FACULTY OF ARTS AND SOCIAL SCIENCES Guide to Quality Procedures This document provides guidance to the Faculty of Arts and Social Sciences at the start of the session 2013/2014 and is based on good practice in the Faculty. It is substantially the same as the guidance given for the previous session. 1. General Information for staff 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 Faculty Schools/Departmental Structure Faculty Committee Structure Faculty Committee Membership Faculty Office Faculty IT Support Faculty Staff Development Committee Faculty Research Executive Faculty Constitution & Committee Terms of Reference p2 p3 pps 4-7 p8 p8 p8 p8 p8 2. Guidance on Quality Assurance and Enhancement 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 KC August 13 University Quality Handbook Academic Approvals Academic Review External Examiners’ Reports University and Faculty Warnings Use of Unfair Means Professional Principles for Students Postgraduate Research Student Monitoring p9 pps 9-10 p10 p11 pps10-11 p11 p12 pps 11-12 Faculty of Arts and Social Sciences Departmental/School Structure Faculty of Arts and Social Sciences School of Drama, Music & Screen Department of English Department of History The Law School School of Languages, Linguistics & Cultures School of Politics, Philosophy & International Studies School of Social Sciences School of Arts & New Media Scarborough Faculty of Arts and Social Sciences Committee Structure FACULTY BOARD Chair: Prof Alison Yarrington, Dean Deputy and Associate Deans report to Faculty Exec FACULTY STAFF DEVELOPMENT COMMITTEE Chair: Dr Simon Green Report given at Academic Board Minutes to Academic Board FACULTY EXECUTIVE COMMITTEE Chair: Prof Alison Yarrington, Dean Action & dissemination notes to HoDs Minutes to Faculty Board Minutes to Faculty Board FACULTY RESEARCH EXECUTIVE Chair: Prof Christopher Wilson, Associate Dean, Research & Enterprise Minutes to Faculty Board Chair member of URC FACULTY ETHICS COMMITTEE Chair: Prof Christopher Wilson, Associate Dean, Research & Enterprise FACULTY LEARNING, TEACHING AND ASSESSMENT COMMITTEE Chair: Ms Sarah-Jane Dickenson, Associate Dean, Learning & Teaching Minutes to Faculty Board Chair member ULTAC FACULTY ACADEMIC APPROVALS COMMITTEE Chair: Prof Alison Yarrington, Dean Minutes to FLTAC Minutes to FRE FACULTY COLLABORATIVE PROVISION EXECUTIVE Chair: Ms Sarah-Jane Dickenson Associate Dean, Learning & Teaching Minutes to Faculty Board Reports to FLTAC on Issues and Good Practice Chair member QSC Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/14 FACULTY OF ARTS AND SOCIAL SCIENCES Committee Membership 2012/2013 Faculty Board Elected staff: Term of office ends 31 July 2014: Ms Linda Clements (Law) Dr Angela Kimyongür (Languages, Linguistics & Culture) Dr Colette Conroy (Drama, Music & Screen) Dr Charles Prior (History) Dr Amy Skinner (Drama, Music & Screen) Mr Wayne Williams (Politics, Philosophy & IS) Mrs Chris Coulson (Politics, Philosophy & IS) Miss Kerry Gardner (Social Science) Miss Marie Holmes (Faculty Office) Prof Calie Pistorius (The Vice-Chancellor) Prof Glenn Burgess (Pro-Vice-Chancellor) Prof Alison Yarrington, (Dean) Ms Sarah-Jane Dickenson (Associate Dean, Learning and Teaching) Prof Christopher Wilson, (Associate Dean, Research & Enterprise) Dr Richard Burchill (Director of International Partnerships) Prof Alastair Borthwick (Drama, Music & Screen) Prof Katherine Cockin (English) Prof David Starkey (History) Prof Christian Twigg-Flesner (Law) Prof Marina Mozzon-McPherson (Languages, Linguistics & Culture) Prof Caroline Kennedy (Politics, Philosophy & IS) Prof Peter Young (Social Sciences) Dr Darren Mundy (SANM) Ms Kerry Carter (Faculty Administrator) Mr Paul Marshall (Faculty Finance Officer) Mr Paul Hewitt (Faculty Human Resources Advisor) Dr Nigel Young (Senior Tutor) Dr John Walker (Faculty Admissions Tutor) Dr Richard Heseltine (Director of Academic Services) Mr Graeme Murphy (Information Communications and Technology) SANM: Term of Office ends 31 July 2015 Dr Rhuks Ako (Law) Dr Alexander Binns (Drama, Music & Screen) Mr John Bernasconi (History) Dr Helena Chadderton (Languages, Linguistics & Culture) Dr Athina Karatzogianni (Social Sciences) Ms Kerry Dobson (Languages, Linguistics & Culture) Ms Carol Johnson (Faculty Office) Ms Marianne Lewsley-Stier (Faculty Office) Ms Christine Milner (Faculty Office) Mr Gary Hurd (Languages, Linguistics & Culture) Ms Dorothy Kasiri (Faculty Office) Term of Office ends 31 July 2016 Dr James Zborowski (Drama, Music and Screen) Mr Rowan Oliver (Drama, Music and Screen) Dr Adam Calverley (Social Sciences) Dr Jenel Virden (Languages, Linguistics & Cultures) Mrs Joanne Hawksworth (Faculty Office) School of Arts and New Media (Scarborough) Elected students: Elizabeth Smy (Faculty Coordinator) 8 UG Vacancies Staff nominated by other Faculties: Dr Nigel Young (Faculty of Science) Mr Paul Adams (Centre for Education) Secretary: Ms Pat Escreet (Dean’s Secretary) 8 PG Vacancies 4 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 Faculty Executive Committee Chair: Prof Alison Yarrington, (Dean) Ms Sarah-Jane Dickenson (Associate Dean, Learning and Teaching) Prof Christopher Wilson (Associate Dean, Research & Enterprise) Prof Alastair Borthwick (Drama, Music & Screen) Prof Katherine Cockin (English) Prof David Starkey (History) Prof Christian Twigg-Flesner (Law) Prof Marina Mozzon-McPherson (Languages, Linguistics & Culture) Prof Caroline Kennedy (Politics, Philosophy & IS) Prof Peter Young (Social Sciences) Dr Darren Mundy (SANM) Ms Kerry Carter (Faculty Administrator) Mr Paul Marshall (Faculty Finance Officer) Dr Peter Robinson, (Programme Director, Part-Time Provision) Dr Richard Burchill (Director of International Partnerships) Prof John Oldfield (Director of WISE) Professor Raphael Cohen-Almagor (Equality and Diversity) Mrs Marianne Lewsley-Stier (Faculty Events Co-ordinator) Mr Paul Hewitt (Faculty Human Resources Advisor) ex officio Mr Ian Peplow (Designated Liaison with Planning and Quality) ex officio Secretary: Ms Pat Escreet (Dean’s PA) Research Executive Chair: Prof Christopher Wilson (Associate Dean, Research & Enterprise) Prof Alison Yarrington, (Dean) ex officio Prof Pavel Drabek (Drama, Music & Screen) Prof Katherine Cockin (English) Prof Peter Wilson (History) Prof Gerry Johnstone (Law) Prof Colin Tyler ( Politics, Philosophy and International Studies) Prof Majid Yar (Director of Post Graduate Studies (Social Science) Prof Raphael Cohen-Almagor (Director of Post Graduate Studies (Arts and Humanities) Prof Valerie Sanders ( Director of Graduate School) Dr Angela Kimyongür (Languages, Linguistics & Cultures) Dr Mark Johnson (Social Sciences) Dr Toni Sant (SANM) Dr Julian Haseldine (PG Monitoring Scheme and Liaison with Graduate Research Director for Arts and Graduate Research Director for Social Sciences) Dr Chris Newell ( Research Theme Leader) Member of Research Support Office invited to attend Secretary: Mrs Joanne Hawksworth (Administrator) Ethics Committee (Sub-committee of Research Executive) Chair: Prof Christopher Wilson (Associate Dean, Research & Enterprise) Dr Tony Ward (Law) Prof James Connelly (Politics, Philosophy & International Studies) Dr Mick Wilkinson/ Dr David Marsland (Social Sciences) Dr Freya Bailes (Drama, Music and Screen) Ms Sarah-Jane Dickenson (Associate Dean Learning and Teaching) Ms Rebecca Straughan (External Health and Social Care) Ms Elizabeth Smy (Student Representative) Secretary: Mrs Joanne Hawksworth (Administrator) 5 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 Learning, Teaching and Assessment Committee Chair: Ms Sarah-Jane Dickenson, (Associate Dean, Learning and Teaching) Dr Andrew King (Drama, Music and Screen) Mr Duncan Holt (Validation Co-ordinator) (S2) Dr Bethan Jones (English) Dr David Bagchi (History) (S1) Dr Richard Gorski (History) (S2) Dr Rob Clucas (Law School) Dr Michele Olivier (Law School) Dr Michelle Delaney (Languages, Linguistics and Cultures) (S1) Dr David Eldridge (Languages, Linguistics and Cultures) (S2) Dr Mahrukh Doctor (Politics, Philosophy & International Studies) Mr Robert Consoli (SANM) Dr Julia Holdsworth (Validation Co-ordinator) Dr Paul Dearey (Social Sciences) Ms Liz Price (Social Sciences) (S2) Ms Dorothy Kasiri (Collaborative Provision Administrator) Dr Peter Robinson (Part-time Provision) Mrs Frances Hanson (Secretarial Staff representative) Mrs Claire Hairsine (Secretarial Staff representative) Prof Alison Yarrington ex officio Ms Kerry Carter (Faculty Administrator) Dr Stephen Trotter (Cross-faculty representative) Mrs Alison Hall (CDTE Representative) Elected Students: Elizabeth Smy (Faculty Co-ordinator) (Vacancies) (up to 15) UG representatives (Vacancy) PG