Terms of Reference (ToR) Situational Analysis and Advocacy Strategy for Disaster Risk Reduction in Afghanistan 1. Background Afghanistan is a country that suffers from recurrent natural disasters including flash floods, drought, extreme cold, avalanches, earthquakes and sandstorms. Natural disasters in Afghanistan have historically caused displacement of local populations, severe delays in the provision of humanitarian assistance to those in need and the disruption of essential services. Natural disasters also exacerbate the vulnerability of communities who have been affected by long-term food insecurity and protracted conflict. Save the Children has extensive experience of implementing child-centred and community based projects and programmes in Afghanistan In 2011 Save the Children began a partnership with UNICEF to implement a child-centred disaster risk reduction programme in Balkh, Saripul and Jawzjan provinces in northern Afghanistan. The goal of the project is to build the resilience of communities in Afghanistan to natural disasters through a community-led child-based approach to disaster risk reduction (DRR). The three main outcomes of the project are: 1. 120 disaster-prone communities of Balkh, Jawzjan and Saripul have increased capacity and understanding of Child-centred DRR and improved mechanisms to mitigate disaster risks (natural and manmade) and respond to emergencies. 2. Government and Afghan civil-society (at district and provincial levels) have increased knowledge and awareness of key DRR issues and how these can be addressed through other development activities; and their capacity to implement child-focused DRR activities is increased. 3. Children in 48 target schools have increased resilience to the effects of emergencies in partnership with the Ministry of Education, the Provincial Departments of Education in Balkh, Jawzjan and Saripul, and the National and Regional Education Clusters. Situational analysis and advocacy strategy One of the key outputs of this project is to undertake a situational analysis of institutional capacity to undertake DRR activities and an advocacy strategy. The situational analysis will focus on four main departments - the Ministry of Education, Page 1 of 6 ANDMA, the Ministry of Rehabilitation and Rural Development (MRRD) and the Ministry of Interior/Planning. The reason for selecting these four Ministries is due to the fact that ANDMA is the main coordinating body in Afghanistan for DRR and emergency response and preparedness efforts. Whilst ANDMA focuses on coordination, MRRD focuses on implementation of DRR efforts at the sub-national level and as such they are a critical Ministry to look at in more detail. The Ministry of Education will require a detailed assessment as this programme is focused on working with the MoE at provincial and district level in the implementation of the education related activities. The Ministry of Interior/Planning is included as this Ministry is the central body for coordinating multi-sectoral plans at national, provincial and district level and as such is a key department for mainstreaming DRR. To undertake this situational analysis and subsequent advocacy strategy effectively, three main steps are proposed: - - - The first step will be an assessment of the four Ministries highlighted above at the national level. This will require a review and understanding of key policies and programmes for each of the four Ministries, their level of capacity to integrate DRR, any opportunities for further integrating DRR and what the gaps are as well as the potential role of the various Ministries in implementing DRR. The second step will be to complement this national level focus with a detailed assessment of the four sub-national departments at provincial, district and local level. This assessment will require in-depth interviews with provincial and district directors of the different departments but also key members of the departments who are responsible for implementation at the local level. In the case of education for example, this will involve talking to District Education Officers, school inspectors, trainers etc who are the main contact point for schools and school teachers and therefore the main avenue for rolling out DRR. The consultant should elaborate on the current activities implemented by the four departments and the opportunities and gaps for them in playing a lead role in implementing DRR The final step will be to develop an advocacy strategy and plan for subsequent activities. This advocacy strategy will be based on the situational analysis completed from the national and sub-national level. 3. Aim of research project Against this background, the aim of this research is to examine the institutional capacity of government agencies at national, district and provincial levels to mainstream DRR taking a systems approach. The consultant will be expected to: Page 2 of 6 1) Map out how integrated DRR is in government policies, strategies, procedures and guidelines used at national, district and provincial levels. This will focus on the subnational education authorities, ANDMA, MRRD and the Planning department 2) Explore the awareness, commitment and perception of DRR amongst key government stakeholders. 3) Identify and elaborate the potential role the government stakeholders can play in implementing DRR. 4) To discuss findings in relation to capacity gaps and advocacy messages and recommendations to UNICEF around how best to mainstream DRR into government structures. The research project should look at the national, district and provincial level capacity at the individual, institutional and guideline/policy/procedure level to identify gaps. Although the situational analysis will largely focus at the provincial level, an analysis of the national level should also be completed to inform the advocacy strategy. It is anticipated that this will involve a questionnaire for senior governmental officials to examine decision making on DRR and policies, as well as interviews with key government stakeholders in order to examine how DRR is included in decision making and whether there are requirements of DRR to be mainstreamed into governmental plans and policies. The project will take a holistic view of DRR in the context of various government departments and decision-making processes. The consultant will be expected to outline the focus areas of DRR at the concept and research design phase. The research should ultimately identify gaps in capacity and make clear recommendations to address these, as well as identifying and prioritising issues that require further advocacy from international actors such as UNICEF and Save the Children. 