1 2 NORTH PACIFIC RESEARCH BOARD 3 BERING SEA INTEGRATED ECOSYSTEM RESEARCH PROGRAM 4 5 6 FINAL REPORT 7 8 9 Retrospective analysis of patterns in productivity of fish, seabirds, and 10 marine mammals in the eastern Bering Sea ecosystem 11 12 13 NPRB BSIERP Project B68 Final Report 14 15 16 Franz J. Mueter and Gordon Kruse 17 18 19 University of Alaska Fairbanks, School of Fisheries and Ocean Sciences, Fisheries Division 20 17101 Point Lena Loop Road, Juneau, AK 99801 (907) 796-5448, fmueter@alaska.edu 21 22 23 24 January 2014 1 25 Abstract 26 Through retrospective analyses of physical and biological time series for the eastern Bering Sea 27 ecosystem, as well as the broader Northeast Pacific, we documented covariation between large-scale 28 climate drivers and biological variability, synchrony and asynchrony among different biological 29 components, and linkages between important climate drivers and the productivity of individual 30 populations. At an ecosystem level, our results highlight the regime-shift like behavior of Northeast 31 Pacific physical and biological systems and provide evidence for a directional trend in the biological 32 system that cannot be accounted for by natural climate variability alone, but is consistent with a climate 33 change effect. At the level of communities of interacting species, including fish, seabirds and marine 34 mammals on the eastern Bering Sea shelf we found moderate to strong covariation among the 35 productivity of some components that reflects similarities and differences in the mechanisms driving 36 productivity and in the spatial scales at which the populations are distributed. For individual stocks, such 37 as walleye pollock and snow crab, we identified empirical relationships linking temperature variability to 38 recruitment. In the case of walleye pollock, a dome-shaped relationship between pollock recruitment and 39 temperature is supported by a mechanistic understanding of the importance of temperature in determining 40 prey conditions for juvenile pollock and their effect on subsequent survival. This empirical relationship 41 was used along with projections of future climate variability to generate plausible forecasts of recruitment 42 under different climate scenarios through 2050. Results suggested a long-term decline in the eastern 43 Bering Sea pollock population under a warming climate. 44 45 Key Words 46 Eastern Bering Sea, walleye pollock, Pacific cod, flatfish, snow crab, seabirds, fur seals, climate change, 47 climate variability, recruitment, productivity, synchrony 48 49 50 51 52 Citation 53 Mueter, F.J. and G.H. Kruse. Retrospective analysis of patterns in productivity of fish, seabirds and 54 marine mammals in the eastern Bering Sea ecosystem. NPRB BSIERP Project B68 Final Report, xx p. 2 55 Table of Contents 56 Study Chronology ..............................................................................................................5 57 Introduction ........................................................................................................................5 58 Overall Objectives ..............................................................................................................7 59 Chapter 1: Indicators of variability in the Bering Sea ecosystem ...............................10 60 Chapter 2: Patterns of covariation among fish, seabirds, and marine mammals in the 61 eastern Bering Sea reflect bottom-up controls and spatial scales of distribution ......29 62 Chapter 3: Climate-biology covariation ........................................................................62 63 Chapter 4: Ecosystem Considerations contributions ...................................................65 64 Chapter 4a: Aggregated catch-per-unit-effort of fish and invertebrates in bottom trawl surveys .......... 66 65 Chapter 4b: Average local species richness and diversity of the eastern Bering Sea groundfish 66 community .............................................................................................................................................. 70 67 Chapter 4c: Spatial distribution of groundfish stocks in the Bering Sea ................................................ 73 68 Chapter 4d: Total annual surplus production and overall exploitation rate of groundfish...................... 78 69 Chapter 4e: Combined Standardized Indices of recruitment and survival rate ....................................... 82 70 Chapter 4f: Indicators of basin-scale and Alaska-wide community regime shifts .................................. 85 71 Chapter 5: Zooplankton prey, growth and energy density of larval pollock, and 72 recruitment .......................................................................................................................91 73 Chapter 6: Effects of temperature and gadid predation on snow crab recruitment: 74 Comparisons between the Bering Sea and Atlantic Canada .......................................94 75 Chapter 7: Patterns of change in diets of two piscivorous seabird species during 35 years in 76 the Pribilof Islands .........................................................................................................121 3 77 Chapter 8: Climate Change Brings Uncertain Future for Subarctic Marine Ecosystems and 78 Fisheries ..........................................................................................................................123 79 Chapter 9: Spatial match-mismatch between juvenile fish and prey provides a mechanism 80 for recruitment variability across contrasting climate conditions in the eastern Bering Sea 81 ..........................................................................................................................................158 82 Chapter 10: Expected declines in recruitment of walleye pollock (Theragra chalcogramma) 83 in the eastern Bering Sea under future climate change..............................................202 84 Chapter 11: Evaluating management strategies for eastern Bering Sea walleye pollock 85 (Theragra chalcogramma) in a changing environment ...............................................232 86 Conclusions .....................................................................................................................234 87 BSIERP and Bering Sea Project connections ..............................................................238 88 Management or policy implications .............................................................................240 89 Publications ....................................................................................................................241 90 Poster and oral presentations (chronological order) ..................................................243 91 Scientific Conferences ....................................................................................................245 92 Community Meetings.....................................................................................................247 93 Workshops ......................................................................................................................247 94 Outreach .........................................................................................................................249 95 Press Articles ..................................................................................................................250 96 Radio/Broadcast Interviews ..........................................................................................251 4 97 Acknowledgements ........................................................................................................252 98 Literature cited...............................................................................................................252 99 100 Study Chronology 101 This was a new project and was the first NPRB-funded project for PI Franz Mueter. Some of the proposed 102 work was an extension of prior work funded by NOAA NPCREP on the changes in the distribution of the 103 Bering Sea groundfish community (Mueter and Litzow 2008), and on general patterns of covariation 104 among Bering Sea and Gulf of Alaska fish stocks (Mueter et al. 2007). The project consisted of separate 105 awards to Sigma Plus (PI: Franz Mueter) and the University of Alaska Fairbanks (PI: Gordon Kruse). It 106 began on October 1, 2007 and ended on September 30, 2013. This project is related to another BSIERP 107 component, B75 (Correlative Biomass Dynamics model, PIs Kruse, Mueter) because some of the results 108 from the current project were used to inform the structure of the multi-species model adopted for B75. As 109 well, this project was related to NPRB project 1024 (Four decades of climate-biology covariation in 110 Alaskan and North Pacific ecosystems) as many of the annual indices compiled under the current project 111 were also used in that analysis and Mueter was a collaborator on project 1024. A notable development 112 that affected some of the time lines and deliverables was that, in early 2008, Franz Mueter accepted an 113 Assistant Professor position at the University of Alaska Fairbanks in Juneau with teaching and service 114 responsibilities. A portion of the grant was transferred from Sigma Plus to UAF with NPRB approval, the 115 remaining funds stayed with Sigma Plus for contract work during the summer outside the academic year. 116 Semi-annual progress reports for the project were submitted in September 2008 and every April and 117 October from 2009 to 2013, covering reporting periods from October 1 to March 31, and from April 1 to 118 September 30, respectively. 119 120 Introduction 121 The productivity of upper trophic level species in the eastern Bering Sea varies in response to climate 122 variability and human forcing (NRC 1996), although the relative contribution of these drivers and the 123 underlying mechanisms remain poorly understood. Human forcing includes fishing as a major driver of 124 the dynamics of commercial fish and shellfish populations in the Bering Sea, as well as anthropogenic 125 climate forcing associated with increasing CO2 levels in the atmosphere. Effects of anthropogenic 126 warming on biological communities include effects on distribution, growth, reproduction, recruitment, 5 127 and mortality (Drinkwater et al. 2010), but will be difficult to distinguish from the effects of natural 128 environmental variability on these same attributes. 129 There is increasing interest in incorporating the effects of environmental variability into stock assessment 130 and management advice as part of a broader effort to implement ecosystem-based fisheries management 131 (Essington and Punt 2011). Effective implementation of an ecosystem approach requires a better 132 understanding of the effects of natural and anthropogenic forcing on individual populations and on the 133 ecosystem in order to evaluate the effectiveness of different management strategies (Punt et al. 2013). 134 Environmental variability, including long-term trends, decadal-scale variability, and abrupt regime shifts 135 is often a dominant driver of the recruitment and abundance of fish populations (Vert-pre et al. 2013) and 136 has long been recognized as a major driver of Northeast Pacific fish populations (Francis et al. 1998, Hare 137 and Francis 1995, Hollowed and Wooster 1992, 1995). 138 Empirical analyses of environment-recruitment relationships often turn out to be spurious (Myers 1998) 139 and may change over time. Several approaches can be used to guard against identifying spurious 140 relationships. First, meta-analyses across multiple species or geographic areas can help identify important 141 drivers, where species or areas serve as "replicates" for measuring environmental influences (Mueter et al. 142 2002, Myers and Mertz 1998) Second, short-term process studies such as those conducted during the 143 BEST-BSIERP years can be used to identify plausible mechanisms that can be tested using empirical 144 analyses of longer-term data series and can be explored through ecological models! The combination of 145 these approaches – process studies, retrospective analyses, and modeling – can provide a powerful 146 approach to improve our understanding of the Bering Sea ecosystem and was the basis for some of the 147 results presented here. 148 This project component utilized existing data on productivity, including measures of recruitment, survival 149 and growth or condition, of selected upper trophic level species to identify major drivers of variability in 150 the productivity of fish, seabirds, and marine mammals. A database of over 160 indices of environmental 151 and biological variability in the Bering Sea was compiled and used in retrospective analyses to examine 152 historical variability in the system and its key components. Selected results, combined with a mechanistic 153 understanding from the BEST/BSIERP field studies, were used in a case study to quantify the impacts of 154 climate change on future population trends of walleye pollock (Theragra chalcogramma) Results further 155 contributed to the overall research program by providing a set of indicators for other researchers to use, 156 by estimating parameters linking the productivity of individual species to climate variability and by 157 identifying some relationships between climate and productivity that can be incorporated into existing 158 stock assessment models and can help inform an ecosystem-based approach to fisheries management. 6 159 Finally, we contributed to retrospective analyses of several other BSIERP components. 160 161 Overall Objectives 162 The objectives as listed below were only partially met because the focus of the project changed from a 163 strictly retrospective analysis of patterns in the variability of fish, seabird, and mammal productivity, as 164 originally intended, to one that included future projections of fish productivity based on known or 165 hypothesized climate effects. During 2009 and 2010, we increasingly participated in and contributed to 166 the vertically integrated modeling effort at the request of the EMC and NPRB. Because of the daunting 167 task of getting a fully operational end-to-end model of the Bering Sea to run, there was increasing 168 emphasis on producing alternative projections of the possible responses of fish populations to future 169 climate variability using simpler single-species models. In discussions with other Co-PIs and NPRB, we 170 therefore increased our focus on projecting future variability in walleye pollock recruitment and 171 abundance, based on what we learned about the survival of juvenile pollock from field observations, 172 laboratory analyses, and retrospective analyses. This was clearly beyond the scope of retrospective 173 analyses and came at the expense of some of the other objectives. Nevertheless, we were able to address 174 all of the objectives to varying degrees, with much of the focus being on walleye pollock and less 175 emphasis on Pacific cod, flatfishes, and crab. 176 177 Objective 1: Quantify past patterns of variability and covariation among time series of productivity of 178 selected fish, seabird, and marine mammal species. 179 To meet this objective we first compiled or computed approximately 160 indices characterizing 180 interannual variability in important environmental and biological attributes of the Bering Sea ecosystem, 181 including time series of productivity, abundance, growth, and condition. These indices are listed and 182 derived indices are briefly described in Chapter 1. Selected indices, reflecting measures of productivity 183 for six important fish stocks, two crab stocks, four bird species nesting at the Pribilof Islands, and Pribilof 184 Island fur seals, were used to examine if these species display synchronous patterns of productivity, 185 identify which species display similar or opposite patterns of variability, and examine the observed 186 variability relative to environmental variability (Chapter 2). Additional analysis of a broader set of 187 indices, reflecting physical and biological variability throughout the Northeast Pacific, were examined in 188 collaboration with Mike Litzow (NPRB Project 1024), resulting in two papers that characterize large 189 scale variability and identify significant correlations between physical and biological variability in the 7 190 Northeast Pacific and document recent unknown shifts in Alaskan ecosystems. Abstracts of these papers 191 are included here for reference (Chapter 3), while drafts of the full papers are included in the NPRB 192 Project 1024 Final Report "Four decades of climate-biology covariation in Alaskan and North Pacific 193 ecosystems" (Litzow et al. 2012) and were published in late 2013 (Litzow and Mueter 2013, Litzow et al. 194 2013). A retrospective analysis of lower trophic level variability based on satellite-based observations of 195 chlorophyll-a contributed to another BSIERP paper (Sigler et al. 2014). Finally, a summary of the status 196 and trends of a number of key indicators have been contributed to the Ecosystem Considerations chapter 197 of the annual SAFE (Stock Assessment and Fishery Evaluation) reports to the North Pacific Fishery 198 Management Council (Zador 2013) and to the Bering Sea chapter of the North Pacific Ecosystems Status 199 Report (Hunt et al. 2010). The most recent contributions for six types of indicators for the Ecosystem 200 Considerations are included as Chapter 4. 201 202 Objective 2: Test whether historical patterns and trends in these series are consistent with existing 203 hypotheses 204 At a community-wide level, hypotheses about covariation among different groups of species are 205 addressed through correlation analyses in Chapter 2. Specific hypotheses about what drives variability in 206 productivity were examined through more detailed statistical modeling for two species, walleye pollock 207 and snow crab. For walleye pollock we addressed hypotheses relating to the importance of ice extent, 208 timing of ice retreat, summer stratification, and predation / cannibalism, but ultimately focused on a new, 209 emerging hypothesis regarding the importance of late summer prey conditions. The biological basis for 210 these is laid out in two BEST/BSIERP contributions that synthesize findings from field work and 211 statistical analyses (Hunt et al 2011, Coyle et al 2011). Retrospective analyses of variability in pollock 212 recruitment in these papers were contributed by Franz Mueter and abstracts for both papers are included 213 as Chapter 5. For snow crab, a graduate student (Laurinda Marcello, primarily funded through a separate 214 non-NPRB grant to Franz Mueter) examined the importance of ice and temperature conditions, as well as 215 potential predation by cod, on the recruitment dynamics of snow crab (Chapter 6) in the context of a 216 larger project comparing gadid-crustacean interactions across multiple subarctic ecosystems (Mueter et al. 217 2012). In addition, Franz Mueter collaborated with Heather Renner to conduct a retrospective analysis of 218 long-term variability in the diets of black-legged kittiwakes (Rissa tridactyla) and thick-billed murres 219 (Uria lomvia) (Renner et al 2012, abstract included as Chapter 7). Other species listed in the original 220 workplan (Pacific cod, flatfish) were not examined individually. Finally, in collaboration with a Ph.D. 221 student and Dr. George Hunt, we synthesized some of our current (as of late 2010) understanding of some 8 222 of the effects of climate variability on subarctic and Arctic systems (Chapter 8) for a more popular outlet 223 as a book chapter in North by 2020: Perspectives on Alaska’s Changing Social-Ecological Systems 224 (Lovecraft and Eicken 2011). 225 226 Objective 3: Suggest new hypotheses based on relationships among the productivity of different 227 ecosystem components and relationships between their productivity and observed climate variability 228 Most of the work on this objective focused on walleye pollock for reasons elaborated above. As 229 mentioned under Objective 2, initial results from both the field work and from retrospective analyses 230 suggested that prey conditions during the late summer or early fall period is particularly important for 231 juvenile walleye pollock (Chapter 5) and other recent BEST/BSIERP contributions provided the 232 physiological underpinnings for this hypothesis (Heintz et al. 2013, Siddon et al. 2013a). Bioenergetic 233 modeling work by Ph.D. student Elizabeth Siddon, in collaboration with Trond Kristiansen and several 234 BSIERP PIs (including Mueter, in part supported by this grant), suggested a new hypothesis ("spatial 235 match-mismatch") based on analyses of the energetics of juvenile pollock and the distribution of juveniles 236 and their prey during contrasting warm and cold years (Chapter 9). 