representative Secretary: Miss Marie Holmes (Quality Secretary) Academic Approvals Committee (Sub-committee of Learning, Teaching and Assessment Committee) Chair: Prof Alison Yarrington, (Dean) Ms Sarah-Jane Dickenson, (Associate Dean, Learning and Teaching) Dr Lesley Coote (English) Prof David Crouch (History) Dr David Eldridge (Languages, Linguistics & Cultures) (S2) Ms Linda Clements (Law) Dr Simon Lee (Politics, Philosophy & International Studies) Dr Liz Walker (Social Sciences) Mr Duncan Holt (Validation Co-ordinator) Dr Julia Holdsworth (Validation Co-ordinator) Ms Dorothy Kasiri (Collaborative Provision Administrator) Ms Kerry Carter (Faculty Administrator) Mrs Alison Hall (CDTE Representative) In attendance: Mr Paul Bird (Student Administrative Services) Secretary: Miss Marie Holmes (Quality Secretary) Staff Development Committee Chair: Dr Simon Green Mr Robert Cheesmond VACANCY (S of LLC) Mrs Frances Hanson Mr Nick Parry Dr Catherine Wynne VACANCY (Social Sciences) VACANCY (FLTAC Representative) Ms Kerry Carter (Faculty Administrator) 6 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 Secretary: Mrs Joanne Hawksworth (Administrator) Engagement Representatives Dr Lee Tsang (Drama & Music) Dr Philip Crispin (Drama & Music) Dr Jennie Chapman (English) Professor Martin Goodman (English) Dr Nicholas Evans (History) Dr Charlie Cordeaux (Humanities & Holme House) Professor Chris Bovis (Law) Ms Kerry Dobson (Modern Languages) Professor Raphael Cohen-Almagor (Politics) Professor Peter Young (Social Sciences) Mrs Jane McLocklan (FASU) Marianne Lewsley-Stier (FASS Events Co-ordinator) Vacancy (SANM) Secretary: Mrs Carol Johnson (Faculty Office) Collaborative Provision Executive Committee Chair: Ms Sarah-Jane Dickenson, (Deputy Dean, Learning and Teaching) Mr Duncan Holt (Validation Co-ordinator, Hull Campus) Semester 2 Mr Andrew Head (acting Validation Co-ordinator, Hull Campus) Semester 1 Dr Julia Holdsworth (Validation Co-ordinator, Hull Campus) Ms Dorothy Kasiri (Collaborative Provision Administrator) Prof. Alison Yarrington ( Dean) ex officio Mr Paul Marshall (Faculty Finance Officer) ex officio Secretary: Ms Chris Milner (Quality Secretary, Collaborative Provision) 7 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 SECTION 1: 1.4 GENERAL INFORMATION FOR STAFF Faculty Office Faculty Office is located as follows: Larkin Building West Room Extension The Dean The Dean’s Secretary/PA Faculty Administrator Faculty Quality Office Faculty Human Resources Faculty Part-time Provision Faculty Collaborative Provision Faculty Events Office Wilberforce Building East Faculty Finance Office Faculty Admissions Office L026 L023c L020 L022 Venn L145 L022/L023a L127 6918 5860 6188 5805 5706 / 6190 6605 / 5009 6193 / 6797 5262/2045 W147 W138a 6628 / 6176 6059 / 6191 1.5 Faculty IT Support Requests for assistance should be made to the University Helpdesk team (help@hull.ac.uk; Ext 2010). Your request will be logged and allocated to the appropriate Faculty IT Technician. 1.6 Faculty Staff Development Committee Applications for funding are invited from all categories of staff in the Faculty (academic and support staff) for staff development as outlined in the Faculty Staff Development and Training Policy. The policy and application form are available from the Faculty website (http://www2.hull.ac.uk/FASS/) under Faculty Staff, or from Staff Development Committee Secretary Jo Hawksworth, j.hawkswoth@hull.ac.uk Please note that research-focused activities are often more appropriately funded by Departments, or by Faculty Research Executive. 1.7 Faculty Research Executive Applications for funding from the Faculty Research Support Fund and requests for Study Leave should be made to the Faculty Research Executive. Forms are available from the Faculty website (http://www2.hull.ac.uk/FASS/) under Research, or from the Secretary Jo Hawksworth, j.hawkswoth@hull.ac.uk 1.8 Faculty Constitution and Committee Terms of Reference The Faculty Constitution and a document listing the current terms of reference for Faculty Committees are available on the website (http://www2.hull.ac.uk/FASS/). The terms of reference are updated in Semester 1 of each year, after the committees have had their first meeting of the session and have confirmed or amended their terms of reference. 