ELECTRONIC SUPPLEMENTARY MATERIAL GLOBAL LAND USE IMPACTS ON BIODIVERSITY AND ECOSYSTEM SERVICES IN LCA UNEP-SETAC guideline on global land use impact assessment on biodiversity and ecosystem services in LCA Thomas Koellner • Laura de Baan • Tabea Beck • Miguel Brandão • Barbara Civit • Manuele Margni • Llorenç Milà i Canals • Rosie Saad • Danielle Maia de Souza • Ruedi Müller-Wenk T. Koellner () • D. M. Souza Professorship of Ecological Services, University of Bayreuth, Faculty of Biology, Chemistry and Geosciences, GEO II, Room 1.17, Universitaetsstr. 30, 95440 Bayreuth, Germany e-mail: thomas.koellner@uni-bayreuth.de L. de Baan Natural and Social Science Interface, Institute for Environmental Decisions, ETH Zurich, Universitaetstr. 22, 8092 Zurich, Switzerland T. Beck Department Life Cycle Engineering, University of Stuttgart, Hauptstrasse 113, 70771 Leinfelden-Echterdingen, Germany M. Brandão • D. M. Souza European Commission, Joint Research Centre, Institute for Environment and Sustainability, Sustainability Assessment Unit, Via Enrico Fermi 2749, I-21027 Ispra (VA), Italy B. Civit Universidad Tecnológica Nacional – Facultad Regional Mendoza/CONICET - Rodríguez 273 (5500) Mendoza, Argentina M. Margni • R. Saad CIRAIG, École Polytechnique de Montréal, Département de génie chimique, 6079 Montréal, Canada L. Milà i Canals Safety and Environmental Assurance Centre, Unilever R&D Colworth Park, Sharnbrook, Bedford, MK44 1LQ, UK R. Müller-Wenk Institute for Economy and the Environment, University St. Gallen, Tigerbergstrasse 2, 9000 St.Gallen, Switzerland Received: 14 June 2011 / Accepted: 9 February 2012 Springer-Verlag 2012 Responsible editor: Roland Geyer () Corresonding author: Thomas Koellner e-mail: thomas.koellner@uni-bayreuth.de 1 Supporting Information A: Separating transformation into two separate flows “transformation from” and “transformation to”. This idea was implemented in Ecoinvent 2.0, to reduce the number of flows and allow better data management. The same approach was used in ReCiPe (De Schryver and Goedkoop 2008). Instead of storing information for each combination of land use change, all land use changes are calculated in relation to a baseline. The land use flow “transformation from A to B” is split into two vectors “transformation from A to baseline” and “transformation from baseline to B” (Fig. S1). That means, we would have to define a useful baseline. We suggest using the reference (“Potential natural vegetation”) as a baseline for this distinction. Because the reference land use type has per definition no impact, the baseline is 0. For the overall impact calculation of transformation, it is irrelevant which baseline is chosen, as we first add and then subtract the baseline (see ecoinvent report, Frischknecht and Jungbluth 2007). Fig. S1 Options for calculating transformation land use flows If we add the temporal dimension to Fig. S1 we can calculate the transformation impacts of both options (for simplicity, we assume for the spatial dimension that the area of each land use changes remains constant). This is illustrated in Fig. S2. The overall transformation impact for (a) combined impact and (b) separated impacts is the same. (a) Is calculated in the same way as in Fig. 1 the transformation from LU2 to LU3. In (b), the land is immediately transformed from A to the baseline. Without this (active) transformation, the ecosystem quality would gradually improve passively along the regeneration trajectory (diagonal of the triangle). Therefore, with this (hypothetical) immediate transformation, we create a benefit (negative value) to the ecosystem quality marked in the green triangle. In a second step the land is immediately transformed from the baseline to B, causing a damage (positive value) to ecosystem quality. The overall impact to ecosystem quality of the two transformations equals the transformation impact of the combined transformation displayed in (a). Fig. S2 Transformation from A to B, calculated