237 238 Objective 4: Provide functional forms and parameter estimates (and their uncertainty) that link the 239 productivity of different ecosystem components to climate variability 240 This objective was only partially addressed and was limited to linking variability in walleye pollock 241 recruitment to climate variability due to the aforementioned shift in focus during the early stages of the 242 project. Ultimately this shift in focus proved very successful and produced one of the first credible 243 projections to quantify the impacts of climate change on future population trends of walleye pollock in the 244 Bering Sea (Chapter 10). For the analysis we projected plausible long-term population trajectories based 245 on our current best understanding of pollock life history, in combination with IPCC climate projections. 246 Scenarios are based on an empirical relationship between late summer water temperatures and walleye 247 pollock recruitment, informed by a mechanistic understanding of the importance of later summer 248 conditions for juvenile pollock from the BEST/BSIERP program (Chapter 5). A related publication based 249 on the same empirical relationship between temperature and recruitment explored the use of different 250 harvest control rules in a changing climate (Ianelli et al 2011, Abstract included as Chapter 11). 251 9 252 Chapter 1: Indicators of variability in the Bering Sea ecosystem 253 254 Franz J. Mueter 255 256 University of Alaska Fairbanks, School of Fisheries and Ocean Sciences, Juneau, Alaska 99801, USA 257 258 Introduction 259 This chapter describes the data and data processing steps used to derive a set of monthly and annual 260 indices for use in the retrospective analyses and for use by other investigators. Most indices are from 261 publicly available data sources and were included either unchanged, after aggregating data with high 262 spatial and/or temporal resolution, or after more extensive processing steps as explained below. The time 263 periods covered differ among indicators and range from as early as 1900 through 2012. 264 All indices are included in a spreadsheet that was initially compiled in 2008 and updated or expanded at 265 various times. The most recent version was submitted to the data manager in March 2014. The 266 spreadsheet includes both monthly and annual indices with a brief description of each index, information 267 on the temporal and spatial scale covered by the index, units, and data sources. Indices were grouped into 268 'Environmental', 'Lower trophic level', 'Forage fish', 'Groundfish / crab', 'Seabirds' and 'Marine mammals'. 269 Indices are described below by major group and by variable type (e.g. 'temperature', 'biomass', 270 'productivity', etc.) 271 272 Environmental data: Large-scale Indices 273 PDO.win (winter average of Pacific Decadal Oscillation) 274 PDO.sum (summer average of Pacific Decadal Oscillation) 275 AO (Winter average Arctic Oscillation) 276 Description and rationale: The large-scale PDO captures leading mode of variability of North Pacific 277 Ocean sea-surface temperature variability, which is related to temperature variability in the Bering Sea. 278 We used the winter (Dec-Feb) and summer (June-August) averages following Mantua et al (1997). 279 Monthly standardized values for the PDO index are derived as the leading PC of monthly SST anomalies 280 in the North Pacific Ocean, poleward of 20˚N. The monthly mean global average SST anomalies are 10 281 removed first to separate this pattern of variability from any "global warming" signal that may be present 282 in the data. 283 The AO is related to atmospheric circulation over the Bering Sea and shows a strong shift associated 284 with the 1988/89 regime shift. The daily AO index is constructed by projecting the daily 1000mb height 285 anomalies poleward of 20°N onto the loading pattern of the AO. The year-round monthly mean anomaly 286 data has been used to obtain the loading pattern of the AO. Since the AO has the largest variability 287 during the cold sesaon, the loading pattern primarily captures characteristics of the cold season AO 288 pattern. We used the Jan-Mar means following Hare & Mantua (2000). 289 Raw data: Monthly data sources underlying the PDO index are based on the UKMO Historical SST data 290 set for 1900-81; Reynold's Optimally Interpolated SST (V1) for January 1982-Dec 2001; OI SST Version 291 2 (V2) beginning January 2002. For more details, see Zhang et al (1997) and Mantua et al. (1997). 292 Time period: 293 PDO: Mantua et al. (1997) use monthly SST data since January 1900, hence Dec-Feb averages are 294 available 1901-2012, summer averages from 1900-2012. 295 AO: 1950-2009 296 Source: PDO: http://www.atmos.washington.edu/~mantua/abst.PDO.html 297 AO: http://www.cpc.noaa.gov/products/precip/CWlink/daily_ao_index/ 298 monthly.ao.index.b50.current.ascii 299 Summary of processing steps: Compute simple averages of monthly indices available from above 300 sources. 301 302 Environmental data: Air temperatures at St. Paul airport and derived indices 303 (annual index: airT.win; monthly index: airT.StPaul) 304 Description and rationale: Winter air temperature can serve as a longer-term proxy for winter ice 305 conditions, which affect conditions on the shelf during summer through its effects on temperature, bloom 306 timing, and stratification. The index is strongly correlated with PMEL's ice cover index (see "ICI", 1979- 307 2008, r = -0.63), as well as with summer surface and bottom water temperatures. In addition, air 308 temperature data were used to characterize the spring transition to warmer conditions and "growing 309 degree days" as an index of the length and temperature of the growing season. 11 310 Data source: Daily recorded minimum and maximum air temperatures at St. Paul airport (57.15N, 311 170.22W). NOAA-National Environmental Satellite, Data, and Information Service (NESDIS), National 312 Climatic Data Center (NCDC). http://lwf.ncdc.noaa.gov/oa/climate/stationlocator.html 313 Time period: 1950-2013 (season length and growing degree days only computed through 2008) 314 Summary of processing steps: The mid-point between daily minimum and maximum recorded 315 temperature was used as an index of daily average temperature. Daily average temperatures were 316 averaged over the period December 1 to Feb 28 (or 29) to obtain an annual index of average winter 317 temperature. Monthly average temperatures were previously downloaded from 318 http://www.wrcc.dri.edu/summary/climsmak.html (no longer supported) and updated with recent 319 temperatures from NCDC (http://lwf.ncdc.noaa.gov/oa/climate/stationlocator.html). To compute a spring 320 transition index for the Pribilof region daily mean air temperatures at St. Paul were smoothed (loess- 321 smoother with span=0.2) to estimate the Julian day on which mean air temperature first exceeds 3 deg C. 322 Growing Degree Days were defined as the sum of daily average temperatures at St. Paul Island that 323 exceeded 3 °C. 324 325 Environmental data: Summer sea-surface and bottom temperatures, Eastern Bering Sea shelf 326 (RACE.SST, RACE.BT, Pribs.SST, Pribs.BT) 327 Description and rationale: The NMFS bottom trawl survey provides the only long-term dataset of 328 measured sea-surface temperatures over the eastern Bering Sea shelf that covers much of the shelf (Fig. 329 1.1). It therefore represents the best available measurements of summer temperature conditions 330 experienced by pelagic species in the upper water column. 331 Data source: Bob Lauth, Alaska Fisheries Science Center, NOAA-NMFS, Seattle. Data consist of 332 measured sea-surface temperature and bottom temperature at standard survey stations sampled over a 333 period of about 6 weeks in the summer. The total number of stations sampled per year ranged from 334 to 334 405 stations, with surface temperature measurements available at a minimum of 271 stations (1987) and a 335 maximum of 398 stations (2005) and bottom temperatures available at a minimum of 292 stations (1994) 336 and a maximum of 396 stations (2006). Surface and bottom temperatures, as well as water column 337 profiles, are generally taken at each station with a datalogger attached to the headrope of the net. 338 Time period: 1982-2010, summer only 339 Summary of processing steps: Spatially averaged sea-surface temperatures over the entire survey region 340 were adjusted for differences in the timing of the survey (which strongly affects temperatures because of 12 341 seasonal warming). We predicted spatial means of surface temperature from a Generalized Additive 342 Model. The model estimated a smooth spatial trend across years, a seasonal trend that was allowed to 343 vary (smoothly) across years in addition to annual mean temperatures corresponding to the overall mean 344 sampling date and to the center of the survey region (mean latitude & longitude). The resulting model fit 345 the data well (R2 = 0.83) with no indication of systematic biases or violation of regression assumptions. 346 The model was fit to all years simultaneously to better estimate the seasonal trend which is strongly 347 confounded with longitude because sampling generally proceeds from east to west. The timing of the 348 survey had a strong impact on temperatures, which generally increase as the season progresses, but the 349 timing of the temperature increase appeared to be earlier in the 1990s and later in the 1980s and towards 350 the end of the time series. To obtain an annual temperature index that is comparable across years we used 351 predicted temperatures on July 1, the approximate mid-day of the survey, and on the middle shelf at the 352 M2 site (56.19 ˚N, 165 ˚W). It should be noted that the model assumes a consistent spatial pattern in 353 temperatures across years to obtain an index that is representative of the entire shelf rather than a single 354 location. 355 The following indices were derived from the data: 356 357 358 RACE.SST: Annual index of predicted sea-surface temperature at mooring 2 site on July 1, based on Generalized Additive Model as described above. RACE.BT: Annual index of predicted bottom temperature at mooring 2 site on July 1, based on a 359 similar GAM with two differences: (1) Only stations shallower than 150 m were included because 360 very few deeper stations were sampled and they were not sampled consistently in all years. (2) 361 the model included bottom depth as additional covariate, considerably improving the model fit. 362 Pribs.SST: Annual index of spatially averaged sea-surface temperature over a restricted region 363 around the Pribilof Islands as an index of surface water characteristics within foraging range of 364 birds and mammals. We computed average SST over all standard survey stations within 100 km 365 of St.Paul or St. George that were over a water depth of less than 100 m (i.e. middle domain). The 366 index was computed as a straight average across all stations sampled in a given year, which 367 ranged from 28 to 33 stations. However, temperature measurements were not always available, 368 particularly in 1987, when only 16 stations had surface temperature measurements, and in 1987 369 and 1994, when only 16 and 17 stations had bottom temperature measurements. The stations with 370 temperature measurements were broadly distributed over the region and had a similar depth range 371 than that of the maximum number of stations, therefore we simply averaged temperature 372 measurements across stations. 373 Pribs.SST: Spatially averaged bottom temperatures over the same areas. 13 374 375 Environmental data: Extended reconstructed sea-surface temperatures (SST.sum, SST.ann) and 376 derived indices of spring transition, season length, and growing degree days (ST.sst, SL.sst, GDD) 377 Description and rationale: As a longer-term measure of SST over the eastern Bering Sea shelf, we used 378 the extended, reconstructed SST data set (v.3) for the approximate area corresponding to the NMFS trawl 379 survey region (Fig. 1.1). Derived indices based on the long-term ERSST data were computed to 380 characterize the spring transition and length of the warm season as an indicator of the onset and length of 381 the growing season for marine organisms. 382 Data source: Monthly data are provided by CDC on a 2˚latitude by 2˚longitude grid. See 383 http://www.cdc.noaa.gov/cdc/data.noaa.ersst.html for a detailed description of the data. 384 Time period: January 1900 – December 2013 385 Summary of processing steps: In addition to the monthly data (Fig. 1.2), two indices of SST condition, 386 averaged over different seasons, were included in the database: 387 388 389 390 Average SST during July - September was used as an index of late summer surface conditions, which are likely indicative of prey conditions for juvenile walleye pollock (Fig. 1.2). Average SST during April – September was used as an annual index of spring and summer surface temperature conditions in the southeastern Bering Sea. 391 A "spring transition” index and total summer season length were indexed by first interpolating monthly 392 temperatures using a cubic spline interpolation (function 'spline' in R) and estimating the days when SST 393 first increases above 4˚C in the spring (= spring transition) and first decreases below 4˚C in the fall. 394 Season length was computed as the total number of days with SST above 4˚C (the approximate long-term 395 mean). The warm season has not moved over time but the length of the warm season has increased (Fig 396 1.3) as evident in significant trends towards both earlier spring transition dates (first day above 4˚C, 397 Linear regression with AR1 errors, t = -3.80, n=108, p <0.0001) and later fall transition dates (first day 398 above 4˚C, Linear regression with AR1 errors, t = 3.82, n=108, p =0.0002). Earlier onset of summer 399 (SST>4˚C) and a later end date translate into a substantial increase in season length (Fig. 1.4, Linear 400 regression with AR1 errors, t = 4.28, n=108, p <0.001). In addition, we computed the number of degree- 401 days above 4˚C for each year, which increased from 400-500 in the early part of the century to over 700 402 in recent years (Fig. 1.5, Linear regression with AR1 errors, t = 4.28, n=108, p <0.001). 403 14 404 Environmental data: Cold pool index (CPI) 405 Description and rationale: The cold pool is generally defined as the water mass on the eastern Bering 406 Sea shelf that has a temperature below 2˚C. The cold pool index quantifies the proportion of the NMFS 407 bottom trawl survey area on the southeastern Bering Sea shelf where the bottom water temperature at the 408 time of the survey is below 2˚C. 409 Data source: Bob Lauth, Alaska Fisheries Science Center, NOAA-NMFS, Seattle. Measured bottom 410 temperature at standard survey stations sampled over a period of about 6 weeks in the summer. The total 411 number of stations sampled per year ranged from 334 to 405 stations, with bottom temperatures available 412 at a minimum of 292 stations (1994) and a maximum of 396 stations (2006). Bottom temperatures were 413 generally taken at each station with a datalogger attached to the headrope of the net. 414 Time period: 1982-2008, summer only 415 Summary of processing steps: Bottom temperatures were estimated as follows: 416 1. The latitude and longitude coordinates were mapped onto an equal-area grid using an Albers 417 equal-area projection. 418 2. A grid of equally spaced stations was overlaid over the survey area (Fig. 1.6). 419 3. Bottom temperatures at these grid points were estimated for each year using a thin-plate 420 regression spline surface (Generalized Additive Model of bottom temperature as a smooth 421 function of x and y coordinates from Albers projection). 422 4. The fraction of the survey area below 2˚C was estimated as the fraction of grid points with a predicted temperature below 2˚C. 423 424 425 Environmental data: Winds (Wind.NS, Wind.opt, Wind.str, Wind.mixing.JJ, Wind.mix.AS) 426 Description and rationale: Wind speed and direction drive across-shelf and along-shelf fluxes that 427 influence the supply of nutrients to the shelf and advect eggs and larvae from spawning sites to nursery 428 areas. 429 Data source: All wind indices are based on NCEP/NCAR reanalysis data available from NOAA's Earth 430 System Research Laboratory website and were downloaded as daily means of northerly (v-) and easterly 431 (u-) wind speeds (m/s) at 10 m height above the surface for selected locations 432 (http://www.esrl.noaa.gov/psd/data/gridded/data.ncep.reanalysis.surfaceflux.html). 433 Time period: 1949-2009 434 Summary of processing steps: We derived several indices of mixing, upwelling, and cross-shelf transport 435 based on surface wind data (10m height) from the NCEP/NCAR reanalysis (Kalnay et al. 1996). We 15 436 obtained daily near-surface (10m) data along 56.19˚N (168.75˚W, 166.875˚W, and 165˚W) and derived 437 the following summary indices, similar to the atmospheric indices (Favorable wind, Strong wind, N-S 438 wind) described on the Bering Climate website (http://www.beringclimate.noaa.gov/index.html), but 439 updated through 2009: 440 Wind.NS: As an index of N-S winds along the shelf break during winter, we recomputed and 441 updated the average daily N-S wind speed at 56.19oN, 168.75oW during the period from 442 December through March (year corresponds to Jan-Mar). 443 Wind.opt: We computed an index of wind speeds favorable for successful larval feeding near the 444 Mooring 2 site (56.19 oN, 165 oW). It was originally developed at PMEL and referred to the 445 number of days each year during the period 1 May through 15 July in which the daily average 446 wind speed was in the range 4.8 to 9.5 ms-1 at 57oN, 164oW. Because winds in this region are 447 forced by large-scale pressure gradients, these winds are believed to be representative of the 448 southeastern Bering Sea shelf. It is unclear what the exact location of the original index was as 449 our index was only weakly correlated with the original index from the Bering Climate website 450 for the period of overlap (1950-2006, r = 0.398). 451 Wind.str: This index consists of the number of days during the period May 1 – July 15 on which 452 the daily average wind speed exceeds 9.5 ms-1 near Mooring 2 based on the same location as 453 above. This is an index of excessively strong winds that may disrupt feeding of larval fishes. Our 454 version of this index was strongly correlated with the index on the Bering Climate website (1950- 455 2006: r = 0.775). 456 Wind.mix.JJ, Wind.mix.AS: We computed a mid-summer and a late-summer wind mixing index 457 for the same location near Mooring 2. The index was computed by averaging cubed average daily 458 wind speeds (because wind mixing is proportional to wind speed cubed) over the period June 1 – 459 July 31 and August 1 – September 30, respectively. These provide simple indices that may be 460 considered proxies for the re-supply of nutrients into the surface layer during these two periods. 461 The August / September index captures the period of increased storminess and may be indicative 462 of a late summer bloom. 463 464 Other wind indices were taken directly from the Bering Climate website and include: o 465 466 467 Wind.UPW.win: Mean winter (previous Nov-Apr) along-peninsula component of wind stress as index of northward transport through Unimak Pass o Wind.UPW.spr: Mean spring (May-Jun) along-peninsula component of wind stress as index of northward transport through Unimak Pass. 16 468 469 Environmental data: Stratification / Water column stability 470 Description and rationale: The strength of stratification or the stability of the water column over the 471 middle Bering Sea shelf determine the ease with which winds can mix the water column to bring new 472 nutrients from the sub-surface into the surface layer. Strong stratification/stability implies that it takes 473 more wind mixing to deepen the mixed layer. Hence the strength of stratification during summer (after 474 the spring bloom removes surface layer nutrients) is likely to be inversely related to total new production 475 in the water column. 