March/April 2014 St George's University of London POLICIES AND PROCEDURES St George’s Researcher Development Support Scheme Incorporating funding from the Wellcome Trust Institutional Strategic Support Fund (ISSF) and from HEFCE for Human Resources Bridging (HRB) 1. INTRODUCTION The St George’s Researcher Development Support Scheme provides short term funding for researchers to help with the recruitment, career progression and retention of academic and research staff who are key to the implementation of the SGUL research strategy. The Scheme aims to: provide interim financial support to retain staff in employment where it is anticipated that there will be a short period between the end of one external funding agreement and the likely commencement of another. This, in turn, will: o enable St George’s to maintain continuity of work and support programmes of research. o help to retain experienced staff and so help sustain research teams and retain expertise built up over a period of years. o enable staff to avoid a break in employment where further funded work, for which they have appropriate skills and experience, is likely to become available in the near future. provide salary funds for new recruits until a St George’s post or fellowship becomes available. provide short-term support for non-biologists who wish to experience working in the biomedical field. The funding is from two streams: Wellcome Trust Institutional Strategic Support Fund (ISSF): St George’s has elected to allocate a proportion of this annual award to salary bridging and other support for key research personnel. Human Resources Bridging: St George’s will match ISSF spend in the Scheme, using HEFCE funds. The overall purpose of the ISSF award is, specifically, to add value to the Trust’s support of St George’s research and, generally, to support the SGUL biomedical research strategy. 2. CONDITIONS AND ELIGIBILITY CRITERIA 2.1 The area of research of the intended beneficiary of the funding must be a priority for St George’s Research Strategy, and he/she must make a significant contribution to this. Therefore, except under exceptional circumstances, the beneficiary should be allocated to a 1 March/April 2014 Research Institute. 2.2 For any individual application, it is not essential that relevant research group or Research Institute is (or has been) receiving Wellcome Trust support. However, over the whole Scheme, existing and prior Wellcome support will be taken into account. 2.3 Funds may not be used to support: undergraduates; PhD students who are writing up; general Divisional technicians; animal maintenance costs. Other project-related expenses may be covered if they can be fully justified as part of a strategic package. For existing SGUL employees: 2.4 The intended beneficiary must have been employed by St George’s for a period of at least 12 months (this may be aggregated service where there have been short breaks between contracts due to the absence of bridging funds in the past). 2.5 The Director of the Research Institute confirms that all other sources of funding have been explored, and that efforts were made to secure further funding at least three months before the expiry of the current funding. 2.6 The relevant Research Institute has prepared an appropriate work programme on which the intended beneficiary will be employed, between the expiry of the present funding and the anticipated work on any new project. Funding should not be used to support work on an earlier grant award which has simply overrun. 2.7 Every effort has been made to agree the earliest possible start date with a prospective funding body, in order to minimize the period for which funding will be required. 2.8 St George’s Joint Research and Enterprise Office has been notified of a grant or other source of funding on which the intended beneficiary will subsequently be employed. Evidence must be supplied of either acceptance of the pre-proposal stage of a funding application, or evidence of a new award which has been delayed due to circumstances outside St George’s / the Research Institute’s control. OR It can be demonstrated that, for reasons beyond St George’s / the Research Institute’s control, the result of an application to a funding body has been delayed. 3. CALLS FOR APPLICATIONS Calls for applications will usually be issued in July, January and April of each year. While it is the intention to make the funding available throughout the academic year, funding is limited and could be exhausted by earlier application rounds. Further details will accompany each call for applications. 4. DECISION MAKING 4.1 Applications must be reviewed initially by the relevant Research Institute Director, taking into account both the Institute and SGUL research strategies. The Research Institute Director will confirm whether the Institute supports the application. 4.2 All applications should be made using the attached form, signed by the intended beneficiary of the funding, the current Grant Holder, and the relevant Research Institute Director. Completed forms should be submitted electronically to, 2 March/April 2014 Research@sgul.ac.uk, Joint Research & Enterprise Office, Ground Floor, Hunter Wing, who will coordinate all applications. 