Please do not quote without permissions from the authors The Normative Orientations of Civil Servants in China, Denmark, Taiwan, and the United States Lotte Bøgh Andersen, Aarhus University, lotte@ps.au.dk, Torben Beck Jørgensen (corresponding author), University of Copenhagen, tbj@ifs.ku.dk Karsten Vrangbæk, Danish Institute of Governmental Research, kvr@akf.dk, Yahong Zhang, Rutgers, the State University of New Jersey yahongzh@andromeda.rutgers.edu Paper presented at the third International Public Values Workshop at Department of Public Administration, University of Illinois at Chicago, June 2012 The Normative Orientations of Civil Servants in China, Denmark, Taiwan, and the United States Introduction A basic but rarely addressed question in public values research is whether and how public sector values vary from one country to another.1 We know that public values vary according to the task, sector, and level of administration within a country (Andersen et al. 2012a; Vrangbæk, 2009), but comparative studies of public values are rare and limited to countries that are quite similar to one another, cf. Van der Waal, Pekur, and Vrangbæk (2008). The paper seeks to fill this gap by comparing public values in China, Taiwan, the USA, and Denmark.2 One might begin by arguing that the core task of public administration – serving a master in ruling a country – is basically the same everywhere, regardless of how the political master is chosen and regardless of culture. Thus, one would expect inherently governmental functions to be identifiable (Garofalo, 2009) and that it is thus possible to determine a set of universal public values. Indeed, a few comparative empirical investigations point out rather similar sets of public values in a number of countries (Beck Jørgensen & Sørensen, 2012–13; Palidauskaite, 2011). In contrast, one might expect public values to vary considerably between countries due to differences regarding a number of factors, including age of statehood, political history, size of country, political system, and national culture. In this paper, we focus first on variations, concentrating on what we see as the most promising factors: variations in the political system and national culture. In this respect, the selected countries present us with remarkable variation. The biggest constitutional difference is between China, a single-party state governed by the Communist Party of China, and the other three countries, which are constitutional democracies. As to cultural variation, the contrasts between liberal Western culture and Confucian Eastern culture – and 1 Public values are defined as the ideals, coined as principles, to be followed in the public sector when producing a service and regulating citizens, business firms etc (Beck Jørgensen, 2003), such as legality, political loyalty, honesty and impartiality. 2 Taiwan is considered on equal terms with a country, even though it is not recognized as such by all nations. 1 corresponding rule and moral-based cultures – are often pointed out (Yang & Van der Wal, 2011). Moreover, numerous studies have highlighted major differences between groups of countries (Hofstede, 2001; Schwartz, 1992; World Value Survey). Of course, the contrasting expectations of value homogeneity versus value diversity can be combined if we identify a set of universal public values which, in practice, are interpreted differently because of contextual differences. Following this line of thought, looking for both differences and similarities becomes important. Comparative studies in public values can be carried out in several ways. A constitutional approach to regime values would focus on constitutions and high-level court decisions on constitutional matters (Overeem, this symposium; Rohr, 1978). A Public Value Mapping approach (Bozeman, 2006) would include a number of other written documents in the chosen countries, such as official statements regarding policy goals, goal statements in strategic plans issued by government agencies, and values derived from public budget documents. Standard sociological/anthropological approaches would include methods such as observation, interviews, surveys, and case studies. We have chosen surveys for this first preliminary study for two reasons. First, a survey provides an overview of the differences and similarities, which guides more detailed studies in the future, possibly utilizing mixed methods as recommended by Fitzpatrick et al. (2011). Second, comparing public values in countries all over the world is costly, especially if qualitative methods and refined documentary approaches are used, whereas surveys are rather cost-effective. Naturally, the main drawback is that surveys do not allow the researcher to dwell on understandings and interpretations pertaining to respondents’ perceptions concerning value importance. Our study focuses on which public values civil servants assess as values that should be important in their country. The implication of this focus is that we do not focus on the extent to which certain public values are implemented but rather on the normative orientation of the civil servant. Why is the normative orientation of civil servants important? First, the normative orientation is likely to reflect the education and socialization of the civil servant in question and thus the greater context. Second, the civil servants are unlikely to operate in ways that are totally detached from their normative orientation. On the contrary, the normative orientation is likely to provide guiding 2 principles that can be referred to in situations of uncertainty and when resolving conflicts. Third, and perhaps most importantly, the normative orientation possibly reflects the aspirations and ambitions of a civil servant, thereby providing an idea of civil service self-perception. As a proxy for civil servants, we use students enrolled in Master of Public Administration programs in the four countries (public management trainees). These students represent a convenient and informative group of respondents for this type of comparative study. They have working experience from the country’s public administration and have completed some level of higher education, rendering it likely that they are aware of abstract notions of public values and public service motivation (Svara, 2010). Furthermore, it is convenient to gather survey data as a part of their education. The weakness is a potential selection bias, such as their being more committed to public sector values than other public sector employees, but this is probably the same in all of the countries. Development of Hypotheses3 For a number of reasons, we do not begin by looking for universal public values. First, the degree of political (and economic) authority may vary along one or several dimensions. Subsequently, there are degrees of “publicness,” and some organizations are thus more public than others. Thus, absolute political authority offers a special case, and there is often a lack of clear boundaries between public and private organizations (Bozeman, 1987). Second, even if organizations are fully financed by public money and fully subject to political control, publicness may vary (Antonsen & Beck Jørgensen, 1997). Third, how to serve a political master efficiently and obediently may vary due to contextual factors. We will therefore proceed to discuss the contextual factors. But the notion of inherently governmental functions and corresponding universal public values will serve as a nilhypothesis, and we will return to this idea in the empirical analysis. Political System Political systems can be categorized in numerous ways. Distinctions can be drawn between unitary and federal states, decentralized and centralized states, corporatist