AURA, INC. WINTER OPERATIONS REGULATIONS AND EMERGENCY WEATHER SITUATIONS INTRODUCTION The following document is an AURA, Inc. integrated management model, which allows effective and efficient administration of emergencies caused by the events derived from intense and continuous precipitation, which generate flooding and/or accumulation of snow at its centers of operations at Cerro Tololo and Cerro Pachón. Winter 2012 Operations Plan – V.05-12 pg. 1 I. OBJECTIVE II. These regulations have been prepared to control the risks that affect the Observatory facilities in the winter period, and mainly to ensure the health and safety of AURA, Inc. employees and visitors, contractors, and in general all people at any of the Observatory sites at its Mountain facilities during emergency weather periods. SCOPE Permit operations in situations or conditions of bad weather, such as: snow, rain, storms or any condition that, due to its abnormal nature, involves danger to Aura, Inc. employees working on Cerro Tololo and Cerro Pachon; Refine a systemic and continuous integration process of AURA and its programs, oriented towards the operating community prior to, during and after weather emergencies. Have adequate organization in bad weather situations or in emergencies; Establish specific responsibilities in the different work areas; Minimize the effect that abnormal conditions can cause personnel, machinery or facilities at the observatory; Keep the road open only if conditions are safe and apt for vehicular traffic; This procedure is obligatory for all personnel working permanently or temporarily at the AURA Observatory facilities at Cerro Tololo and Cerro Pachón, including Scientists, Visitors and Contractors. Winter 2012 Operations Plan – V.05-12 pg. 2 III. KEY PERSONNEL CARGO Operation Manager LA SERENA TOLOLO/ PACHON DOMICILIO CELULAR 205383 205437 486604 9 7426840 Facilities Operation Supervisor 205440 9 2240448 Site Manager GEMINI 205701 9 8748083 Site Manager SOAR 9 3270953 Site Manager TOLOLO 8 5956206 Risk prevention AURA 205371 205436 551450 9 8782511 Risk prevention NOAO-S 205382 205435 6 4646119 Risk prevention GEMINI 205794 205744 9 7113608 IV. GENERAL PROCEDURES Winter Period Winter in Aura, Inc. in Chile is considered to be the period between April 15 and September 15 of each year. If there is a situation classified as a weather exception or emergency, the NOAO-S Operations Manager, acting in coordination with the Site Managers of the AURA-O Programs in Chile, will assume the direction of the emergency situation, under which all the functional units of the Observatory are under his supervision immediately and from that moment on. If the NOAO-S Operations Manager is not available, the NOAO-S Facilities Manager will assume the responsibility for operations during the weather emergency period. Winter 2012 Operations Plan – V.05-12 pg. 3 If neither of the people named above are available, the NOAO-S Director will designate a person to be in charge of heading up operations during weather emergency periods. During emergencies, the Emergency Committee will be constituted at the request of any of its members, which will be comprised of the AURA Observatory Director, the Administration and Facilities Manager, the Risk Prevention experts of the different Programs and the representatives of the Programs with operations bases in La Serena. This Committee will have the mission of assisting the NOAO-S Operations Manager in his functions, of contacting local authorities and public services, coordinating the assignment of special resources, or of coordinating the designation of rescue teams or teams for additional support during weather emergencies. The NOAO-S Operations Manager will be authorized to put these regulations into effect in an exceptional manner outside the winter period, due to prolonged precipitation, thaws, roads being cut off or other emergencies. Unforeseen Bad Weather Conditions Telescope Operators represent an important source of information for emitting early alerts regarding bad weather conditions that may present during the night. 1. At Tololo, the CTIO Blanco 4m Telescope Operator must alert the Guard at the Gate Control House (ph.:205434), and La Serena (ph.: 205282) regarding any “threatening” situations (snow, electrical storms, abundant rain, or other conditions that could represent risk) as soon as he is aware of the existence of adverse weather conditions, especially where there are no previous alerts regarding these conditions. 