University College Zayed University Guidelines for Faculty Promotion 1. University College will adhere to Zayed University’s policies on Evaluation of Faculty Performance and Faculty Promotions when considering faculty for promotion in academic rank. Faculty seeking promotion should therefore consult the following documents on the Zayed University, Human Resources (University Policies & Procedures) Intranet: (a) (b) (c) (d) HR-FAC-01 Policy - Academic Rank and Promotion for Faculty HR-FAC-01 Procedures – Academic Rank and Promotion for Faculty HR-FAC-03 Policy – Evaluation of Faculty HR-FAC-03 Procedures – Evaluation of Faculty 2. The Dean will appoint a University College Faculty Promotion Advisory Committee (UCFPAC) to review and evaluate applications for promotion, and to submit its comments and recommendations to the Dean. Normally this committee will comprise of University College faculty at the rank of Professor, and with representation from both the Abu Dhabi and Dubai campuses. Experienced Associate Professors will be eligible to serve on UCFPAC, even Chair it. In the situation that the candidate is seeking promotion from Associate to full Professor it will be faculty at the rank of full Professor who will make the recommendation to the Dean. The committee will elect one of its members to the position of Chair, and one of its members to the position of Secretary. Promotion recommendations result from simple majority votes. 3. Faculty become eligible for promotion to a higher rank upon providing satisfactory evidence of achievements which fulfill the University criteria for the higher rank (see Policy HR-FAC-01). Additional criteria may be specified by University College provided that these do not conflict with the University criteria. Faculty members who do not meet the criteria for time-at-rank should submit a pre-application, to determine their eligibility for consideration for promotion, to the Dean of University College who will then make a recommendation to the University’s Provost. 4. Evaluation of faculty for promotion in rank is guided by both the Zayed University mission, “Zayed University will prepare qualified graduates who are able to contribute to building the nation through offering specializations and programs of study which match international standards and by providing an excellent learning environment to strengthen the role of the university as a leader in the progress of scientific research and community service.” 1 and the University College mission, “University College offers high quality foundational education, the Colloquy, to students and prepares them for their future majors and eventual employment. The experience instills in the students a desire for lifelong learning, fosters intellectual curiosity, and engenders critical thinking.” and the extent to which the faculty member has contributed to both Zayed University and University College in achieving these missions. 5. Candidates for promotion must submit an electronic version of their Promotion Dossier (Portfolio) to the Dean of University College by the date published on the University’s annual Calendar of Personnel Actions. The Promotion Dossier must be consistent with the format specified by the template “Format for Promotion Dossiers” in Appendix A of Procedures HRFAC-01 ((Date Last Revised: 28 January 2008). Materials should be categorized according to this format, including those related to teaching effectiveness, research and scholarship activity, and University/College service since last promotion. The Dean’s office will then add Section III (Results of Review by the University College Faculty Promotion Advisory Committee) and Section IV (Recommendation of the Dean). The candidate’s current Curriculum Vitae (Section VI) must be submitted in standard SEDONA format; the candidate may also choose to include an additional copy of their Curriculum Vitae in an alternative format. Additionally, candidates for promotion must include a complete record of their “Annual Performance Review” documents and “Classroom Observation Reports” accumulated during their period of employment at Zayed University. If the candidate has not retained personal copies of these documents, copies are available from the University College Dean’s Office where they are retained in the College Personnel File (see Procedures HR-FAC-03). Supporting materials, such as books, journals, and copies of articles or creative work, may be submitted with the Promotion Dossier to the Dean’s office, where they will be available for review by a member of the UCFPAC or University Faculty Promotion Advisory Committee (UFPAC) if requested. 6. As specified in the University Policy document HR-FAC-01, the promotion candidate’s achievements in research and scholarly activities will be submitted to “at least two and not more than three” External Reviewers for assessment. The evaluative commentary from the External Reviewers shall be limited to a candidate’s research and scholarly accomplishments. Candidates for promotion should submit a short list of names and contact information of 3-5 external reviewers to the Dean. External Reviewers should not have a personal or family association with the candidate, professional association is acceptable and permitted. Candidates for promotion should be aware that it is the Dean’s discretion either to contact the reviewers or not from the list submitted. The Dean reserves the right to select the External Reviewers from the candidate’s short-list or from alternative sources. 