A LITERATURE REVIEW ON HUMAN DENTAL WEAR: FROM DEFINITIONS TO PREVENTION Carlos Sarria ME 6960: Friction Wear & Lubrication of Materials Spring 2015 Rensselaer Polytechnic Institute-Hartford, CT Professor Dr. Ernesto Guitierrez-Miravate Submitted on: 16 May 2015 Sarria, 2 Abstract This high level literature review is intended to provide the reader with a general summary of the definitions of dental wear mechanisms in addition to previously done research in the field. It starts by first providing key medical terminology used throughout the document, followed by explanations of the different mechanisms accepted by the engineering and dentistry communities: Abrasion, erosion, abfraction and fatigue wear. Several research reports are referenced throughout this document to provide a broader explanation and examples of the topics being discussed. A brief sample of numerical studies using FEM follows where the author summarizes the work of several researchers. Lastly, a summary on wear prevention measures based on the latest laboratory observations highlight practices that patients can adopt to inhibit wear rate. Sarria, 3 Table of Contents 1. Introduction ............................................................................................................................................... 4 2. Tooth Anatomy ......................................................................................................................................... 5 3. Mechanisms of Dental Wear ..................................................................................................................... 6 3.1 Abrasion .............................................................................................................................................. 6 3.1.1 Two-Body Abrasion ...................................................................................................................... 7 3.1.2 Three-Body Abrasion ................................................................................................................... 8 3.2 Erosion (Corrosion) ........................................................................................................................... 12 3.3 Abfraction ......................................................................................................................................... 15 3.4 Fatigue Wear ..................................................................................................................................... 17 4. Numerical Approximation Modeling to Dental Wear Problems ............................................................. 18 4. Dental Wear Prevention ......................................................................................................................... 21 5. Conclusion ............................................................................................................................................... 22 Sarria, 4 1. Introduction Dental wear in is a mechanical and pathological undesirable effect of human’s daily lives. It is highly dependent on the occupation of the person, dietary preferences, and dental hygiene (Ashcroft and Joiner 2010). Several authors (for example Wegehaupt et al 2011 and Amaechi and Higham 2004) agree that due to the longer average life expectancies of the 21 st century in addition to diets richer in acid foods, fruits and soft drinks, excessive teeth wear is becoming a significant anatomical problem. Dental wear, if left uncontrolled, can lead to reduction of teeth functionality, difficulty speaking and even chronic tooth pain and sensibility (Barlett 2005), in addition to expensive restoration procedures. There are several mechanisms of wear associated with teeth, and they are usually categorized as: Abrasion, erosion, abfraction, and fatigue wear (Ashcroft and Joiner 2010, and d’Incau et al 2012). Some wear types, for example abrasion and abfraction, are mechanically driven due to contact with either other teeth or foreign objects. There have been studies (Ashcroft and Joiner 2010, and Wiegand et al 2009, for example) investigating not only the resulting wear due to contact with food and teeth, but also the effects that teeth hygiene have. Despite the benefits of practicing a good, regular dental hygiene, both brushes and tooth pastes may be detrimental to enamel and dentine health. Researchers such as Wu et al. investigated the effects that several of these mechanisms have, since more often than not they will be acting simultaneously. For instance, erosion and attrition tend to occur together due to the more common consumption of soft drinks, and Sarria, 5 tooth-on-tooth contact. Researchers, including Wegehaupt et al, have explored ways to inhibit corrosion of teeth. In addition to investigating the different wear mechanisms in labs, there is abundant literature (for example Chai 2014 and Srirekha and Bashetty 2012) that have examined using finite element modeling (FEM) to further develop a more comprehensive understanding of these. Taking advantage of today’s superior computational capability of computers, scientists and engineers can explore environmental conditions that would otherwise be difficult to replicate in a lab setting. Researchers are aware of the importance that healthy teeth have on humans’ daily lives for both an aesthetic and a functional perspective. Consequently a vast wealth of knowledge has been gathered throughout the years based on laboratory work and analytical calculations that not only helps understand what causes the observed dental wear, but also why, and how it can be prevented. Using these results, dentists can advise patients with regard to lifestyle changes that encourage positive dental health. 2. Tooth Anatomy Prior to discussing the different wear mechanisms associated with human teeth, it is necessary to provide a high level review of tooth anatomy. Figure 1, obtained from WebMD, shows a diagram with all the human teeth (only a half set shown), aft looking forward. The aft-most teeth are called molars, followed by the premolars, canine and incisors. Sarria, 6 Figure 1: Tooth Anatomy (from WebMD) The cross section on Figure 1 shows the enamel, which is the outer most, hardest (usually white) part of the tooth and is made of calcium phosphate (WebMD). Below the enamel, a layer made of living cells called dentine is found. The function of this layer is to secrete minerals and other necessary substances. Beneath the dentine one can find the pulp, which is a softer, inner living structure. Blood vessels and nerves run through the pulp of the teeth. Next, the cementum binds the roots of the teeth firmly to the gums and jawbone. The gum tissue (periodontal ligament), holds the teeth tightly against the jaw. 3. Mechanisms of Dental Wear There are several wear mechanisms known to and investigated by researchers (d’Incau, et al 2012, and Ashcroft and Joiner 2010). Ashcroft and Joiner explain that all these types of wear can act synchronously or sequentially, and/or synergistically or additively. 3.1 Abrasion This category is defined as the loss of material by the repeated interaction of two or more bodies. The mentioned loss of material occurs due to the asperities of each body when they’re Sarria, 7 in contact. Because the surfaces of the bodies are not smooth, contact occurs at small areas. The pressure at these micro contacts is high enough to cause deformation or rupture of the hard tissue (d’Incau, et al 2012). D’Incau et al explain that the tribology field defines two types of abrasion: Two-body (also known as attrition) and three-body abrasion (most commonly referred as abrasion). 3.1.1 Two-Body Abrasion Two-body abrasion, or attrition, is caused because of the friction between the moving teeth as they come into contact (d’Incau, et al 2012). The authors explain that if the objects have substantially different levels of hardness, micro asperities move from the harder surface to the softer one, creating a prow ahead of them. Eventually they move grooves that will result in local deformations and ultimately material loss due to micro fatigue. On the other hand, when the two bodies have similar hardness levels, the asperities from the harder surface cut the softer surface cleanly without any plastic deformation (d’Incau, e al 2012). The authors explain that the shape and volume of the resulting groove correspond to the volume of the material being displaced. Under high pressure conditions, these grooves lead to the formation of small cracks that propagate until they release some material. Ashcroft and Joiner describe different ways in which attrition can take place. The most common origin of this type of wear is due to mastication (chewing), which can be aggravated when chewing hard foods (three-body abrasion). In addition, other processes such as bruxism (grinding of teeth) and occupational factors also play a key role in the rate of this wear. Sarria, 8 Figure 2 is an example of the long term effects of attrition (Ashcroft and Joiner 2010). Notice how the incisors on both the maxilla and mandible appear to be flattened out due to the excessive loss of material. Figure 2: Attritional wear (Ashcroft and Joiner 2010) The observations from Figure 2 are supported by the results of studies on occlusal wear of teeth (Ainamo 1972 for example). In his study of 154 army recruits, Ainamo observes that more often than not, attrition occurs in anterior teeth “In particular the incisal edges of maxillary and mandibular central incisors and canines.” In addition, he also notices that there is a contradictory relationship between the amount of wear measured and the levels of tooth hygiene. In other words, tooth cleaning, while preventing plaque buildup, encourages a higher rate of wear. Ashcroft and Joiner discuss this wear and classify it as three-body abrasion (or only abrasion). 