2. At Pachón, the Gemini as well as the SOAR telescope Operators must alert the Guard in the Gate Control House and La Serena regarding any “threatening” situation (snow, electrical storms, abundant rain, or other conditions that could represent risk) as soon as he is aware of the existence of adverse weather conditions, especially where there are no previous alerts regarding these conditions. Once he receives the alert, the Guard at the La Serena Gate House will immediately notify the NOAO-S Operations Manager or his delegate, who will assume the control of the emergency underway. Personnel based at Pachón must also coordinate their movements (for example, from the telescope to the dormitory or, even more importantly, to come down from the Mountain) with the NOAO-S Operations Manager and/or the Site Manager of their corresponding facilities to ensure that the evacuation operation is carried out with the maximum level of safety. Winter 2012 Operations Plan – V.05-12 pg. 4 3. During periods where there is a threat of bad weather, the NOAO-S Operations Manager, or on his instructions, the Guard at the Recinto Access Gate in La Serena, will instruct the bus driver to remain at the Recinto until instructions are received from the NOAO-S Operations Manager to continue – or abort – the journey to the mountain. This restriction of access to the mountain shall be reported to the Gate Guard in Tololo. The Guard at the Access Gate to the Observatory will keep the barrier closed until he receives instructions from the NOAO-S Operations Manager, who will verify that the road conditions are apt for transit with absolute safety. Besides, installing the sign indicating the type of emergency located at the right side of the access to the control gate. The NOAO-S Operations Manager or his representative will have the following faculties: Coordinate the activities of Mountain operations with the Emergency Committee Coordinate emergency activities with the Site Managers according to the information supplied by each Program prior to the start of an emergency, or by the information provided by the Emergency Committee as applicable. Call to all Tololo/Pachon area supervisors to meet. Restrict the transit of people and vehicles Issue special instructions inherent to an abnormal or emergency situation Stop activities Decide to evacuate the personnel to La Serena prior to the scheduled time, coordinating the specific situation of each Program with the corresponding Site Managers. If technical support is required, Coordinators Safety Program and Aura Safety should be consulted. V. PRINCIPAL ACTIVITIES The NOAO-S Operations Manager can set the following activities in motion, as he considers necessary: 1) Communicate to the Administration and Facilities Manager, the AURA-O Director and the Aura Legal Representative the decision to issue a predetermined alert level. 2) In cases of a major emergency, Program Directors shall be informed, who together with the Aura Director will decide the appropriate levels taken to preventive measures. 3) Coordinate the emergency situation and the alert levels determined as applicable for the occasion with the Site Managers. 4) Designate responsibilities and assign teams to face the emergency; Winter 2012 Operations Plan – V.05-12 pg. 5 5) Inspection and evaluation of the road conditions: along with an assistant he will carry out an inspection of the Tololo-Gate Sector. He may need the support of the paramedics or additional personnel if he considers this prudent and necessary. 6) Centralization of Information in R.O.B. through the personnel designated by GEMINI, SOAR and CTIO. 7) The ROB Building on Cerro Tololo will be the center of communications for all emergencies on the Mountain, and will maintain continuous radio, telephone or any type of communication in accordance with the existing availability, with the La Serena Reception, the Observatory Control Gate, in order to: Act as the communications dispatch inside the Mountain Operations; Report periodically regarding the existing weather condition on Tololo/Pachón: Report on restrictions of transit from and to Tololo/Pachón: Respond to general questions on the mountain; Place notices to not use vehicles on astronomers’ cars; Everyone must consult with ROB (tel 440) or via VHF Radio PRIOR TO executing any work or movement of personnel or of vehicles or any evacuation process from any area in the mountain operations. 8) Traffic on Roads a) Authorize movement of vehicles and instruct drivers regarding the current conditions of the road and restrictions on the movement of vehicles and people; b) Suspend movement of light vehicles (continuous rain for over 8 hours, torrential rain for over 4 hours; accumulated snow of over 20 cm; white wind, ice, slippery road); use of vehicles will be restricted to emergency vehicles; c) Suspend movement of astronomers’ vehicles when there is snow and/or ice d) Evacuate personnel early from Gemini and Soar facilities, if the current conditions allow an effective control of risks. Otherwise, the people must remain in the 20 Unit facilities, Hotel or telescope buildings until safe and expedited routes for their evacuation are provided. e) Provide a transport system itinerary for Astronomers between rooms and Telescopes, while conditions are safe; otherwise the telescope area will be evacuated in coordination with the Site Managers and the personnel in charge of these areas. f) Suspension of the movement of personnel transport (buses) and transport of heavy cargo, to safeguard of the wellbeing of people and to avoid further damage to the road’s surface layer. g) Maintain the risk areas monitored and signposted, such as: destruction of the road, water crossings, avalanches and/or landslides, collapses, major cut-offs. Winter 2012 Operations Plan – V.05-12 pg. 6 9) Clearing of roads: The earth movement machinery and emergency equipment will be based on Tololo. The NOAO-S Operations Manager will coordinate the work to clear the roads, according to the following priority: a) Begin clearing on one side of the road from Cerro Tololo, the Garage sector, and proceed to the parking area of the telescopes, ROB Casino Tololo; b) Tololo El Quisco; c) El Quisco sector Cerro Pachón Hotel; d) Hotel – Telescope sector Gemini and SOAR Telescope; e) Return to El Quisco and continue to the Gate if the main road is in bad conditions; f) Return to Tololo to reinstate the road in two directions; g) All clearing of the road will be done leaving a layer of approx. 