4. Proposed research outline While conducting the consultancy, a number of methods (both qualitative and quantitative) will be used to generate the information required. The consultant will be required to review project documents including any other secondary data sources. However, the major information source will be direct discussion and interviews with key informants and project staff and partners. Whilst there will be scope for making amendments to the final study protocol, the following activities are recommended: Planning workshop - Develop a study protocol through a review of the literature, tools and guidelines for conducting research using questionnaire, interview methods Selection of Sampling Introductory workshop – In an introductory workshop, the participating government stakeholders and relevant international actors will come together to assess the institutional capacity of government agencies and decision makers at district and provincial level in order to mainstream DRR Page 3 of 6 Discuss different ways to capture and document the systems and approaches existing at government level Identifying gaps and needs at district and provincial level Collection of information using various methods - captures local hazards and coping mechanisms at district and provincial level, institutional capacity to respond and existing laws and procedures at government level. Reflection workshop Analysis and write-up – Researcher analysis, write-up To ensure the project adheres to high ethical standards, an assessment of ethical implications must be conducted as part of the study protocol development and carefully planned for. 5. Key deliverables The consultancy exercise will be completed during three months, beginning in January 2014. The expected product will be a project situation analysis report, summary of capacity gaps, and advocacy strategy document The following are the expected deliverables from the consultancy; A work plan to be submitted by the consultant within three days of signing the contract including the tools to be used in the work. A draft of the work plan and consultancy instruments such as questionnaires and interview guides will first be reviewed and agreed upon together with project staff team prior to the preparation of final versions to be used. Presentation of initial findings to Save the Children management The final product will be presented in soft copy All reports and documents are to be submitted to Save the Children Contact point persons and will remain the property of Save the Children. 6. Accountabilities and Responsibilities i. Consultant’s Roles and Responsibilities Establish working contacts with all the relevant stakeholders in CCDRR programme, in the North Province and Kabul. Review of the available relevant project documents i.e. project proposal, log frames, draft baseline survey report etc. Prepare and submit to Save the Children consultancy proposal including methodology to be used, work plans and schedules for both quantitative and qualitative aspect of the assignment for review and feedback by Save the Children Conduct an in depth desk top review of the relevant secondary data. Interview selected respondents during the consultancy. Visit selected project office and sites. Conducting entry and exit conferences (de briefing) with staff and key stakeholders at the National office level. Prepare and submit draft situation analysis report and advocacy strategy document Save the Children for review and feedback. Submit a final report with key recommendations Page 4 of 6 Submit final report both in soft and hard copies. ii. Save the Children Roles and Responsibilities Review and approve the study tools and methodology. Brief stakeholders- staffs about the purpose of the consultancy Provide all the necessary support to the consultant to ensure timely completion and compliance with international consultancy standards. Avail all the required logistics including vehicles for the consultancy. Assist in organizing meetings with stakeholders Prepare and effect payment for the consultant upon completion of the assignment. Save the Children’s Pamatheesan – CLDRR Senior Programme Manager and Mohammad Rafi Aziz –Associate Director, Logistic and EP & Response will be the contact people during the entire consultancy process. 7. Budget and timeline The total time requirement for the consultancy including travel for the consultant will be a maximum of three months, months at a maximum estimated cost in USD to be proposed by the consultant. This project is scheduled to take place in January 2014. All costs related to the work including consultancy fee will be covered by Save the Children. 8. Proposal Content and Criteria The consulting firm/consultant will submit a proposal comprising of the following; - Technical proposal of not more than 10 pages. The technical proposal should indicate how the consultant is going to undertake all the activities highlighted in the TOR. - Up to three pages CV with up to two key personnel for the consultancy. - Two to three page capability statement - Financial budget with explanation about the line items - Provide a brief outline of at least 3 previous engagements of a similar nature showing how the assignments were similar to this one and what the outcomes were. Include one contact person (reference) for each assignment. - Appendices 9. Profile of consultant An advanced social science degree or equivalent experience in Education, Child Protection and Disaster Risk Reduction (ideally at least 3-5 years’ experience working in the NGO/DRR and Child Protection sector) Understanding of the challenges and best practices related to international development programmes for children in difficult circumstances, particularly those living in disaster prone environments. Good understanding of, and experience in, participatory qualitative research methods. Page 5 of 6 Experience of conducting situation analyses, design advocacy strategy and evaluations at project and organisational levels. Strong analytical skills Excellent communication skills, including excellent reading and analytical skills as well as fluent and effective written English. Expression of interest Eligible consultants should send a cover letter, daily rates and CV to Rachel Maranto (rachel.maranto@savethechildren.org) and Pamatheesan (pamatheesan.kopalapillai.org) for an immediate start. Page 6 of 6