from the National Sports Stadium in April. Approx. 1,500 persons forcibly removed from Villa Manrese in March.Other watchdogs and journalists are reporting figures as high as 80,000 to 100,000 expulsions. None of these estimates include the "invisible" IDPs in the provinces that have already been evicted already, or are experiencing "deplacements pendulaires": the secondary and tertiary expulsions that can occur after an initial forced expulsion. These sometimes violent expulsions have been initiated by private landowners, school managers, religious organisations and government entities3. 2.5 What is the humanitarian community doing to help at the moment? Promoting voluntary return Advocating and providing resources for people to return voluntarily to their pre-earthquake neighborhoods: including structural assessments of buildings, transitional shelters, information campaigns on MTPTC’s green, yellow and red houses and small scale resources for repairs including materials and technical support (MTPTC with UNOPS and WB, UNH, HfH and other humanitarian partners). Advocating proposing the enumeration exercise (UNH) to restore and upgrade the tenure rights of disasteraffected population and protecting them against forced evictions. Monitoring: tracking of evictions in earthquake affected areas and in the provinces is underway and starting programmes in neighborhoods identified as return locations for people in camps and spontaneous settlements (IOM) Preventing forced evictions Advocating for a moratorium: officially calling for declaring the moratorium proposed by Humanitarian Coordinator on behalf of the humanitarian community It is formally proposed or not?? If so when? Improving compliance with human rights law, its standards4 and guiding international principles on forced evictions. authorities should be requested to ensure that owners of affected property are adequately compensated for such use. UN-HABITAT, “Strategic citywide spatial planning: A situational analysis of metropolitan Port-au-Prince, Haiti” (United Nations Human Settlements Programme, 2009), http://www.gltn.net/en/home/land-use-planning/strategic-citywide-spatialplanning/details.html. 3 Lilianne Fan, “Scoping Study On Housing, Land And Property Rights In Post-Earthquake Haiti: Securing Tenure, Preventing Evictions, Faciltiating Return, And Strengthening Access To Justice For The Vulnerable” (OXFAM GB Haiti Earthquake Response, May 2010). 4 The necessity to strike the balance between the guaranties for the private ownership and to conciliate this principle with the public interest of society American Charter of Human Rights (1969), Art. 21 1. Everyone has the right to the use and enjoyment of his property. The law may subordinate such use and enjoyment to the interest of society. 2. No one shall be deprived of his property except upon payment of just compensation, for reasons of public utility or social interest, and in the cases and according to the forms established by law. 2 3. Usury and any other form of exploitation of man by man shall be prohibited by law. In addition, so called Pinhero Principles. are applicable (United Nations Principles on Housing and Property Restitution for Refugees and Displaced persons”), its Principle 7 1. Everyone has the right to the peaceful enjoyment of his or her possessions. 2. States shall only subordinate the use and enjoyment of possessions in the public interest and subject to the conditions provided for by law and by the general Principles of international law. Whenever possible, the “interest of society” should be read restrictively, so as to mean only a temporary interference with the right to peaceful enjoyment of possessions. The duty to compensate owners in post-natural disaster emergency is also foreseen by IASC Operational Guidelines on Human Rights and Natural Disasters: Unused private property and possessions may be temporarily, but no longer than absolutely necessary, allocated to those displaced by the natural disaster. Competent Document1 Training on international best practice for those that implement Haitian law: training Ministry of Justice staff and juge de paix, PNH (UNHCR) 3. What are the policy options for responding to expulsions while building confidence in protection of property rights? Document1 3. Summary of policy options Short term stabilisation (0-12 months): Moratorium on forced evictions Expropriation. Eminent domain (O-36 months) Medium term stabilisation(o36) months Land Leases Requisition of Document1 Implementation in Haiti Strengths Weaknesses Decree issued by the Government of Haiti declaring the moratorium for a limited period of time. The decree may establish a mechanism to identify and compensate landowners. Proposed by HC, UNHCR etc with reference to article 16 of the Law on the State of Emergency, the Government may requisition for relief assistance additional means and buildings belonging to private owners, where the logistical means of the public authorities are not sufficient. Decree issued by the Government of Haiti declaring the land(s) of public interest and establishing the expropriation procedure Once expert valuation is done, the amount is made available (committed) and Government takes possession of the land. Expropriation commission processes ownership claims and identify legitimate owners. Earlier this year, the following steps were taken with respect to land identified for resettlement by the Haiti Commission for Shelter and Reconstructio n Presidential Decree signed (19 March 2010) declaring selected properties as beneficial to the public at large.15 days period for landowners and legal renters to deposit papers justifying their legal occupancy at the office of the Direction Générale des Impôts. Boundaries of the land normally demarcated by ONACA Fast: this