Format for NMM International project proposals 1. Title of the proposed project : Improving multi-scale variability and interactions in a global coupled seasonal climate forecast system through embedded regional modeling at weather and cloud resolving scales 2. Brief information about Principal Investigator (PI) and Co-PI(s) : PI: Name:- SAJI N HAMEED Date of birth:- 29/4/1967 Institution:- UNIVERSITY OF AIZU, FUKUSHIMA, JAPAN Official website:- http://www-aizu.ac.jp E-mail Id:- saji@u-aizu.ac.jp Qualification:- PhD Co - PI (1): Name:Date of birth:Institution:Official website:E-mail Id:Qualification:- Co - PI (2): Name:Date of birth:Institution:Official website:E-mail Id:Qualification:- 3. Project Summary (1 page) : (a) Intellectual merits of the proposed work Dynamical global coupled models have recently been identified as the way forward in long-lead prediction of the spatio-temporal evolution of the Indian Summer Monsoon Rainfall (ISMR). Unlike most of the tropics, where slowly varying interannual modes dominantly control the evolution of the seasonal climate, the Indian monsoon is characterized and its predictability limited by a large contribution from subseasonal scale phenomenon, much of which arises from internal dynamics (Goswami et al 2006). Here we hypothesize that the predictability of ISMR in the NCEP-CFS system, the candidate model identified by the Indian Monsoon Mission, may have gone unrealized in spite of its potential, as a result of the system unduly emphasizing impacts from slowly varying climate modes such as ENSO while under representing the subseasonal statistics of the ISMR. In this research we propose to critically examine the multiscale variability of ISMR in the NCEP-CFS retrospective hindcasts and the extent to which embedded oneway regional weather and cloud resolving modeling based on the Weather Research and Forecast (WRF) model could improve such representations. Results from this research will advance our understanding of the multiscale variability and predictability of ISMR in the NCEP-CFS system, and evaluate the role of resolution, topography, regional air-sea interactions and other controlling factors in improving its representation. If our approach is successful it may not only improve the overall predictability of ISMR, but may also offer a cost-effective solution in resolving extreme events such as severe droughts and floods in addition to resolving the finer spatio-temporal statistics of ISMR evolution. (b) Broader impacts of the proposed work The need for high resolution regional climate predictions for societal application of climate forecasts is widely recognized. The high resolution data generated in this study will of direct use in application studies and decision making tools. Thus we expect that this research will have considerable broader impacts with its societal and scientific benefits. In particular, we hope that it will enable societal and industrial use of the developing predictive capability that will be realized through the Indian Monsoon Mission. Project Description: 1. Research Objectives The objectives of this project are to evaluate a) the skill and space-time evolution of ISMR in NCEP-CFS retrospective predictions, b) the ability of NCEP-CFS to predict sub seasonal statistics associated with ISMR evolution, with a focus on intraseasonal oscillations and mesoscale phenomena such as monsoon lows and depressions, and the relevant interactions across various scales, c) the extent to which embedded regional weather and cloud resolving models can remove biases of NCEP-CFS over ISMR region and improve upon the predicted multi-scale variations and interactions and d) sensitivity of the simulated multiscale interactions and ISMR predictability to resolution, topography, regional air-sea interactions and other controlling factors. 1.1 Intellectual merit of the proposed work Dynamical global coupled models have recently been identified as the way forward in long-lead prediction of the spatio-temporal evolution of the Indian Summer Monsoon Rainfall (ISMR). Unlike most of the tropics, where slowly varying interannual modes dominantly control the evolution of the seasonal climate, the Indian monsoon is characterized and its predictability limited by a large contribution from subseasonal scale phenomenon, much of which arises from internal dynamics (Goswami et al 2006). Here we hypothesize that the predictability of ISMR in the NCEP-CFS system, the candidate model identified by the Indian Monsoon Mission, may have gone unrealized in spite of its potential, as a result of the system unduly emphasizing impacts from slowly varying climate modes such as ENSO while under representing the subseasonal statistics of the ISMR. In this research we propose to critically examine the multiscale variability of ISMR in the NCEP-CFS retrospective hindcasts and the extent to which embedded oneway regional weather and cloud resolving models based on the Weather Research and Forecast (WRF) model could improve such representations. Results from this research will advance our understanding of the multiscale variability and predictability of ISMR in the NCEP-CFS system, and evaluate the role of resolution, topography, regional air-sea interactions and other controlling factors in improving its representation. If our approach is successful it may not only improve the overall predictability of ISMR, but may also offer a cost-effective solution in resolving extreme events such as severe droughts and floods in addition to reolving the finer spatio-temporal statistics of ISMR evolution. 