476 Data source: Mooring 2 oceanographic data from Phyllis Stabeno, PMEL 477 Time period: 1995-2009 478 Summary of processing steps: The strength of summer stratification is based on based on a 1-D model of 479 mixed-layer depth by Carol Ladd (PMEL) and reflects the maximum daily temperature gradient, averaged 480 over 29 June-27 Sept (Julian day 180-270) on the eastern Bering Sea shelf at the Mooring 2 location 481 (56.19 oN, 165 oW). See Mueter et al (2006) for a description of the 1-D model. 482 483 Environmental data: Nutrients (Nitrate) 484 Description and rationale: Nitrate concentrations in late winter, prior to the production season, provide a 485 measure of production potential during the upcoming summer as new production in the eastern Bering 486 Sea is typically limited by the availability of macronutrients such as nitrate. Attempts were made to 487 construct a time series of nutrient availability in the deeper source waters off the Bering Sea shelf as well 488 as in near-bottom waters on the shelf in the spring and early summer using available nutrient data from 489 the World Ocean Database and other sources. Spatial and interannual patterns in the available 490 measurements were explored and summarized in a poster. However, early nutrient data proved to be 491 unreliable and estimated annual mean values were judged to not provide a reliable index of interannual 492 variability. 493 494 Lower trophic levels: Chlorophyll concentrations 495 Description and rationale: Satellite-based observations provide a measure of Chlorophyll a 496 concentrations at or near the surface and can serve as an indicator of the strength and timing of the spring 497 and fall phytoplankton blooms. However, surface Chl a concentrations largely miss subsurface blooms 498 and cannot be interpreted as a measure of production in the surface layer because the bloom is grazed by 17 499 zooplankton. Pixel-by-pixel Chl-a concentrations were also used to quantify spatial correlations between 500 mooring-based measures of fluorescence and satellite-based estimates of Chl a (Sigler et al 2014) 501 Raw data: We retrieved eight-day composite Level-3 SeaWiFS and MODIS-Aqua chl-a data at 9-km 502 spatial resolution using the Giovanni online data system, developed and maintained by the NASA 503 Goddard Earth Sciences Data and Information Services Center (Acker and Leptoukh 2007). Data for a 504 rectangular region (54–66°N and 157–180°W) that encompasses the eastern Bering Sea shelf were 505 extracted from the global coverage datasets (units: mg/m3). Open ocean values (offshore of the 500m 506 isobath) and nearshore values (inshore of 10m isobath) were excluded (Fig. 1.7). We compared eight full 507 years of overlap between the two datasets (2003-2010) based on correlations and absolute differences 508 (bias) of the logarithmically transformed data on a pixel-by-pixel basis. Estimates from the two satellites 509 were strongly correlated (r=0.65) and bias was found to be negligible (median bias < 0.01, 88% of 1.4 510 million paired observations had absolute bias < 0.05). In order to produce the longest possible continuous 511 time series of remotely-sensed chl-a data, we combined SeaWiFS data from 1998-2002 with MODIS- 512 Aqua data from 2003-2011. 513 Time period: 1998-2012 for Chl a concentrations; 1998-2007 for bloom timing 514 Summary of processing steps: To construct aggregate indices the 8-day composite Chl a concentrations 515 were averaged over different seasons and regions to compute annual indices as follows: 516 Annual (~March – October, Julian days 57-306) averages of Chlorophyll a concentrations (mg m- 517 3 518 (Chl.ann.inn, Chl.ann.mid, Chl.ann.out). Cloud cover from November through February was 519 extensive and did not provide meaningful estimates of average Chl a concentrations. 520 ) were computed for the inner (10-50m), middle (50-100m) and outer domain, respectively Seasonal Chl a concentrations were computed for each of the three regions for the periods from 521 March to mid-July (Julian days 57-193) and from mid-July to the end of October (Julian days 522 194-306) (Chl.spr.inn, etc; Chl.fall.inn, etc). 523 524 Lower trophic levels: Bloom timing 525 Description and rationale: The Chl a data described in the previous section were used to obtain an index 526 of the onset of the bloom timing as a potential explanatory variable for recruitment success of fish. 527 Time period: 1998-2007 18 528 Summary of processing steps: Bloom timing was estimated by fitting smooth trends to the 8-day 529 averages of Chl a concentrations (see above) for a given region over time and determining the day of the 530 year when the smoothed concentration first exceeded a region-specific threshold (2-3 μg l-1). While other 531 authors have defined bloom timing based on the date when concentrations first exceed some fraction of 532 the median annual concentration (e.g. Henson et al 2006 used 5% of annual median), we considered an 533 absolute cut-off value more appropriate because some minimum threshold is likely to be needed for 534 successful grazing by zooplankton! Indices of the onset of the spring bloom were computed for the entire 535 southeastern Bering Sea shelf (Figure ) (Bloom.EBS), for the inner, middle, and outer domains 536 (Bloom.inner, Bloom.middle, Bloom.outer), and for several smaller subregions as follows: 537 We averaged chl a concentrations over all pixels whose centers were within a 50km radius of 538 Mooring 2 over the middle shelf (Bloom.M2b). Data from this region was used to estimate the 539 timing of the bloom around Mooring 2 and to compare the satellite-based estimate of bloom 540 timing to an estimate of bloom timing based on 1-D model as described below. 541 Average for the Pribilof Islands region (Bloom. Pribs) for analysis pertaining to the Pribilof 542 Island region only, for example comparing bloom timing to the timing of hatching of birds at St. 543 Pau and St. George. 544 An additional index for the timing of the onset of the bloom at the mooring 2 location (Bloom.M2) was 545 constructed based on a simple 1-D model as described in Mueter et al. (2006) and updated by Carol Ladd 546 (PMEL, pers. comm.) to include the years 1960-2009. 547 548 Lower trophic levels: jellyfish 549 Description and rationale: Relative index of jellyfish catch-per-unit-effort during summer bottom trawl 550 surveys conducted over the eastern Bering Sea shelf. Jellyfish are important predators on zooplankton and 551 compete with fish for zooplankton prey. Jellyfish also provide shelter for juvenile pollock. 552 Data source: Bob Lauth, Alaska Fisheries Science Center, NOAA-NMFS, Seattle (available at 553 http://access.afsc.noaa.gov/reem/EcoWeb/EcoChaptDataMainFrame.htm) 554 Time period: 1982-2011 555 556 Forage fish: CPUE of forage fishes in the Eastern Bering Sea 557 Description and rationale: Indices of total abundance of selected forage fishes, who serve as prey for 558 many upper trophic level species and may impact their dynamics. 19 559 Data source: Catch per unit effort data from Bob Lauth, Alaska Fisheries Science Center, NOAA-NMFS, 560 Seattle (available at: http://www.afsc.noaa.gov/RACE/groundfish/survey_data/data.htm) 561 Time period: 1982-2009 562 Summary of processing steps: CPUEs of forage species or species groups captured in the summer bottom 563 trawl survey were computed by fitting a delta-lognormal model of station-specific catch-per-unit effort as 564 a function of various explanatory variables or nuisance variables to estimate mean CPUE across all 565 stations within the survey area where the species was captured in at least one year. Probability of 566 occurrence at each station was predicted based on year, area swept, net width, Julian day, bottom depth, 567 latitude and longitude using a Generalized Additive Model with a logit link as follows: 568 569 log(pi/(1-pi) = α + yt + f1(area) + f2(net width) + f3(x,y)+ f4(day, depth) 570 571 where pi is the probability that species i is observed at a given station, yt is the 'year effect' for year t that 572 corresponds to the mean probability of occurrence when all other covariates are fixed at their mean, the fj 573 are cubic spline smoothers of the predictor variables, and x and y are latitude and longitude, respectively. 574 CPUE-where-present on the log-transformed scale was modeled using the same predictor variables except 575 area swept because catch rates (CPUE) were adjusted for area swept. A combined estimate of average 576 CPUE was computed by multiplying the average probability of occurrence by the average CPUE-where- 577 present for each year. Indices were computed for the following species: pandalid shrimp, Pacific herring, 578 capelin, and eulachon. Indices of abundance for the Pribilof Islands foraging area, defined as the area 579 within 100 km of St. George or St. Paul Island, were computed for the same species as well as for 580 juvenile (< 20cm) pollock based on a simple average across all stations with the foraging area. 581 582 Groundfish & crab: Total biomass, spawning stock biomass, and recruitment 583 Description: Estimates of total biomass, spawning stock biomass, and recruitment were compiled for the 584 following species from the 2012 Stock Assessment and Fisheries evaluation reports for groundfish 585 (NPFMC 2012a) and crab (NPFMC 2012b): walleye pollock, Pacific cod, arrowtooth flounder, yellowfin 586 sole, northern rock sole, flathead sole, snow crab, and red king crab. Recruitment was the abundance of 587 the youngest age class that could reliably be estimated. Total biomass included all ages from the age of 588 recruitment to the oldest age group. Some analyses were conducted with indices from earlier stock 589 assessment reports, which do not have the same values for the overlapping years because estimates of 590 historical levels of biomass and recruitment change with each annual assessment. Earlier assessments are 591 available at http://www.npfmc.org/safe-stock-assessment-and-fishery-evaluation-reports. 20 592 Time period: Variable. All biomass values through 2012, recruitment estimates were only included 593 through the most recent year class that was reliably estimated. 594 595 Groundfish & crab: Survival rate indices 596 Description and rationale: As a measure of environmentally induced variability in recruitment we 597 computed survival rate indices from spawning to recruitment. Indices were computed as the residuals 598 from a best-fit stock-recruitment model relating log-survival (log{recruits / spawning stock biomass}) to 599 spawning stock biomass. 600 601 Groundfish & crab: Production and harvest rate 602 Description:: See chapter 4. 603 604 Groundfish & crab: Combined indices of recruitment and survival 605 Description: See chapter 4. 606 607 Groundfish & crab: Aggregated indices of recruitment 608 Description: Several aggregated indices of recruitment were constructed based on observed covariation 609 among stocks (Chapter 2). Recruitment anomalies for Bering Sea gadids were computed by taking the 610 average of standardized recruitment time series for walleye pollock and Pacific cod (1977-2010). 611 Similarly, a combined recruitment anomaly was computed across four flatfish species whose recruitment 612 showed a moderate level of synchrony (arrowtooth flounder, yellowfin sole, northern rock sole, flathead 613 sole, 1975-2005). In addition, the first principal component of the two gadid and four flatfish species was 614 computed as an index of shared recruitment variability for these six stocks (1977-2005). 615 616 Groundfish & crab: Condition indices 617 Description: Annual anomalies in weight at a given size and size at a given age were computed for five 618 groundfish species (walleye pollock, Pacific cod, arrowtooth flounder, yellowfin sole and flathead sole) as 619 measures of condition. 21 620 Data source: RACEBASE database. Data obtained from Bob Lauth, Alaska Fisheries Science Center, 621 NOAA-NMFS (pers. comm.). 622 Summary of processing steps: Weight-at-size anomalies were computed by fitting a mixed-effects model 623 of the following form to weight-length data collected during summer bottom trawl surveys: 624 log( Wi ,t ) log( Li ,t ) at bt log( Li ,t ) f (day ) s(1, 2 ) i ,t 625 where Wi,t and Li,t are the weight and length, respectively of the ith fish in year t, α is the overall intercept, 626 β is the overall slope of the length-weight relationship (allometric coefficient), at and bt are random year- 627 specific intercepts and slopes, respectively, f is a smooth function of day of year to account for seasonal 628 trends, s is a smooth surface fit to latitude (1) and longitude (2) to account for spatial patterns, and εi,t is 629 a random residual. The year-specific anomalies in the length-weight relationships (at + bt * log(Li,t)) were 630 used to compute a weight at size anomaly as the predicted anomaly at the lower quartile of the size 631 distribution for each species. Size-at-age anomalies for the same species were similarly computed by 632 modeling residuals from a van-Bertalanffy growth model fitted to size-at-age data as a function of Year 633 and potential "nuisance variables" using a Generalized Additive Model of the following form: ri ,t Yeart f (day ) s(1 , 2 ) i ,t 634 635 where ri,t is the residual for individual i in year t from a van Bertalanffy growth model fit to all data 636 combined, f is a smooth function of day of year and s is a smooth function of latitude and longitude 637 (spatial smooth) as above. The (fixed) year-specific intercepts (Yeart) were used as a measure of condition 638 (size anomaly) in year t. Age data were available through 2010 for walleye pollock and through 2009 for 639 other species. 640 641 Groundfish & crab: Species richness and Diversity 642 Description: See chapter 4. 643 644 Groundfish & crab: Species richness and Diversity 645 Description: See chapter 4. 646 647 648 22 649 Seabirds and Mammals: Abundance and productivity 650 Description: Measure of abundance, productivity (chicks fledged / nest start), overall fledging success 651 (chicks fledged / nest start), fledging success at index sites and breeding phenology (median hatch date) 652 for red-legged kittiwakes, black-legged kittiwakes, common murres and thick-billed murres at both St. 653 Paul Island and St. George Island were compiled from US Fish & Wildlife Service data (Heather Renner, 654 pers. comm.) as described in Chapter 2. In addition, aggregate indices of productivity were constructed 655 as follows: 656 657 658 kittiwake productivity indices (2 species at 2 islands) 659 660 An overall kittiwake productivity index was constructed by averaging four standardized An overall murre productivity index was constructed by averaging four standardized murre productivity indices (2 species at 2 islands) The first and second principal components of all 8 seabird productivity time series were 661 computes as a measure of overall productivity. The first PC primarily reflects the overall success 662 of kittiwakes, while the second PC contrasts kittiwake productivity and murre productivity. 663 The first and second principal components of all 8 seabird phenology time series were computed 664 as a measure of overall breeding phenology. The first PC primarily reflects a trend in the timing 665 of breeding of kittiwakes and the second PC primarily reflects timing of breeding of murres. 666 Finally, measures of fur seal productivity were obtained as the estimated number of pups born on St. Pau 667 and St. George Island. These show a strong decreasing trend over time and the indices were detrended for 668 analysis (Chapter 2). 669 670 Literature cited 671 Acker, J.G., and Leptoukh, G. 2007. Online analysis enhances use of NASA Earth science data. Eos, 672 673 Transactions of the American Geophysical Union 88(2): 14. Kalnay E, Kanamitsu M, Kistler R, Collins W, Deaven D, Gandin L, Iredell M, Saha S, White G, 674 Woollen J, Zhu Y, Leetmaa A, Reynolds B, Chelliah M, Ebisuzaki W, Higgins W, Janowiak J, 675 Mo KC, Ropelewski C, Wang J, Jenne R, Joseph D (1996) The NCEP/NCAR 40-Year 676 Reanalysis Project. Bulletin of the American Meteorological Society 77:437-472. 677 Mantua, N.J. and S.R. Hare, Y. Zhang, J.M. Wallace, and R.C. Francis, 1997: A Pacific interdecadal 678 climate oscillation with impacts on salmon production. Bulletin of the American Meteorological 679 Society, 78, pp. 1069-1079. 23 680 Sigler, M.F., Stabeno, P.J., Eisner, L.B., Napp, J.M., and Mueter, F.J. 2014. Spring and fall phytoplankton 681 blooms in a productive subarctic ecosystem, the eastern Bering Sea, during 1995–2011. Deep Sea 682 Research Part II. 683 684 Zhang, Y., J.M. Wallace, D.S. Battisti, 1997: ENSO-like interdecadal variability: 1900-93. J. Climate, 10, 1004-1020. 24 61 60 59 58 55 56 57 LATITUDE 685 -175 -170 -165 -160 686 Figure 1.1: Map of southeastern Bering Sea showing trawl survey stations (circles) and 2˚ by 2˚ grid for 687 NOAA extended reconstructed SST. Red dots denote center of grid cells used in analysis. 688 689 690 Figure1.2: Standardized sea-surface temperature anomalies by year and month, January 1900-December 691 2009, and late summer (July-September) means, 1900-2009. 25 692 693 Figure 1.3: Estimated periods with above 4˚C sea-surface temperatures by year with linear trends (blue 694 lines) of first and last day with SST above 4˚C, 1900-2010. Red lines denote average begin and end date 695 of above 4˚C period. Dots denote mid-points of range and black line denotes linear trend in mid-points 696 26 697 698 Figure 1.4: Summer season length (defined as number of days with SST above 4˚C) from 1900 to 2010 699 with linear trend line. 700 701 Figure1.5: Degree-days during summer period (defined as days with SSTs above 4˚C) with linear trend 702 line (linear regression with AR1 error, t=5.26, p < 0.001). 27 -0.55 -0.60 -0.65 y 703 -0.05 0.00 0.05 704 Figure 1.6: Grid of equally-spaced stations (red dots) that were used to estimate fraction of survey area 705 below 2 ˚C (see text). Black circles denote 2008 survey stations mapped using Albers equal-area 706 projection. x 707 708 Figure 1.7: Region of the Eastern Bering Sea over which monthly Chlorophyll a concentrations and 709 primary productivity estimates were averaged for analysis (Example shows August 2007 primary 710 production estimates). 711 28 712 Chapter 2: Patterns of covariation among fish, seabirds, and marine mammals in the eastern 713 Bering Sea reflect bottom-up controls and spatial scales of distribution 714 715 Franz J. Mueter1, Heather M. Renner2, Gordon H. Kruse1 716 717 1 718 Rd., Juneau, AK 99801, USA 719 2 720 Homer, AK 99603, USA School of Fisheries and Ocean Sciences, University of Alaska, 315 Lena Point, 17101 Pt. Lena Loop Alaska Maritime National Wildlife Refuge, US Fish and Wildlife Service, 95 Sterling Hwy, Suite 1, 721 722 723 724 725 726 727 728 729 730 731 732 733 734 735 736 Citation: Mueter, F.J., Renner, H.M., Kruse, G.H. Patterns of covariation among fish, seabirds, and 737 marine mammals in the eastern Bering Sea reflect bottom-up controls and spatial scales of distribution. 738 Prepared for submission to Deep-Sea Research II. 29 739 Abstract 740 A first step in understanding the effects of climate variability on fish and upper trophic level communities 741 in the eastern Bering Sea is a characterization of shared patterns to identify likely drivers of population 742 trends and interactions among species. We examined available time series of abundance, productivity, 743 seabird phenology, and fish condition to identify commonalities and differences among some key species 744 or groups. We confirmed previously reported strong covariation (both positive and negative) among the 745 recruitment series of major fish species, suggesting that about 50% of the overall variability in 746 recruitment of major gadid and flatfish populations is accounted for by a single shared trend that contrasts 747 recruitment variability in gadids with that in flatfish. Seabirds showed high variability in productivity, but 748 surface-foraging kittiwakes (black-legged, Rissa tridactyla, and red-legged, R. brevirostris) showed 749 distinctly different patterns from diving murres (common, Uria aalge, and thick-billed, U. lomvia), while 750 abundance trends of all four species differed primarily between St. George and St. Paul Island, as 751 previously reported. We found no significant covariation, positive or negative, between seabird and fish 752 populations in either measures of productivity or abundance. Fur seals showed a well-documented decline 753 in pup counts that was not related to variability in either seabird or fish productivity at any lag. However, 754 de-trended fur seal pup counts were significantly related to shared recruitment variability of fish 755 populations during the same year. Our results suggest that conditions that result in successful gadid 756 recruitment (and poor flatfish recruitment) are associated with higher fur seal productivity, but are 757 unrelated to variability in seabird productivity. We find evidence for bottom-up control of fish 758 recruitment and growth related to variability in springtime chlorophyll-a concentrations, winds, and SST, 759 which may be linked through the advection of warmer, nutrient rich waters onto the shelf during winter. 