regimes versus parliamentary regimes etc. In relation to public values, we believe that the strongest contrast is between 3 The values in all of the hypotheses presented in this section are selected from the public value questionnaire, see Appendix A. 3 democracies and dictatorships, in this paper operationalized as multi-party systems versus singleparty systems. In single-party systems, a single political party forms the government, and no other parties or only approved minor parties are permitted to run candidates for election. Alternatively, laws or practices prevent the opposition from legally obtaining power. In contrast, multi-party states have at least two independent parties that are, both formally and in practice, allowed to run candidates for election and ultimately for office. The theoretical question, then, is which public values we associate with single-party and multi-party regimes, respectively. A single-party regime calls for a monolithic, top-down world with a strong emphasis on hierarchy, flair for interpreting the motives and wishes of the masters, and vertical climbing within the system. Thus, our first hypothesis includes public values stressing the internal vertical nature of a system. H1: Civil servants in countries with a single-party system attach greater importance to the ability to interpret the political climate and signals, good relations with higher authorities, recognition from management, a high salary, and career opportunities as compared to civil servants from multi-party countries. Next, we expect that a strong presence of these internal values related to verticality crowds out the attention to external matters, such as citizens and the public-at-large. First, a value conflict between the internal and external orientation can easily be imagined. Second, a single-party regime calls for limited public competition over power and a disciplined public discourse. H2: Civil servants in countries with a single-party system attach less importance to satisfying immediate users’ needs, public insight and transparency, and consideration of the public opinion as compared to civil servants from countries with a multi-party system. Culture But there are many potential reasons other than the nature of the political system for why certain public values would be prioritized. Most importantly, a political system can be embedded in a national culture that influences which public values are important. A common sense understanding would lead us to think that the West (USA, Denmark) stands in contrast to the East (China, 4 Taiwan). As we will see, however, a more nuanced and theoretical grounded point of departure than a common sense East–West comparison is available. Hofstede and his associates (Hofstede, 2001; Hofstede & Bond, 1984) have developed cultural dimensions such as individualism–collectivism, masculinity–feminism, high–low power distance and high–low uncertainty avoidance. The USA and Denmark have individualistic cultures, whereas China and Taiwan have collectivistic cultures. Here, we find an East–West divide. Conversely, China and the USA have masculine cultures, whereas Denmark has a more feminine culture, and Taiwan is in-between. On the uncertainty-avoidance dimension, there is very limited difference between the four countries. The World Values Survey positions countries on two dimensions: traditional values vs. secular/rational values and survival values vs. self-expression values. While there is a clear difference between East and West on the survival/self-expression dimension – which can actually be related to wealth – both East and West have high scores on secular/rational values. Schwartz (1992, 1994, 1999) has developed a multidimensional measure of cultural values. He argues that countries can be placed according to the average scores of their citizens on seven dimensions: Embeddedness/conservatism, hierarchy, mastery, affective autonomy, egalitarianism, harmony and intellectual autonomy. Based on an analysis of 74 countries, Schwartz creates a map with relatively distinct groups of countries. Our four case countries are placed in three different groups based on their relative emphasis on the seven value dimensions. China and Taiwan belong to a Confucian cultural group with strong emphasis on hierarchy. The USA belongs to a group of English-speaking countries emphasizing “mastery.” Denmark is part of the group of European countries with two core values of “egalitarianism” and “intellectual autonomy.” There are two reasons for beginning with Schwartz’ cultural theory. First, it is easier to relate our public values in the questionnaire to the Schwartz theory compared to Hofstede and the World Value Survey. Second, empirical investigations have confirmed it to be a well-argued theory. The Confucian cultural group (here, China/Taiwan) is characterized by a hierarchical, differential allocation of fixed roles and resources being the legitimate, desirable way to regulate 5 interdependencies. People are socialized to comply with the obligations and rules—and sanctioned if they do not. The cultural emphasis is on the legitimacy of an unequal distribution of power, roles and resources (social power, authority, humility, wealth). We therefore expect civil servants from this group to stress public values relating to loyalty, tradition, and the willingness to accept authority. H3: Civil servants in a country belonging to the Confucian cultural group attach greater importance to political loyalty, loyalty to rules, continuity, and adaptability compared to civil servants from other countries. The mastery cultural group (here, the USA) is characterized by groups and individuals supposedly mastering, controlling, and changing the social and natural environment through assertive action in order to further personal or group interests. The cultural emphasis is on getting ahead via active self-assertion (ambition, success, daring, competence). H4: Civil servants in a country belonging to the mastery cultural group attach greater importance to innovation, the ability to innovate, business-like operations, willingness to take risks, and learning and development on the job compared to civil servants from other countries. The cultural orientation towards egalitarianism (here, Denmark) is characterized by individuals being portrayed as moral equals who share basic interests and are socialized to transcend selfish interests, cooperate voluntarily with others, and display concern for the welfare of others. Intellectual autonomy has a cultural emphasis on the desirability of individuals independently pursuing their own ideas and intellectual directions. Public values relating to egalitarianism would emphasize treating citizens as equals rather than subjects, for example, and a preference for recognition from peers rather than managers. Public values relating to intellectual autonomy would stress the ability to act in a professional manner independent of other actors. H5: Civil servants in a country belonging to the egalitarianism/intellectual autonomy cultural group attach greater importance to user democracy, recognition from peers, personal integrity, and independent professional standards as compared to the civil servants from other countries. 