3.1.2 Three-Body Abrasion Three-body abrasion, more commonly known as abrasion, is a wear mechanism in which the loss of dental hard tissue occurs due to the contact with a foreign object or substance (Imfeld 1996). Abrasive substances or particles include hard foods, particles due to occupational activities (exposure to abrasive dust, for example) and even hygienic devices such as tooth brushes and pastes (Ashcroft and Joiner 2010). Sarria, 9 D’Incau et al explain that there a two types of three-body abrasion mechanisms, based on the proximity of the solid moving bodies (teeth). First, when the solid bodies are far apart, the abrasive particles (foreign body) are free to move, acting like slurry on all surfaces. Under this condition, only around 10% of these particles contribute to abrasion wear. On the other hand, when the two solid bodies are close enough for contact to occur, the abrasive particles get trapped between the bodies and are carried away by these bodies. Consequently, the third body (or bodies) causes specific types of grooves and striations (d’Incau et al 2012). The authors explain that there are two types of three-body abrasion: Generalized and localized. 3.1.2.1 Generalized Three-Body Abrasion This type of abrasion takes place during mastication due to the abrasive loads of the food bolus, and it affects all tooth surfaces. It is made up of two phases. In the initial phase, known as crushing, abrasive particles from the bolus are free to move around and affect nonocclusal contact areas. Additionally, wear is further reinforced by the actions of the tongue and soft tissues in areas where there is no bacterial plaque (d’Incau et al 2012). The second abrasion phase is known as the sliding phase and it takes place as the teeth approach each other and the food bolus is gradually shredded. The abrasive particles are dragged and trapped between the teeth surfaces forming temporarily gouges, furrows, pits and scratches. These features are highly dependent on masticatory cycles and masticated foods (d’Incau et al 2012). Figure 3 shows a Scanning Electron Microscope (SEM) micrograph of the occlusal surface of a first upper left molar in a medieval adult individual (reproduced from d’Incau et al). The top left region (1), in the region labeled “E” (the enamel region) is predominantly pits rich. Region 2 (top right corner) is characterized by surface scratches. Sarria, 10 Figure 3: SEM micrograph of occlusal surface of a first upper left molar 2.1.2.2 Localized Three-Body Abrasion D’Incau et al explain that localized abrasion is associated with tooth brushing. In this case, the third body is represented by the abrasive particles from the toothpaste. These particles are then interposed between the brush and teeth. Abrasion due to commercial toothpastes is undesirable and unavoidable, since tooth pastes rely on abrasive particles to abrade away plaque and extrinsic stains (Ashcroft and Joiner 2010). These stains are caused by either colored compounds becoming incorporated into the pellicle or by chemical. Ashcroft and Joiner explain that there are several substances that contribute considerably to the staining of teeth including tea, coffee, curry and certain fruits. Previous studies regarding the abrasion of dental hard tissue by toothpastes lead to the conclusion that under normal use, there is little or no abrasion of the enamel and only minor abrasion of the dentine over the lifetime of a human being (Ashcroft and Joiner 2010). Modern toothpastes contain abrasive particles that are softer than the enamel. The impact to the dentine, however, is much higher since the hardness of the abrasive particles and dentine are Sarria, 11 very similar. Ashcroft and Joiner highlight that based on previous tests, the estimated total amount of wear over a lifetime’s use of toothpaste is less than 1mm. Wiegand et al carried out a study with the objective of evaluating the impact of toothpaste slurry abrasivity and toothbrush filament diameter on eroded dentine. Based on the results, the authors concluded that the abrasion of eroded dentine was influenced by the abrasivity of the toothpaste and, to a lesser extent, by the toothbrush hardness (Wiegand et al 2009). They observed that toothpastes with a higher relative abrasivity of sound dentine (RDA) caused higher wear on eroded dentine than a less abrasive toothpaste. Tooth brushing can also increase the abrasion of enamel and dentine. Ashford and Joiner explain that some types of toothbrushes are more effective at capturing abrasive particles and keeping them in contact with the substrate. The authors highlight that there are conflicting conclusions about the impacts of toothbrushes on abrasion. In their study, Wiegand