is a rapid and clear response during the emergency phase Enforcement: The moratorium would be binding to State authorities, without which any legal expulsion is impossible. Enforcement: so far this policy has proved to be difficult to enforce Mandatory: There is no need to spend time and resources negotiating with landowners Mandatory: The mandatory nature of the expropriation can also become a disadvantage. Landowners will be obliged to comply, which may cause tensions Government to negotiate rental agreement with owners of land occupied by IDPs; Government issues decree establishing mechanisms for determining rental values and setting out mechanism to ascertaining land ownership Relatively fast: this can be a rapid and clear response during the emergency phase, particularly if land ownership is clearer. Negotiated solution: landowners will not be forced to accept it Cost: leasing land for an extended period of time will demand that the Government commits the necessary resources. ICRH may contribute to funding the emergency lease programme. Ownership blockage: negotiating rent cannot take place before identifying the landowner. If this identification becomes difficult, the rental solution may be slowed down or blocked Government issues a decree requisitioning a number of properties for a period of up to 3 years. Fast: this can be a rapid and clear response during the emergency phase Cost: compensating landowners will demand that the Government commits the necessary resources. Simple and cheap: statements with reference to existing Haitian legal code are easy to formulate and disseminate It has a limited effect to extra-legal expulsions: a moratorium would be binding to all State authorities, including peace judges, prosecutors and police. Evictions carried out outside the legal procedures would not be affected. private property Medium term stabilisation (0-36 months) Promote options for return (6-36 months) The decree must contain: the identification of the properties; A procedure for identifying and compensating landowners; Rules regulating the terms and conditions of the temporary possession of the State. Support return for people with different types of tenure: Rental subsidies or incentive packages to promote return Repair packages: financial and technical support Transitional shelters in neighbourhoods not camps Mandatory: There is no need to spend time and resources negotiating with landowners Prioritises the choices of displaced people ICRH may contribute to funding the emergency lease programme. Mandatory: The mandatory nature of the requisition can also become a disadvantage. Landowners will be obliged to comply, which may cause tensions Cash and vouchers: Slow: Under resourced so far Information campaigns Promote return PLUS progressive closure Progressive closure (proposed by MINUSTAH, Human Rights unit): Minimum guarantee: No IDPs will be removed from camps without availability of an alternative shelter option meeting minimum standards. Calendar for progressive closure: with sites prioritized by risk, size, potential for rapid return Closure procedure: a procedure that respects the rights of IDPs, including to information, choice and support during the move. Strategic use of resources: strategies and resources to provide alternative options (e.g. preparing new sites, surveying houses) to IDPs should be organized according to the chronological list of camp closures. Compensation and co-use: landowners who are lower down on the chronological list should be offered compensation packages, such as free repairs to their property, and co-use should be explored. The Commission on Camp Closures will agree compensation levels with landowners. Promote return PLUS progressive closure compensation arrangements for Relies on: i) government-led entity for 5 Promoting the Safes return is the most preferable option which allows the displaced persons to regain their social and economic pre-earthquake neighbourhood. This approach (to support the safe return) is defined as a priority also by the Gov. of Haiti last March Does not offer compensation to landowners and may result in evictions for closures that have not been prioritised The owners are reassured that they will be compensated for the interference with their property rights, therefore they should refrain from carrying out forced evictions, The compensations The duty to compensate owners in post-natural disaster emergency is also foreseen by IASC Operational Guidelines on Human Rights and Natural Disasters Determining ownership: identifying legitimate owners is difficult in practice, multiple claims and overlapping records of ownership and biases towards those politically and financially best placed able to make claims quickly. Conflicts of interest on land compensation by members of the GoH have already been reported5. In the case of Corail, “The AP has confirmed that the land under the government-run camp is owned by Nabatec Development - a consortium whose president, Gerard-Emile "Aby" Brun, was in charge of the relocation effort. The company stands to gain part of a $7 million fund the government will spend compensating landowners.” http://www.washingtonpost.com/wp-dyn/content/article/2010/07/13/AR2010071300005.html Document1 landowners Document1 implementation; ii) sufficient resources; and iii) the formulation of a scale for calculating the damage for example using criteria such as: Price: the original price of the immovable property declared by the owner and the public notary at the moment of the real-estate transactions of the given plot. these criteria should be only indicative since in Haiti, it is a widespread use to diminish the official price in order to pay less property tax. The purpose- agricultural, commercial use, plot for development etc. If the plot