6 Comparing mainland China, Denmark, the USA, and Taiwan Summing up, the biggest difference in the political systems is between single-party mainland China and the other three multi-party countries. In terms of culture, the four countries belong to three different cultural groups, as shown in Table 1, which also lists the countries’ population sizes, political systems, and the number of respondents from each country in our survey. Table 1: Investigated countries Cultural group Number of Country Inhabitants Political system China 1341m Single-party state Confucian Taiwan 23m Multi-party state Confucian 223 United States 310m Multi-party state Mastery 265 Denmark 6m Multi-party state Egalitarianism/intellectual autonomy respondents 307 455 Research Design and Methods Analyzing Master’s of Public Administration students We investigate master’s students for several reasons. First, Master’s of Public Administration students in the four countries are relatively comparable, even in these very different contexts. They have completed some measure of higher education and are working toward employment in the public sector. The educational programs under investigation differ slightly in their relative weight on different policy analysis and public administration/management approaches to public service education, but Soto, Opheim, and Tajalli (1999) find limited differences between these types of educational programs, indicating that this is inconsequential. Still, the comparison between the questionnaire answers in different countries should be done carefully due to the known differences in cross-cultural response behavior. “Response set” means the general tendencies to systematically agree more (or less) with all questions, and it is known to vary between countries (e.g. Hofstede & Bond, 1984). 7 Second, many of the master’s students have practical working experience in the public sector, and their values thus reflect the different values and public service motivation. Svara (2010) found that public administration students are oriented toward contributing to society based on his survey of Master’s of Public Administration students at five universities, and more than 80 percent agreed that meaningful public service and the opportunity to help others are important (ibid.). Svara (2010, p. 361) further argues that generational change in government employment presents numerical, attitudinal, and organizational challenges, and more knowledge about future public administrators around the world might help us handle these challenges. Finally, it is convenient to gather survey data from master’s students as a part of their education. As discussed below, the response rate was high, and we were able to obtain data from a relatively large number of respondents. The weakness is a potential selection bias, as our respondents have actively decided to pursue public management training and careers and/or receive support from their workplace. This possibly implies a greater commitment to public sector values than other public sector employees. Furthermore, it might mean that they are more focused on management values than professional or user values. However, since we sample from similar respondent groups in all four countries, we do not expect this to affect our conclusions concerning the similarities and differences between the countries. Data and Operationalizations The questionnaire used in this study has been applied in a number of earlier investigations testing the dimensions of public values (Andersen et al., 2012a) and the empirical and conceptual links between public values and public service motivation (Andersen et al., 2012b). In Denmark, the questionnaires were sent out by post as part of the master’s degree program. A stamped return envelope was enclosed. In the other three countries, data was collected as part of lectures held in Public Administration. The response rate in Denmark was 62, while almost all of the students in the other three countries completed the questionnaires. The number of respondents in 8 each of the countries can be seen in Table 1 above. The questionnaires were translated by nativespeaking researchers and language specialists (the English version of the questionnaire is attached). In order to measure how much importance the respondents attached to different values, the respondents were asked to evaluate the importance of (1) general organizational values in pursuing the daily tasks of their organization, (2) values related to the desirability of certain staff competences and (3) values about the dominant motivational factors for the staff. Examples are political loyalty and high productivity (general values), ethical awareness and adaptability (values related to staff competences), and good relations to users and remaining within the budget (values related to staff motives). The general values are linked to the performance of daily organizational tasks, and the respondents are thus encouraged to consider the desirability of abstract values in light of specific working tasks. Note again that all questions address what should be, not what is. Our data thus reflects the desirability of certain normative universes, not the actual presence of certain public values. Methods of Analysis Analytically, our strategy is to give an overview of what the respondents actually answered and test whether their answers differed between the countries. The mean score on a given value in each of the countries provides a parsimonious summary of the respondents’ answers, but the comparison involves four challenges. The first challenge is that differences between countries may be due to differences in language rather than political system or culture. Although the translation has been validated with native-speaking researchers, culture and language are so closely intertwined that all interpretations between countries must be carried out very carefully. Still, we can analyze the respondents’ answers and then discuss whether they reflect an actual difference in normative orientations. This is also the main reason for primarily presenting descriptive analyses (graphs showing the mean scores for each of the four countries) and only secondarily using more advanced statistics. The second challenge is that value importance is measured on ordinal scales (see Appendix A), suggesting that advanced statistics are necessary as a supplement to the descriptive graphs. The available measure of the central tendency for ordinal variables (the median) does not capture 9 nuances in the distribution of answers, which is the reason for using mean scores in the graphs. But this makes it necessary to supplement with ordinal regressions to make sure that our results are robust when we use a proper ordinal scale technique. While the key results from these regressions are mentioned in the result section, all of the details are in Appendix B. The ordinal regressions also handle the third challenge, namely that the gender composition and average age differ between the countries. The ordinal regressions control for these variables to make sure that the differences, if any, are not due to these personal characteristics. The fourth challenge relates to the fact that the questionnaire included 16 general values, 10 values linked to staff competences, and 11 values related to staff motives. Comparisons of all these values between four countries without adjusting for the number of comparisons performed would mean that we could obtain statistically significant differences by chance, only because of the considerable number of comparisons. We have therefore theoretically selected a more limited number of comparisons to present in the paper, and we performed post-hoc tests to adjust the p-values of the comparisons to the fact that we perform many comparisons. We consistently use Scheffe post-hoc tests. Results The presentation of the results follows the hypotheses, starting with the expectations concerning single-party versus multi-party systems followed by the hypotheses concerning culture. Does the Political System Matter? Following Hypothesis 1, we expect the Chinese civil servants to attach more importance to the ability to interpret the political climate and signals, good relations with higher authorities, recognition from management, high salary, and career opportunities compared to the civil servants from the other three countries. Concerning the value of being able to interpret political climate and signals, the variation between the four countries is as expected according to Figure 1. In a Scheffe post-hoc test, these differences are all highly statistically significant (p < 0.001). This is also the case if the differences are analyzed using ordinal regression (Table B1 in Appendix B). 