et al observed that dentine loss increased with decreasing filament diameter (Figure 4). Figure 4: Dentine loss as a function of filament diameter Figure 4 shows the relationship between dentine loss and filament diameter. As previously mentioned, dentine loss increases as the filament diameter decreases (Wiegand Sarria, 12 2009). The authors make note that this is the case in all toothpaste slurry groups except for the abrasive free control group. However, they warn that the impact of the filament diameter on dentine loss was less evident compared to the RDA value. The results from Wiegand et al are based on the assumption that toothpastes with lower abrasivity only abrade the outermost aspects of the dentine and collagen matrix. The authors’ conclusions may be explained by the increased duration and area of bristle contact to the brushed surface due to their softness (Wiegand 2009). Moreover, as filament diameter increase, there are less number of bristles per toothbrush, resulting in a brush less capable of capturing abrasive particles. 3.2 Erosion (Corrosion) Another tooth wear mechanism that has become more common in humans due to the change in dietary practices is erosion, also known as corrosion (Wu et al 2014). Dental erosion is defined as “Loss of dental hard tissue by a chemical process that does not involve the influence of bacteria (Johansson et al 2011). Erosion is significantly stimulated by the consumption of acidic foods and beverages, certain medications and occupations, and eating disorders (Chu et al 2010). Table 1 summarizes the different intrinsic and extrinsic causes that lead to dental erosion. Sarria, 13 Table 1: Primary causes of dental erosion (Chu et al 2010) Ashcroft and Joiner explain that acid erosion results in damage to the enamel due to the shifting of the dissociation equilibrium of hydroxyapatite, the main mineral component of hard tissue, to shift towards dissolution (Ashcroft and Joiner 2010). The authors elaborate that the amount of damage on the enamel is highly dependent on the quality and quantity of saliva produced by the patient, as it contains pH buffering properties. Initial signs of erosion are characterized by the production of a smooth, polished-looking surface, while advanced cases feature hollowed-out etch-pits (Ashcroft and Joiner 2010). Figure 5, reproduced from Johansson et al. shows clear signs of tooth erosion. The images, originate from a 13 year old girl with a high intake of soft drinks. The top image (a) shows occurrence of buccal erosion and crown shortening of the maxillary front teeth (Johansson et al 2011). Note the typical “inverted V-sign” characteristic of soft-drink-induced dental erosion. The bottom image (b) shows severe erosive damage, with shoulder formation on the palatal surfaces of maxillary anterior teeth. Sarria, 14 Figure 5: Dental wear in 13-year-old female due to high intake of soft drinks Johansson et al explain that sometimes “cupping” occurs, which is a concavity in the enamel, usually on a cusp tip. The authors also describe how in advanced cases of erosion, the pulp can be visible through the remaining tooth substance. Wear mechanisms acting upon human teeth seldom occur separately. More often than not they may work simultaneously and symmetrically (Wu et al. 2014). Recognizing this, Wu et al. carried out a study with the objective of investigating the loss of human enamel due to the simultaneous attrition-corrosion mechanism. Figure 6 summarizes the results gathered at the conclusion of this study. Sarria, 15 Figure 6: Attrition-corrosion wear loss by volume The authors concluded that the degree of demineralization depends on the solution to which the enamel was exposed to, with the acetic acid being the most corrosive, and distilled water as the least. Furthermore, Wu et al determined that mechanism of enamel-on-enamel wear mechanism shaved the softened layer with acidic lubricants, while delamination dominated with distilled water. Finally, the authors highlight that a lubricant with high corrosive potential can still be destructive for enamel. 3.3 Abfraction Ashcroft and Joiner define Abfraction as the loss of hard tissue due to biomechanical loading forces, resulting in lesions caused by flexure and ultimate fatigue of hard tissue away from the point of loading. There are three types of stresses that act on teeth during the mastication process: Compressive, shear and tensile (Romeed et al. 2012). Based on FEA studies, scientists determined that the concentration of tensile stresses in the cervical region of teeth resulted in cervical lesions known as abfraction. The authors also explain that occlusal forces from mastication and contact generate a “significant” tensile stress in the enamel. This loading Sarria, 16 creates differential flexure resulting in weakening and formation of micro cracks (Romeed et al. 