was used for a purpose different from what it was originally zoned for (“informal use”) and it was tolerated by the authorities, its “real” use should be considered rather than the official use. -Improvement and transformations of the original plot made by the owner from the moment of buying to the emergency. -Market value of the immovable property concerned from the time just before the disaster. The level of the temporary damage of the plot caused by providing the temporary shelter. -The financial losses caused by foregone livelihood and/or income opportunities (agricultural yield; livestock rearing; fishing; on-site manufacturing and maintenance shops, shops, etc.) should be taken into consideration Implementation process and agency: Who carries out the calculation and evaluation? How is data gathered? How are disputes resolved? Prices: land price indicators are notoriously difficult to verify. In Haiti, it is a widespread to misreport purchase prices to reduce property tax liabilities. Recommended policy options for responding to forced evictions while building confidence in protection of property rights OPTION 1 1. Promote return, plus progressive closure of the camps, moratorium on evictions followed by compensation for the owners. The combination of these options represent the most comprehensive and coherent approach. It is in line of the Safes return strategy, adopted by the government of Haiti last March where the safe return is envisaged as the most preferable option. A moratorium is a temporary protective measure (never permanent solution). against arbitrary evictions, it’s a way of protecting the most vulnerable victims of the earthquake from further displacement, while Government authorities and its partners seek medium and long term housing alternatives-sustainable return. The Government can enact emergency legislation prohibiting authorities do carry out expulsions and evictions from privately owned sites. Such prohibition may be specific to immovable properties occupied by persons displaced and made homeless after the earthquake. Under the moratorium, peace judges and any other judicial or administrative organs would not be allowed to undertake expulsions or evictions of internally displaced persons from private land. The moratorium should be followed by a mechanism to compensate landowners, having the guarantees to receive compensation the owners should refrain from carrying out extra-judicial (arbitrary) eviction for protecting their private plots.The duty to compensate owners in post-natural disaster emergency is also foreseen by IASC Operational Guidelines on Human Rights and Natural Disasters. 6 In this case, the Government should establish a procedure, criteria for compensation as well as for identifying existing ownership claimants and determining (eligibility criteria) who the legitimate owner is. Following criteria may be considered formulation of a scale for calculating the damage for example using criteria such as: -Price: the original price of the immovable property declared by the owner and the public notary at the moment of the real-estate transactions of the given plot. these criteria should be only indicative since in Haiti, it is a widespread use to diminish the official price in order to pay less property tax. -The purpose- agricultural, commercial use, plot for development etc. If the plot was used for a purpose different from what it was originally zoned for (“informal use”) and it was tolerated by the authorities, its “real” use should be considered rather than the official use. Improvement and transformations of the original plot made by the owner from the moment of buying to the emergency. Market value of the immovable property concerned from the time just before the disaster. The level of the temporary damage of the plot caused by providing the temporary shelter. The financial losses caused by foregone livelihood and/or income opportunities (agricultural yield; livestock rearing; fishing; on-site manufacturing and maintenance shops, shops, etc.) should be taken into consideration OPTION 2 2. Expropriation , declaration of Eminent domain 6 Unused private property and possessions may be temporarily, but no longer than absolutely necessary, allocated to those displaced by the natural disaster. Competent authorities should be requested to ensure that owners of affected property are adequately compensated for such use. Document1 The Government can exercise its eminent domain powers in order to expropriate privately owned immovable property for purposes of public interest. This measure is foreseen by the Haitian Civil Code (5 September 1979 Law), Expropriation needs to be directed to specific land parcels or buildings. In the case of expropriation, compensation to landowners is mandatory. The law requires the Government to determine the value of the compensation and to make the amount available prior to finalizing the expropriation, if the first stage of mediation between the owners and the state fails. Once these steps are completed, the Government can take legal possession of the expropriated land. The next step is to establish a mechanism to identify existing ownership claimants for each of the expropriated properties and a procedure for determining who the legitimate owners are. Such mechanism can be set out in the expropriation decree. Expropriation is not a temporary act, and therefore may not be a suitable legal instrument to protect homeless earthquake victims from expulsion of privately owned land. The recommendation is that the Expropriation may be an adequate remedy in specific cases only, where the land occupied by IDPs has been identified as suitable for temporary or permanent housing development a condition that such land meets the urban development criteria. Document1