1.2 Broader Impact of proposed work The need for high resolution regional climate predictions for societal application of climate forecasts is widely recognized. The high resolution data generated in this study will of direct use in application studies and decision making tools. Thus we expect that this research will have considerable broader impacts with its societal and scientific benefits. In particular, we hope that it will enable societal and industrial use of the developing predictive capability that will be realized through the Indian Monsoon Mission. 2. Technical Section 2.1 Technical subsection (Background) Extremes in the Indian monsoon summer rainfall (ISMR) lead to devastating floods and droughts, causing enormous economic loss and human misery. Within a rainy season, there are considerable variations of rainfall in space and time over India (Goswami, 2005), associated with factors such as topography, preferred paths of propagating low pressure systems and intraseasonal oscillations manifesting in extended breaks and active spells (Gadgil, 2003). In fact the statistical characteristics of the monsoon intraseasonal oscillations (ISO), such as frequency and magnitude of active and break spells, has a relatively large influence and is a major determinant of the seasonal mean rainfall and hence agricultural production (Goswami et al 2006). In turn the monsoon ISO is comprised of a highfrequency westward propagating mode with a period of between 10 and 20 days (Krishnamurthi and Bhalme, 1976) and northeastward propagating lower-frequency band between 25 and 80 days (Sikka and Gadgil, 1980). Monsoon synoptic systems namely lows and depressions account for most of the rain during ISM. Goswami et al (2003) showed that monsoon ISO activity significantly modulates the statistics of monsoon synoptic systems, for instance the frequency of occurrence of lows and depressions, and the clustering along the monsoon trough. As the above discussion suggests, a considerable range of sub seasonal scales are involved in the seasonal evolution of the ISMR, with the monsoon ISO playing a central role. The monsoon ISO in turn has significant interactions with larger space and time scale phenomena, such as the mean state of the Indo Pacific domain (Ajayamohan and Goswami 2007) and to some extent on interannual climate modes such as ENSO and IOD (Joseph et al 2011, Ajayamohan et al 2008). Hence we argue that the success of a dynamical forecast system for the ISMR is strongly affected by its ability to reproduce the statistical behavior and relationships across the multiple scales involved with the ISMR. Further in the case of ISMR, there is another important reason why scale interaction is strongly tied to predictability. This is related to the fact that sub seasonal scales may to a certain extent be strongly influenced by internal chaotic dynamics (Goswami et al 2006). Hence a failure to accurately simulate the statistics of the chaotic component may lead to an overestimation of impacts from predictable low-frequency components and hence to unrealized predictability. 2.2 Technical subsection (The NCEP CFS model – challenges and prospects in forecasting ISMR) The latest version of the NCEP-CFS model (Saha et al 2010, Weaver et al 2011) has been recently adopted as a base model for the Indian Monsoon Mission Project. Recent evaluations suggest that the model forecasts display a relatively realistic mean state and ENSO variability compared to those in free simulations (Weaver et al 2011). The latest version (Version 2) has also improved SST forecasts over the Indian Ocean compared to its predecessor (Schemm 2011). However, verification metrics for retrospective forecasts suggest poorer than expected skill in forecasting seasonal variations of rainfall in the ISMR region and the larger Indian Ocean basin in general, even at short lead forecasts (Schemm 2011). Further, MJO simulation in this model continues to have challenges, especially over the Indian Ocean and the maritime continent (Weaver et al 2011), perhaps as a result of the model’s inability to realistically simulate the MJO scale air-sea interaction over the Indian Ocean (Zhang et al 2006). Finally we note that the model ENSO has been documented to have a too strong impact on the monsoon (Liang et al 2009), apparently related to signals of model SST and precipitation over the western Pacific simulated too far westward compared to observations. However despite these challenges, this model has considerable potential in improving ISMR forecasts for various reasons. Based on inter-model comparisons at APEC Climate Center (personal communication), we note that the NCEP CFS is perhaps the best model in the world in terms of 6-month lead prediction of summer rainfall over the larger South Asian region. The APEC Climate Center evaluations also show that the model has strong skill in predicting large scale circulation parameters, for instance the 500hPa geopotential height, a result further verified by the good simulation (Yang 2010) of various ISMR indices such as Webster Yang index (Webster and Yang 1992) and the South Asian monsoon index (Goswami et al 1999). 