7. The organizational structure of University College, as a College of Departments, necessitates formal input from the candidate’s Department Chair to the promotion process. On receipt of the candidate’s promotion dossier the Dean’s Office will submit a request to the candidate’s 2 Department Chair for a letter of recommendation in support, or otherwise, of the candidate’s case for promotion. This letter of recommendation will be included in the copy of the promotion dossier which is subsequently presented to UCFPAC and UFPAC. If the Department Chair does not support the candidate’s application for promotion, it is expected that the candidate will be informed of the Department Chair’s decision prior to the promotion dossier being presented to UCFPAC. The candidate will then be given the opportunity to decide whether to withdraw his/her application for promotion or to request that the promotion dossier is presented to the members of UCFPAC for their review and recommendation to the Dean. In case of a Department Chair seeking promotion, the support for the candidate will be documented in a letter from the Associate Dean resident on the campus of the Chair. 8. When making promotion recommendations to the Dean, the University College Faculty Promotion Advisory Committee evaluates the candidate’s performance and contributions in each of the three primary domains of faculty activity: (a) Teaching and teaching-related activities. (b) Research and scholarly activities. (c) University and professional service, and outreach activities. None of these primary domains of faculty activity lends itself easily to numerical measure. Rather, candidates for promotion are expected to show a pattern of attention to improvement, and to increasing professional visibility and accomplishment in all areas of their work. Assessment of the strengths, and weaknesses, of the candidate’s case for promotion will also include consideration of the balance and development of the candidate’s activities throughout their period of employment at Zayed University. 8.1 Teaching & Teaching-related Activities Teaching effectiveness is a primary factor in the awarding of promotion in rank. Student evaluations of teaching and classroom observations by the Dean, or the Dean’s designee, will be considered in every case. Candidates are expected to document (and comment on) their achievements in teaching and teaching-related activities appropriate to their assigned duties in Zayed University and University College. Accomplishments in the domain of teaching and teaching-related activities that might be considered for inclusion in the candidate’s promotion dossier are: (i) Creating learning experiences and assessments that reflect integration of discipline-specific and generic abilities. (ii) Organizing learning experiences that assist students to achieve learning outcomes. (iii) Providing feedback directed toward specific abilities and individual need. (iv) Responding to students with sensitivity to culture and learning style. (v) Generating student enthusiasm for learning. (vi) Refining teaching practices based on self-assessment and feedback. (vii) Integrating research and new knowledge with teaching to shape course content. (viii) Integrating theory and practice in course design and delivery. (ix) Creating a variety of opportunities for students to pursue specialized interests. 3 (x) Engaging in dialogue about teaching with colleagues. (xi) Taking leadership in developing materials and professional development presentations that address curriculum and teaching enhancement. (xii) Guiding new faculty and advising students. (xiii) Creating co-curricular and extra-curricular links between classroom learning the application of learned skills and abilities. (xiv) Demonstrating appropriate assessment practices. Faculty performance in the domain of teaching and teaching-related activities will be rated at one of five levels: Superior: Achievements in teaching and teaching-related activities rank in quality and quantity with those of the best faculty at Zayed University. Excellent: Achievements in teaching and teaching-related activities rank in quality and quantity at a level well above average at Zayed University. Good: Achievements in teaching and teaching-related activities meet College expectations in all areas at a satisfactory level. Fair: Achievements in teaching and teaching-related activities meet College expectations in most areas, though not every area at a satisfactory level. Poor: Achievements in teaching and teaching-related activities are below expectations in many areas and are unsatisfactory overall in meeting College and University objectives. 8.2 Research & Scholarly Activities Research and scholarly activities, are also a primary factor in awarding promotion in rank; they will be carefully considered. In addition to the reviews by UCFPAC members, the recommendations of the External Reviewers are extremely important in determining the quality of the candidate’s activities. Scholarly research for promotion purposes at Zayed University is traditionally measured by published writing. A solid record of scholarship can be evidenced by articles published in refereed journals respected in the field. The significance of a publication is often determined by the journal’s acceptance rate and its listing in recognized journals index listings. Candidates for promotion must clarify their role in joint efforts and describe their research agenda. Refereed conference paper presentations, though published in conference proceedings, are not valued on the same level as those which are refereed and published in scholarly journals. The candidate’s publication record should show continuity. When evaluating candidates for promotion, only research since the last promotion is considered. Candidates are expected to document (and comment on) their scholarly achievements in activities appropriate to their assigned duties in Zayed University and University College. Accomplishments in the domain of research and scholarly activity that might be considered for inclusion in the candidate’s promotion dossier are: (i) Publishing in an established refereed scholarly journal. (ii) Presenting research papers at conferences. (iii) Authoring academic books, authoring textbooks or authoring chapters in books. (iv) Serving as the editor for scholarly books or serving as the editor of a scholarly 4 journal. (v) Developing connections and collaborations with the professional community. (vi) Participating in professional development activities for the professional community. (vii) Pursuing scholarly activity that integrates the discipline and teaching. (viii) Maintaining