8 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 SECTION 2: GUIDANCE ON QUALITY ASSURANCE AND ENHANCEMENT 2.1 University Quality Handbook The University produces a Quality Handbook, which is available to staff on the public website http://www.hull.ac.uk/policyregister/qualityhandbook/ . From the portal (port.hull.ac.uk), it can be reached via the Quality Handbook link. The contents are organised in sections as follows: Section A: Section B: Section C: Section D: Section E: Section F: Section G: Section H: Section I: Section J: Section K: Section L: Section M: Section N: Introduction Programme Regulations Assurance of the Quality of Teaching External Examining Appeals and Complaints Assessment Approval of Academic Programmes and Modules Section merged with G Programme Monitoring and Review Recruitment and Admissions Student Information, Representation and Support Research Degree Provision Hull York Medical School Educational Partnerships The Quality Handbook is intended to provide comprehensive guidance on all University Quality matters. This Faculty Guide to Quality Procedures is intended to provide supplementary guidance in areas where the Faculty has a devolved responsibility and/or has developed additional procedures or guidelines. 2.2 Academic Approvals New on-campus programme proposals should be submitted to the Faculty in accordance with the University Code of Practice for the approval of Academic Programmes and Modules - Chapter 1: New Programmes. A new code of practice for Academic Programmes and Modules was introduced in September 2012 and is now available in the Quality Handbook, Section G. There are a large number of sections and annexes to the Code, and guidance can be sought if necessary from Marie Holmes, Quality Secretary in Faculty Office (M.Holmes@hull.ac.uk, x5805) from whom advice on deadlines is also available. Input into programme design from External Examiners, and from current or recent students, is welcomed. Please note, however, that the formal Externality required to support the approval of new programmes at full approval stage should not be sought from External Examiners but from individuals and bodies without a formal connection to the University. Changes to modules and programmes need Faculty level approval and deadlines are published each year. Guidance for Departments submitting amendments is given in Section G of the Quality Handbook on the University Website. There are Faculty Cover Sheets for submitting amendments which can be obtained from Marie Holmes (M.Holmes@hull.ac.uk, x5805), who can answer any queries on the process. Programme withdrawal needs Faculty and University level approval, and the procedure in Section G should be followed. 9 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 Programmes which involve an element of placement learning should be designed with reference to the Code of Practice on Placement Learning (Quality Handbook, Section K). Those involved in developing programmes with Partner Institutions should consult Section G which now includes the process for Approval of Collaborative Programmes in the Quality Handbook for the relevant Codes of Practice. 2.3 Academic Review Academic review of the session 2013/2014 should be carried out in accordance with the University Code of Practice for Annual Monitoring of Programmes, Quality Handbook, Section I. Departments should use the Proforma for Annual Monitoring of Programmes, which is available electronically from Faculty Quality Secretary Marie Holmes, M.Holmes@hull.ac.uk or from: http://www2.hull.ac.uk/administration/cdte/quality_standards/quality_handbook/section_i.asp x , section I.1. The Faculty logs receipt of the completed Proformas, and the contents are monitored by the Faculty Learning, Teaching and Assessment Committee. The Proformas accompany the Faculty Quality Enhancement Report, which is submitted to the University in January. The University operates a system of Periodic Review at the subject level (Section I.2 of the Quality Handbook). Any Department that has undergone Periodic Review is required to produce an action plan, and the Faculty requires this action plan and any other follow-up information to be submitted to Faculty as part of the annual reporting round. 