2012). The lesions occur once the theoretical yield stress of the enamel is exceeded. The authors also suggest that erosive acids may also contribute to these lesions by weakening the structure of enamel and dentine in the buccocervical area, making the area more susceptible to fracture. Features characteristic of abfraction include wedge-shaped lesions to the cervical region of the dentition with sharp internal and external angles (Sarode and Sarode, 2013). Figure 7 shows these features. The authors explain that the shape and size of the lesion are dictated by the direction, magnitude, frequency, duration and location of forces due to tooth contact. Figure 7: Abfraction showing various degrees of severity Sarode and Sarode also highlight that the lesion should be located in the region of greatest tensile stress concentration, and display similar characteristics as shown in Figure 7. Furthermore, they mention that previous studies propose that the direction of the lateral forces acting on a tooth determines the location of the lesion. Additionally, these types of lesions are thought to be responsible for the chronic sensitivity of the teeth to cold foods and liquids. Sarria, 17 3.4 Fatigue Wear Dental fatigue wear takes place when enamel surfaces are subjected to occlusal contact, leading to considerable pressure during mastication (d’Incau et al 2012). The authors explain that despite enamel’s hardness compared with dentine, it is a very brittle material because of its high modulus of elasticity and low tensile strength. Micro crack propagation is controlled due to enamel’s prismatic organization. D’Incau et al. elaborate that once a micro crack initiates, it causes delamination in the enamel but eventually arrests because of the enameldentine junction which disperses stresses. D’Incau et al. reference the observations from some authors who noticed the formation of sub-vertical grooves initiated by micro cracks. Figure 8 shows the micrograph of sub-vertical grooves (white arrows) on the distal facet of a first upper left premolar belonging to the neandertal dental remains, obtained from d’Incau et al. Figure 8: ESEM micrograph of sub-vertical grooves The creation of these grooves highly depend on the strength and direction of the associated loads in addition to the acidity of the environment (d’Incau et al 2012). On the other Sarria, 18 hand, the authors indicate that there are others who argue that the frequency of these grooves showing little occlusal wear and no micro-cracks invalidates the previous ideas. 4. Numerical Approximation Modeling to Dental Wear Problems Due the level of complexity to estimate the impact of wear on human teeth, there have been numerous FEM studies done on the field. Of particular interest, the reader can refer to the one done by Chai. This study aims at assessing crown failure by comparing analytical predictions to numerical approximations (Chai 2014). Figure 9 is a schematic of the problem being considered. The crown is represented by a ball of radius r, an enamel surface of thickness d inclined at an angle θ to the horizontal. Figure 9: Conical bilayer model used for predicting crown failure. The author assumed an axis-symmetric 2-D ANSYS model simulating real model teeth. A specified load is transmitted uniformly to the enamel surface to make the analysis fully axissymmetric. Frictionless contact is assumed between all parts. A sensitivity study was done to verify the impact of the ball radius (representing the crown), enamel thickness and inclination angle (Chai 2014). Sarria, 19 Figure 10: Axisymmetric model results Figure 10 summarizes the results obtained from this study. The stress plots on the left (a) are radial (σP) and hoop (σz) stresses, the latter being responsible for ring and radial cracking. The results were obtained by assuming a thickness d=1.4mm, ball radius r=1mm, angle θ=27⁰ and a load P=920N. The plats on the right (b) show the FEM predictions for the load needed to initiate ring (open circles) and radial (solid circles) cracks vs. θ for the conditions specified. The solid lines represent the analytical predictions (Chai 2014). Chai concludes that the main forms of damage under the test assumptions are median radial and cylindrical cracks originating from a contact spot. These types of damage may have an undesirable effect on the enamel coat. The loads required to propagate the cracks along the enamel wall may serve as a viable indicator of failure. Another FEM study by Srirekha and Bashetty aims at evaluating the mechanical behavior of various restorative materials in abfraction lesion in the presence and absence of occlusal restoration. The authors created a 3-D FEM with abfraction lesions modeled. Then different Sarria, 20 loads were applied at a 45⁰ angle and then the authors verified the von Mises stresses of the model (Srirekha and Bashetty 