10 Figure 1: The Importance of Ability to Interpret Political Climate and Signals 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: Comparison of average importance reported by the participating Master’s of Public Administration students from the four countries. The averages are calculated from responses between 5 (highest level of importance) and 1 (lowest level of importance). See Appendix A for the exact question and response categories. The next value concerns the value of good relations with higher authorities as a factor of motivation. Figure 2 shows that although the average importance attached to this value is greatest for China, the difference to the US and Taiwan is not very substantial. Although the differences are statistically significant in the ordinal regression (Table B1), post-hoc tests indicate that the difference between Chinese and US respondents is not robust. Figure 2: The Importance of Good Relations with Higher Authorities 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. 11 Recognition from management is expected to be seen as a more important motivational factor for Chinese core employees. Figure 3 shows that this is actually the case, and post-hoc tests and ordinal regression confirm that Chinese respondents find this value significantly more important than respondents from the three other countries. Figure 3: The Importance of Recognition from Management 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. Concerning high salary as a motive for core employees, our expectations are met in Figure 4, and the logistic regression (Table B1) also shows that the differences are statistically significant controlled for age and gender. Still, the post-hoc test shows that the difference between China and Taiwan is not robust when we control for the many comparisons performed. Figure 4: The Importance of High Salary 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. 12 Finally, career opportunities are expected to be seen as more important in China than in the other three countries. Figure 5 shows that Chinese respondents (as expected) attach greater importance to career opportunities as a staff motive than the other respondents (right side, yellow bars), and this difference is also statistically significant for all of the countries (both in post-hoc tests and in Table B1). However, the respondents from the four countries do not differ in the importance they attach to whether the organization should ensure career opportunities (left side, blue bars). The ordinal regression (Table B1) indicates that the difference between Chinese and Danish respondents is statistically significant after controlling for age and gender, but the substantial difference is inconsequential. Figure 5: Comparison of Importance of Career Opportunities as General Value and Motive Organisation should ensure career opportunities Career opportunities as a motive 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. In sum, the bulk of the analyses support Hypothesis 1: Political systems matter. The single-party system is associated with public values stressing the internal vertical nature of a system. Note also that Denmark rather systematically scored lowest in most comparisons, cf. Figures 1, 2, 4, and 5 (with regard to career opportunities as a motivational factor), indicating that the Danish political system is the least vertically oriented system. Finally, we found a clear East–West distribution on high salary. We will return to these special findings later. 13 Hypothesis 2 expects that civil servants in countries with a single-party system attach less importance to external actors, such as users and the public-at-large, than the civil servants in countries with a multi-party system. Concerning satisfying the immediate needs of users, our expectations are definitely not met. On the contrary, Figure 6 shows how Chinese respondents attach substantially greater importance to this value than the other respondents, and both logistic regression (Table B2 in Appendix B) and posthoc tests confirm this. Moreover, a rather clear East–West distribution is visible. Figure 6: The Importance of Satisfying the Immediate Needs of Users 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. Chinese respondents were expected to attach less importance to public insight and transparency than respondents from the other countries. This expectation is not met. There is no difference between Denmark, China, and Taiwan, whereas the US respondents score higher than all the other respondents, as seen in Figure 7 below (Table B2 shows that this difference is statistically significant). 14 Figure 7: The Importance of Public Insight and Transparency 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. The last part of Hypothesis 2 implies that respondents from states with multi-party systems find consideration of the public opinion more important than the respondents from a single-party system (China). Again, this expectation is not met (see Figure 8). Similar to public insight and transparency, US respondents attach greater importance to granting consideration to the public opinion than respondents from the other three countries, while Danish respondents attached significantly lower importance to this value than the other respondents (Table B2). Figure 8: The Importance of Considering the Public Opinion 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. 15 These results leave us with a highly interesting discussion. While Hypothesis 1 concerning public values in single-party countries is supported, Hypothesis 2 concerning public values in multi-party countries is rejected. One might say that the vertical orientation in a single-party country (Hypothesis 1) is not at the expense of the other values we believed to be present in a democracy (Hypothesis 2). Other factors may be present. Does Culture Matter? Hypothesis 3 expected civil servants in a country belonging to the Confucian cultural group (China, Taiwan) to attach more importance to political loyalty, loyalty to rules, continuity, and adaptability than civil servants from other countries. Figure 9: The Importance of Political Loyalty 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. Figure 9 shows that China has the highest level of importance attached to political loyalty followed by Taiwan and Denmark, with approximately the same level and the US with the lowest level. This implies that although the respondents from the Confucian cultural group on average have higher scores (as also illustrated in the significant dummy variable in Table B3 in Appendix B), it does not explain why Taiwan does not differ from Denmark, as otherwise expected. Loyalty to rules was also expected to be seen as more important for respondents from the Confucian cultural group, and if we combine the respondents from China and Taiwan in a category in the 16 ordinal regression, there is a statistically significant (positive) difference from the other respondents. As Figure 10 also illustrates, however, the differences are inconsequential, and China is the only country where the difference is statistically significant in the post-hoc tests. Figure 10: The Importance of Rule Loyalty 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. As Figure 11 illustrates, Chinese respondents attach greater importance to continuity than the other respondents followed by respondents from Taiwan. Table B3 confirms that respondents from the Confucian cultural group attach higher importance to continuity than other respondents. The difference between Taiwanese and US respondents is, however, negligible. Figure 11: The Importance of Continuity Note: See the note to Figure 1. 