current knowledge in a discipline. (ix) Pursuing specialized research that advances knowledge in the field or discipline. (x) Applying specialized research to the needs of the UAE. (xi) Seeking collaborators in scholarly pursuits. (xii) Engaging students in research and scholarly activity. (xiii) Sharing scholarship and new knowledge with faculty colleagues, professionals and community. (xiv) Translating, normally a service, may be considered research when the translation is a major part of an academic project, especially when it involves research and adaptation of concepts to a second language. (xv) Evidence of citations of the candidate’s published research by other researchers in the same field, or by scholars in other fields to which the candidate’s work has been applied. Faculty performance in the domain of research and scholarly activities will be rated at one of five levels: Superior: Achievements in research and scholarly activities rank in quality and quantity with those of the best faculty at Zayed University and other similar institutions. Excellent: Achievements in research and scholarly activities rank in quality and quantity at a level well above average at Zayed University and other similar institutions. Good: Achievements in research and scholarly activities meet College expectations in all areas at a satisfactory level. Fair: Achievements in research and scholarly activities meet College expectations in most areas, though not every area at a satisfactory level. Poor: Achievements in research and scholarly activities are below expectations in many areas and are unsatisfactory overall in meeting College and University objectives. 8.3University & Professional Service and Outreach Activities University service (inclusive of College and Department service), professional service and outreach activities are important and valued by Zayed University. Satisfactory service and outreach activities undertaken by faculty can be internal to the University, external to the University or a combination of both. To be considered as part of a faculty member’s service obligation for promotion purposes, such service must be related to the faculty member’s training and professional expertise. Service to the nation 5 or community that draws on such expertise will be given special weight. Service beyond the University is strongly encouraged but it is not a specific requirement for promotion, since it is recognized that not all faculty have equal opportunities to engage in such expertise-based service in the community or in their profession. Accomplishments in the domain of service and outreach activity that might be considered for inclusion in the candidate’s promotion dossier are: (i) Participation in required meetings and workshops. (ii) Collaboration with other faculty and staff. (iii) Implementing College or University goals. (iv) Identifying, refining and acting upon individual faculty professional development goals. (v) Making contributions to faculty governance. (vi) Making contributions that influence the College and the University at large. (vii) Providing leadership in developing curriculum and learning outcome assessment. (viii) Creating strategies to enhance effective collaboration within the University. (ix) Developing connections and collaborations with the professional community. (x) Participating in professional development activities for professionals and the community. (xi) Providing translating and interpreting services. Faculty performance in the domain of service and outreach activities will be rated at one of five levels: Superior: Achievements in service and outreach activities rank in quality and quantity with those of the best faculty at Zayed University and other similar institutions. Excellent: Achievements in service and outreach activities rank in quality and quantity at a level well above average at Zayed University and other similar institutions. Good: Achievements in service and outreach activities meet College expectations in all areas at a satisfactory level. Fair: Achievements in service and outreach activities meet College expectations in most areas, though not every area at a satisfactory level. Poor: Achievements in service and outreach activities are below expectations in many areas and are unsatisfactory overall in meeting College and University objectives. 9. The University College Faculty Promotion Advisory Committee uses the minimum evaluation standards stated below for recommending promotion from Assistant Professor to Associate Professor, and from Associate Professor to Professor: 6 From Rank To Rank Assistant Professor Associate Professor Associate Professor Full Professor Teaching & Teaching-related Activities Excellent* or Good* Excellent** Research & Scholarly Activities Excellent* or Good* Excellent** University Service & Outreach Activities Good Excellent** or Good** * A candidate applying for the rank of Associate Professor must demonstrate at least an excellent performance in either teaching or research, and at least a good performance in the remaining areas. ** A candidate applying for the rank of Full Professor must demonstrate an excellent performance in research and teaching, and at least a good performance in service. Date 16/12/2014 09/12/2014 22/10/2014 Revision History Current version approved by the Dean Proposed in Promotion to Full Professor – Excellent or Good for both Research and Service. Promotion to Associate Professor – Excellent may be in Teaching and/or in Research Chair Annick Durand Annick Durand Annick Durand 10.If the University College Faculty Promotion Advisory Committee and/or the Dean of University College do not support the candidate’s application for promotion, it is expected that the candidate will be informed of this prior to the promotion dossier being presented to UFPAC. The candidate will then be given the opportunity to decide whether to withdraw his/her application for promotion or to request that the promotion dossier is presented to the members of UFPAC for their review and recommendation to the Provost of Zayed University. 7