4.3 Decisions on the allocation of funds will be made by a subcommittee of the Research Strategy Committee, in consultation with the Joint Research and Enterprise Office and the HR Department. 4.4 The maximum term for which funding will be granted to the intended beneficiary is six months in the first instance. 4.5 Researcher Development Support for the intended beneficiary must be planned to begin at least three months after the deadline for submission of applications. 4.6 Applications will be assessed by the Research Strategy Committee according to the following criteria: 4.6.1 Scientific merit of proposed project / programme of work 4.6.2 Coherence with St George’s Research Strategies, and the likelihood of enhancing the REF return of the Research Institute 4.6.3 Track record of the intended beneficiary (as evidenced by their CV) 4.6.4 Nature of the ‘exit strategy’, i.e. how the intended beneficiary will be funded when the Wellcome Trust ISSF/HR Bridging funding runs out (e.g. grant applications considered favourably, confirmation of funding, etc.) 4.6.5 Relationship to Wellcome Trust funded activity 4.7 5. The HR Department and the Joint Research and Enterprise Office will monitor expenditure from the relevant funding streams, and will provide annual reports to the Human Resources Committee and to an ISSF sub-group of the Research Strategy Committee, which will report to the Wellcome Trust. RECOVERY OF BRIDGING FUNDS 5.1 There may be occasions when a particular funding body is willing or able to bring forward the date of commencement of an award. If grant funding is obtained or the commencement of an award brought forward, then monies would need to be reimbursed to the Research Development Support Scheme. 3 March/April 2014 St George's, University of London Application for St George’s Researcher Development Support Scheme Please read the Policy and Procedures carefully before completing the application form. Please provide all information required and return application form electronically to, Research@sgul.ac.uk, Joint Research & Enterprise Office, Ground Floor, Hunter Wing. By 4pm on Friday 11th April 2014 A. PRELIMINARY INFORMATION Please answer the following; a) Has the intended beneficiary of this funding been employed at SGUL for less than 12 months? Yes / No OR b) Is the intended beneficiary a new graduate? Does your application include a request for training costs? If ‘Yes’ please complete Sections B, C & E(v) only. Yes / No B. PERSONAL DETAILS OF INTENDED BENEFICIARY: Name: Research Institute: Job Title (if PhD student, please state this): Start date at SGUL: Start date of current appointment: End date of current appointment/period of funding: Current salary grade: Current salary and whole time equivalent (%) to be funded: Current funding body and internal budget/account code: Name of grant holder: C. PERIOD FOR WHICH SUPPORT IS REQUESTED (dd/mm/yyyy): From: To: D. DETAILS OF ANTICIPATED EXTERNAL FUNDING 1 March/April 2014 Funding Organisation: Award Reference Number or Internal Budget / Account Code (if known): Start Date (if known): E. FURTHER INFORMATION (to be completed by current grant holder, or sponsor if this is a recruitment application): (i) Please give reasons for seeking support from these funds, including an indication of the contribution of the intended beneficiary to St George’s and to Research Institute and organisational strategic research objectives including the Research Excellence Framework: (ii) Please give details of commitments received from external funding bodies, the ‘exit strategy’ for the intended beneficiary, and efforts made to bring forward the start date of the next period of external funding in order to minimise the demand on Researcher Development Support funds: 2 March/April 2014 (iii) Please give details of all other sources of funding you have explored (including an indication of why the requested bridging period cannot be fully or partially met by other funds): (iv) Please give details of the project / programme of work on which the intended beneficiary will be employed during the requested bridging period (i.e. between the end of their current contract / period of funding and the receipt of further external funds): (v) If this application is a request for training costs please provide details and attach any supporting evidence explaining why the person should be funded and the importance of the training to the Research Institute and St George’s 3 March/April 2014 (vi) Please give details of any related current or past funding from the Wellcome Trust, or any other relationship with the Trust and its aims G. AUTHORISATION & SIGN-OFF: Intended Beneficiary:_________________________________________Date ___________ (For whom funding is being sought) Current Grant Holder_________________________________________Date ___________ I confirm that the intended beneficiary’s research area is a priority for St George’s Research Strategy: Director of the Research Institute ________________________________Date ___________ PLEASE ALSO ATTACH: A full CV of the intended beneficiary of these funds Grant award letter or acceptance of pre-proposal application Evidence of any efforts made to ensure the earliest possible start date of this grant Evidence of any unforeseen delays on the part of the funding body, including, where available, an estimate of the likely commencement date 4