17 The last value expected to be more important for respondents from countries belonging to the Confucian cultural group is adaptability. Here, the results again defy expectations (Figure 12 and Table B3). The US respondents attach the greatest importance to this value followed by the Danish and Chinese respondents, with approximately the same average importance, while Taiwanese respondents tend to see this value as less important. Figure 12: The Importance of Adaptability 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. Thus far, the findings indicate that culture does not matter, at least not in the expected manner. An alternative conclusion could be that culture matters contingent upon regime type. The high Chinese scores on both political loyalty and rule loyalty―resembling the verticality values from Hypothesis 1―suggest that the Confucian culture has been diluted in the Taiwanese case, while it remains stronger in China (cf. also the high Chinese score on continuity). Hypothesis 4 expects that civil servants in a country belonging to the mastery cultural group (USA) attach more importance to innovation, the ability to innovate, business-like operations, willingness to take risks, learning, and development on the job than respondents from other countries. We have asked the respondents two questions about innovation: Both as a general value and about the importance of the ability to innovate. Concerning innovation as a general value, Figure 13 18 shows that respondents from the US and Denmark attach the greatest importance to this value and that US respondents, as expected, attach more importance to the value than Chinese and Taiwanese respondents (and these differences are statistically significant in both the post-hoc tests and ordinal regression, see Table B4 in Appendix B). There is no significant difference between Denmark and the US. For the ability to innovate, we find the exact same pattern (the yellow bars in Figure 13). This indicates an East–West divide. Figure 13: The Importance of Innovation Innovation as a general value 5 Ability to innovate Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. Concerning business-like operations (Figure 14), Danish respondents score higher than the other respondents followed by respondents from the US, then Taiwan, and finally China. Our expectation is not met, given that US respondents score lower than Danish respondents and do not differ from Taiwanese respondents (although they score higher than Chinese respondents, Table B4). Given China’s low score score, the explanation may be differences in political and economic systems. 19 Figure 14: The Importance of a Business-Like Approach 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. Concerning the willingness to take risks (Figure 15), Chinese and Taiwanese respondents see this as more important than both US and Danish respondents. Our expectation is therefore not met here either (see also Table B4). Note that we find a clear Confucian versus non-Confucian divide but the opposite of what one might have expected. Figure 15: The Importance of Willingness to Take Risks 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. 20 In contrast, our expectation is met for learning and development on the job, as the US respondents score higher than the respondents from all of the other countries in Figure 16 (Table B4 shows that these differences are statistically significant). Figure 16: The Importance of On-the-Job Learning and Development 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. We did not find much support for Hypothesis 4. Only one value―the value of learning and developing on the job―was considered more important in the US as compared to the three nonmastery countries. On the other hand, it should be noted that some of the results point to the importance of the Confucian–non-Confucian cultural split. Compared to Denmark and the US, China and Taiwan score lower on innovation and business-like operations and higher on willingness to take risks. The low scores can be interpreted as being in accordance with Confucianism, but we cannot explain the high score on the willingness to take risks. Hypothesis 5 expects the civil servants in a country belonging to the egalitarianism/intellectual autonomy cultural group (Denmark) to attach more importance to user democracy, recognition from peers, personal integrity, and independent professional standards than the civil servants from other countries. 21 The expectation is not confirmed for the importance of strengthening user democracy. As illustrated in Figure 17 (and tested in Table B5 in Appendix B), the difference between the countries is inconsequential. Figure 17: The Importance of Strengthening User Democracy 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. There is no substantial difference between Denmark, China, and Taiwan when examining recognition from peers (Figure 18), while US respondents attach less importance to this value (see also Table B5). 22 Figure 18: The Importance of Peer Recognition 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. For personal integrity, the country mean scores can be seen in Figure 19. Taiwanese respondents score lower than Danish respondents, but US respondents score significantly higher (according to ordinal regression, although the difference is substantially inconsequential and not statistically significant in post-hoc testing). Figure 19: The Importance of Personal Integrity 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. 23 For independent professional standards, our expectations are met. According to Figure 20, Danish respondents have higher scores than respondents from the other three countries (post-hoc testing and Table B5 show that this difference is statistically significant). Figure 20: The Importance of Independent Professional Standards 5 Importance 4 3 2 1 0 Denmark China US Taiwan Note: See the note to Figure 1. In sum, the evidence concerning Hypothesis 5 is mixed. We found the expected distribution in the case of independent professional values, but the other expectations were not met. On the other hand, if we consider the values discussion in relation to Hypothesis 1 (see also Table B1), Denmark consistently has the lowest score on all public values related to the vertical nature of a single-party system. Together with the high score on independent professional standards, this fits nicely with the Schwartz location of Denmark in the egalitarian/intellectual autonomy cultural group. Discussion: Diversity or Homogeneity? Differences Between Countries Our first two hypotheses were derived from theoretical expectations concerning differences in the value importance between respondents from different political systems. We expected respondents from the single-party Chinese system to differ systematically from respondents in the three countries with multi-party systems. The first hypothesis concerned expectations about the importance of the internal values related to verticality: “ability to interpret the political climate and signals,” “good relations with higher authorities,” “recognition from management,” “high salary,” 24 and “career opportunities.” The analysis confirmed that Chinese respondents attach higher importance to these values. Our second hypothesis expected the