760 Favorable conditions for fish growth may also benefit foraging fur seals, thereby enhancing pup 761 production. 762 30 763 1. Introduction 764 The eastern Bering Sea is a highly productive subarctic shelf that supports large commercial fisheries as 765 well as large seabird and marine mammal populations. The productivity of both fish populations (Mueter 766 et al., 2007) and seabird populations (Byrd et al., 2008a; Renner et al., 2012) on the eastern Bering Sea 767 shelf display some degree of synchronicity over at least three decades that may reflect shared 768 environmental influences or trophodynamic relationships. For example, Mueter et al (2007) showed that 769 there was both significant positive and negative covariation in recruitment among certain groups of 770 groundfish species, but no evidence of covariation between demersal and pelagic species. Recruitment 771 variability for individual stocks was weakly correlated with environmental drivers, but at an aggregate 772 level productivity varied on decadal scales corresponding to well-known climate regime shifts. Similarly, 773 interannual variations in productivity of four species of murres and kittiwakes showed some degree of 774 synchronicity within species and between colonies on St. George and St. Paul Island(Byrd et al., 2008a), 775 while abundance trends differed primarily between islands with long-term declines at St. Paul and stable 776 or fluctuating trends at St. George (Byrd et al., 2008b). The abundance and productivity of Northern fur 777 seals on both St. George and St. Paul Island have decreased since the mid-1970s, but productivity has 778 fluctuated on shorter time scales around a linearly decreasing trend (Towell et al., 2006). The extent to 779 which populations across these groups co-vary and how variability in the productivity of different groups 780 relates to lower trophic level variability is not known. Nor is it clear to what extent these patterns are 781 driven by bottom-up or top-down processes. 782 To the extent that synchronous variations in productivity among populations reflect shared environmental 783 drivers, such synchronicity may be more apparent during multi-year periods of anomalous conditions. 784 Environmental conditions in the Bering Sea have been characterized by high interannual variability, but 785 the eastern Bering Sea experienced two multi-year periods of contrasting conditions in the most recent 786 decade. A prolonged warm period with winter winds from the Southeast, little ice on the southeastern 787 shelf, and an early ice retreat from 2001 to 2005 (Danielson et al., 2011; Stabeno et al., 2012) was 31 788 followed by an extended cold period beginning in 2006 and continuing through at least 2013. Wind 789 speed and direction over the shelf, which are linked to the strength and position of the Aleutian Low, 790 determine the extent and duration of sea ice during winter (Overland and Pease, 1982) and play an 791 important role in alongshore and cross-shelf advection (Bond et al., 1994; Danielson et al., 2011). These 792 conditions in turn affect the success of fish and seabird populations. Advection has been shown to affect 793 the productivity of several flatfish species, whose recruitment is enhanced when winds favor onshelf 794 transport (Wilderbuer et al., 2013; Wilderbuer et al., 2002). Temperature and ice conditions on the shelf 795 are associated with changes in the distribution (Smart et al., 2012) and in the survival of early stages of 796 walleye pollock (Hunt et al., 2011), whose overwinter survival from age-0 to age-1 was markedly reduced 797 during the warm period from 2001 to 2005. Poor overwinter survival of pollock from 2001 to 2005 has 798 been linked to the absence of large zooplankton prey on the shelf during the warm period (Coyle et al., 799 2011; Hunt et al., 2011; Mueter et al., 2011), which resulted in poor condition of age-0 pollock prior to 800 the winter season (Heintz et al., 2013). The productivity of murres and kittiwakes at the Pribilof Islands 801 has also been linked to sea-surface temperature and ice conditions(Byrd et al., 2008b), but recent work 802 suggests that reproductive success is more closely linked to conditions in prior years (Zador et al., 2013) 803 and to adult condition carried over from previous years (Renner et al., In review). Marked differences in 804 temperature and ice conditions, as well as in wind forcing, over the past decade offer an opportunity to 805 compare and contrast conditions at multiple trophic levels across contrasting regimes. 806 While the recent period has highlighted contrasts in the response of some populations to environmental 807 variability, longer time series are required to quantify such responses, to identify synchronicity in the 808 responses, and to provide a context for how productivity at upper trophic levels has changed over time. 809 Therefore, in addition to comparing two contrasting periods, we examine long-term variability and trends 810 in the productivity of fish, seabird, and marine mammal communities on the eastern Bering Sea shelf 811 from the mid-1970s to the present. We identify linkages across groups and relate variability in these 32 812 upper trophic level groups to temperature and wind forcing and to more recent variability in satellite- 813 derived Chlorophyll-a (chl-a) concentrations. 814 815 2. Methods 816 Data 817 We compiled time series of abundance or biomass, productivity, and condition for major commercial fish 818 and shellfish species on the southeastern Bering Sea shelf and for seabirds and fur seals at the Pribilof 819 Islands (Table 1). As measures of productivity we used different measures for fish, seabirds, and fur seals. 820 The estimated number of recruits at ages ranging from approximately 2 to 6 years, lagged back to 821 correspond to brood year was used to measure the productivity of fish and crab populations. For seabirds 822 we used annual average reproductive success from nest building (kittiwakes) or egg laying (murres) to 823 fledging, and for fur seals we used detrended pup counts. 824 Time series of total biomass and recruitment were obtained from recent stock assessments (NPFMC, 825 2012a, b) for two gadid stocks (walleye pollock, Theragra chalcogramma, and Pacific cod, Gadus 826 morhua), four flatfish stocks (Northern rock sole, Lepidopsetta polyxystra, yellowfin sole, Limanda 827 aspera, flathead sole, Hippoglossoides elassodon, and arrowtooth flounder, Atheresthes stomias), and two 828 crab stocks (Bristol Bay red king crab, Paralithodes camtschaticus, and snow crab, Chionoecetes opilio). 829 Biomass time series for all stocks were available from 1979-2012 and reliable recruitment estimates for 830 all stocks were available for 1977-2005. Longer time series were available for the two gadid stocks and 831 were used to characterize combined variability in these species. Length and age data to compute indices 832 of condition were available for 1999-2012 for walleye pollock, Pacific cod, yellowfin sole, and flathead 833 sole and were obtained from the Alaska Fisheries Science Center RACE Division (Robert Lauth, AFSC, 834 Seattle, pers. comm.). 33 835 Indices of abundance and reproductive success for black-legged kittiwakes (Rissa tridactyla), red-legged 836 kittiwakes (R. brevirostris), thick-billed murres (Uria lomvia), and common murres (U. aalge) at St. 837 George island and at St. Paul island were obtained from Klostermann et al. (2011) and Thomson and 838 Drummond (2011), respectively . Since not all index plots that contribute to the overall abundance index 839 were sampled in 1982 and 1984 at St. Paul or in 1984 and 1985 at St. George, values for these years were 840 estimated by a linear regression on counts obtained at a slightly restricted number of plots that were 841 sampled in all years. Two indices of seabird reproductive success were considered in the analysis. 842 Fledging success (number of chicks fledged per chick hatched) was used to examine variability during the 843 chick rearing period, while an overall index of reproductive success was based on the number of chicks 844 fledged per nest start for kittiwakes and the number of successful nests (at least one chick fledged) per 845 nest site with an egg for murres (Renner et al., In review). 846 The Eastern Pacific stock of northern fur seals (Callorhinus ursinus) is primarily found on St. Paul and St. 847 George Islands during the summer months and we used the estimated numbers of northern fur seal pups at 848 each of these islands as indices of fur seal abundance (Allen and Angliss (2010); Rod Towell, NMML, 849 NOAA, Seattle, pers. comm.), assuming the number of pups is approximately proportional to adult 850 abundance. Summer pup counts were available annually from 1972-1990 and every other year thereafter. 851 The fur seal population has declined with a strong near-linear trend since 1972, hence we removed the 852 linearly decreasing trend from the time series and used the resulting anomalies as an index of shorter-term 853 variability in pup production for comparisons with fish and seabird productivity series. Although seabird 854 time series also had trends, these were not consistent between islands and species and detrending had little 855 effect on results, hence we used the actual series. 856 As a measure of lower trophic level variability, we quantified variability in chl-a concentrations over the 857 southeastern Bering Sea shelf based on satellite-based measurements. We retrieved eight-day composite 858 Level-3 SeaWiFS and MODIS-Aqua chl-a data at 9-km spatial resolution using the Giovanni online data 859 system, developed and maintained by the NASA Goddard Earth Sciences Data and Information Services 34 860 Center (Acker and Leptoukh, 2007). Data for a rectangular region (54–60°N and 157–180°W) that 861 encompasses the southeastern Bering Sea shelf were extracted from the global coverage datasets (units: 862 mg/m3). Open ocean values (offshore of the 500m isobaths) and nearshore values (inshore of 10m 863 isobaths) were excluded. We compared eight full years of overlap between the two datasets (2003-2010) 864 based on correlations and absolute differences (bias) of the logarithmically transformed data on a pixel- 865 by-pixel basis. Estimates from the two satellites were strongly correlated (r=0.65) and bias was found to 866 be negligible (median bias < 0.01, 88% of 1.4 million paired observations had absolute bias < 0.05). In 867 order to produce the longest possible continuous time series of remotely-sensed chl-a data, we combined 868 SeaWiFS data from 1998-2002 with MODIS-Aqua data from 2003-2012. Variability in chl-a standing 869 stocks over the shelf south of 60˚N was summarized by computing mean chl-a levels for three regions 870 (inner shelf: 10-50 m; middle shelf: 50 – 100 m; outer shelf: 100-500 m) and two time periods (spring 871 bloom period: approximately March - June; late summer / fall bloom period: approximately July - 872 October). Separate indices were developed because of pronounced differences in the magnitude and 873 timing of the spring and fall blooms (Fig. 1). In addition, to capture overall variability in chl-a over the 874 southeast Bering Sea shelf, we obtained a combined annual chl-a index by computing the first Principle 875 Component from a Principal Components Analysis (PCA) of the six individual chl-a time series. None of 876 the other Principal Components contained interpretable information based on the broken-stick model 877 (Jackson, 1993). 878 To relate biological variability to potential physical drivers, we focused on two measures of 879 environmental variability: annual mean sea-surface temperatures as a measure of surface layer conditions 880 and mean wind direction over the shelf as a measure of advective forcing during the previous winter. 881 Temperature indices were based on monthly extended reconstructed SSTs (ERSSTv3) (Smith et al., 2008) 882 , which are interpolated values on a 2° latitude by 2° longitude grid, and were averaged over the southeast 883 Bering Sea shelf inshore of the shelf break and extending to 61°N for this analysis. Monthly ERSST data 884 were averaged by year to obtain a measure of annual mean SST. Wind direction was taken from the 35 885 NCEP North American Reanalysis Project 1 (Kalnay et al., 1996) and was computed as the mean 886 October-April wind direction computed at 60°N, 170°W following Danielson et al (2011). Winds at this 887 location are broadly representative of the wind field over much of the eastern Bering Sea shelf because 888 winds at a series of moorings along the 70 m isobaths on the eastern Bering Sea shelf tend to show strong 889 coherence (Stabeno et al., 2010). The mean wind direction at this location is toward 225 °N, 890 corresponding to cross-shelf winds from the Northeast, and anomalies from 225 °N are a proxy for cross- 891 shelf Ekman transport with positive anomalies (> 225°N) corresponding to enhanced on-shelf flow over 892 the southeast Bering Sea shelf (Danielson et al 2011). 893 Data analyses 894 To identify patterns of covariation among fish, seabird and mammal populations in the eastern Bering Sea 895 we examined variability in time series of abundance and productivity. Different methods were used for 896 abundance and productivity data because abundance time series display a high degree of autocorrelation, 897 while productivity varies on interannual time scales with little or limited autocorrelation. Major trends in 898 population abundances were identified using a dynamic factor analysis (DFA, Zuur et al., 2003) of the 899 available abundance series. Available time series from 1977 to 2012 were modeled as a linear 900 combination of one of more underlying common trends (or factors), Z: 901 Yt ΑZ t ε t 902 where Yt is a k x 1 column vector with the observed abundances of k populations in year t, Zt is a q x 1 903 column vector representing the q common factors (q << k), A is a k x q matrix of factor loadings, and εt is 904 assumed to be normally distributed with general non-diagonal error matrix V (εt ~ N(0, 2V)). For 905 example, a model with two common trends decomposes each of the k time series into a linear 906 combination of two underlying trends and residual variability around the estimated trend: 907 36 908 Y1,t a1,1 Y2,t a1, 2 Y a1,k k ,t a2,1 1,t a2, 2 z1,t 2,t z 2,t a2,k k ,t 909 where both the trends (zi,t) as well as the factor loadings (ai,k) are parameters to be estimated via maximum 910 likelihood. All data series were normalized prior to analysis, so the magnitude of factor loadings is 911 directly comparable across populations to assess the relative contribution of each individual trend to the 912 overall fitted trends. We fit models with one to three common trends and selected the best model based on 913 the small-sample Akaike Information Criterion (AICc) (Akaike, 1973). We were unable to fit trends to all 914 series simultaneously, hence we fit separate trends to seabird abundance series. 915 916 Synchronicities and differences in productivity time series were identified using a cluster analysis of all 917 available productivity time series, using either fledging success or overall reproductive success for 918 seabirds. Because the 1976/77 climate regime shift was associated with a pronounced change in the 919 productivity of numerous fish species (Mueter et al., 2007) and because several series only became 920 available after the shift, we restricted our analyses to the period from 1977 to 2011. All fish recruitment 921 series were strongly right-skewed and were log-transformed prior to analysis, resulting in approximate 922 normality (Shapiro-Wilks test, p > 0.1, except yellowfin sole). Time series of fledging success and overall 923 reproductive success of seabirds were either close to normal or could not be transformed to normality 924 through a simple transformation. Both time series of (detrended) fur seal productivity were approximately 925 normally distributed. While normality is not assumed in the cluster analysis or when computing 926 correlations, transformations to normality reduced the influence of more extreme values and resulted in 927 more readily interpretable patterns. All series were standardized to have mean zero and standard deviation 928 one prior to clustering, where the mean and standard deviation were computed over all available years 929 since 1977. Groupings were identified based on two approaches: one approach used only years with non37 930 missing data (11 years) and a second approach used all available data (ranging from 24 years of data for 931 fur seals to 34 years for the two gadid species). We used a hierarchical cluster analysis based on pairwise 932 Euclidean distances between the standardized time series to identify possible groupings that minimize 933 within-cluster variance via Ward's method (Gordon, 1999). Where missing values were present, 934 Euclidean distances were computed based on the available years of data scaled up proportionally to the 935 number of years with data. 936 Based on results from the cluster analyses, we examined trends and variability in the productivity of 937 individual groups both graphically and statistically. In particular, recruitment trends for gadid and flatfish 938 species were examined and trends in seabird productivity, which were largely uncorrelated with trends in 939 fish recruitment, were compared between the two species and islands. Major modes of variability across 940 productivity time series within selected groups that showed evidence of positive or negative covariation 941 were examined using a Principal Component Analysis (PCA). 942 In addition to abundance and productivity time series, we examined annual condition indices based on 943 weight-at-length anomalies for four fish species: walleye pollock, Pacific cod, yellowfin sole, and 944 flathead sole. We first estimated annual anomalies (1999-2012) for each species by fitting linear mixed 945 effects models of log(Weight) as a simple linear function of log(Length) but with random deviations for 946 the intercept and slope among years. The predicted average weight at the smallest observed length in a 947 given year was then used as an index of condition for each year from 1999-2012. Possible synchronicity 948 among species was examined using a simple correlation analysis. Because of strong positive covariation 949 in condition among species, we computed an overall annual condition index by averaging normalized 950 indices across species. 951 The observed trends and patterns of variability in productivity of upper trophic level groups were 952 compared to variability in the environment and variability at lower tropic levels. First, we examined 953 differences in physical conditions and in productivity between recent warm and cold years. Specifically, 38 954 we compared temperature and ice conditions, Chlorophyll-a concentrations, zooplankton abundances, as 955 well as fish, seabird, and mammal productivity during the 2001-2005 warm period to conditions in 956 subsequent cold years (2007-2012, where available). Second, we related variability in fish, seabird, and 957 mammal productivity to variability in chl-a and environmental drivers using correlation analyses as well 958 as simple and multiple linear regressions. Finally, we modeled mean chl-a concentrations from 1998- 959 2012, in particular on the middle shelf, as a function of sea-surface temperature and wind conditions using 960 multiple linear regression analysis. Because autocorrelation was present in many of the time series, 961 correlation analyses were adjusted for autocorrelation using the modified Chelton method of Pyper and 962 Peterman (1998). If regression residuals showed significant autocorrelation (Durbin-Watson test, p < 963 0.05), we used generalized least-squares regression with a first-order autoregressive correlation structure. 