PROJECT NAME: A Comprehensive Medical Home for Children with Medical Complexity Institution: Seton Healthcare Family Primary Author: Toni Wakefield, MD Secondary Author: Mark W Shen, MD, Rahel Berhane MD, Kendall Sharp RN, PNP, Valerie MacLaurin, RN PNP, Maria Rodriguez, LMSW, Anne Claire Hickman, CCLS, Christine Jesser, ScD, Ryan Leslie, PhD Project Category: Patient-centered care and Efficiency Overview: Children with medical complexity represent the most complicated patients in our healthcare system. While they account for a minority (<2-3%) of the pediatric population, they are responsible for a disproportionate share (>40%) of the healthcare system’s costs. Similarly, numerous challenges with respect to care coordination and family-centeredness often arise in proportion to the overall complexity of the child and social situation. Research has shown that caring for these children in medical homes and using interdisciplinary approaches offer quality patient care (Page, 2004; Rosenstein & O’Daniel, 2005), better outcomes (Homer et al, 2008), and decreased costs (National Joint Practice Commission, 1981 and Schmalenberg et al, 2005). The Seton Health Comprehensive Care Clinic (CCC) pilot was started in late 2011 under the support of Seton Family of Hospitals/Dell Children’s Medical Center and ‘Specially for Children (SFC - a large multispecialty pediatric group). The CCC is an interdisciplinary outpatient clinic that focuses on providing a family-centered medical home that combines holistic comprehensive medical, behavioral care, care coordination, and specialist integration. It is staffed by three pediatricians (2.0 FTE), 2 APNs, an RN Case Manager, a LMSW, a Certified Child Life Specialist (CCLS), and an MA, as well as an Operations Manager and a Family Advisory Panel. The clinic partners with SFC subspecialists and DCMC hospitalists both in the design of clinical protocols and in co-management of patients. In alignment with organizational goals, national trends towards healthcare reform and organizational interest in creation of ACO’s, this clinic seeks to learn about factors that contribute to improved efficiency and quality of care in the most complex, fragile children. This project was built upon a foundation of quality improvement but also designed as a randomized, controlled trial in order to further inform future decision-making for this population. Aim Statement (max points 150): Our primary aim is to reduce total costs within the Seton Healthcare system for enrolled children with medical complexity by 50%, as compared to both historical and randomized controls, within 18 months. This will be accomplished primarily through decreasing hospitalizations, Emergency Department and specialist visits by 50 % in the first twelve months of patient enrollment in the clinic. Measures of Success: Hospitalizations, ED visits and subspecialist visits are pulled from administrative databases. Financial data (costs and charges) will also be obtained from administrative databases. We will compare clinic patients’ data to a randomized control group of “usual” care patients. Twelve months of pre-enrollment data and post-enrollment, as accrued, were examined for clinic and control patients. Study enrollment is occuring on a rolling basis, therefore the control charts reflect data for each month of enrollment. Therefore, “month zero” represents the first 30 days of patient enrollment. This should remove seasonal variability from the charts as “month zero”s will be distributed evenly through peak winter/spring respiratory/flu seasons through milder summer and fall seasons. Use of Quality Tools (max points 250): Key driver diagrams were used to map out processes and interventions likely to reduce utilization (figure 1). Figure 1 Interventions (max points 150 includes points for innovation): This clinic was supported through a network-wide initiative of the Seton Healthcare Family, with alignment of goals at the highest level of the organization. Notably, cost reduction for the healthcare system remained a primary goal despite the likely loss of revenue for the sponsoring organization. Significant freedom was allowed in both the design and structure of the clinic for the experienced, frontline expert leaders of the clinic – two parents of children with medical complexity. The project leader is a parent that has led Central Texas focus groups for parents and the medical director is a parent-physician (pediatric subspecialist). Similarly, the core structural backbone of the clinic is a high-functioning, interprofessional team. Major themes in our improvement plan include building processes for effective Care Coordination, reducing variation by creating standardized approaches to common medical issues, and placing the needs and perspective of the patient and family at the center of the medical plan. Care coordination in this population involves an appreciation for the dynamic nature of complex diseases, the intense communication needs for effective therapeutic relationships and the existing fragmentation of care in our system. Innovations include: o 24/7 availability with use of family-centered communication techniques (email, texting, cell phone, etc.) o Team huddles to brief/debrief to keep the multidisciplinary team appraised of patient developments within the clinic o Proactive tracking of procedures, tests, appointments on a shared clinic calendar to create a shared awareness of ongoing