emphasis on internal values related to verticality to crowd out the external values: the importance of satisfying users’ immediate needs, public insight and transparency, and consideration of the public opinion. However, these expectations were not met. Chinese respondents actually emphasized satisfying users’ needs more than other respondents. In sum, regime type is clearly reflected in the importance of values related to internal verticality, but regime type does not explain all of the normative orientations. Chinese respondents do not differ significantly from their counterparts in multiparty systems with regard to external related values. The results from our analysis of the hypotheses derived from culture theory were also quite mixed. The first group of expectations (in Hypothesis 3) concerned political loyalty, loyalty to rules, continuity, and adaptability. We argued that respondents from countries belonging to the Confucian cultural group (Taiwan and China) were likely to attach higher importance to these values than their counterparts in Denmark and the US. The overall picture is that these expectations were confirmed for China but not for Taiwan. This mixed picture can be interpreted differently. First, it may be argued that culture matters but that the impact depends on the political regime, as the values which can be theoretically connected with Confucianism may have better conditions for thriving in some settings (China) than in others (Taiwan). Second, Taiwan may have moved away from a classical Confucian culture and towards a more hybrid cultural form due to stronger interaction with Western countries than in China, as Schwarz and Bardi (2001) also find. Hypothesis 4 stated that the respondents from a country belonging to the mastery cultural group attach more importance to innovation, the ability to innovate, business-like operations, willingness to take risks, and learning and development on the job. These expectations were not met, except for learning and development on the job. Hypothesis 5 expected that the respondents from a country belonging to the egalitarianism/intellectual autonomy cultural group would attach more importance to user democracy, recognition from peers, personal integrity, and independent professional standards. 25 These expectations were not confirmed, with the exception of the high importance attached to independent professional standards by Danish respondents. However, if we combine this result with the consistently low Danish scores on all public values related to the verticality, the emerging picture fits nicely with the Schwartz location of Denmark in the egalitarian/intellectual autonomy cultural group. The overall conclusion is that we find mixed support for regime-based and culture-based hypotheses. The most unambiguous result is the identified relationship between regime type and values related to verticality, with China and Denmark as opposites. Next, the lack of clear support for most hypotheses suggests that we should consider other explanations for the reported value profiles in the four countries. First, our results indicate interaction between regime type and culture. The Chinese regime may create a more benign environment for Confucianism to have an impact, just as the low Danish scores on vertical-related values (regime) fit well the high score on independent professional standards (culture). Second, we often found an unexpected and rather clear East–West distribution. This finding suggests that the Schwartz cultural theory has weaknesses, e.g. Denmark and USA have unexpectedly similar scores in many cases, and that a more traditional East–West categorization seems more robust. Third, factors other than regime type and culture are present. The very low Chinese score on business approach suggests that the type of economic system should be included as a contextual factor. Finally, one might imagine alternative routes of analyzing the identified normative orientations of the civil servants in the four countries. One possibility is to highlight the specifics of the single country. For example, USA has the highest scores on public insight and transparency, considering the public opinion and accountability to society in general, and a remarkably low score on political loyalty, suggesting an open public administration. China has a similar high score on accountability to society in general, which, combined with the highest score on political loyalty, suggests a completely different interpretation of a general accountability to society. Another path of investigation―given the fact that all countries score very high on certain values―is analyzing the nature of the similarities of the normative orientations of the civil servants in the four countries. We thus turn to our nil-hypothesis. 26 Universal Public Values? Public administrations in all countries share so many characteristics in common that they are likely to share a set of universal public values or―putting it differently―a set of inherently governmental values. One line of thought stresses that the public administration is owned and governed by politicians. The main role of public administration anywhere is thus to be loyal towards the legitimate masters with no regard to whether the master is elected in open competition between several parties, selected by a single party, designated by tradition, or has inherited a kingdom by birth. The public apparatus has a single core obligation: serving the master. If this argument is valid, we should be able to identify a universal set of public values consisting of values facilitating obedient service, such as political loyalty and good relations with higher authorities. However, one might also argue that all public administrations share tasks such as rule implementation, law enforcement, and service production in common. This implies that public organizations follow rules and professional standards with little or no attention to the political master. If this argument is valid, the core obligation is independent professional decision making, and a set of universal public values takes another shape, e.g. stressing legal values integrity, and independent professionalism, i.e. a corps d’esprit of an independent civil service. How do we then identify universal values? One practical strategy is simply to look for values that received average scores of importance above four in all countries. Several values included in our hypotheses met this criterion. However, we must obviously include all of the values in our questionnaire, not limiting ourselves to the values related to our five hypotheses on diversity. 15 values meet our criterion for universalism. Although the differences in score are modest (the average scores for all respondents range from 4.65 for personal integrity to 4.14 for good social working environment), it is notable how the seven values with the highest total scores fit nicely into a single group, which most aptly can be labeled as corps d’esprit values: personal integrity, ethical awareness, judicial values, accountability to society in general, professional commitment, equal treatment, and independent professional standards. Interestingly, this value type is omnipresent in codes of good government in 14 countries around the world (Beck Jørgensen & Sørensen, 2012-13) and confirms this finding. 