FSMP-WGF32/WP-07 International Civil Aviation Organization WORKING PAPER AERONAUTICAL COMMUNICATIONS PANEL (ACP) 32nd MEETING OF THE WORKING GROUP F Cairo, Egypt February 2015 Agenda Item 6: Development of material for ITU-R meetings REGULATORY CONCERNS of AMS(R)S ALLOCATIONS IN FSS FREQUENCY BANDS - AGENDA ITEM 1.5 (Submitted by John Nelsen) (Presented by Brandon Mitchell) SUMMARY Fixed-Satellite Service (FSS) providers are concerned that the introduction of an Aeronautical Mobile-Satellite (R) Service (AMS(R)S) allocation in the various frequency bands allocated to the fixed satellite service would place unreasonable constraints and disruptions on their operations. This paper, an update to WG-F31/WP-17, focuses on regulatory concerns of having AMS(R)S allocations in FSS frequency bands. ACTION ACP WG-F is invited to: Discuss regulatory concerns of AMS(R)S allocations in FSS frequency bands. Provide comments on how they may or may not be resolved. (4 pages) FSMP-WGF32/WP-07 FSMP-WGF32/WP-07 1. 2 INTRODUCTION 1.1 WRC agenda item 1.5 seeks to address the potential use of frequency bands currently allocated to the fixed satellite service that are not subject to the provisions of appendix 30, 30A and 30B, for unmanned aircraft command and non-payload communication systems. Resolution 153 then calls for the ITU-R to study: 1 to conduct, in time for WRC-15, the necessary studies leading to technical, regulatory and operational recommendations to the Conference, enabling that Conference to decide on the usage of FSS for the CNPC links for the operation of UAS; 2 to include, in the studies referred to in invites ITU-R 1, sharing and compatibility studies with services already having allocations in those bands; 1.2 Recommendations 1/12 and 1/13 of the Twelfth Air Navigation Conference (November 2012) are cited in the current ICAO WRC-15 position on agenda item 1.5: “That ICAO … develop and implement a comprehensive aviation frequency spectrum strategy … which includes the following objectives: … clearly state in the strategy the need for aeronautical systems to operate in spectrum allocated to an appropriate aeronautical safety service”; and “That ICAO support studies in the International Telecommunication Union Radio Communication Sector (“ITU-R”) to determine what ITU regulatory actions are required to enable use of frequency bands allocated to the fixed satellite service for remotely piloted aircraft system command and control (“C2”) links to ensure consistency with ICAO technical and regulatory requirements for a safety service.” While the position also states “That all frequency bands which carry aeronautical safety communications need to be clearly identified in the Radio Regulations”, it has been argued that such an identification does not have to take the form of an AMS(R)S allocation. This issue has been further debated within the ITU-R including advice by legal department of the ITU and concluding explicitly that an allocation of AMS(R)S is out of the scope of the WRC 15 agenda item 1.5. This paper focuses on regulatory concerns presented by Aeronautical Mobile Satellite (Route) Service (“AMS(R)S”) allocations in Fixed-Satellite Service (“FSS”) frequency bands. 1.3 Radio Regulation (RR) No. 1.59, defines a safety service as “any radiocommunication service used permanently or temporarily for the safeguarding of human life and property.” A safety service is also governed by RR No. 4.10 which states, “Member states recognize that the safety aspects of radio navigation and other safety services require special measures to ensure their freedom from harmful interference; it is necessary therefore to take this factor into account in the assignment and use of frequencies.” The FSS use of its allocations is governed by the provisions of Articles 9 and 11 of the RR. These specify the requirement for advance publication, request for coordination, and notification of assignments. There are no FSS allocations designated as Safety Services. Services provided by FSS networks are dependent on the outcome of the coordination required between networks indicated by the Radiocommunication Bureau (BR) in their examination of the Request for Coordination. The results of such coordination between satellite operators and their administrations are confidential; notification of networks under Article 11 and inclusion in the Master International Frequency Register (“MIFR”) recognizes that the requisite coordination has been completed or deemed satisfied under No. 11.32 examination by the ITUBR. If the ITU-BR makes an unfavourable finding on examination of the notification that coordination FSMP-WGF32/WP-07 3 has not been completed, the notifying administration may request inclusion in the MIFR under provisions of No. 11.41. It should be noted that the 11.41 designation is at the frequency group level for those groups that were the subject of the unfavourable finding. It is common for a satellite included in the MIFR under 11.41 to have frequency groups that received favourable findings under examination by the ITU-BR and therefore do not have 11.41 status for that group. If a frequency assignment is recorded in the MIFR under RR 11.41, such an assignment is still required to protect frequency assignments of other networks with which coordination has been successfully completed and entitled to protection from other frequency assignments with which coordination has been successfully completed. 