events o Dynamically updated Care Plan documents for each patient o Efficient and collaborative communication with specialists, therapists and nursing agencies (e.g. care tele-conferences) to streamline care Reducing variation: Team members and specialists reviewed current literature to develop standardized guidelines for management of common problems in this population: o Seizures o Behavioral issues o Optimal Nutrition o Feeding Intolerance o Aspiration prevention o Sleep disturbances o Respiratory health o Elimination o Musculoskeletal function o Pain control Evidence-based positions were adopted when available, otherwise guidelines reflect a consensus based approach. Structured data fields were built in the HPI section of the EMR and periodic data and chart reviews ensure that major domains are being addressed at every patient intake. Primary clinicians also agreed on utilizing consistent ICD codes so that we can proactively track how patients with certain conditions are doing: the goal is to utilize outcome data from the EMR to modify and optimize our standardized guidelines. Family-centered care: Eliciting and addressing key family concerns is placed at the center of clinic interactions and incorporated into our EMR. The clinic utilizes an extensive intake process to build relationships that will empower the families to participate and collaborate in their child’s health. Dedicated case management, social and child life specialists work to address the needs of the family as a whole, navigating the medical system, linking patients to community resources and providing supportive and therapeutic support for all family members. Results (max points 250): Preliminary data for the first four months of clinic show a favorable trend in our measures, based on 44 clinic and 51 control patients enrolled to date: For clinic patients, the average number of hospitalizations per patient per month of enrollment has decreased by 64% (Figure 2), whereas the Control group had a 10% decrease. This difference between clinic and control patients is also demonstrated in the control chart that demonstrates the difference in hospital admit rate between the two groups(Figure 3). Pre/Post Monthly Admit Rate Comparison Per Patient Monthly Admit Visit Rate 0.12 0.10 0.08 0.06 0.04 0.02 0.00 Pre Admits Post Admits Intervention 0.11 0.04 Control 0.10 0.09 Figure 2 Desired direction of change Figure 3 For clinic patients, the average number of Emergency Department visits per patient per month of enrollment has decreased by 33% (Figure 4), whereas the Control group had a 33% increase. This difference between clinic and control patients is also demonstrated in the control chart that demonstrates the difference in ED visit rate between the clinic and control patients. (Figure 5). Pre/Post Monthly ED Rate Comparison Per Patient Monthly ED Visit Rate 0.14 0.12 0.10 0.08 0.06 0.04 0.02 0.00 Pre ED Post ED Intervention 0.13 0.09 Control 0.09 0.12 Figure 4 Desired direction of change Figure 5 Revenue Enhancement /Cost Avoidance / Generalizability (max points 200): Preliminary results show a positive trend towards successful reduction in costs for the most fragile (and most expensive) pediatric patients. However, outliers in the data (i.e., extremely expensive hospitalizations), currently skew the results and more time will be needed to allow for greater enrollment and appropriate power calculations. The data from the next several months should clarify whether initial positive trends are due to baseline regressions toward the mean or have come from the multifaceted improvement efforts of the clinic. Administrative data shown above lag behind real-time performance, but recent clinic data suggest we remain on target to reduce hospitalizations and ED visits by half and achieve our AIM of cost reduction by 50%. Eventually, cost data from this clinic will serve as an ideal basis for novel contracts with health care purchasers as part of the pioneer ACO initiative of the larger institution. Fundamentally, the clinic hopes to define a model where the merit of any intervention is measured for its value and continuous quality improvement processes are incorporated into the culture of the care delivery paradigm. Conclusions and Next Steps: Future work will define events that lead to preventable ER visits and hospitalizations. Given the rarity of these events and the fragility of the population (e.g. one unfilled prescription or lapse in communication may lead to an unintended ED visit and admission), clinic staff have developed a heightened situational awareness of traditionally less “urgent” outpatient events. This represents a paradigm shift such that prevention of lapses in family-centered comprehensive care coordination may be more important than a well-defined medical “interventions.” Thus, a framework of high reliability, which aligns perfectly with a larger transformational Seton initiative, will be infused into the operations of the clinic and staff. Also, the extensive work in creating structured data fields in the EMR have created a robust framework for data collection, outcome evaluation and therefore evidence generation and scientific discovery. Aspirational aims include changing the future of complex care within Central Texas, incorporating local pediatric practices to disseminate the model and spread the process of continual improvement – especially as it relates to longitudinal care of complex medical conditions.