27 Six values can be categorized in a group of organizational values: commitment to organizational task/mission, adaptability, productivity, learning and development on the job, loyalty to rules, and good social working environment. Finally, two values concern external relations: public insight/transparency and good relations to users. Note that none of the values related to verticality survived, meaning that public values such as interpreting the political climate and signals, good relations with higher authorities, recognition from management, salary, career opportunities, and political loyalty cannot be included in a set of universal public values. Their importance depends on the national setting. Apparently, the vision of a public administration devoted to the obedient service of the political masters is not a dominant part of civil servants’ normative orientation. Note also that the “modern values” reflecting New Public Management, networked governance, and participation do not meet our criterion of universality. Although productivity is included, it cannot be taken for granted that this value reflects NPM. A businesslike approach as a value does not pass our test and a content analysis of economy related values (productivity, effectiveness, parsimony) in codes of good governance reveals that the economy is related to the proper use of public money and avoiding corruption rather than running public organizations as efficient business firms (Beck Jørgensen & Sørensen, 2012-13) . All in all, we get a picture of an understanding of the public machinery as self-propelled and selfdisciplined. This is not to say that the normative orientation of our civil servants is exclusively introvert. The universal values include accountability to society in general, public insight and transparency, and good relations to users but characteristically exclude listening to the public opinion, satisfying immediate users’ needs, and strengthening user democracy. Civil servants expect themselves to serve others but not to please others: They are superior to others in order to serve others. Conclusion Contrary to our initial expectations, the main conclusion seems to be that despite important differences between China, Taiwan, USA, and Denmark, civil servants appear to subscribe to a 28 common set of universal public values―a public service ethos―centered around now-classic public values such as personal integrity, accountability to society in general, and professional commitment. These values are situated in different contexts in terms of the type of political system and culture, and the enactment and interpretation of values may therefore assume different routes. Naturally, this study is marked by several weaknesses. Four of our five hypotheses―especially the culture-based hypotheses―received mixed support, suggesting that the Schwartz classification had weaknesses or that culture is too broad and imprecise a concept. However, one should recall that we found several rather clear East–West differences. Next, survey data have weaknesses. While there are often only small differences in score, the abstract values in the questionnaire can be interpreted quite differently in the four countries. Further, we only know civil servants’ assessment of which public values they thought should be important. We have no other data. Cutting to the bone, we might only know something about civil servants’ sweet but unrealistic dreams. Future research should thus incorporate other data and methods such as written material, case studies, observation of behavior, and historical studies as also suggested by Toon Kerkhof in this symposium. Finally, it would be interesting to conduct studies in countries from other continents, such as Africa and Latin America. 29 References Andersen, L. B., Beck Jørgensen, T., Kjeldsen, A. M., Pedersen, L. H., & Vrangbæk, K. (2012a). Public value dimensions: Developing and testing a multidimensional classification. International Journal of Public Administration, 35, 715-728. Andersen, L. 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The next generation challenge: Finding and incorporating the local (and other) government managers of the future. Journal of Public Affairs Education, 16, 361-377. Van der Waal, Z., Pekur, A., & Vrangbæk, K. (2008). Public sector value congruence among old and new EU member-states? Empirical evidence from the Netherlands, Denmark and Estonia. Public Integrity, 10, 317-333. Vrangbæk, K. (2009). Public sector values in Denmark: A survey analysis. International Journal of Public Administration, 32, 508-535. 31 Yang, L., & van der Wal, Z. (2011). Rule of morality vs. rule of law: Establishing a set of values to compare the civil service ethos in China and the Netherlands. Paper presented at the Symposium on Ethical Leadership: Issues, Challenges and Opportunities 22-24 October, Chengdu, P. R. China. 32 Appendix A: Questionnaire Concerning Values, Motives and Competences in the Public Sector 1. How important do you think these values should be in your organization? Please mark one option in each row Should Should be Should occasionfundamental; normally be nally be very important important important Shouldn’t be important Shouldn’t play any role Don’t know A. Political loyalty B. Judicial values/due process C. Independent professional standards (freedom to use professional discretion in a qualified manner) D. Balance societal interests (e.g., considering special interests without letting them dominate) E. Satisfying immediate needs of users F. High productivity G. Businesslike operations H. Accountability to society in general I. Public insight and transparency (citizens and others can always ask questions and look over our shoulder) J. Listen to the public opinion (ensure alignment between public opinion and our activity) K. Equal treatment (avoid discrimination based on gender, ethnicity, and religion in encounters with users or recruitment) L. Continuity (consider the long term and maintain traditions) M. Innovation N. Ensure good career opportunities for employees O. Strengthen user democracy (e.g., help users gain influence using existing channels or creating new ones) P. Networking (moving beyond sector limits and traditional jurisdictions) Q. Other values, please specify: 33 2. In your opinion, how should core employees in a public organization rate the importance of the following competences? Please mark one option in each row Should be fundamental; very important Should Should normally be occasionally important be important Shouldn’t Shouldn’t be play any important role Don’t know A. Ability to interpret the political climate and signals B. Ethical awareness C. Willingness to take risks D. Loyalty to rules E. Adaptability F. Personal integrity (e.g., honesty and credibility) G. Professional drive H. Economic awareness J. Strong interpersonal skills I. Ability to innovate K. Other competences, please specify: 3. In your opinion, how should core employees in a public organization rate the importance of the following motives? Please mark one option in each row Should be extremely important Should be Should be very fairly important important Should be Shouldn’t less be important important Don’t know A. Professional commitment B. Commitment to the organizational task/mission C. Good social work environment D. A high salary E. Career opportunities F. Staying within budget G. Good relations with higher authorities H. Learning and development on the job I. Recognition from management J. Good relations to users K. Recognition from peers L. Other types of motives, please specify: 34 Appendix B: Ordinal Regressions To make sure that the results are robust when using a technique appropriate for ordinal scale, this appendix explains and shows ordinal regressions corresponding to the hypotheses in the text. The ordinal regressions also control for the fact that the gender composition and average age differ between the countries. When comparing one country to the other three countries, this country becomes the reference category, and the country coefficients express estimated differences from the respondents from this country. When