2.0 DISCUSSION 2.1 ACP-WG-F30/WP-13 noted that FSS providers who would wish to provide the CNPC service for UAS are concerned that the introduction of an AMS(R)S allocation in the various frequency bands allocated to the FSS would place unreasonable constraints and disruptions on their operations. A Resolution was proposed to be developed that places the relevant limitations on the use of an allocation to the AMS(R)S in order to ensure that any such allocation does not pre-empt or gain priority over FSS1. 2.2 The proposal in ACP-WG-F30/WP-13 of AMS(R)S allocations in FSS frequency bands without the ability to pre-empt or gain priority has no benefit serving only as a label while setting forth a model to dilute the value of AMS(R)S allocations in other frequency bands. As a result, for purposes of this paper, it is assumed that an AMS(R)S allocation in FSS frequency bands would have the ability to preempt or gain priority over FSS consistent with the definition of safety service. 2.3 Within the regulatory framework of Articles 9 and 11 of the RR and consistent with provisions of coordination agreements associated with a particular network, FSS operators provide contracted services to users. Those coordination agreements are critical to the provision of the contracted services provided by the FSS. They establish the operational framework allowing FSS providers to enter into contracts that specify the expected level of performance to be provided including guarantee of the ability to operate to those performance levels. Specification of a new AMS(R)S allocation in an existing FSS frequency band could have a severe commercial impact of the provision of FSS services presently being provided, as new AMS(R)S assignments would have priority over FSS assignments, nullifying previously established contracted FSS service provisions. It could expose an operator to potential breach of contract by exposing a customer to degradation or pre-emption of the FSS. Such breach could have severe financial impact on the FSS operator. 2.4 At the present, all FSS operators follow the same rules for protection of their FSS assignments using the same ITU-R Recommendations and Regulations in coordination discussions. If a new AMS(R)S allocation is established in existing FSS frequency bands, the provision of AMS(R)S service would not be protected by the existing coordination agreements which are subject to the regulatory framework of Articles 9 and 11 of the RR. The provider of the AMS(R)S service would therefore need 1 At WG-F/31, the representative of the ITU-BR was asked to seek clarification from the ITU that if RR provisions, e.g. a footnote, were added to allow UAS to communicate with space stations operating in FSS, would that UAS be considered operating on a non-interference/non-protection basis as not conforming with the RR Article 1 definition? Subsequent clarification was received form the ITU that if a WRC approves a provision, e.g. a footnote, allowing UA earth stations to communicate with FSS stations under some sharing conditions and this provision provides the status of earth stations on board UA equal to others services in the allocated band, then such UAS would not be considered as operating on a noninterference/non-protection basis. The response from the ITU was provided by ICAO to WP5B for its consideration during its October 2014 session and was agreed by consensus to be included in its Report on UAS (see Annex 18 of the WP5B Chairman’s Report). FSMP-WGF32/WP-07 4 to assert preference over FSS due to the safety service status of AMS(R)S. Further, new networks could demand preference over an already existing coordinated and notified network by indicating that the new network would be offering a safety service (AMS(R)S). 2.5 In summary, the introduction of a new AMS(R)S allocation in existing FSS frequency bands could create a difficult and chaotic situation for FSS providers. It would be disruptive creating uncertainty with customers accustomed to the long term stability of the FSS operating environment. It is not uncommon for customer satellite service contracts to span 5-10 years. For video applications contracts often extend to satellite end-of-life (typically, 15+ years). This could lead to loss of an FSS customer to an alternative technology to satellite, e.g. fiber. 3. ACTION BY THE MEETING The ACP WG-F is invited to: Discuss the regulatory concerns of adding new AMS(R)S allocations in existing FSS frequency bands. Provide comments on how those concerns may or may not be resolved.