5 cm of snow on the ground so as not to damage the road’s surface layer; Depending on the precipitations, the clearing of the following will also be considered: Electricity and potable water distribution systems The clearing of the areas adjacent to each telescope and the parking areas will be the responsibility of the corresponding Site Managers. General rule on clearing and reinstating roads: The works of clearing, cleaning and reinstating roads will be done only during natural daylight hours, except under severe emergencies for special instructions from the NOAO-S Operations Manager. The Operator of Heavy Equipment will always be accompanied by an assistant, and equipped with VHF radio and will have the regulation equipment and the personal protection elements indicated for these operations. 10) Meeting with Area Supervisors The NOAO-S Operations Manager can call the different area supervisors to meet to deal with the following points: Constant coordination with the Site Managers, with the ROB, Gate Control and Emergency Committee in La Serena Winter 2012 Operations Plan – V.05-12 pg. 7 Information and continuous analysis of the development of the emergency Inform or apply preventive and corrective measures for the most critical situations in the workplace Re-location of personnel working outside or in risk areas. The staff in charge of emergency operations will only work outside when weather conditions are adverse. Formation of cleaning crews and designation to different areas by priorities Instruct the Site Managers on materials and special equipment to distribute to the crews, operators and other persons indicated. Instruct the Kitchen Supervisor and paramedic on the preparation of emergency packages, which will be delivered to operators, drivers and other site staff, as applicable Issue AM and PM reports to Management in La Serena on local climate conditions, condition of the road, decisions made, special conditions, situation of the resident and visitor personnel, difficulties, pending tasks, necessary support, or other conditions that merit reporting (supported by photographs). This report should be ratified with the staff of the Meteorological Directorate of Chile. In cases of major emergency, the NOAO Operations Manager must inform the Program Directors and agree actions together. VI. RESPONSIBILITIES BY AREA 1) Operations Prior to the Start of the Winter Period Enabling emergency roads and bypass detours for safe evacuation of personnel; cleaning drains and gutters, repair of hard shoulders; 2) Tololo Garage Highest priority will be given to preventive maintenance of equipment, verification of mechanical conditions and of emergency equipment of the following machinery by order of priorities: Grader Winter 2012 Operations Plan – V.05-12 pg. 8 Front loader Bulldozer 4x4 vehicles and others designated to cover emergencies During the Winter period a) Grader: Review of: Fuel: 7 days of operation minimum Levels Lights Windshield wipers Straps Chains and tensors Shovels Emergency package (thermal clothing and personal protection equipment, food) VHF Radio b) Bulldozer (if there is intense snow) c) Payloader (if there is intense snow) d) Four wheel drive vehicles (4x4) The Garage Supervisor and the Site Managers at Cerro Pachón will have the responsibility of ensuring that the emergency vehicles are in perfect mechanical conditions and that they have the emergency equipment during the entire Winter Operations period, according to the following rules: Loaded with fuel Lights, windshield wipers and heating Straps, chains and shovels Emergency packages VF Radio Thermal clothing 4 battery flashlight Pliers Jute sack 2 pairs of chains and tensors Winter 2012 Operations Plan – V.05-12 pg. 9 Screwdriver Fire extinguisher in good condition Vehicle radiator with anti-freeze Tires must have their tread in good condition. First Aid Kit These vehicles will be at the disposal of the NOAO-S Operations Manager or the person he designates. e) Ambulances This vehicle must be checked by Garage personnel, by the shift paramedic and by the Cerro Pachón paramedics. f) Electrical Backup Generators The proper functioning of the emergency generators and their status (starting them) will be verified for La Serena, Tololo and Pachón. g) Installation of Chains The NOAO-S Operations Manager will instruct that chains be installed by garage personnel on the vehicles he determines. 