2.3 Embedded cloud resolving modeling as an approach to improving NCEP CFS prediction Regional models are becoming increasingly popular for simulating regional climates. Highresolution regional models are capable of resolving more accurately regional variations in the orography and land surface characteristics that are important for regional climate simulations. Although the NCEP CFS already has good skill in simulating global circulation patterns associated with low-frequency oscillatory modes such as ENSO, and has consistently good skill in predicting ENSO itself at long lead times, the model is still coarse in resolution to resolve in detail any regional ISMR impacts associated with local variations in the topography or land surface. Increasing resolutions globally, is a very cost prohibitive option, and computational capacity and costs limit the extent to which such resolution increases can be realized. Alternatively, resolving a limited area at weather (close to 20 kms) and cloud resolving resolutions (close to 4 km) is an approachable task even with modest high performance computing infrastructure and is the strategy advocated in this proposal. Nested regional modeling has recently been applied to seasonal prediction with success, over the United States and other regions of the world. One of the first approaches by Cocke and LaRow (2000) embedded a regional spectral model inside the FSU seasonal prediction system demonstrated value-addition to the prediction in terms of detailed information as well as improved skills over South East United States. Recently a project “Multi-RCM Ensemble Downscaling (MRED) of Multi-GCM Seasonal Forecasts” has organized a wider assessment of the benefits of regional climate model seasonal predictions for the United States. Yuan and Liang (2011) found that nesting the Weather Research and Forecasting (WRF) model inside the CFS led to improved prediction of cold season precipitation over the US. The WRF based downscaling reduced CFS forecast errors of seasonal mean precipitation by 22% on the average and produced greater skill for heavy rainfall events. The inability of GCMs to resolve scale interactions may be a factor responsible for poor simulations and predictability over the Indian Ocean and the ISMR region in particular (Goswami et al 2010, Joseph et al 2010). As the ability of WRF in simulating multiscale features of the ISMR, including intraseasonal oscillations appears to be promising (Routray et al 2009, Rajeevan et al 2010, Taraphdar et al 2010), this may be another way by which the high resolution simulations advocated in this proposal may improve the IMSR simulation and predictability. 3. Statement of Work ( methodology to be adopted) This research approaches the question of improving NCEP-CFS predictions by focusing on the regional factors and phenomena that govern the space-time evolution of ISMR, and their possible improvement by using embedded weather and cloud resolving models. Central to our efforts is the attempt to improve the representation of intraseasonal statistics in the predictions, which in turn may be influenced by a variety of scales from mean state of the Indo-Pacific domain, interannual modes down to interaction of topography with mesoscale phenomenon (Xie et al 2006, Boos and Kuang 2010, Goswami et al 2010). 1. Space time structure of ISMR We approach our task in three major steps. In the first step, we will comprehensively evaluate the NCEP CFS forecasts for its skill in reproducing the space-time evolution of ISMR. For this analysis, we request to be provided with CFS reforecasts for a period of 20 or more years, with data frequency at 6 hrs if available to facilitate the analysis of the model’s ability to represent weather-scale statistics over the Indian region. The data will also be use to integrate embedded high resolution models at weather and cloud resolving scales. CFS data for five or more ensembles are requested, to perform ensemble simulations with the embedded model, in the absence of which model physics perturbations would be used to create ensemble simulations. 