as (a) a combined impact or (b) two separated impacts 2 Fig. S3 Transformation and occupation impacts of two land use types 1 and 2. For simplicity the area A of occupation is not shown in the graph The same calculation of transformation and occupation impact can theoretically be applied for all land use types and possible transformation. In Fig. S3 we illustrate a case of transforming land from a more intense land use activity LU1 (e.g. arable land) into less an intense land use activity LU2 (e.g. forest plantation). For illustration, we changed the order by first displaying the occupation and then the transformation impacts, but the calculation of areas remains the same as in Figs. 1-2 and Fig. S2. At time t1, the land is transformed from an unused reference situation to land use LU1 and occupied until t2. Then land is transformed to LU2 (e.g. forest plantation). At time t3 the land is abandoned and potentially regenerates after a regeneration time tLU1,reg. Occupation impacts of LU1 and LU2 are calculated as before: OI = ΔQ* Δt* A. Transformation impact of LU1 is given by TIref→LU1= 0.5*(Qref - QLU1)* tLU1, reg* A. The transformation impact from LU1 to LU2 is calculated as TILU1→LU2 = 0.5* (Qref QLU2)* tLU2, reg* A - TIref→LU1 = TIref→LU2 - TIref→LU1. As TIref→LU2 < TIref→LU1 we get a negative impact, or a benefit for land use quality. In Fig. S3, this benefit is illustrated as the dotted area (4). The instant decrease and increase of ecosystem quality at t1 and t2 is a strong simplification of reality. In many cases, such changes, especially increases in ecosystem quality (land transformation from LU1 to LU2), are occurring gradually over a certain time period. 3 Supporting Information B: Land use impacts assessment methodology Table S1 Overview of land use impact assessment methods and the case study presented in this special issue. (*) In 1b) the numbers in brackets refer to the land use codes as presented in Koellner et al. (2013) Impact assessment methods Authors, Reference 1) Creation of spatial model 1a) - modelled impact pathways and unit - unit of impact assessment de Baan et al. (this issue) - Biodiversity Damage Potential (BDP_SD), species diversity % reduced relative species richness, or potentially disappeared fraction of species (PDF) Souzaet al. (this issue) - Biodiversity Damage Potential (BDP_FD), functional diversity Relative reduction in species functional diversity Brandão and Milà i Canals (2013) - Biotic Production Potential (BPP) tC-yr / (ha-yr) Case study Müller-Wenk and Brandão (2010) - Climate Regulation Potential (CRP) Fossil-combustionequivalent ton, C per hectare transferred to air (Ceq) Saad et al. (2013) Mila i Canals et al. (2013) - Freshwater Regulation Potential (FWRP) - Erosion Regulation Potential (ERP) - Water Purification Potential (WPP) - Biodiversity Damage Potential (BDP) - Biotic Production Potential (BPP) - Climate Regulation Potential (CRP) - Freshwater Regulation Potential (FWRP) - Erosion Regulation Potential (ERP) - Water Purification Potential (WPP) - FWRP: mm/year - ERP: ton/(ha.yr) - WPP: two indicators (Mechanical Filtration [cm/d], Physiochemical Filtration [cmol/kgsoil] ) see impact assessment methods 4 Impact assessment methods Authors, Reference de Baan et al. (this issue) b) land use/cover typology covered (*) - Unused (1.1.1 / 4.1.1) - Secondary vegetation (1.1.2) - Used forest (1.2) - Pasture/meadow (4.2) - Annual crops (5.1) - Permanent crops (5.2) - Agroforestry (6) - Artificial area (7) Souzaet al. (this issue) Case study Brandão and Milà i Canals (2013) Müller-Wenk and Brandão (2010) Saad et al. (2013) Mila i Canals et al. (2013) - Long-term cultivated (5) - Full tillage, medium C input cultivation (5.1.2 / 5.1.3) - Permanent grassland (4) - Nominally managed grassland (4.2) - Paddy rice (5.1.4) - Perennial/Tree Crop (5.2) - Set-aside (< 20 yrs) (5.1.1 / 5.1.6) - Sealed Land (7.1.2 / 7.2 / 7.6.1 / 7.6.2) - Plus additional more detailed land use types - Unused forest (1.1.1) - Unused grassland (4.1.1) - Cropland (5) - Pasture (4.2) - Artificial land (7) - Forest (1) - Grassland (4.1) - Pastures (4.2) - Permanent and annual crops (5) - Shrubland (3) - Urban (7.1) - Artificial, green urban (7.1.4) Foreground: - Agriculture, arable (5.1) - Agriculture, permanent crops (5.2) - Grassland, pasture / meadow (4.2) - Forest, used (1.2) - Artificial areas (7) - Artificial areas, industrial (7) - Artificial areas, urban green (7.1.4) Background (as above plus): - Secondary vegetation (1.1.2) 1c) bio-geographical differentiation used for the CFs - World average - WWF Biome - WWF Ecoregions - World average - IPCC Climate Region - IPCC Climate Region - World average - WWF biomes - Holdridge Life Regions - Holdridge Life Zones - WWF Biomes - World average 1d) reference land use situation Region specific (semi)natural ecosystems Region specific (semi)natural ecosystems (Quasi-)natural land cover Potential natural vegetation Potential natural vegetation See impact assessment methods 1e) relative or absolute quality changes Relative Relative Absolute Absolute Absolute See impact assessment methods 2) Data collection 2a) the data input required from the land use inventory 2b) regeneration times, assumption about permanent impacts - Occupation: m2*years of each land use type - Transformation impacts not considered - No permanent impacts assumed - Occupation: m2*years of each land use type - Transformation impacts not considered - No permanent impacts assumed - Occupation: ha*years of each land use type - Transformation: ha - Source: IPCC 1996 / Dobben et al. 1998 - Temporal range: 20 years - No permanent impacts assumed - Occupation: m2*years of each land use type - Transformation: m2 - Temporal range: 62-238 - No permanent impacts assumed - Occupation: m2*years of each land use type - Transformation: m2 - Source: Dobben et al. (1998) - Temporal range: 50 - 220 - No permanent impacts assumed 2c) generic CFs for the background system or case specific CFs for the foreground system - Generic characterization factors for background system - Generic characterization factors for background system - Generic characterization factors for background system - Generic characterization factors for background system - Generic characterization factors for background system 2d) allocation of land transformation to functional units defined by LCA user / case study - Occupation: m2*years of each land use type - Transformation: m2 - No permanent impacts assumed - Only generic characterization factors for background system applied Average land transformation in the whole country rather than a specific plantation was assessed, and thus there was no need for 5 Impact assessment methods Authors, Reference de Baan et al. (this issue) Souzaet al. (this issue) Brandão and Milà i Canals (2013) Case study Müller-Wenk and Brandão (2010) Saad et al. (2013) Mila i Canals et al. (2013) allocating it to the first 20 years of land use 3) Land use impact calculation 3a) temporal modelling period of impacts of land transformation Not applicable, only occupation impacts (no temporal dimension) Not applicable, only occupation impacts (no temporal dimension) 3b) uncertainty evaluation Median, 1st and 3rd quartiles No uncertainty indicated of the impact assessment 20 years for biotic land uses 62 to 238 years as per and up to 140 for sealed land relaxation times as per regeneration times A modelling time period of 500 years was set, assuming full recovery of land transformation within the range of relaxation times. Different (see impact assessment methods) No uncertainty indicated Median, 1st and 3rd quartiles Average absolute deviation No uncertainty considered No uncertainty indicated 6 Supporting Information C: Description of Excel Files holding characterization factors for land occupation and land transformation for all impact pathways. A list of characterization factors (CFs) is provided in the embedded spreadsheets below (double click on