3) Responsibilities of Other Departments Personnel who do not form part of crews or that have not been designated to carry out special tasks will remain at their work places and will await instructions from their respective supervisors. It is requested that they channel their questions through their respective area supervisors in order to avoid a congestion of telephone 440 (Round Office) with questions. 4) Responsibilities of the Programs The Site Manager of each program will act as the coordinator, collaborating directly with the NOAO-S Operations Manager prior to, during and immediately after each weather emergency period; The Site Manager of each Program must inform the NOAO-S Operations Manager, by the most expedited means available, of the list of personnel assigned to each of their units and the list of shift personnel during weekends or during emergency periods. Winter 2012 Operations Plan – V.05-12 pg. 10 VII. GENERAL RULES FOR DRIVERS All drivers that transit along areas located within the Observatory property must report on the condition of roads and the place’s meteorological situation. This information will be available in the following places: Emergency Operations center at the Cerro Tololo ROB office, telephone 440, or by communication by VHF radio Corresponding Site Manager Program Gate Control House The use of vehicles is prohibited during weather emergency periods, except for vehicles especially fitted out to circulate during these exceptional situations that are duly authorized by the NOAO-S Operations Manager to operate during weather emergency periods. However, the vehicles that are authorized to circulate in weather emergency conditions must install chains on the wheels, as an obligatory safety measure. All personnel that have duly authorized access to operate vehicles during the emergency period must: 1. Consult with their direct superior PRIOR TO starting their vehicle; 2. Consult with their direct supervisor PRIOR TO leaving the Tololo/Pachón area; 3. Proceed to install chains: VIII. GENERAL INSTRUCTIONS 1. The NOAO-S Operations Manager, in consultation with the Director of AURA, Inc., the facilities Management, and Site Manager will determine the duration of the abnormal or emergency situation 2. All personnel will follow the instructions from the NOAO-S Operations Manager 3. Tololo Gate will not authorize ANY entry to Tololo or Pachon without prior authorization from the NOAO-S Operations Manager or from the Round Office. 4. La Serena Reception, after notifying the Tololo ROB, will communicate the NOAO-S operations situation to the offices of the Director of the Observatory, the Administration and Facilities Manager, the Personnel Office and the Emergency Committee. 5. La Serena personnel that wish to go up to Tololo or Pachón must consult previously with the La Serena reception and this with the Tololo ROB. 6. Reception will notify all visitors possible of the cancellation of the permit to go up, and will also notify the Visitors Guide of the measure taken. Winter 2012 Operations Plan – V.05-12 pg. 11 7. The Shift Supervisor of the Tololo/Pachón Operations Area will automatically assume the function of NOAO-S Operations on holidays, shift days and weekends. If this post is covered by Contractor or Sub-Contractor personnel, the Operations Manager will designate the person who will be responsible for coordinating communications on the Mountain during the emergency period. IX. ALERTS The Alert procedure is a set of measures that the Organization applies for the safety of people, equipment and facilities in risk conditions caused by bad weather situations. The ranges of alert are related to the magnitude and severity of the emergency. Alert: in accordance with the available weather forecast, this is a notice that the NOAO-S Operations Manager – or his representative – issues when there are weather forecasts stating that conditions can change, such as snow, wind or rain storms. When an Alert is issued, the activities and recommendations are subject to the rules contained in each alert. The only person authorized to issue the Alert is the NOAO-S Operations Manager, or the person replacing him. Alerts do not mean an imminent “Danger” situation, and are only notices of events or situations of approaching or present bad weather, for which we recommend that each time an Alert is issued: Do not be alarmed Stay calm Do not discuss or interfere with the instructions issued. Naturally, suggestions will be duly considered. Alert 1 (Green) The movement of food, fuels, materials and equipment is sped up if there is a bad weather front approaching that will affect the area. This alert must not cause concern among the workers, since it only indicates that there are high possibilities of bad weather in the area and that this front of bad weather could even dissipate. The Heavy Machinery operator stays at Cerro Tololo Winter 2012 Operations Plan – V.05-12 pg. 12 Alert 2 (Amber) Storm underway, the upgrade to Alert 2 cannot be dimensioned in time, so the upgrade from one alert to another can occur in short spaces of time. Work outside is suspended Vehicular transit is restricted Transit of people in bad weather is suspended Traffic and communications between La Serena/Tololo/Pachón is