2.4 External Examiners’ Reports These should be dealt with in accordance with the University’s Code of Practice on External Examining (Quality Handbook, Section D). The Faculty requires Departments or subject areas to respond to every Report by writing to the External Examiner, addressing all matters raised in his/her report. A copy of the letter should be sent to the Faculty Quality Secretary, Marie Holmes. These responses are used in the preparation of the External Examiners’ Summary for the Faculty Quality Enhancement Report to the University. This Summary, and the original reports and responses where appropriate, will be considered by Faculty Learning, Teaching and Assessment Committee. The Code of Practice on External Examining requires that External Examiners’ reports should be shared with the staff-student committee (or equivalent). 2.5 University and Faculty Warnings Within the Faculty, the following procedures are recommended: a) Records should be kept of any informal warnings given by the Head of Department (or designated signatory). 10 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 b) c) d) 2.6 A first formal warning is deemed a formal departmental warning and should be given by the Head of Department (or designated signatory). If a second formal warning is necessary, this is deemed a formal faculty warning and must be authorised by the Head of Department. A request for a University warning should be passed to the Dean of the Faculty along with evidence of the prior warnings. Such requests should not be made until a formal departmental warning and a formal faculty warning have been given. Use of Unfair Means The Regulations governing the Use of Unfair Means are available in Section F on Assessment in the Quality Handbook, http://www.hull.ac.uk/policyregister/qualityhandbook/. There is an Allegation of Unfair Means Form for staff in the Faculty to use to ensure that all the information required is available when the case is referred to the Dean. The Plagiarism Caution Procedure is to be used in alleged cases of plagiarism involving students within an initial period of their first programme of study leading to a University of Hull award. The Regulations governing the Use of Unfair Means set out the eligibility for a caution, and guidance on eligibility can be obtained from the Faculty Quality Secretary, Marie Holmes (M.Holmes@hull.ac.uk, x5805). Departments should submit relevant information, using a caution form, to Marie to enable a caution letter to be issued. Allegation and Caution Forms are available at http://www2.hull.ac.uk/FASS/ under Faculty Staff, Quality Documents. 2.7 Professional Principles for Students Faculty Learning, Teaching and Assessment Committee recommend that Departments provide guidance for students on what is expected of them. These are intended to be department-specific. Marie Holmes (M.Holmes@hull.ac.uk, x5805) can provide an example of guidance produced by Faculty Departments and an example of guidance produced by the Business School, which can be adapted as appropriate. 2.8 Faculty PGR Monitoring Scheme All PhD students are required to be interviewed before acceptance to study, the appropriate forms can be found on the Faculty Website. The Faculty PGR Monitoring Scheme was introduced to monitor progress and likely completion dates. It is overseen by the Director of PGR Monitoring (Dr Julian Haseldine). There are four forms in the Faculty PGR Monitoring Scheme which can be found on the FASS pages, Information for Staff: http://www2.hull.ac.uk/fass/fass/information-forstaff/postgraduate-monitoring.aspx 1. 6-monthy report form 2. Annual report form 3. Emergency progress meeting form 11 Faculty of Arts and Social Sciences Guide to Quality Procedures 2013/2014 4. Supervisory meeting form There are FASS documents available relating to Criteria for PGR Student Monitoring on the same page If you have any queries about the way, the scheme operates please contact the Faculty Administrator kerry.carter@hull.ac.uk. Faculty Postgraduate Monitoring Report The Faculty produces a PGR Monitoring report for the University Research Degrees Committee each year, drafted by the Director of PGR Monitoring on the basis of the Progress Meeting Report forms received. The Report is prepared in collaboration with the two Faculty Graduate Research Directors (appointed by the University Research Degrees Committee), and the Faculty Administrator, who may contribute information provided by the Graduate School about the outcomes of their scheme. 12