964 All analyses were conducted using R version 2.15.1 (R Core Team, 2012). 965 3. Results 966 The Dynamic Factor Analysis revealed two significant shared trends in the fish and fur seal survey time 967 series, both of which suggest a discontinuity in abundance trends in the early to mid-1990s. Models with 968 only one or with more than two trends had AICc values that were at least 8.5 penalized likelihood units 969 larger than the model with 2 trends. The first trend reflects a decreasing trend in gadid, snow crab, and fur 970 seal abundances beginning in the early 1990s (Trend 1 in Fig. 2) and a concomitant increase in red king 971 crab survey biomass in Bristol Bay (negative loading). There was some indication that this trend reversed 972 after 2008. A second trend was associated with increases in three flatfish species (arrowthooth flounder, 973 rock sole and flathead sole) from at least 1982 through the mid-1990s and less pronounced decreases in 974 several other species. Species that were associated with both trends (St. George fur seals and cod) showed 975 a continuous decrease over the entire time period. The two shared trends capture much of the variability 976 in abundance of the component species although several species show short term variability that was not 977 captured by these trends (Fig. 2). 39 978 The best model for seabird abundances had a single significant trend (delta AICc = 14.0) reflecting a near- 979 continuous decreasing trend for all four seabird species at St. Paul Island (Fig. 3). In contrast, abundances 980 at St. George Island increased for all four species except common murres. The increases at St. George 981 Island began around 1990 and followed initial declines, in particular for red-legged kittiwakes. Inverse 982 trends in abundance at the two islands were particularly pronounced for thick-billed murres . 983 Time trends in productivity showed distinct differences among certain groups of species (Fig. 4). These 984 groupings were identical regardless of whether years with any missing values were deleted or not. 985 Moreover, patterns were very similar using either fledging success or overall reproductive success as a 986 measure of seabird productivity, hence we show only results based on the latter and using all available 987 data. Four distinct clusters with strong positive within-group correlations were identified and can be 988 characterized as a kittiwake group, a murre group, a flatfish group, and a gadid group. Reproductive 989 success of murres and kittiwakes was largely uncorrelated or weakly correlated with the productivity of 990 fish and shellfish in the flatfish and gadid groups. Species within the gadid group showed strong positive 991 covariation in productivity, but the productivity of all species in this group was negatively correlated with 992 the productivity of the four flatfish species, indicating pronounced asynchrony in the productivity of 993 gadids and flatfishes (Fig. 5). While snow crab clustered with the flatfish group, its recruitment was only 994 weakly correlated with either flatfish or gadid recruitment and was negatively correlated with flathead 995 sole recruitment (r = -0.223, p = 0.229). Anomalies in fur seal pup counts at St. Paul were most strongly 996 correlated with kittiwake reproductive success, while fur seals at St. George clustered with the gadid 997 group (Fig. 4, 6). 998 Based on the observed patterns of covariation, we developed three separate indices of variability for 999 kittiwakes, murres, and other species, respectively. An overall index of kittiwake reproductive success 1000 was constructed by computing normalized anomalies of each of the four kittiwake time series and 1001 averaging anomalies for each year (Fig. 5). Similarly, the four murre time series were combined into an 1002 overall index of murre productivity. 40 1003 Because the flatfish and gadid groups showed both positive and negative covariation, we summarized 1004 patterns of variability using a PCA of productivity time series, excluding the incomplete time series for 1005 St. George fur seals. The first principal component captured 40% of the overall variability in the log- 1006 recruitment of 8 major fish and shellfish species (Fig. 7). This mode was positively associated with the 1007 recruitment of pollock, cod, and king crab and was negatively associated with the recruitment of all four 1008 flatfish species, further supporting opposite patterns of variability in the two groups. Snow crab was 1009 uncorrelated with the first PC. The PC showed high interannual variability with a period of above average 1010 values, indicating good gadid and poor flatfish recruitment, in the late 1970, and two periods of below 1011 average values, associated with poor gadid and good flatfish recruitment, in the mid 1980s and from 2001 1012 through 2005. The first PC was strongly and significantly correlated with overall chl-a trends (N = 8 1013 years, r = 0.78, p = 0.037), in particular with spring time chl-a (inner shelf: r = 0.94, p = 0.001; middle 1014 shelf: r = 0.91, p = 0.013; outer shelf: r = 0.78, p =0.038). 1015 The strong pattern of asynchrony between gadid and flatfish species is readily apparent in time series of 1016 combined recruitment anomalies (averaged across fish species within each of the two groups), which are 1017 strongly negatively correlated (r = -0.67, p < 0.0001, Figs. 5, 8). Indeed, there has not been a single year 1018 in the 1977-2005 time series where both gadid and flatfish recruitment were above average (Fig. 8), a 1019 highly unlikely pattern based on a randomization test that simulated time series of the same length and 1020 with the same covariance structure as the observed time series (p = 0.0083). In contrast, there have been 1021 several years, in particular 1988, 1993, '94, '97, and 2004, where both groups experienced poor 1022 recruitment. 1023 1024 Annual condition indices (anomalies in weight at a given size) for pollock, cod, yellowfin sole, and 1025 flathead sole (1999-2008) were significantly and positively correlated with each other (Table 2). 1026 Moreover, each of the indices was strongly and positively correlated with summer bottom temperatures 41 1027 measured during the summer bottom trawl survey (r = 0.93, 0.62, 0.68, 0.34 for pollock, cod, yellowfin, 1028 and flathead sole, respectively) and with annual SST (Table 3). The overall combined condition index 1029 was positively correlated with both SST (r = 0.81, p = 0.0046) and, to a lesser extent, with the overall chl- 1030 a index (r = 0.67, p = 0.070), but was strongly correlated with spring time chl-a on the inner (r = 0.84, p = 1031 0.0093) and middle shelf (r = 0.69, r = 0.087, Fig. 5). However, the effects of SST and chl-a are difficult 1032 to separate with the available time series because of the strong confounding between the two variables (r 1033 =0.64). 1034 Spring chl-a on the inner and middle shelf was positively and significantly correlated with SST, while 1035 wind direction was positively correlated with spring chl-a on the middle and outer shelf only (Table 3). 1036 Correlations with fall chl-a were much weaker and only fall chl-a on the middle shelf was significantly 1037 correlated with wind direction (r = 0.660). In general, productivity and condition indices were much more 1038 strongly correlated with SST and with spring chl-a concentrations than with wind direction and fall chl-a. 1039 However, chl-a was significantly and positively correlated with both SST and wind direction. A multiple 1040 linear regression of chl-a on SST and wind direction was highly significant and dropping either SST or 1041 wind from the model resulted in a poorer model fit with a higher AIC, which implies that higher chl-a 1042 levels are associated with warmer surface temperatures and more northeasterly to easterly winds during 1043 the previous winter (Fig. 9). 1044 Most of the variables examined here and other environmental and biological variables show a marked 1045 contrast between the recent warm and cold period as summarized in Table 4. The warm period was 1046 characterized by little or no ice on the SE Bering Sea shelf and an early ice retreat if ice was present. 1047 Winds were generally to the northwest during the warm period, favoring onshore transport; however, 1048 there was no apparent relationship between SST and wind direction over the longer term (1980-2010). 1049 Chlorophyll-a concentrations were higher during the warm years, particularly in the spring as well as 1050 during fall on the middle shelf. These conditions were associated with high abundances of small 1051 zooplankton but low abundances of large zooplankton such as Calanus marshallae that provide important 42 1052 food for upper trophic level predators such as pollock (Table 4). Consequently, pollock were in poor 1053 energetic condition in the warm years and the recruitment of the 2001-2005 gadid year classes were very 1054 poor. In contrast, flatfish recruitment was relatively high in the warm years. The condition of older fishes, 1055 both gadids and flatfishes, was high in the warm years and low in the cold years. Finally, seabird 1056 productivity was higher in the warm period, particularly for kittiwakes, but decreased prior to the end of 1057 the warm period (Fig. 5) and there was no significant correlation with SST over the full period of record 1058 (Table 3). 1059 4. Discussion 1060 We documented both synchronous and asynchronous fluctuations among time series of fish and shellfish 1061 productivity on the eastern Bering Sea shelf, as well as between fish productivity and detrended northern 1062 fur seal pup counts. In general, there was stronger synchrony within taxonomic groups (gadids and 1063 flatfish, respectively), with weak or opposite synchrony among groups. However, productivity and 1064 abundance of two crab species, snow crab and red king crab, tended to vary asynchronously. In contrast, 1065 fluctuations in the productivity of central-place foraging seabirds were not related to the productivity of 1066 fishes, probably reflecting differences in the spatial scales of foraging. 1067 The reasons for the observed negative covariation between recruitment fluctuations of gadids and 1068 flatfishes remain poorly understood. They could reflect a possible trade-off between the two groups, 1069 possibly related to different pathways of production (benthic versus pelagic) under different climate 1070 conditions. However, variability in benthic-pelagic coupling is generally assumed to favor the pelagic 1071 environment during warm years and the benthic environment during cold years (Hunt and Stabeno, 2002; 1072 Walsh and Peter McRoy, 1986). However, the larvae of both gadids and flatfish share similar pelagic 1073 environments during the spring and early summer. Moreover, while juvenile flatfish may benefit from 1074 enhanced fluxes to the benthos after settlement, our results suggest that flatfish survival was enhanced 43 1075 during recent warm years (Fig. 5), contrary to the hypothesis that less production reaches the benthos 1076 during these years. 1077 An alternative and more likely explanation is that flatfish and gadid recruitment is related to different 1078 mechanisms that are associated with different but correlated environmental drivers. In fact, mechanisms 1079 have been established linking reduced walleye pollock recruitment to very high temperatures on the shelf 1080 (Hunt et al., 2011; Mueter et al., 2011), while the recruitment of several flatfish species is enhanced by 1081 winds that favor stronger on-shelf advection (Wilderbuer et al., 2013; Wilderbuer et al., 2002). While 1082 these relationships reflect very different mechanisms, enhanced onshelf transport (favoring flatfish 1083 recruitment) tends to be associated with warmer temperatures on the shelf (reducing pollock recruitment). 1084 While we did not thoroughly examine potential environmental drivers that may be related to variability in 1085 productivity measures, we find evidence of bottom-up forcing connecting variability in winds and SST to 1086 chlorophyll-a concentrations, particularly during spring, and to measures of fish recruitment and 1087 condition, but no or weaker correlations with measures of seabird productivity. We hypothesize that 1088 winds from the east and northeast during winter, which are associated with enhanced onshelf flows 1089 (Danielson et al., 2012), promote the transport of warmer, nutrient-rich waters onto the shelf, thereby 1090 increasing primary production in the spring as evident in higher chlorophyll-a concentrations. This 1091 enhanced spring production is associated with above-average body condition of all fishes, reflecting good 1092 feeding conditions, as well as enhanced flatfish recruitment associated with stronger onshelf transport. 1093 However, larval walleye pollock do not benefit from the higher spring production due to a lack of large 1094 zooplankton prey in the fall during warm years (Coyle et al., 2011; Hunt et al., 2011). 1095 1096 5. Acknowledgements 1097 NOAA ERSST v3b data and NCEP Reanalysis data were provided by the NOAA/OAR/ESRL PSD, 1098 Boulder, Colorado, USA, from their website at http://www.esrl.noaa.gov/psd/. We thank our many 44 1099 colleagues in the BEST-BSIERP Project, which is supported by NSF and NPRB, for many valuable 1100 discussions and access to data and manuscripts. This is BEST-BSIERP contribution number XXX. 1101 1102 6. References 1103 Acker, J.G., Leptoukh, G., 2007. Online analysis enhances use of NASA Earth science data. 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Rep., AMNWR 2011/14, Homer, Alaska. Towell, R.G., Ream, R.R., York, A.E., 2006. Decline in northern fur seal (Callorhinus ursinus) pup production on the Pribilof Islands. Marine Mammal Science 22, 486-491. Walsh, J.J., Peter McRoy, C., 1986. Ecosystem analysis in the southeastern Bering sea. Continental Shelf Research 5, 259-288. 1183 Wilderbuer, T., Stockhausen, W., Bond, N., 2013. Updated analysis of flatfish recruitment response to 1184 climate variability and ocean conditions in the Eastern Bering Sea. Deep Sea Research Part II: 1185 Topical Studies in Oceanography 94, 157-164. 1186 Wilderbuer, T.K., Hollowed, A.B., Ingraham Jr., W.J., Spencer, P.D., Conners, M.E., Bond, N.A., 1187 Walters, G.E., 2002. Flatfish recruitment response to decadal climatic variability and ocean 1188 conditions in the eastern Bering Sea. Progress in Oceanography 55, 235-247. 1189 Zador, S., Hunt, G.L., TenBrink, T., Aydin, K., 2013. Combined seabird indices show lagged 1190 relationships between environmental conditions and breeding activity. Marine Ecology Progress 1191 Series 485, 245-258. 1192 1193 Zuur, A.F., Tuck, I.D., Bailey, N., 2003. Dynamic factor analysis to estimate common trends in fisheries time series. canadian Journal of Fisheries and Aquatic Sciences 60, 542–552. 1194 48 1195 Table 1: Time series of abundance, productivity and condition for fish, seabirds and northern fur seals in 1196 the eastern Bering Sea used in analysis with sources. Names of species in parentheses refer to 1197 abbreviations used in text and figures. Fish Species Walleye pollock (pollock), Pacific cod (cod), arrowtooth flounder (ATF), yellowfin sole (YFS), flathead sole (FHS), rock sole (RS), snow crab (opilio), and red king crab (RKC) Abundance Biomass series from stock assessments (NPFMC 2011) Productivity Estimates of recruitment from stock assessment model (NPFMC 2012) Condition Average annual anomaly in weight-at-size (Data from NMFS bottom trawl survey, Robert Lauth, AFSC) Birds Species Common (COMU) and thick-billed murre (TBMU), red-legged (RLKI) and black-legged kittiwakes at St. Paul Island (St.P.) and at St. George Island (St.G.) Abundance Estimated abundance at index sites from Kellermann et al. (2011) and Thomson and Drummond (2011) Fledging Number of chicks fledged per eggs hatched, from Renner success et al (In Press) Reproductive success Number of chicks fledged per nest start for kittiwakes; number of successful nests (at least one chick fledged) per nest site with an egg for murres 49 Mammals Species Northern Fur Seals (NFS) on St. Paul and St. George Island Productivity Pup production (estimated number of pups born) (Rod Towell, NMML, Seattle) 1198 1199 1200 Table 2: Pairwise Pearson's product-moment correlations between annual time series of condition (1999- 1201 2010) for four commercial fish species on the eastern Bering Sea shelf. Correlations exceeding 0.5 were 1202 significant at p = 0.05. cod pollock yellowfin flathead 0.59 cod yellowfin 0.63 0.48 0.48 0.73 0.65 1203 1204 50 1205 Table 3: Correlations between environmental drivers, chl-a indices in two seasons and three areas (inner, 1206 middle, and outer shelf), an overall chl-a index (PC1) and various measures of fish, seabird and marine 1207 mammal productivity and condition (CI = condition index). See table 1 for species abbreviations. PC1 1208 (fish) refers to the first Principal Component from a PCA of fish and shellfish productivity series as 1209 explained in text. Correlations significant at α=0.05 (adjusted for autocorrelation) are shown in bold and 1210 italics. chl-a SST Spring chl-a Wind PC 1 inner middle 1 0.166 0.639 0.724 0.166 1 0.486 PC1 (fish) -0.414 -0.259 gadids -0.383 flatfish kittiwakes Fall chl-a outer inner middle 0.644 0.531 0.141 0.214 0.451 0.170 0.657 0.606 -0.279 0.660 0.191 -0.788 -0.944 -0.914 -0.805 -0.431 0.190 -0.297 -0.188 -0.539 -0.492 -0.649 -0.505 -0.234 -0.369 -0.138 0.382 0.303 0.596 0.671 0.796 0.617 0.145 0.121 0.157 0.028 -0.132 0.583 0.203 0.493 0.479 0.293 0.568 0.701 murres -0.024 0.020 0.193 -0.185 0.081 0.207 0.197 0.372 0.342 StP.NFS -0.228 -0.205 0.270 -0.227 0.337 0.133 -0.150 0.812 0.125 StG.NFS -0.243 -0.230 -0.710 -0.106 -0.627 -0.455 -0.395 -0.977 -0.744 CI pollock 0.847 0.339 0.621 0.634 0.719 0.467 0.225 0.237 0.380 CI cod 0.808 0.257 0.691 0.800 0.612 0.592 0.390 -0.018 0.556 CI YFS 0.546 -0.129 0.508 0.733 0.542 0.309 0.608 -0.133 0.165 CI FHS 0.498 -0.192 0.408 0.629 0.425 0.299 0.389 -0.392 0.319 CI (total) 0.809 0.083 0.668 0.838 0.689 0.499 0.483 -0.092 0.426 SST Wind 1211 1212 51 outer 1213 Table 4: Contrasting environmental and biological conditions during the warm period from 2001 to 2005 1214 and the subsequent cold period from 2007-2010 on the eastern Bering Sea shelf. Cold and warm periods 1215 are as defined by Stabeno et al (2012). Variable Warm (2001-2005) Cold (2007-10) Source Ice extent in SE Bering Sea little / no ice extensive ice Stabeno et al (2012) Ice retreat early late Stabeno et al (2012) Winds southeasterly northwesterly Danielson et al (2011), Stabeno et al (2011), this study Chl. a - spring high low this study Chl. a – summer/fall high low Small zooplankton abundance high low Coyle et al. (2011) Large zooplankton abundance low high Coyle et al. (2011) age-0 pollock energy density low high Heintz et al. (2013) gadid recruitment poor average to good NPFMC (2011), this study flatfish recruitment high N/A NPFMC (2011), this study fish condition (age 1+) above average below average this study seabird productivity higher lower Renner et al (in review) this study 1216 52 1217 Figures 1218 1219 Figure 1: Average seasonal trends in satellite-derived 8-day Chlorophyll-a concentrations for the inner 1220 (blue), middle (green), and outer (red) shelf, 1998-2012, and for 8-day aggregates of estimated chl-a 1221 values from a fluorometer moored at 11 m below the surface over the middle shelf (black). Values for 1222 mooring were adjusted to have the same mean as satellite-based estimates for the middle shelf. Vertical 1223 dashed line denotes separation between spring and summer/fall seasons. 1224 53 (C) 2005 St.P NFS St.G NFS RS FHS St.G NFS St.P NFS RKC opilio ATF pollock 0.4 1985 2000 ATF YFS RS FHS opilio RKC St.G NFS 1995 0.10 -0.10 -0.2 0.1 Trend 1 1985 Normalized trend Loadings 1 -4 -2 0 2 Trend 2 Loadings 2 4 (B) -6 Contribution to fitted value (A) 2 1 0 -1 -2 opilio RKC 2 1 0 -1 -2 pollock cod ATF YFS 2 1 0 -1 -2 1985 2000 1985 2000 1225 1226 Figure 2: Common trends from a dynamic factor analysis of eight fish species and two fur seal 1227 populations based on time series of survey biomass and pup counts from 1982-2010 (A), corresponding 1228 factor loadings (B, only loadings exceeding 0.1 are shown), and observed time series (circles) with model 1229 fits (lines) for each species or population (C). 