icons in table S2 to open file). For consistency and easier applicability, we converted the CFs of all impact pathways into the same spatial units (WWF biomes and world average) and assigned them to the same land use classification (as presented in Koellner et al. this issue). This conversion was only done for BPP and CSP, the other impact pathways were already available in this classification system. A description of how the reclassification was done is given in the respective spreadsheets in the sheet “Remarks_of_Author”. In the original publications and their supporting information, some authors provide more detailed results. For a detailed explanation of the methods, please refer to the original publications. Please note, that a different reclassification approach was chosen for the case study on margarine (see Milà i Canals et al. 2013). To calculate land use impacts in LCA, land occupation [in ha*year] and transformation [in ha] inventory flows need to be multiplied with the CFs for each impact pathway. Table S2. Summary of characterization factors for land use impact assessment methods presented in this special issue Impact pathway Authors and Conversion of CFs Characterization factors reference Biodiversity depletion potential (BDP) Species diversity (SD) de Baan et al. (2013) No conversion needed Functional diversity (FD) Ecosystem Service Damage Potential (ESDP) Biotic Production Potential (BPP) Souza et al. (2013) No conversion needed Brandão and Milà i Canals (2013) -Regions converted from IPCC biomes to WWF biomes -Land use classes simplified and reclassified into the classification suggested by Koellner et al. (this issue) -Regions converted from IPCC biomes to WWF biomes -Land use classes simplified and reclassified into the classification suggested by Koellner et al. (this issue) No conversion needed Carbon Sequestration Potential (CSP) Müller-Wenk and Brandão (2010) Erosion Regulation Potential (ERP) Saad et al. (2013) Freshwater Regulation Potential (FWRP) Saad et al. (2013) No conversion needed Water Purification Potential (WWP) Saad et al. (2013) No conversion needed 7 Mechanical Filtration (MF) Saad et al. (2013) No conversion needed Physicochemical Filtration (PCF) Saad et al. (2013) No conversion needed References Brandão M, Milà i Canals L (2013) Global characterisation factors to assess land use impacts on biotic production. Int J Life Cycle Assess (this issue) de Baan L, Alkemade R, Koellner T (2013) Land use impacts on biodiversity in LCA: a global approach. Int J Life Cycle Assess (this issue) De Schryver A, Goedkoop M (2008) Impact of land use. In: Goedkoop M, Heijungs R, Huijbregts M, De Schryver A, Struijs J, van Zelm R (eds) ReCiPe. A life cycle impact assessment method which comprises harmonised category indicatorsat the midpoint and the endpoint level, Online at http://www.lcia- recipe.net/@api/deki/files/11/=ReCiPe_main_report_final_27-02-2009_web.pdf Frischknecht R, Jungbluth N (eds) (2007) Ecoinvent: Overview and Methodology. Swiss Centre for Life Cycle Inventories, Dübendorf Koellner T, de Baan L, Beck T, Brandão M, Civit B, Goedkoop M, Margni M, Milà i Canals L, Müller-Wenk R, Weidema B, Wittstock B (2013) Principles for life cycle inventories of land use on a global scale. Int J Life Cycle Assess (this issue) Milà i Canals L, Rigarlsford G, Sim S (2013) Land use impact assessment of margarine. Int J Life Cycle Assess (this issue) Müller-Wenk R, Brandão M (2010) Climatic impact of land use in LCA—carbon transfers between vegetation/soil and air. Int J Life Cycle Assess 15:172-182 Saad R, Koellner T, Margni M (2013) Land use impacts on freshwater regulation, erosion regulation and water purification: a spatial approach for a global scale. Int J Life Cycle Assess (this issue) Souza DM, Flynn D, Rosenbaum RK, DeClerck F, de Melo Lisboa H, Koellner T (2013) Land use impacts on biodiversity: proposal of characterization factors based on functional diversity Int J Life Cycle Assess (this issue) 8