controlled A report is issued on weather conditions every 12 hours. Alert 3 (Red) Severe weather conditions, snow, intense rain due to high frontal activity in the Area; little or no visibility; danger of collapses and cut-offs; high risk of roads being cut off. Vehicular Transit: Prohibited Transit of people from outside prohibited Absolute control of traffic and all communications to the NOAO-S Operations Manager Once the storm has abated and the risk situation is contained within a tolerable range, as shown by site inspections and the verification of damage control on roads and facilities, or at the request of the Emergency Committee, Operations will proceed to withdraw the corresponding alerts and all personnel will be informed through the distribution of a written report issued to the representatives of the Programs and to the Site Managers to take the measures to return to normal operations. The restrictions to be recommended until the normal working situation is returned to will be reported on once the alerts have been issued. X. PROCEDURES DURING ELECTRICAL STORMS Lightning tends to hit any elevated object, whether this is a building or a tree, since the electrical charges accumulate at the highest points, so the best protection is from “lightning rods”. We now mention some recommendations given by the National Meteorological Service: Do not take cover under an isolated tree. Humidity and altitude increase the intensity of the electrical field and attract the charge. Trees that form forests cause less concern since they increase the possibilities that the electrical spark falls far away. Winter 2012 Operations Plan – V.05-12 pg. 13 If you are in the middle of open ground, do not run to escape the storm. It is very dangerous. If the electrical storm is very intense, lying flat on the ground is recommended, which reduces the risk of being hit by the lightning as much as possible. Close doors and windows. Do not walk on wet ground or with wet shoes. Avoid remaining high up on hills or on the telescopes; seek refuge in low places or inside offices Do not go out to the door or have the windows open Do not use tools or metal objects during the storm. Keep away from metal gates and fencing. They can cause death even if you are not in contact with them. For this reason, it is recommended that you keep away from all types of machinery, vehicles and tools. Do not use electrical devices during the storm; use the telephone only in an emergency. Vehicles are a good place of refuge; stay inside your car. Associated risks Human life Animal life Damage to electrical and electronic equipment Fire Integral lightning rod protection system If you are in an industrial environment, a high level of protection is needed, so: Stop work: With cranes Welding On electrical systems At heights (towers, scaffolding, roofs) Perforation of holes Measurement of tanks Winter 2012 Operations Plan – V.05-12 pg. 14 XI. SNOW STORMS: PREVENTIVE MEASURES Closure of worksite access roads Evacuation of small vehicles. Avoid transit during snowfall If the storm catches you by surprise, do not leave your vehicle for any reason If you need to transit, chains are obligatory. XII. SANCTIONS Since the procedures contained in this document have the objective of protecting the life, health and safety of people, and avoiding significant material losses for the Organization, non-compliance with these procedures will be considered an act of inexcusable negligence and a serious breach, which can be sanctioned even with the immediate termination of employment contracts when dealing with Aura Chile personnel and contractors, in accordance with the disciplinary measures established in AURA, Inc’s Internal Regulations on Order, Hygiene and Safety. This document has been reviewed and approved by the following people: Jeff Barr Hernan Bustos October 2013 Diego Maltes Oscar Nunez May 2014 Mariela Silva Mayo 2015 Sandra Romero May 2014 Mario Gonzalez Marzo 2013./ Abril 2013/ Abril 2014/ Mayo 2015 CPHS Cerro Tololo-Pachón Chuck Gessner Abril 2014 Winter 2012 Operations Plan – V.05-12 pg. 15 ANNEX EMERGENCY TELEPHONE NUMBERS EMERGENCY TELEPHONE NUMBERS FOR AURA INC. PERSONNEL Personal La Serena Tololo/PACHON Domicilio Celular 205383 205437 486604 9 7426840 205372 205440 528816 7 8782511 205382 205435 Oscar Nunez * Mario González * Mariela Silva * Marco Nuñez * Sandra Romero * 205794 205744 Esteban Parkes * 205412 205412 Diego Maltes * 205701 Eduardo Serrano * 205387 6 4646119 9 2240448 9 7113608 487097 8 5956206 9 8748083 205500 485067 9 3270953 (*) MUST ALWAYS BE INFORMED Winter 2012 Operations Plan – V.05-12 pg. 16 EMERGENCY TELEPHONE NUMBERS SUPPORT INSTITUTIONS Safety Institution Vicuña Hospital La Serena Hospital Vicuña Fire Department La Serena Fire Department Vicuña Police La Serena Police Las Serena Mutual Elqui Clinic ACHS La Serena ACHS Center of Attention Vicuña La Serena Detective Force Vicuña Detective Force Winter 2012 Operations Plan – V.05-12 Telephone number 411263 225569 (222 81 03) 225768 - 411242 132 / (2225592) 651162 133/ 211172 (651081 Primera comisaria) 421600/ (Urgencia 2223019) 411263 (2563000) 1404 411221 131 / 224488 411897 pg. 17