54 0.2 Loadings 2 BLKI RLKI COMU TBMU BLKW RLKW COMU TBMU 0 -0.2 0.0 4 (B) -2 Contribution to fitted value (A) 1985 1995 2005 St. Paul St. George (C) 1985 2000 1985 2000 Normalized trend St.G BLKW St.G RLKW St.G COMU St.G TBMU St.P BLKI St.P RLKI St.P COMU St.P TBMU 2 1 0 -1 -2 2 1 0 -1 -2 1985 2000 1985 2000 1230 1231 Figure 3: Common trends from a dynamic factor analysis of four seabird species at two islands based on 1232 time series of abundance at index sites monitored from 1982-2008 (A), corresponding factor loadings (B), 1233 and observed time series (circles) with model fits (lines) for each species and colony (C). 1234 55 15 10 St.G NFS Pacific cod red king crab snow crab pollock arrowtooth rock sole flathead sole yellowfin sole St.P TBMU St.G COMU St.G TBMU St.P COMU St.G RLKI St.P NFS St.P BLKI St.G BLKI St.P RLKI 5 Distance 0 1235 1236 Figure 4: Correlogram showing pairwise correlations among time series of productivity for 18 fish, 1237 shellfish, seabird, and fur seal populations in the eastern Bering Sea and corresponding cluster 1238 dendrogram. Blue and red cells denote positive and negative correlations, respectively. Shading is 1239 proportional to magnitude of correlations. Rows from top to bottom correspond to columns from left to 1240 right. Horizontal and vertical lines separate four major clusters indicated in the denrdogram by dashed 1241 horizontal line. 56 1.5 0.0 2 -1.5 1 0 -1 2 -2 1 0 -1.0 0.0 1.0 x -0.5 1 0 -1 1976 1978 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 -2 Fish condition -2.0 murres 1.0 kittiwakes 2.0 -2 -1 SST Wind direction Fishes flatfish gadids 1242 1243 Figure 5: Normalized anomalies of sea-surface temperature (SST), wind direction at 60 °N, 170°W, 1244 average recruitment of two groups of fishes (gadids and flatfishes), kittiwake fledging success, murre 1245 fledging success, and fish condition indices for 4 groundfish species in the eastern Bering Sea. 1246 Normalized chl-a concentrations (green) over the middle shelf during spring are superimposed on SST, 1247 wind direction, and condition indices for comparison. Recent warm and cold periods are shaded in red 1248 and blue, respectively. 57 (B) 1 0 0 -1 -1 -2 Anomalies 1 2 2 (A) 1975 1249 1250 1985 1995 2005 1975 1985 1995 2005 1251 Figure 6: (A) Anomalies in detrended pup counts at St. Paul Island (solid line and triangles) and kittiwake 1252 productivity (dashed line and circles) and (B) pup count anomalies at St. George Island (solid line and 1253 triangles), gadid recruitment anomalies (dashed line and circles) and red king crab recruitment (heavy 1254 black line). 58 3 2 1 0 -1 -2 1976 1978 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 -3 First PC, fish 1255 1256 Figure 7: First Principal Component from a Principal Component Analysis of the species in the flatfish 1257 and gadid groups in Figure 4 (bars) with chl-a concentrations on the middle shelf during spring (black 1258 line). 1259 59 83 0.5 1.0 0381 86 02 01 05 80 85 9891 95 0.0 -0.5 Flatfish recruitment anomaly 87 88 04 93 84 9099 00 96 79 97 89 92 94 78 77 82 -1.0 -0.5 1260 0.0 0.5 1.0 1.5 Gadid recruitment anomaly 1261 Figure 8: Scatterplot of normalized, combined flatfish recruitment anomalies against normalized, 1262 combined gadid recruitment anomalies. Numbers denote last two digits of the corresponding brood year. 1263 60 0.0 0.1 0.2 0.0 0.1 0.2 -0.2 -0.2 Partial effect on Chl a 5.0 1264 5.5 6.0 6.5 7.0 190 Surface temperature 210 230 Wind direction 1265 Figure 9: Partial fits of chl-a concentration from a multiple liner regression of chl-a on sea-surface 1266 temperature and wind direction. The variables are uncorrelated (r =0.166) and a regression with both 1267 variables included represents the best fit. 1268 61 1269 Chapter 3: Climate-biology covariation 1270 A number of the indices described in Chapter 1 were used along with others to examine patterns of 1271 variability in the ecosystems of the Northeast Pacific. Two publications resulted from this work that was 1272 primarily supported by a separate NPRB grant (Project 10240 to Mike Litzow). Mueter's contribution to 1273 these papers was supported through the current grant (BSIERP B68). Abstracts for the final report and the 1274 published papers are included here for reference. Drafts of the full papers are included in the Final Report 1275 for NPRB Project 1024 "Four decades of climate-biology covariation in Alaskan and North Pacific 1276 ecosystems" (Litzow et al. 2012) and final versions were published in late 2013 (Litzow and Mueter 1277 2013, Litzow et al. 2013). 1278 1279 Litzow, M.A., Mueter, F.J., and Hobday, A.J. 2012. Four decades of climate-biology covariation in 1280 Alaskan and North Pacific ecosystems, North Pacific Research Board Final Report 1024. 1281 Abstract: We updated a previously-published set of 31 climate and 64 biology time series (1965-2011 for 1282 climate time series, 1965-2008 for biology) to address outstanding questions about climate-biology 1283 covariation in Alaskan and northeast Pacific ecosystems. We found that a comprehensive set of natural 1284 climate modes was inadequate for explaining variability in Alaskan climate parameters during 1965-2008, 1285 as indicated by a linear trend in residual values of the leading principal component (PC) for sea surface 1286 temperature, sea level pressure, freshwater discharge and ice cover. This residual trend in Alaskan climate 1287 in turn explained a proportion of variability in PC1 of Alaskan biology time series similar to that 1288 explained by the Pacific Decadal Oscillation (PDO). We also demonstrate a possible abrupt shift in basin- 1289 wide biological variability following a 2007/2008 change to a PDO negative/North Pacific Gyre 1290 Oscillation (NPGO) positive state, and we propose a new framework for assessing both the size and 1291 persistence of putative climate regime shifts at the ends of time series. Finally, we demonstrate that the 1292 apparent 1988/89 transition in relative importance of the PDO and NPGO as leading modes of internal 1293 climate variability led to non-additive forcing-response relationships for PC1 and 2 of Alaskan biology 1294 time series (i.e., different sets of ecologically important forcing parameters before and after 1988/89). The 1295 apparent change in the leading mode of North Pacific climate had implications for ecosystem forecasting, 1296 as predictive skill for forecasts from pre-shift observations were significantly more accurate across the 1297 1976/77 PDO shift than across the 1988/89 PDO-NPGO transition. 1298 62 1299 1300 Litzow, M.A., and Mueter, F.J. 2013. Assessing the ecological importance of climate regime shifts: an approach from the North Pacific Ocean. Progress in Oceanography. 1301 Abstract: We used an indicator approach to address outstanding questions concerning the ecological 1302 importance of low-frequency climate variability in the northeast Pacific Ocean. Our data consist of a 1303 previously-published set of 33 climate and 64 biology time series, updated by us for the years 1965–2011 1304 (for climate data) and 1965–2008 (for biology data). A model-selection approach showed that the first 1305 axis of variability in large-scale climate indices (PC1ci), the first and second axes for local climate 1306 parameters (PC1cp and PC2cp) and the second axis for biological variability (PC2biol) all showed 1307 temporal variability best described by abrupt shifts. In contrast, PC1biol showed gradual, rather than 1308 abrupt, temporal variability, suggesting that the leading axis of biological variability was not dominated 1309 by abrupt transitions following climate regime shifts. The leading mode of variability in detrended North 1310 Pacific sea surface temperature, the Pacific Decadal Oscillation, showed reduced amplitude from the late 1311 1980s until the mid-2000s, and we found that this change in PDO behavior was associated with a decline 1312 in the strength of the leading pattern of basin-scale biological variability (PC1biol). A reversion to a 1313 PDO-negative state in the winter of 2007/08 was associated with the largest observed annual change in 1314 the PC1bio–PC2bio phase space, suggesting renewed ecological importance of the PDO. However, a 1315 subset of biology time series (n = 23) for which more recent data were available did not show persistent 1316 change in PC1bio or PC2bio during 2008–2011, thus failing to support the hypothesis of widespread 1317 ecological response to the putative 2007/08 shift. To further assess the possible ecological importance of 1318 low-frequency climate variability in recent years, we compared changes in the PDO-North Pacific Gyre 1319 Oscillation (NPGO) phase space for 2007/08 with ecologically important (1976/77) and less important 1320 (1988/89) climate regime shifts of the past. We found that all three shifts involved PDO-NPGO 1321 variability of similar magnitude (i.e., similar pulse disturbances), but that the 1976/77 shift was followed 1322 by a period of stability in a new climate state (i.e., strong press disturbance), while the 1988/89 shift was 1323 not followed by a period of stability (weak press disturbance). Data through 2013 suggest that the press 1324 disturbance following 2007/08 is similar to that following 1976/77, implying that the putative 2007/08 1325 shift may eventually prove to be ecologically important. Our ‘‘pulse-press’’ approach provides a formal 1326 framework for distinguishing transient and persistent climate perturbations at the ends of time series. 1327 63 1328 Litzow, M.A., Mueter, F.J., and Hobday, A.J. 2013. Reassessing regime shifts in the North Pacific: 1329 incremental climate change and commercial fishing are necessary for explaining decadal-scale 1330 biological variability. Global Change Biology. 1331 Abstract: In areas of the North Pacific that are largely free of overfishing, climate regime shifts – abrupt 1332 changes in modes of low-frequency climate variability – are seen as the dominant drivers of decadal-scale 1333 ecological variability. We assessed the ability of leading modes of climate variability (PDO, NPGO, AO, 1334 PNA, NPI, ENSO) to explain decadal-scale (1965-2008) patterns of climatic and biological variability 1335 across two North Pacific ecosystems (Gulf of Alaska and Bering Sea). Our response variables were the 1336 first principle component (PC1) of four regional climate parameters (SST, SLP, freshwater input, ice 1337 cover) and PCs 1-2 of 36 biological time series (production or abundance for populations of salmon 1338 [Oncorhynchus spp.], groundfish, herring [Clupea pallasii], shrimp and jellyfish). We found that the 1339 climate modes alone could not explain observed ecological variability in the study region. Both linear 1340 models (for climate PC1) and generalized additive models (for biology PC1-2) invoking only the natural 1341 climate modes produced residuals with significant temporal trends, indicating that the models failed to 1342 capture coherent patterns of ecological variability. However, when the residual climate trend and a time 1343 series of commercial fishery catches were used as additional candidate variables, resulting models of 1344 biology PC1-2 satisfied assumptions of independent residuals and out-performed models constructed 1345 from the climate modes alone in terms of predictive power. As measured by effect size and Akaike 1346 weights, the residual climate trend was the most important variable for explaining biology PC1 1347 variability, and commercial catch the most important variable for biology PC2. Patterns of climate 1348 sensitivity and exploitation history for taxa strongly associated with biology PC1-2 suggest plausible 1349 mechanistic explanations for these modeling results. Our findings suggest that, even in the absence of 1350 overfishing and in areas strongly influenced by internal climate variability, climate regime shift effects 1351 can only be understood in the context of other ecosystem perturbations. 64 1352 Chapter 4: Ecosystem Considerations contributions 1353 This chapter combines the most up-to-date contributions to the Ecosystem Considerations Chapter of the 1354 Stock Assessment and Fishery Evaluation (SAFE) reports to the North Pacific Fishery Management 1355 Council (Zador and Gaichas 2011, 2012, Zador 2013) that were supported in whole or in part by the 1356 current project. The report is published annually and provides advice to the North Pacific Fishery 1357 Management Council (NPFMC) in support of an ecosystem-based approach to management. 1358 1359 Literature cited 1360 Zador, S., and Gaichas, S. 2011. Ecosystem considerations 2011. North Pacific Fishery Management 644 1361 1362 1363 1364 1365 Council, 605 W 4th Ave, Suite 306, Anchorage, AK 99501. Zador, S., and Gaichas, S. 2012. Ecosystem considerations 2012. North Pacific Fishery Management 644 Council, 605 W 4th Ave, Suite 306, Anchorage, AK 99501. Zador, S. 2013. Ecosystem considerations 2013. North Pacific Fishery Management 644 Council, 605 W 4th Ave, Suite 306, Anchorage, AK 99501. 1366 1367 Individual Contributions: 1368 Chapter 4a: Aggregated catch-per-unit-effort of fish and invertebrates in bottom trawl surveys 1369 Chapter 4b: Average local species richness and diversity of the eastern Bering Sea groundfish community 1370 Chapter 4c: Spatial distribution of groundfish stocks in the Bering Sea 1371 Chapter 4d: Total annual surplus production and overall exploitation rate of groundfish 1372 Chapter 4e: Combined Standardized Indices of recruitment and survival rate 1373 Chapter 4f: Indicators of basin-scale and Alaska-wide community regime shifts 1374 65 1375 Chapter 4a: Aggregated catch-per-unit-effort of fish and invertebrates in bottom trawl surveys 1376 Contributed by Franz Mueter1 and Robert Lauth2 1377 1 1378 1379 2 1380 Last updated: October 2012 University of Alaska Fairbanks, 17101 Point Lena Road, Juneau, Alaska, 99801, fmueter@alaska.edu Alaska Fisheries Science Center, National Marine Fisheries Service, NOAA, 7600 Sand Point Way NE, Seattle, WA, U.S.A. 1381 1382 Description of index: The index provides a measure of the overall biomass of demersal and benthic fish 1383 and invertebrate species. We computed catch-per-unit-effort (CPUE in kg km-2) of fish and major 1384 invertebrate taxa for each successful haul completed during standardized bottom trawl surveys on the 1385 eastern Bering Sea shelf (EBS, 1982-2012) and on the Gulf of Alaska shelf (GoA, 1990-2011). Total 1386 CPUE for each haul was estimated as the sum of the CPUEs of all fish and invertebrate taxa. To obtain an 1387 index of average CPUE by year across the survey region, we modeled log-transformed total CPUE (N = 1388 11548, 5782, and 1529 hauls in the EBS, western GoA, and eastern GoA, respectively) as smooth 1389 functions of depth, net width, and location (latitude / longitude in the EBS, alongshore distance, sampling 1390 stratum, and depth in the GoA) using Generalized Additive Models following Mueter & Norcross (2002). 1391 Hauls were weighted based on the area represented by each station. Although catches were standardized 1392 to account for the area swept by each haul we included net width in the model for the Bering Sea because 1393 of differences in catchability of certain taxa with changes in net width (von Szalay & Somerton 2005) and 1394 because there was strong evidence that total CPUE tends to decrease with net width, all other factors 1395 being constant. The CPUE index does not account for gear or vessel differences, which are strongly 1396 confounded with interannual differences and may affect results prior to 1988 in the Bering Sea. 1397 Status and trends: Total log(CPUE) in the western GoA varied over time with lowest abundances 1398 observed in 1999 and 2001 (Fig.4a.1). Mean CPUE ranged from 101 kg/ha in 2001 to 138 kg/ha in 2003. 1399 The eastern GoA shows a significantly increasing trend (p 0.0139) from 55 kg/ha in 1990 to 70 kg/ha in 1400 2011. Total log(CPUE) in the EBS shows an apparent long-term increase from 1982-2005, followed by a 1401 decrease from 2005 to 2009 and an increase in 2010 (Fig.4a.2). Estimates of total mean CPUE ranged 1402 from 180 kg/ha in 1985 to over 370 kg/ha in 2003, decreasing to 225 kg/ha in 2005. Estimated means 1403 prior to 1988 may be biased due to unknown gear effects and because annual differences are confounded 1404 with changes in mean sampling date, which varied from as early as June 15 in 1999 to as late as July 16 in 1405 1985. On average, sampling occurred about a week earlier in the 2000s compared to the 1980s. Recent 1406 changes in CPUE in the EBS have been most pronounced on the middle-shelf, which is occupied by the 66 1407 cold pool during cold years. Higher CPUEs on the middle shelf during the 2001-2005 warm period 1408 appeared to be related to the increasing colonization of this area by subarctic demersal species (Mueter & 1409 Litzow, 2008). 1410 Factors causing observed trends: Commercially harvested species account for over 70% of survey 1411 catches. Fishing is expected to be a major factor determining trends in survey CPUE, but environmental 1412 variability is likely to account for a substantial proportion of the observed variability in CPUE through 1413 variations in recruitment, growth, and distribution. The increase in survey CPUE in the EBS in the early 1414 2000s primarily resulted from increased abundances of walleye pollock and a number of flatfish species 1415 (arrowtooth flounder, yellowfin sole, rock sole, and Alaska plaice) due to strong recruitments in the 1416 1990s. Decreases in 2006-2009 are largely a result of decreases in walleye pollock abundance. Increases 1417 in pollock and Pacific cod biomass in 2010 resulted in the observed increase in log(CPUE). In addition, 1418 models including bottom temperature suggest that, in the EBS, CPUE is greatly reduced at low 1419 temperatures (< 1˚C) as evident in reduced CPUEs in 1999 and 2006-2009, when the cold pool covered a 1420 substantial portion of the shelf. This reduction is likely due to a combination of actual changes in 1421 abundance, temperature-dependent changes in catchability of certain species (e.g. flatfish, crab), and 1422 changes in distribution as a result of the extensive cold pool displacing species into shallower (e.g. red 1423 king crab) or deeper (e.g. arrowtooth flounder) waters. Increases in CPUE in the GoA between 1999/2001 1424 and 2003 were largely due to a substantial increase in the abundance of arrowtooth flounder, which 1425 accounted for 43% of the total survey biomass in 2003 in the western GOA. The significant increase in 1426 total CPUE in the eastern GoA was associated with increases in arrowtooth flounder (particularly 1990- 1427 93), several rockfish species, Pacific hake, and spriny dogfish. 1428 Implications: This indicator can help address concerns about maintaining adequate prey for upper trophic 1429 level species and other ecosystem components. Relatively stable or increasing trends in the total biomass 1430 of demersal fish and invertebrates, together with a relatively constant size composition of commercial 1431 species, suggest that the prey base has remained stable or has increased over recent decades. Decreasing 1432 CPUE in the eastern Bering Sea in the early 2000s was a concern, but biomass has increased as a result of 1433 several strong year classes of walleye pollock entering the survey. 1434 References 1435 Mueter, F.J., and B.L. Norcross. 2002. Spatial and temporal patterns in the demersal fish community on 1436 1437 1438 the shelf and upper slope regions of the Gulf of Alaska. Fish. Bull. 100(3): 559-581. Mueter, F.J., and M.A. Litzow. 2008. Sea ice retreat alters the biogeography of the Bering Sea continental shelf. Ecol. Appl. 18: 309-320. 67 1439 1440 von Szalay, P.G., and D.A. Somerton. 2005. The effect of net spread on the capture efficiency of a demersal survey trawl used in the eastern Bering Sea. Fish. Res. 74: 86–95. 1441 1442 1443 1444 1445 1446 Eastern GoA 4.4 4.2 5.0 4.0 4.8 4.6 1447 3.8 4.4 log(CPUE) 5.2 Western GoA 1990 1995 2000 2005 2010 1990 1995 2000 2005 2010 1448 Figure 4a.1: Model-based estimates of total log(CPUE) for major fish and invertebrate taxa captured in 1449 bottom trawl surveys from in the western Gulf of Alaska (west of 147˚ W) by survey year with 1450 approximate 95% confidence intervals. Estimates were adjusted for differences in depth and sampling 1451 locations (alongshore distance) among years. Linear trend in eastern GOA based on generalized least 1452 squares regression assuming 1st order auto-correlated residuals (t = 3.258, p = 0.014). 