2. Embedded regional scale cloud resolving modeling and evaluation. We propose to use a nested approach using 3 domains at 32, 16 and 4 kms horizontal resolution. The mother domain will be driven by the 6hourly NCEP CFS retrospective forecasts at the boundaries, while the inner weather and cloud resolving domains will take its input from the respective parent domains. We will use a one-way nested approach for two reasons. Firstly it will allow us to evaluate the impact of successive improvements in resolution. Secondly it will allow us to pace the experiments and results and allow flexibility in further experimentation on sensitivities to various controlling factors such as topography and mean state of Indo-Pacific domain etc. The high resolution reanalyses such as NCEP-CFSR (Saha et al 2010) and/or the MERRA reanalysis (Rienecker et al 2011) along with conventional high resolution observation data sets, such as the gridded high resolution daily rainfall over India (Rajeevan et al 2006) and CMORPH (Joyce et al 2004) will be used to verify both the NCEP CFS reforecasts and the embedded high resolution simulations. 3. Sensitivity analysis. This last stage will examine the sensitivity of the simulations to the controlling factors viz., SST in the Indo Pacific domain, accurate representation of topography etc. Two further simulations will be performed for selected years at the cloud resolving resolution to examine how the representation of topography and mean SST conditions of the Indo Pacific basin would influence the representation of multiscale statistics and thereby the predictability of ISMR 3.1 Schedule (Year wise) Year Expected Outcome Deliverables Year - 1 a) Analysis of multiscale a) Research Progress report ISMR variations during b) Submission of at least extreme El Nino and Indian two journal publications Ocean Dipole years in CFS describing multiscale retrospective forecasts. variations of ISMR in b) Complete embedded NCEP-CFS retrospective regional prediction at forecasts weather resolving scales Year - 2 a) Critical analysis of the a) Research Progress report embedded weather b) Submission of at least resolving resolution two journal publications simulations on its ability to describing research improve upon multiscale outcome (a) of Year-2 monsoonal variations c) Delivery of high generated by CFS. resolution weather resolving b)Finish embedded regional data to IITM modeling at cloud resolving scales Year - 3 a) analysis of cloud a) Final Research report resolving simulations b) Submission of at least b) further experiments by two journal publications. modifying SST and c) Delivery of cloud topography resolving data to IITM c) sensitivity analysis to d) Delivery of source code resolution, SST and of models and analaysis to topography IITM 3.2 Team Composition and expertise * Investigator Qualification Expertise PI PhD Analysis of observational and global climate model data. Regional Climate Modeling applications. and societal High Performance Computing. Co-PI (1) Co-PI (2) *MoES encourages to include one Indian partner in the project proposal, preferably from MoES institutes. 3.3 Connections to Operational forecast and Human resource development The project strives to hire Indian Postdoctoral and doctoral students for this project and improve/widen their expertise in high impact seasonal prediction and applications research The proposed system will aid operational forecasting of the detailed space-time behavior of extreme events during ISMR if successful The project will provide regional modeling tools and enhance the capability for regional climate predictions and application research/products 4. Related works and project assessment : 4.1 National status The PI is of Indian origin and earned his PhD in Atmospheric Sciences from the Indian Institute of Science, Bangalore. 4.2 International status The PI has extensive experience in working with seasonal predictions and its applications over the Asia Pacific region, with some recent projects including: 1. Extending APEC Climate Center Seasonal Forecast and Climate Adaptation products for improved Societal Applications – collaborative work with APCC (2011-2012) 2. Toward a Fire and Haze Early Warning System for Southeast Asia – APN funding for 2012-2014 4.3 The mechanisms adopted in your institute for internal review (assessment) and validation of this Project Proposal. Collaborative Project such as these will be reviewed by a special committee, who will examine the proposal critically for its relevance and feasibility. Depending on the type of cooperative agreement, the committee may recommend that a formal letter of agreement be exchanged among the collaborating institutes. The project will also undergo an annual review by a committee appointed for that purpose. 5. Results from prior MoES support (if any) [Describe any prior MoES funded work by the PI, Co-PI(s)] Investigator MoES grant no. Title Year Description PI Co-PI 6. Facilities available at the workspace (e.g., existing computer facilities) High Performance Computing facilities in the form of a 192 core cluster, each core running at 1.7GHz and interconnected by high speed network system including HyperTransport and InfiniBand. We also have some data storage space for NCEPCFS hindcasts and for downscaled data generated from WRF. We will provide high speed intra and internet, office space and materials and supplies needed for postdoctoral research fellow, research student and Research Assistants who are involved in the work . 