DGD14-010 Policy Conflict of Interest Policy Statement ACT Health is committed to ensuring that all staff members and volunteers maintain a high standard of professionalism and integrity in the workplace. In meeting this obligation, any staff member with a perceived, potential or actual conflict of interest must declare this to their manager. As far as practicable ACT Health staff and volunteers will not place themselves in a situation in which it could be seen or perceived to be a conflict of interest. If a situation arises where there may be a perception of conflict of interest the staff member or volunteer will notify their manager or supervisor of the situation to avoid any allegations of misconduct. A breach of this policy may be reviewed under the Public Sector Management Act 1994, Section 9 General Obligations of Public Employees, and be managed under the misconduct and discipline section of the relevant enterprise agreement or the Volunteer Conditions of Placement. Purpose The purpose of this policy is to inform ACT Health staff and volunteers of their responsibilities in relation to the declaration of any conflict of interest, whether perceived, potential or actual. Scope It applies to all ACT Health staff, whether they are permanent, temporary or casual. ACT Health staff from a regulated health profession are also subject to professional standards regarding professional and personal boundaries, breaches of which may also be notified to the Australian Health Practitioner Regulation Agency (AHPRA). Roles & Responsibilities Staff and volunteers are responsible for: As far as possible, not placing themselves into situations of possible conflict of interest whether it be perceived, potential or actual; and Advising their manager of any perceived, potential or actual, conflict of interest in the workplace. Managers are responsible for: Doc Number DGD14-010 Issued March 2014 Review Date March 2017 Area Responsible PSSB Page 1 of 4 DGD14-010 Including an item on each meeting agenda which requires participants to declare any conflict of interest in relation to the meeting agenda items; Contacting their Executive Director to discuss any conflict of interest declared to them by a staff member or notification from another person of a perceived, potential or actual conflict of interest due to a close personal relationship; Discussing a potential conflict of interest with a staff member if a concern is raised with them by another party due to a close personal relationship; Acknowledging the situation and supporting the staff member; Maintaining a record of notifications of conflicts of interest (see Conflict of Interest – Close Personal Relationships Standard Operating Procedure for form), which includes any actions taken and providing it to their Executive Director for official, central filing on the employee’s personnel record; and Managing the situation to ensure that both the staff member and ACT Health are not seen to be in a position of conflict of interest that has not been managed appropriately. Executive Directors are responsible for: Ensuring that records of notification of a conflict of interest are maintained appropriately; Contacting People Strategy & Services Branch (PSSB) to discuss declared conflicts of interest that require further clarification; and Submitting a notification to the AHPRA where a registered health professional commits a breach of this policy. A notification about a registered health professional or student is made by downloading the Notification Form - NOTF-00 (663 KB,PDF), from the AHPRA website, completing and mailing it to the AHPRA office. People Strategy and Services Branch (PSSB) are responsible for: Implementation of this policy; Reviewing and updating the policy; Ensuring that staff orientation includes information about the need to declare any conflict of interest and the means by which this is done; and Providing information to the Director General/Delegate, managers and staff of their obligations where a possible conflict of interest situation may arise or has been declared. Evaluation Outcome Measures ACT Health staff are informed of their responsibilities in regard to the ACT Government’s Code of Ethics, Avoiding Conflicts of Interest; Any perceived, potential or actual conflicts of interest by staff that are reported internally and/or publically have previously been declared to and addressed by managers. Method Information regarding conflict of interest and how it should be declared is included on all orientation schedules. Doc Number DGD14-010 Issued March 2014 Review Date March 2017 Area Responsible PSSB Page 2 of 4 DGD14-010 The discussion and actions arising from declarations are documented and stored securely in the employee personnel file, which may be retrieved if a report of conflict of interest requires investigation and to confirm that a matter of conflict of interest has been addressed. Related Legislation, Policies and Standards Legislation Public Sector Management Act 1994 ACT Public Service Code of Conduct Human Rights Act 2004 ACT Procurement Act Health Practitioner Regulation National Law (ACT) Act 2010 Policies Conflict of Interest – Close Personal Relationship Policy Conflict of Interest – Close Personal Relationship SOP Health Directorate Enterprise Agreement Health Directorate (Health Professionals) Enterprise Agreement Health Directorate (Medical Practitioners) Enterprise Agreement Health Directorate (Nursing and Midwifery) Enterprise Agreement Misconduct and Discipline Policy Fraud Management Framework Control Plan and Policy Second Job Policy Second Job SOP Media Policy Procurement Guideline Research Practice Policy Reviewing the Clinical Competence of a Doctor or Dentist following Receipt of a Complaint or Concern SOP Student Trainee Clinical Placement Policy - Appendix 1-8 Credentialing and Defining the Scope of Clinical Practice for Senior Medical and Dental Practitioners SOP Donations, Fundraising and Seeking External sponsorship SOP Recruitment of Senior Medical and Dental Practitioners SOP Corporate Governance Statement Records Management Policy Volunteer Policy Standards Public Sector Management Standards 2006 ACT Public Service Code of Ethics Allied Health Professionals ACT Standards of Practice Doc Number DGD14-010 Issued March 2014 Review Date March 2017 Area Responsible PSSB Page 3 of 4 DGD14-010 Definition of Terms Conflict Of Interest Perceived conflict of interest arises when it appears to an outsider that a staff member’s private interest could improperly influence the performance of their duties but this is not in fact the case; Potential conflict of interest arises where a public official has private interests that are of such a nature that a conflict of interest would arise if the staff were to become involved in official responsibilities in the future related to those interests; and Actual conflict of interest is where the improper influence is occurring or has occurred in the past. Avoiding Conflicts of Interest To ensure that the community perceive public servants as impartial, effective and fair, they must ensure that their official responsibilities do not conflict, or do not appear to conflict with their personal or financial interests, including the interests of their immediate family. This does not necessarily mean that they cannot have a personal or financial interest in a matter that their agency or organisation is dealing with, but the interest must be declared to an appropriate authority within their agency. This will usually simply mean voicing their concern with their supervisor or manager. In some circumstances it may be necessary to divest themselves of some personal or financial interest, or remove themselves from the decision making process, in order to avoid the conflict of interest Disclaimer: This document has been developed by ACT Health, People Strategy & Services Branch specifically for its own use. Use of this document and any reliance on the information contained therein by any third party is at his or her own risk and ACT Health assumes no responsibility whatsoever. Doc Number DGD14-010 Issued March 2014 Review Date March 2017 Area Responsible PSSB Page 4 of 4