1453 68 5.8 5.6 5.4 5.2 5.0 log(CPUE) 1985 1990 1995 2000 2005 2010 1454 1455 Figure 4a.2: Model-based estimates of total log(CPUE) for major fish and invertebrate taxa captured in 1456 bottom trawl surveys from 1982 to 2012 in the Bering Sea with approximate pointwise 95% confidence 1457 intervals and linear time trend. Estimates were adjusted for differences in depth, day of sampling, net 1458 width and sampling location among years. Gear differences prior to 1988 were not accounted for. A linear 1459 time trend based on generalized least squares regression assuming 1st order auto-correlated residuals was 1460 not significant (t = 1.221, p = 0.232). 1461 1462 69 1463 Chapter 4b: Average local species richness and diversity of the eastern Bering Sea groundfish 1464 community 1465 Contributed by Franz Mueter1, Jason Waite1, and Robert Lauth2 1466 1 University of Alaska Fairbanks, 17101 Point Lena Road, Juneau, Alaska, 99801, fmueter@alaska.edu 1467 2 Alaska Fisheries Science Center, National Marine Fisheries Service, NOAA, 7600 Sand Point Way 1468 NE, Seattle, WA, U.S.A. 1469 Last updated: October 2012 1470 1471 Description of indices: This section provides indices of local species richness and diversity based on 1472 standard bottom trawl surveys in the eastern Bering Sea (EBS). We computed the average number of fish 1473 and major invertebrate taxa per haul (richness) and the average Shannon index of diversity (Magurran 1474 1988) by haul based on CPUE (by weight) of each taxon. Indices were based on 45 fish and invertebrate 1475 taxa that were consistently identified throughout all surveys since 1982 (Table 1 in Mueter & Litzow, 1476 2008, excluding Arctic cod because of unreliable identification in early years). Indices were computed 1477 following Mueter & Norcross (2002). Briefly, annual average indices of local richness and diversity were 1478 estimated by first computing each index on a per-haul basis, then estimating annual averages with 1479 confidence intervals across the survey area using a Generalized Additive Model that accounted for the 1480 effects of variability in geographic location (latitude/longitude), depth, date of sampling, and area swept. 1481 In addition to trends in the indices over time, we mapped average spatial patterns for each index across 1482 the survey region. 1483 Status and trends: Species richness and diversity on the Eastern Bering Sea shelf have undergone 1484 significant variations from 1982 to 2012 (Fig. 4b.1). The average number of species per haul increased by 1485 one to two species from 1995 to 2004 and has remained relatively high since then. The Shannon Index 1486 increased from 1985 through 1998, decreased sharply in 1999, and has been highly variable since then. 1487 Diversity was low in 2002/03, increased substantially in 2004, decreased through 2010, but was high in 1488 the last two years. 1489 Factors causing observed trends: The average number of species per haul depends on the spatial 1490 distribution of individual species (or taxa). If species are, on average, more widely distributed in the 1491 sampling area the number of species per haul increases. Spatial shifts in distribution from year to year can 1492 cause high variability in local species richness in certain areas, for example along the 100m contour in the 1493 Eastern Bering Sea. These shifts appear to be the primary drivers of changes in species richness. Local 70 1494 species diversity is a function of how many species are caught in a haul and how evenly CPUE is 1495 distributed among the species. Both time trends (Fig. 4b.1) and spatial patterns in species diversity (Fig. 1496 4b.2) differed markedly from those in species richness. For example, low species diversity in 2003 in the 1497 EBS occurred in spite of high average richness, primarily because of the high dominance of walleye 1498 pollock, which increased from an average of 18% of the catch per haul in 1995-98 to 30% in 2003, but 1499 decreased again to an average of 21% in 2004. The increase in species richness in the EBS, which was 1500 particularly pronounced on the middle shelf, has been attributed to subarctic species spreading into the 1501 former cold pool area as the extent of the cold pool decreased from 1982 to 2005 (Mueter & Litzow, 1502 2008). Spatially, species richness tends to be highest along the 100 m contour in the EBS, whereas 1503 species diversity is highest on the middle shelf because the middle shelf region is less dominated by a few 1504 abundant species. 1505 Implications: The effect of fishing on species richness and diversity are poorly understood at present and 1506 this index likely reflects changes in spatial distribution and species composition that can only be 1507 interpreted in the context of environmental variability in the system. In the EBS, local species richness 1508 may be particularly sensitive to long-term trends in bottom temperature as the cold pool extent changes 1509 (Mueter and Litzow 2008) and may provide a useful index for monitoring responses of the groundfish 1510 community to projected climate warming. However, neither richness nor diversity were significantly 1511 correlated with bottom temperatures; richness was relatively high since 2004 spanning both a warm and 1512 cold period, while diversity varied greatly between years in the most recent cold period (2009/2010 vs. 1513 2011/12). 1514 References: 1515 Magurran, A.E. 1988. Ecological diversity and its measurement. Princeton, New Jersey: Princeton 1516 1517 1518 1519 1520 University Press. Mueter, F.J., and B.L. Norcross. 2002. Spatial and temporal patterns in the demersal fish community on the shelf and upper slope regions of the Gulf of Alaska. Fish. Bull., 100: 559-581. Mueter, F.J., and M.A. Litzow. 2008. Sea ice retreat alters the biogeography of the Bering Sea continental shelf. Ecol. Appl. 18: 309-320. 1521 71 1985 1990 1995 2000 2005 3.2 3.0 2.8 2.6 Shannon index (H') 3.4 14.5 14.0 13.5 13.0 12.5 Species per haul 1522 2010 1985 1990 1995 2000 2005 2010 1523 Figure 4b.1: Model-based annual averages of species richness (average number of species per haul, dots), 1524 and species diversity (Shannon index) in the Eastern Bering Sea, 1982-2010, based on 45 fish and 1525 invertebrate taxa collected by standard bottom trawl surveys with pointwise 95% confidence intervals 1526 (bars) and loess smoother with 95% confidence band (dashed/dotted lines). Model means were adjusted 1527 for differences in area swept, depth, date of sampling, and geographic location. 1528 10 62 Alaska 14 62 Alaska 2. 5 2. 5 60 16 3 14 3 1 3. 5 60 12 2 58 58 5 2 16 14 3 2.5 -175 -170 3 56 14 56 1529 2 2. 12 -165 -160 -175 -170 -165 -160 1530 1531 Figure 4b.2: Average spatial patterns in local species richness (left, number of taxa per haul) and Shannon 1532 diversity in the Eastern Bering Sea. The 50m, 100m, and 200 m depth contours are shown as black lines. 1533 Note highest richness along 100 m contour, highest diversity on middle shelf 72 1534 Chapter 4c: Spatial distribution of groundfish stocks in the Bering Sea 1535 Contributed by Franz Mueter, Michael Litzow2, and Robert Lauth3 1536 1 1537 2 1538 1539 3 1540 Last updated: October 2012 University of Alaska Fairbanks, 17101 Point Lena Road, Juneau, Alaska, 99801, fmueter@alaska.edu Blue World Research, 2710 E. 20th Ave., Anchorage, AK 99508 Alaska Fisheries Science Center, National Marine Fisheries Service, NOAA, 7600 Sand Point Way NE, Seattle, WA, U.S.A. 1541 1542 Description of indices: We provide indices of changes in the spatial distribution of groundfish on the 1543 eastern Bering Sea shelf. The first index provides a simple measure of the average North-South 1544 displacement of major fish and invertebrate taxa from their respective centers of gravity (e.g. Woillez et al 1545 2009) based on AFSC-RACE bottom trawl surveys for the 1982-2012 period. Annual centers of gravity 1546 for each taxon were computed as the CPUE-weighted mean latitude across 285 standard survey stations 1547 that were sampled each year and an additional 58 stations sampled in 26 of the 27 survey years. Each 1548 station (N=343) was also weighted by the approximate area that it represents. Initially, we selected 46 1549 taxa as in Table 1 of Mueter and Litzow (2008). Taxa that were not caught at any of the selected stations 1550 in one or more years were not included, resulting in a total of 39 taxa for analysis. In addition to 1551 quantifying N-S shifts in distribution, we computed CPUE and area-weighted averages of depth to 1552 quantify changes in depth distribution. Because much of the variability in distribution may be related to 1553 temperature variability, we removed linear relationships between changes in distribution and temperature 1554 by regressing distributional shifts on annual mean bottom temperatures. Residuals from these regressions 1555 are provided as an index of temperature-adjusted shifts in distribution. 1556 Status and trends: Both the latitudinal and depth distribution of the demersal community on the eastern 1557 Bering Sea shelf show strong directional trends over the last three decades, indicating significant 1558 distributional shifts to the North and into shallower waters (Fig. 4c.1). This distribution was largely 1559 maintained through the recent cold years. Strong shifts in distribution over the 31 year time series remain 1560 evident even after adjusting for linear temperature effects (Fig. 4c.1). Average spatial displacements 1561 across all species by year suggest that most interannual shifts in distribution occur along a NW-SE axis 1562 (i.e. along the main shelf/slope axis), but that a pronounced shift to the Northeast and onto the shelf 1563 occurred between the 1990s and 2000s (Fig. 4c.2). On average, there was a gradual shift to the north from 1564 2001 to 2005, which reversed as temperatures cooled after 2006. In 2009, the average center of gravity 73 1565 temporarily shifted back to deeper waters but has been relatively shallow with little change in latitude 1566 since 2010. 1567 Factors causing trends: Many populations shift their distribution in response to temperature variability. 1568 Such shifts may be the most obvious response of animal populations to global warming (Parmesan and 1569 Yohe 2003). However, distributional shifts of demersal populations in the Bering Sea are not a simple 1570 linear response to temperature variability (Mueter and Litzow 2008, Fig. 4c.1). The reasons for residual 1571 shifts in distribution that are not related to temperature changes remain unclear but could be related to 1572 density-dependent responses (Spencer 2008) in combination with internal community dynamics (Mueter 1573 and Litzow 2008). Unlike groundfish in the North Sea, which shifted to deeper waters in response to 1574 warming (Dulvy et al 2008), the Bering Sea groundfish community shifted to shallower waters during the 1575 recent warm period (Fig. 4c.1). Surprisingly, the summer distribution has remained relatively shallow 1576 despite very cold temperatures on the shelf. 1577 Implications: Changes in distribution have important implications for the entire demersal community, for 1578 other populations dependent on these communities, and for the fishing industry. The demersal community 1579 is affected because distributional shifts change the relative spatial overlap of different species, thereby 1580 affecting trophic interactions among species and, ultimately, the relative abundances of different species. 1581 Upper trophic level predators, for example fur seals and seabirds on the Pribilof Islands and at other fixed 1582 locations, are affected because the distribution and hence availability of their prey changes. Finally, 1583 fisheries are directly affected by changes in the distribution of commercial species, which alters the 1584 economics of harvesting because fishing success within established fishing grounds may decline and 1585 travel distances to new fishing grounds may increase. A better understanding of the observed trends and 1586 their causes is needed to evaluate the extent to which fishing may have contributed to these trends and to 1587 help management and fishers adapt to apparent directional changes in distribution that are likely to be 1588 further exacerbated by anticipated warming trends associated with increasing CO2 concentrations. 1589 1590 1591 References 1592 Dulvy, N. K., Rogers, S. I., Jennings, S., Stelzenmüller, V., Dye, S. R., and Skjoldal, H. R. 2008. Climate 1593 change and deepening of the North Sea fish assemblage: a biotic indicator of warming seas. 1594 Journal of Applied Ecology, 45: 1029-1039. 74 1595 1596 1597 1598 1599 1600 1601 1602 Mueter, F.J. and M.A. Litzow. 2008. Sea ice retreat alters the biogeography of the Bering Sea continental shelf. Ecol. Appl. 18: 309-320. Parmesan, C. and G. Yohe. 2003. A globally coherent fingerprint of climate change impacts across natural systems. Nature 421(6918): 37-42. Spencer, P.D. 2008. Density-independent and density-dependent factors affecting temporal changes in spatial distributions of eastern Bering Sea flatfish. Fish. Oceanogr. 17(5): 396 - 410. Woillez, M., J. Rivoirard, and P. Petitgas. 2009. Notes on survey-based spatial indicators for monitoring fish populations. Aquat. Living Resour. 22: 155-164. 1603 1604 75 15 10 5 0 -5 -10 Residual displacement (km) 15 10 5 0 -5 -10 Northward displacement (km) -15 1986 1990 1994 1998 2002 2006 2010 1982 1986 1990 1994 1998 2002 2006 2010 1985 1990 1995 2000 2005 2010 1985 1990 1995 2000 2005 2010 1605 2 1 0 -2 -1 Residual deepening (m) 2 1 0 -1 -2 Average deepening (m) 3 3 1982 1606 Figure 4c.1: Left: Distributional shifts in latitude (average northward displacement in km from species- 1607 specific mean latitudes) and shifts in depth distribution (average vertical displacement in m from species- 1608 specific mean depth, positive indices indicate deeper distribution). Right: Residual displacement from 1609 species-specific mean latitude (top) and species-specific mean depth (bottom) after adjusting the indices 1610 on the left for linear effects of mean annual bottom temperature on distribution. Residuals were obtained 1611 by linear weighted least-squares regression on annual average temperature with first-order auto-correlated 1612 residuals over time (Northward displacement: R2 = 0.24, t = 3.75, p < 0.001; depth displacement: R2 = 1613 0.25, t = -3.60, p = 0.001). Solid lines denote linear regressions of residual variability over time (top: R2 = 1614 0.57, t = 4.34, p < 0.001; bottom: R2 = 0.61, t = -6.68, p < 0.001). 76 0.15 06 08 95 83 03 94 93 0711 10 00 12 09 0.00 0.05 0.10 05 96 88 89 98 -0.05 01 97 -0.10 92 85 90 84 -0.4 1615 02 87 91 -0.15 Relative displacement (degrees latitude) 04 -0.3 -0.2 -0.1 0.0 0.1 82 99 0.2 86 0.3 Relative displacement (degrees longitude) 1616 Figure 4c.2: Average North-South and East-West displacement across 39 taxa on the eastern Bering Sea 1617 shelf relative to species-specific centers of distribution. 1618 1619 77 1620 Chapter 4d: Total annual surplus production and overall exploitation rate of groundfish 1621 Contributed by Franz Mueter 1622 University of Alaska Fairbanks, 17101 Point Lena Road, Juneau, Alaska, 99801. fmueter@alaska.edu 1623 Last updated: July 2010 1624 1625 Description of indices: Total annual surplus production (ASP) of groundfish on the Eastern Bering Sea 1626 shelf (EBS) and on the Gulf of Alaska (GOA) shelf from 1977-2009 was estimated by summing annual 1627 production across major commercial groundfish stocks for which assessments were available (Table 1628 4d.1). These species represent at least 70-80% of the total catch in bottom trawl surveys. Annual surplus 1629 production in year t can be estimated as the change in total adult groundfish biomass across species from 1630 year t (Bt) to year t+1 (Bt+1) plus total catches in year t (Ct): 1631 ASPt = Bt + Ct = Bt+1 – Bt + Ct 1632 All estimates of B and C are based on 2009 stock assessments. An index of total exploitation rate within 1633 each region was obtained by dividing the total groundfish catch across the major commercial species by 1634 the estimated combined biomass at the beginning of the year: 1635 ut = Ct / Bt 1636 1637 Status and trends: The resulting indices suggest high variability in groundfish production in the eastern 1638 Bering Sea (Fig. 4d.1) and a decrease in production between 1977 and 2007 (slope = - 45,500 mt / year, t 1639 = -1.922, p = 0.064). Annual surplus production in the GoA was much lower on average, less variable, 1640 and did not show a significant trend over time (slope = - 1,508 mt/ year, t = -0.109, p = 0.914). Total 1641 exploitation rates for the groundfish complex are generally much higher in the EBS than in the GoA and 1642 were highest in the early part of the time series due to high exploitation rates of walleye pollock (Fig. 1643 4d.1). The overall exploitation rate in the EBS reached a low of 6.9% in 1999, increased to 12% by 2006, 1644 and decreased in 2008/2009 due to a reduction in walleye pollock harvest rates. The overall exploitation 1645 rate in the Gulf of Alaska has generally been less than 6% except in 1984/85. 1646 1647 Because trends in annual surplus production in the Eastern Bering Sea are almost entirely driven by 1648 variability in walleye pollock, ASPt for the Bering Sea was also computed after excluding walleye 78 1649 pollock (Fig. 4d.2). The results suggest a pronounced decrease in aggregate surplus production of all non- 1650 pollock species from a high of over 1 million tons in 1979/1980, due to strong recruitment of a number of 1651 species, to lows of around 300,000 t in the late 1990s. In 2008, annual surplus production increased 1652 substantially due to an estimated increase in the biomass of Alaska plaice. 1653 Factors causing trends: Annual Surplus Production is an estimate of the sum of new growth and 1654 recruitment minus deaths from natural mortality (i.e. mortality from all non-fishery sources) during a 1655 given year. It is highest during periods of increasing total biomass (e.g. 1991-92 in the EBS) and lowest 1656 during periods of decreasing biomass (e.g. 1982-1984 in the GoA and 2004-2007 in the EBS). In the 1657 absence of a long-term trend in total biomass, ASP is equal to the long-term average catch. Theory 1658 suggests that surplus production of a population will decrease as biomass increases much above BMSY, 1659 which has been the case for a number of flatfish species (e.g. rock sole, flathead sole) and rockfish species 1660 (Pacific ocean perch, northern rockfish). 1661 Exploitation rates are primarily determined by management and reflect a relatively precautionary 1662 management regime with rates that have averaged less than 10% across species in the EBS. Exploitation 1663 rates are much lower in the GoA because of the very limited exploitation of arrowtooth flounder, which 1664 currently make up the majority of the biomass in the GoA. If arrowtooth flounder are excluded, rates are 1665 comparable to those in the EBS. 1666 Implications: Under certain assumptions, aggregate surplus production can provide an estimate of the 1667 long-term maximum sustainable yield of these groundfish complexes (Mueter and Megrey 2006, Fig. 1668 4d.3). Although there is little contrast in total biomass over time, it appears that biomass was generally 1669 above the level that would be expected to yield maximum surplus production under a Graham-Schaefer 1670 model fit to aggregate ASP (Fig. 4d.3). The recent decrease in aggregate biomass in the EBS from 2004 1671 through 2007 (largely due to decreases in walleye pollock abundance) to levels last seen in the late 1970s 1672 was associated with an increase in aggregate ASP, suggesting that compensatory mechanisms may be 1673 starting to increase production through increases in growth or reduced predation mortality. If projected 1674 increases in biomass materialize, aggregate ASP will increase further in 2010. 1675 References: 1676 Mueter, F.J., and B.A. Megrey. 2006. Maximum productivity estimates for the groundfish complexes of 1677 the Gulf of Alaska and Eastern Bering Sea / Aleutian Islands. Fish. Res. 81: 189-201. 