2012). Figure 11: FEM of a tooth Figure 11 shows the FE model created using ANSYS, with the abrasion lesion modeled (a). The image on the right, (b), shows the direction and location of the applied load. Srirekha and Bashetty observed that the location of peak stresses occurred at the cervical margin of restoration, independent of the material assumed. Based on the results obtained, the authors concluded that restorative materials with low modulus of elasticity are successful in abfraction lesions at moderate tensile stresses. On the other hand, materials with high elastic modulus and mechanical properties can support higher loads and resist more wear. Sarria, 21 4. Dental Wear Prevention Excessive dental wear may result not only in undesirable aesthetic consequences but also in discomfort, pain and reduced mastication efficiency (Barlett 2005). Consequently, it is important to identify ways to mitigate, if not eliminate teeth wear rate. Due to the different wear mechanisms, prior to developing a prevention plan dentists need to determine the cause of wear in the patient (Barlett 2005). For instance, the use of fluoride is widely accepted to protect teeth from abrasion and erosion (Barlett, 2005). Barlett suggests that fluoride may help harden the tooth surface and increase resistance to acid damage rather than encouraging remineralisation. Additionally, the use of resin based sealants or bonding agents may reduce the progression of erosion, but not necessarily any other wear mechanism. Similarly, the use of a Michigan Splint or night guard might protect teeth from abrasion, but not erosion. Dietary supplements can also help reduce the wear rate, especially erosion. Wegehaupt et al carried out a study in 2011 to measure the effects that diet have on teeth after they have been exposed to orange juice. At the completion of the study the authors were able to conclude that the erosive an abrasive damage induced by orange juice and brushing could be significantly reduced by using free available dietary supplements. In this study, the authors tested bovine enamel samples by exposing those to different substances (water and orange juice included) for a specific duration. Then the samples were brushed a certain amount of times and the wear was measured using surface profilometry. Sarria, 22 Another study carried out by Amaechi and Higham lead to the conclusion that immediately after exposure to an acidic environment (from food, medicine or occupation), a remineralising agent such as fluoride mouth rinses, tablets, or dairy milk should be administered. Thus, the enhancement of rapid remineralisation of the softened tooth surface is allowed. Furthermore, the authors suggest treating the underlying medical disorders or disease as part of the wear prevention plan. Examples of such disorders include bruxism (teeth grinding), anorexia and bulimia. 5. Conclusion Tooth wear is an undesirable, and ultimately unavoidable condition that can have drastic consequences if left uncontrolled, from aesthetic reasons to chronic pain and inability to talk and chew properly. It is very important to understand the different types of wear mechanisms not only from a biological point of view, but also from a micro and macro mechanics perspective. This high level literature review was intended to provide a general understanding of abrasion, erosion, abfraction and fatigue. Additionally, it attempted to provide some insight as to the type of research that has been done related to teeth wear. The author recognizes that each wear mechanism is so complex by itself, that it would have been virtually impossible to cover all details from each in a high level review such as this one. The FEM studies referenced in the report were samples of the type of topics that can be investigated using numerical methods. Researchers are aware of the importance that healthy teeth have on humans’ daily lives for both an aesthetic and a functional perspective. Consequently a vast wealth of knowledge Sarria, 23 has been gathered throughout the years based on laboratory work and analytical calculations that not only helps understand what causes the observed dental wear, but also why, and how it can be prevented. Using these results, dentists can advise patients with regard to lifestyle changes that encourage positive dental health. Sarria, 24 Works Cited 1) Ainamo, Jukka. "Relationship Between Occlusal Wear of the Teeth and Periodontal Health." Scandinavian Journal of Dentistry 80 (1972): 505-09. ProQuest. Web. 9 May 2015. 2) Amaechi, B. T., and S. M. Higham. "Dental Erosion: Possible Approaches to Prevention and Control." Journal of Dentistry 33 (2004): 243-52. Elsevier. Web. 9 May 2015. 3) Ashcroft, A. T., and A. Joiner. "Tooth Cleaning and Tooth Wear: A Review." Engineering Tribology 224 (2010): 539-45. 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