comparing groups of countries (e.g., the two countries belonging to the Confucian cultural group with the other two countries), we construct a dummy variable for whether a given respondent comes from the group in question. If there is only one country in a group (e.g., the US in the mastery cultural group), we use the country dummy variable instead of coding countries together. We use a logit transformation in all models, and all models are acceptable in term of significant tests of model fitting information (-2 log likelihood). The ordinal regressions (Table B1-B5-6) can be interpreted as follows: The estimates labeled “Location” are the coefficients for the predictor variables, and the country dummy variables are of primary interest for the hypotheses. Compared to Chinese respondents (the reference category), Danish respondents have 2.773 lower-ordered log odds of finding “Importance of ability to interpret the political climate and signals” one category more important. The ratio of the odds for lower to higher value importance for Danish and Chinese respondents are calculated by e–β, in this case exp (2.733) = 15.37. The estimates in the Table B1-B5 are easily interpreted, given that negative values mean that respondents from the country in question attach lower importance to the value in question than respondents from the reference country. Reference countries are chosen to be the country which the hypothesis expects to differ from the other. In Table 3, China and Taiwan are combined to allow for a comparison with the countries which do not belong to the Confucian cultural group. The interpretation of the control variables follows the same procedure. In Table 2, age is not significantly related to “Importance of ability to interpret the political climate and signals” but to “Importance of the organization ensuring career opportunities,” the parameter estimate for age (– 0.019) meaning that for a one-year increase in age, we expect a 0.014 decrease in the ordered log odds of the finding, given all of the other variables in the model are held constant. Gender has only two values (0 and 1), and the parameter estimate thus expresses the difference in expected ordered 35 log odds between women and men (reference category). The estimates labeled threshold are the intercept equivalent terms. Table B1: Ordinal Regression of Values Investigated in Hypothesis 1 Importance of Importance of Importance of Importance Importance of Importance ability to good relations recognition of high the of career interpret the with higher from salary as a organization opportunities political climate authorities as a management motive ensuring career as a motive and signals as a motive motive opportunities Threshold Should not play any role 0.257 –2.687 *** –5.512 *** –5.561 *** –5.563 *** –6.918 *** Should not be important 1.309 *** –0.371 –3.577 *** –2.853 *** –3.815 *** –4.235 *** Occasionally be important 2.949 *** 1.662 *** –1.361 *** –0.759 * –1.651 *** –1.692 *** Should normally be important 4.804 *** 3.898 *** 0.534 1.588 *** 0.653 * 0.336 Fundamental, very important Reference Reference Reference Reference Reference Reference Age –0.014 –0.004 0.010 0.016 –0.019 * 0.001 Female = 1 0.011 0.429 *** 0.392 *** 0.060 0.398 *** 0.256 * Taiwan = 1 –1.708 *** –0.747 *** –0.632 *** –0.412 * –0.211 –0.733 *** US = 1 –1.468 *** –0.451 *** –0.981 *** –1.791*** 0.177 –0.942 *** Denmark = 1 –2.773 *** –2.648 *** –0.698 * –2.380 *** –0.626 * –2.331*** Nagelkerke 0.223 0.208 0.045 0.314 0.021 0.223 N 1174 1173 1184 1182 1178 1182 Location Note: Logit link function. Reference category is China and the country coefficients express estimated difference from China. * p < 0.05; ** p < 0.01, *** p < 0.001. 36 Table B2: Ordinal Regression of Values Investigated in Hypothesis 2 Importance of satisfying Importance of public immediate user needs as a insight and transparency Importance of listening to the public opinion general value Threshold Should not play any role –6.041 *** –7.170 *** –4.326 *** Should not be important –4.044 *** –3.852 *** –3.072 *** Occasionally be important –1.882 ** –1.759 *** –1.277 *** Should normally be important 0.283 *** 0.190 0.740 * Fundamental, very important Reference Reference Reference Age –0.012 –0.006 –0.007 Female =1 0.412 *** 0.215 0.081 Taiwan = 1 –0.143 *** –0.206 0.028 US = 1 –0,920 0.651 * 0.498 *** Denmark = 1 –1.457*** –0.338 –1.848 *** Nagelkerke 0.081 0.034 0.204 N 1180 1185 1168 Location Note: Logit link function. Reference category is China and the country coefficients express estimated difference from China. * p < 0.05; ** p < 0.01, *** p < 0.001. 37 Table B3: Ordinal Regression of Values Investigated in Hypothesis 3 Importance of political loyalty Importance of loyalty to rules Importance of continuity Importance of being adaptable –2.998 *** –6.878 *** –3.326 *** No observations Should not be important –1.849 *** –3.680 *** –1.957 *** –4.352 *** Occasionally be important –1.014 *** –1.587 *** –0.217 –2.211 *** Should normally be important 0.481*** 0.764 *** 1.620*** 0.322 ** Fundamental. very important Reference Reference Reference Reference Age –0.052*** 0.001 0.014** 0.009 Female = 1 –0.159 0.133 –0.119 0.137 Confucian group = 1 2.427*** 0.290 * 0.627*** –0.595 *** Nagelkerke 0.223 0.008 0.068 0.019 N 1174 1182 1176 1176 Threshold Should not play any role Location Note: Logit link function. Non-Confucianist culture is reference (respondents from Denmark and the US). * p < 0.05; ** p < 0.01, *** p < 0.001. 38 Table B4: Ordinal Regression of Values Investigated in Hypothesis 4 Importance of Importance Importance of Importance of Importance of innovation as of ability to businesslike willingness to learning and a general innovate operations as a take risks development on the value general value job as a motive Threshold Should not play any role –6.118 *** –6.239 *** –3.583 *** –3.225 *** –7.213 *** Should not be important –4.307 *** –3.863 *** –1.748 *** –2.189 *** –5.122 *** Occasionally be important –1.314 *** –1.103 ** 0.154 0.168 –2.563 *** Should normally be important 0.746 * 0.858 * 2.155 *** 2.121 *** –0.163 Fundamental. very important Reference Reference Reference Reference Reference Age 0.008 0.009 0.015 0.007 –0.004 Female = 1 0.234 * 0.268 * 0.286 ** 0.085 0.404 *** Taiwan = 1 –1.025 *** –0.631 *** –0.214 1.456 *** –1.104 *** Denmark = 1 0.571 0.454 1.065 *** –0.228 –1.397 *** China = 1 –1.139 *** –0.732 *** –1.512 *** 1.601 *** –0.482 ** Nagelkerke 0.127 0.058 0.187 0.207 0.081 N 1172 1177 1167 1177 1187 Location Note: Logit link function. Reference category is the US, and the country coefficients express estimated difference from US respondents. * p < 0.05; ** p < 0.01, *** p < 0.001. 39 Table B5: Ordinal Regression of Values Investigated in Hypothesis 5 Importance of strengthening Importance of Importance of Importance user democracy as a general recognition from having personal independent value peers integrity Should not play any role –4.165 *** –4.736 *** No observations –7.887 *** Should not be important –2.792 *** –2.599 *** –6.104 *** –5.309 *** Occasionally be important –0.673 *** –0.510 *** –3.273 *** –2.867 *** Should normally be important 1.269 *** 1.591 *** –1.227 *** –0.571 *** Fundamental. Very important Reference Reference Reference Reference Age –0.011 –0.013 –0.001 –0.010 Female = 1 0.367 ** 0.344 ** 0.320 * 0.154 Taiwan = 1 0.402 –0.172 –1.666 *** –0.748 * US = 1 0.554 –0.776 ** 0.826 * –0.922 ** China = 1 0.179 0.160 –0.423 –0.945 ** Nagerkerke 0.017 0.040 0.153 0.096 N 1150 1179 1186 1175 prof. standards Threshold Location Note: Logit link function. Reference category is Denmark, and the country coefficients express estimated difference from Danish respondents. * p < 0.05; ** p < 0.01, *** p < 0.001. 40