7. Total Budget ( JPY ) requirements ** (with justifications) S.No A) Item Name 1st Year 2nd Year 3rd Year Total Justification Man Power 1)Key 4,320,000 4,320,000 4,320,000 personnel Salary and 12,960,000 mandatory benefits for 1 postdoctoral fellow 2)Other 1,456,000 1,456,000 1,456,000 personnel(e.g. Remuneration for 4,368,000 Research assistance Research Assistants) 3)Technical 1,103,648 Assistant Total budget Remuneration for 1,103,648 1,103,648 3,310,944 Technical assistance 6,879,648 6,879,648 6,879,648 20,638,944 for Manpower B) Travel 1) Foreign 465,000 465,000 465,000 1,395,000 Travel Two international travel expenses for research collaboration IITM presentation international conferences Total budget 465,000 465,000 465,000 1,395,000 for Travel Grand Total (for each year) 7,344,648 7,344,648 7,344,648 22,033,944 to and at ** As per MoES guidelines, we will not be paying any additional overheads for international proposals. Funding is available only for manpower (not exceeding $1, 00,000/- per year/per person) and travel. 8. Bio-data (CV) of the Investigators : 8.1 PI Biography (Person A) Name:- Saji N Hameed Date of birth:- 29/4/1967 Institution:- Advanced Research Center for the Environment (ARC-ENV), University of Aizu Address (Residence):- 1-17-25 Matsunaga, Ikkimachi D107, Aizuwakamatsu, Fukushima, Japan Tel. No: +81242856969 Mob No: +819058469694 E-mail Id: saji.nh@gmail.com Address (Office):-University of Aizu, Tsuruga Aizuwakamatsu, Fukushima, Japan Tel. No: + 81242372736 FAX: + 81242372760 Official E-mail Id: saji@u-aizu.ac.jp Official website address: http://www.u-aizu.ac.jp Educational Qualification:- School/College/University Degree Year Main subjects Division/Class Indian Institute of Science 1998 Atmospheric N/A PhD Sciences Indian Institute of Science MS (by 1993 research) Cochin University MSc Atmospheric N/A Sciences 1990 Physical First Rank/First Oceanography Class Awards / Honors / Fellowship etc.: 2009- Fukuoka Ruby Award for developing Climate Information Tool Kit 2006 - Marquis' `Who's Who in the World - 2006', 23rd Edition (pub. 2005) 2005 - Marquis' `Who's Who in Science and Engineering - 2005-2006', 8th Edition (pub. 2004) 2000 - Frontier Award for Outstanding Achievement. 1994 - Senior Research Fellowship, CSIRO, India. 1991 - Junior Research Fellowship, CSIRO, India. Appointments (Professional experience/employment record): Organization Designation / Position University of Aizu, Sr. Associate Professor and Japan Duration ( Year / date) Apr 2012 to present Vice Chair, Graduate Dept of Computer and Information Systems University of Aizu APEC Climate Director of Science Aug 2006 – Dec 2009 Center, Korea International Pacific Assistant Researcher Research Center, USA List of important and relevant research publications: Feb 2002 – Jul 2006 Other publications: Participation in Conference/Seminar/Workshop/ Summer Schools Recent collaborations: Research Guidance: No. of Ph.D. students enrolled/ completed No. of Graduate/Postgraduate students enrolled/ completed Synergistic Activities: Activity 1 Activity 2 8.2 Co-PI (1) Biography (Person B) Name: Date of birth: Institution: Address (Residence): Tel. No. : Mob No: E-mail Id: Address (Office): Tel. No. :FAX:Official E-mail Id:Official website address:- Educational Qualification: School/College/University Degree Year Main subjects Division/Class Awards / Honors / Fellowship etc.: Appointments (Professional experience/employment record): Organization Designation / Position List of important and relevant research publications: Duration ( Year / date) Other publications: Participation in Conference/Seminar/Workshop/ Summer Schools Recent collaborations: Research Guidance: No. of Ph.D. students enrolled/ completed No. of Graduate/Postgraduate students enrolled/ completed Synergistic Activities: Activity 1 Activity 2 8.3Co-PI (2) Biography (Person C) Name: Date of birth: Institution: Address (Residence): Tel. No. : Mob No: E-mail Id: Address (Office): Tel. No. :FAX:Official E-mail Id:Official website address:- Educational Qualification: School/College/University Degree Year Main subjects Division/Class Awards / Honors / Fellowship etc.: Appointments (Professional experience/employment record): Organization Designation / Position List of important and relevant research publications: Other publications: Duration ( Year / date) Participation in Conference/Seminar/Workshop/ Summer Schools Recent collaborations: Research Guidance: No. of Ph.D. students enrolled/ completed No. of Graduate/Postgraduate students enrolled/ completed Synergistic Activities: Activity 1 Activity 2 9. List of supplementary documents : ( e.g., authorization letter from the Head of the organization, endorsements etc.) To be provided on request 10. References Cited : Ajayamohan, R. S., and Goswami, B. N. 2007: Dependence of Simulation of Boreal Summer Tropical Intraseasonal Oscillations on the Simulation of Seasonal Mean, J. 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