1678 1679 79 1680 Table 4d.1: Species included in computing annual surplus production in the Bering Sea and Gulf of 1681 Alaska. Bering Sea Gulf of Alaska walleye pollock (Theragra chalcogramma) walleye pollock (Theragra chalcogramma) Pacific cod (Gadus macrocephalus) Pacific cod (Gadus macrocephalus) yellowfin sole (Limanda aspera) Sablefish (Anoplopoma fimbria) Greenland turbot (Reinhardtius hippoglossoides) Pacific halibut (Hippoglossus stenolepis) arrowtooth flounder (Atheresthes stomias) arrowtooth flounder (Atheresthes stomias) Northern rock sole (Lepidopsetta polyxystra) flathead sole (Hippoglossoides spp.) flathead sole (Hippoglossoides spp.) rex sole (Glyptocephalus zachirus) Alaska plaice (Pleuronectes quadrituberculatus) Dover sole (Microstomus pacificus) Pacific ocean perch (Sebastes alutus) Northern rockfish (Sebastes polyspinus) dusky rockfish (Sebastes variabilis) rougheye (Sebastes aleutianus) & blackspotted rockfish (S. melanostictus) 1682 2000 0.08 3000 Harvest rate (%) 0.06 4000 0.10 0.12 Bering Sea Gulf of Alaska 0 0.04 1000 Production (1000 t) 5000 Bering Sea Gulf of Alaska 1980 1683 1985 1990 1995 2000 2005 2010 1980 1985 1990 1995 2000 2005 2010 1684 Figure 4d.1: Total annual surplus production (change in biomass plus catch) across all major groundfish 1685 species in the Gulf of Alaska and Bering Sea with estimated linear trends and total harvest rate (total 1686 catch / beginning-of-year biomass) across all major groundfish species in the Gulf of Alaska and Bering 1687 Sea. 80 1688 700 600 500 400 300 Production (1000 t) 800 900 1689 1980 1690 1985 1990 1995 2000 2005 2010 1691 Figure 4d.2: Total annual surplus production (change in biomass plus catch) in the Bering Sea across all 1692 major groundfish species, excluding walleye pollock. Bering Sea Gulf of Alaska 9383 90 81 80 85 78 01 9297 07 91 02 00 77 82 96 08 94 03 99 95 98 84 86 06 04 87 05 89 88 09 0 1693 79 Total annual surplus production -200 0 200 400 600 800 Total annual surplus production 0 1000 3000 5000 79 5000 10000 15000 Total biomass 78 80 01 77 08 9109 00 02 89 07 06 85 90 96 99 05 86 9788 03 98 0492 9587 93 94 81 84 82 83 20000 0 1000 3000 5000 Total biomass 1694 Figure 4d.3: Estimated annual aggregated surplus production against total biomass of major commercial 1695 species with fitted Graham-Schaefer curve. 81 1696 Chapter 4e: Combined Standardized Indices of recruitment and survival rate 1697 Contributed by Franz Mueter 1698 University of Alaska Fairbanks, 17101 Point Lena Loop Road, Juneau, Alaska. fmueter@alaska.edu 1699 Last updated: August 2010 1700 1701 Description of indices: Indices of overall recruitment and survival rate (adjusted for spawner abundance) 1702 across the major commercial groundfish species in the Eastern Bering Sea (EBS, 8 stocks) and Gulf of 1703 Alaska (GoA, 11 stocks) are provided. Time series of recruitment and spawning biomass for demersal 1704 fish stocks were obtained from the 2009 SAFE reports to update results of Mueter et al (2007). Only 1705 recruitment estimates for age classes that are largely or fully recruited to the fishery were included. 1706 Survival rate (SR) indices for each stock were computed as residuals from a spawner-recruit model. A 1707 Ricker and Beverton-Holt model (with or without first-order autocorrelated errors) were fit to each 1708 stock’s recruitment and female spawning biomass data and the model with the best fit (based on the 1709 small-sample Akaike Information Criterion) was used to compute the SR index. Each time series of log- 1710 transformed recruitment (logR) or SR indices was standardized to have a mean of 0 and a standard 1711 deviation of 1 (hence giving equal weight to each stock in the combined index). Time series were lined up 1712 by year-class for the period 1977-2006, resulting in matrices of logR or SR indices by year with missing 1713 values at the beginning and end of some series. A combined standardized index of recruitment (CSIR) and 1714 survival (CSISR) was computed by simply averaging indices within a given year across stocks. Prior to 1715 standardizing the series, missing values were estimated by imputation using additive regression, 1716 bootstrapping, and predictive mean matching as implemented in the “Hmisc” package for R (Frank 1717 Harrell, Univ. of Virginia, available at StatLib at http://lib.stat.cmu.edu/). Multiple imputations were 1718 obtained through bootstrap resampling to estimate the variability in the averaged index that results from 1719 filling in missing values. Because missing values are not missing at random, it is assumed that 1720 correlations between time series did not change over the period 1977-2006. Uncertainty in the stock- 1721 specific estimates of logR and SR indices was not accounted for; therefore the most recent estimates of 1722 the combined indices should be interpreted with caution. 1723 Status and trends: The CSIR and CSISR suggest that survival and recruitment of demersal species in the 1724 GoA and BSAI followed a similar pattern with below-average survival / recruitments during the early 1725 1990s (GoA) or most of the 1990s (BSAI) and above-average indices across stocks in the late 1990s / 1726 early 2000s (Fig. 4e.1). Because estimates at the end of the series were based on only a few stocks and are 82 1727 highly uncertain, we show the index through 2006 only, the last year for which reasonable estimates for 1728 the majority of stocks were available in each region. There is strong indication for above-average survival 1729 and recruitment in the GoA from 1994-2000 (with the exception of 1996, which had very low indices) 1730 and below- or near-average survival / recruitment since 2001. In the eastern Bering Sea there was no 1731 strong indication of below average recruitment across multiple stocks until 2004, when all 7 stocks with 1732 recruitment estimates had below average recruitment and stock-recruit indices (P < 0.001). 1733 Factors causing trends: Trends in recruitment are a function of both spawner biomass and 1734 environmental variability. Trends in survival rate indices, which are adjusted for differences in spawner 1735 biomass, are presumably driven by environmental variability, but are even more uncertain than 1736 recruitment trends. Typically, spawner biomass accounted for only a small proportion of the overall 1737 variability in estimated recruitment. The observed patterns in recruitment and survival since the 1976/77 1738 regime shift suggest continuing decadal-scale variations in overall groundfish productivity across multiple 1739 stocks in the Gulf of Alaska and Bering Sea. Unlike earlier analyses including longer time series that 1740 spanned the 1976/77 regime shift, the recruitment and survival series are un-correlated between the two 1741 regions (CSIR: r = 0.014; CSISR: r = 0.165). However, indices in the Bering Sea appear to lag the 1742 corresponding indices in the Gulf of Alaska by approximately 2 years with statistically significant 1743 correlations when adjusted for autocorrelation (r = 0.487, p = 0.034 and r = 0.547, p = 0.019 for CSIR and 1744 CSISR, respectively). While longer time series of the indices (1970-2004) were positively correlated with 1745 the PDO, the post-regime shift indices were not significantly correlated with either the PDO or with 1746 regional SST indices. 1747 References 1748 Mueter, F.J., Boldt, J., Megrey, B.A., and Peterman, R.M. 2007. Recruitment and survival of Northeast 1749 Pacific Ocean fish stocks: temporal trends, covariation, and regime shifts. Can. J. Fish. Aquat. 1750 Sci. 64(6): 911-927. 1751 83 1977 1979 1981 1983 1985 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 1.0 0.5 0.0 1977 1979 1981 1983 1985 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 1977 1979 1981 1983 1985 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 -0. 5 Survival Rate Index 0.5 0.0 -0. 5 -1. 0 Survival Rate Index 1977 1979 1981 1983 1985 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 -0. 5 0.0 0.5 Gulf of Alaska Recruitment Index 0.5 0.0 -0. 5 -1. 0 Recruitment Index Bering Sea 1752 1753 Figure 4e.1: Combined Standardized Indices of recruitment (top) and survival rate (stock-recruit 1754 residuals, bottom) by year class across demersal stocks in the eastern Bering Sea (8 stocks) and in the 1755 Gulf of Alaska (11 stocks). Solid blue bars represent years with data for all stocks or stock groups. 1756 Lighter shading corresponds to years with more missing stocks. Series were truncated in 1970 and only 1757 years with data for at least 6 stocks were included. Bootstrap confidence intervals (95%) depict 1758 uncertainty resulting from filling in missing values, but assume that survival and recruitment are 1759 estimated without error. 84 1760 Chapter 4f: Indicators of basin-scale and Alaska-wide community regime shifts 1761 Contributed by Mike Litzow1,2 and Franz Mueter3 1762 1 1763 2 1764 3 1765 Contact: malitzow@utas.edu.au 1766 Last updated: August 2013 Blue World Research, 2710 E. 20th Ave., Anchorage, AK 99508 University of Tasmania, Private Bag 129, Hobart, TAS, 7001, Australia University of Alaska Fairbanks, 17101 Pt. Lena Rd., Juneau, AK 99801 1767 1768 Description of indices: The first and second principal components (PCs) for 64 biology time series from 1769 Baja California to the Bering Sea allow basin-scale patterns of biological variability to be monitored 1770 (Hare and Mantua 2000). These data include 36 Alaskan time series (19 from the Gulf of Alaska and 17 1771 from the Bering Sea). Alaskan time series include recruitment estimates for groundfish (n = 15) and 1772 herring (n = 3) populations, log-transformed and lagged to cohort year; commercial salmon catches (n = 1773 16), log-transformed and lagged to year of ocean entry; and measures of invertebrate abundance (n = 2). 1774 These indices are useful for monitoring possible biological responses to the negative Pacific Decadal 1775 Oscillation (PDO)/positive North Pacific Gyre Oscillation (NPGO) conditions that have persisted since 1776 2007/08 (Fig. 4f.1). We updated the Hare and Mantua biology time series for 1965-2008 (for the 1777 northeast Pacific) and 1965-2009 (for the Alaskan time series). Lags inherent in many time series meant 1778 that too many values were missing after 2008 (for the full data set) or after 2009 (for the Alaskan data) for 1779 PC analysis to be conducted. However, subsets of time series that could be updated at least through 2010 1780 (n = 23 for the northeast Pacific; n = 13 for Alaska) allowed PC scores to be estimated through 2011. 1781 Status and trends: Basin-scale – There was some evidence of an abrupt change in leading axes of basin- 1782 scale biological variability in 2008. Change in the PC1- 2 phase space for all 64 northeast Pacific time 1783 series from 2007 to 2008 was significantly greater than the mean for all other year-to-year changes since 1784 1965-66 (t41 = 22.69, p < 0.0001, Fig. 4f.2). While the PC scores for more recent years cannot be 1785 estimated to assess the persistence of this apparent 2007/08 change in the full data set, PC1 from the 1786 reduced data set did not show continuing increases during 2009-11, and PC2 from the reduced data set 1787 showed a single anomalous value in 2008, with a return to negative values during 2009-11 (Fig. 4f.2). 1788 STARS (sequential t-tests for analysis of regime shifts) found no evidence of statistically significant 85 1789 shifts in either of the reduced basin-wide PC time series during 2008-11 (L = 15 years, H = 6 SD, 1790 autocorrelation accounted for with IP4N method, p > 0.05). 1791 Alaska-scale –The estimated 2011 value of PC1 for the reduced Alaska-wide data set was above 1792 0, the first positive value in the time series since 1979 (Fig. 4f.3a). However, STARS showed no 1793 indication of a statistically-significant shift (p > 0.05), so these data do not show support for a recent 1794 change in this axis of variability. PC1 from the reduced data set is strongly correlated with PC1 from the 1795 full data set for the period of overlap (1965-2008, r = 0.97), so this result suggests that PC1 for the full 1796 data set is likely also not experiencing dramatic change since 2008. PC2 scores from the reduced data set 1797 did show a significant shift to more negative values in 2010 (STARS, P = 0.002, Fig. 4f.3b). However, 1798 values of PC2 from the full and reduced data sets are poorly correlated for the years of overlap (r = 0.48), 1799 so the observed 2010 shift provides weak inference concerning possible change in the second axis of 1800 variability across the full community. 1801 Factors causing trends: For the full set of 36 Alaskan time series over 1965-2008, PC1 shows strongest 1802 statistical relationships with regional climate change that is independent of basin-scale climate modes, and 1803 a weaker relationship with the PDO; PC2 shows strongest statistical relationships with the size of state- 1804 wide commercial catches and the NPGO (Litzow et al. 2013). The possibility of a biological response to 1805 persistent PDO-negative/NPGO-positive conditions since 2007/08 has received recent attention in the 1806 literature (Zwolinski and Demer 2012, Hatch 2013, Litzow and Mueter 2013). Based on historical 1807 precedents (e.g., the 1940s and 1970s PDO shifts), the consistent sign in both of these climate modes has 1808 the potential to produce abrupt community-level change at basin-wide or Alaskan-wide spatial scales, 1809 though at this time only PC2 of the reduced Alaskan data set is showing evidence of a recent shift. 1810 Implications: The apparent absence of any recent abrupt shifts in leading axes of basin-wide biological 1811 variability (Fig. 4f.2), indicates a continuation of the northeast Pacific ecosystem states that have existed 1812 over recent decades (Hare and Mantua 2000, Litzow and Mueter 2013). PC1 for Alaskan data tracks the 1813 change from abundant crustaceans to abundant salmon and groundfish that occurred in the 1980s, and 1814 there is currently no indication of abrupt change in the community state tracked by this PC (Fig. 4f.3a). 1815 The shift to more negative values for PC2 of the restricted Alaskan data suggests a trend of increases in 1816 Bering Sea jellyfish abundance and Pacific cod recruitment, increasing pink salmon catches in central and 1817 southeast Alaska and increasing coho salmon catches in southeast; and decreases Gulf of Alaska shrimp 1818 catches and decreases in the catch of coho salmon in western and central Alaska and sockeye salmon in 1819 southeast. Determining the persistence of the apparent change in PC2, and whether it indicates change in 86 1820 the second axis of variability for the larger community, as tracked by the full set of Alaskan time series, 1821 will require further years of observation. 1822 References 1823 Hare, S. R. and N. J. Mantua. 2000. Empirical evidence for North Pacific regime shifts in 1977 and 1989. 1824 1825 1826 1827 1828 1829 Progress in Oceanography 47:103-145. Hatch, S. A. 2013. Kittiwake diets and chick production signal a 2008 regime shift in the Northeast Pacific. Marine Ecology Progress Series 477:271-284. Litzow, M. A. and F. J. Mueter. 2013. Assessing the ecological importance of climate regime shifts: an approach from the North Pacific Ocean. Progress in Oceanography. Litzow, M. A., F. J. Mueter, and A. J. Hobday. 2013. Reassessing regime shifts in the North Pacific: 1830 incremental climate change and commercial fishing are necessary for explaining decadal-scale 1831 biological variability. Global Change Biology. 1832 Zwolinski, J. P. and D. A. Demer. 2012. A cold oceanographic regime with high exploitation rates in the 1833 Northeast Pacific forecasts a collapse of the sardine stock. Proceedings of the National Academy 1834 of Sciences of the United States of America 109:4175-4180. 87 1835 1836 1837 Figure 4f.1. Winter (NDJFM) PDO-NPGO phase space, 1965-2013. Colors highlight recent years 1838 (2008-13) and two historical periods of strong PDO influence in the ecosystem (1965-77 and 1978-88). 1839 Plotted values are 3-year running means, except for 2013, which is a 2-year mean. Error bars for 2012-13 1840 are 95% CI, reflecting uncertainty associated with estimating 2013 NPGO value. 88 1841 1842 Figure 4f.2. Assessing the evidence for post-2007/08 community-level biological change at the scale of 1843 the northeast Pacific. Time series for (a) PC1, and (b) PC2 from complete data set and from a subset of 1844 time series that could be updated at least through 2010, which allowed PC scores to be estimated through 1845 2011. Error bars for PC scores calculated from partial data set = 95% CI, and reflect uncertainty 1846 associated with estimating missing values. Error bars for PC scores from full data set are omitted for 1847 clarity. Dashed vertical lines indicate 1976/77 climate regime shift and possible 2007/08 shift. Redrawn 1848 from Litzow and Mueter (in press). 89 1849 1850 Figure 4f.3. Assessing the evidence for post-2007/08 community-level biological change at the scale of 1851 Alaska (Bering Sea and Gulf of Alaska combined). Time series for (a) PC1 and (b) PC2, from complete 1852 data set and from a subset of time series that could be updated at least through 2010, which allowed PC 1853 scores to be estimated through 2011. Error bars for PC scores calculated from partial data set = 95% CI, 1854 and reflect uncertainty associated with estimating missing values. Error bars for PC scores from full data 1855 set are omitted for clarity. Dashed vertical lines indicate 1976/77 climate regime shift and possible 1856 2007/08 shift. 90 1857 Chapter 5: Zooplankton prey, growth and energy density of larval pollock, and recruitment 1858 Four abstracts are included here for papers that form the basis for a new understanding of zooplankton 1859 and pollock dynamics in the southeastern Bering Sea. The temperature – recruitment relationship 1860 presented in Coyle et al (2011) and Hunt et al (2011) was a contribution of this project and is a key 1861 relationship for projecting future trajectories of pollock recruitment and abundance (Chapter 10). In 1862 addition, two recent BEST/BSIERP contributions by Siddon et al (2013) and Heintz et al (2013) lay out 1863 the physiological foundation to support the connection between prey conditions in the summer and fall, 1864 the size and energy density of pollock in the fall, and subsequent recruitment of young pollock to age-1. 1865 1866 Coyle, K.O., Eisner, L.B., Mueter, F.J., Pinchuk, A., Janout, M.A., Cieciel, K., Farley, E.V., and 1867 Andrews, A.G. 2011. Climate change in the southeastern Bering Sea: impacts on pollock stocks 1868 and implications for the Oscillating Control Hypothesis. Fisheries Oceanography 20(2): 139-156. 1869 Abstract: Concern about impacts of climate change in the Bering Sea prompted several research programs 1870 to elucidate mechanistic links between climate and ecosystem responses. Following a detailed literature 1871 review, Hunt et al. (2011) (Deep-Sea Res. II, 49, 2002, 5821) developed a conceptual framework, the 1872 Oscillating Control Hypothesis (OCH), linking climaterelated changes in physical oceanographic 1873 conditions to stock recruitment using walleye pollock (Theragra chalcogramma) as a model. The OCH 1874 conceptual model treats zooplankton as a single box, with reduced zooplankton production during cold 1875 conditions, producing bottom-up control of apex predators and elevated zooplankton production during 1876 warm periods leading to top-down control by apex predators. A recent warming trend followed by rapid 1877 cooling on the Bering Sea shelf permitted testing of the OCH. During warm years (2003–06), euphausiid 1878 and Calanus marshallae populations declined, post-larval pollock diets shifted from a mixture of large 1879 zooplankton and small copepods to almost exclusively small copepods, and juvenile pollock dominated 1880 the diets of large predators. With cooling from 2006–09, populations of large zooplankton increased, 1881 post-larval pollock consumed greater proportions of C. marshallae and other large zooplankton, and 1882 juvenile pollock virtually disappeared from the diets of large pollock and salmon. These shifts in energy 1883 flow were accompanied by large declines in pollock stocks attributed to poor recruitment between 2001 1884 and 2005. Observations presented here indicate the need for revision of the OCH to account for shifts in 1885 energy flow through differing food-web pathways due to warming and cooling on the southeastern Bering 1886 Sea shelf. 1887 91 1888 Hunt, G.L., Coyle, K.O., Eisner, L.B., Farley, E.V., Heintz, R.A., Mueter, F., Napp, J.M., Overland, J.E., 1889 Ressler, P.H., Salo, S., and Stabeno, P.J. 2011. Climate impacts on eastern Bering Sea foodwebs: 1890 a synthesis of new data and an assessment of the Oscillating Control Hypothesis. ICES Journal of 1891 Marine Science: Journal du Conseil 68(6): 1230-1243. 1892 Abstract: Walleye pollock (Theragra chalcogramma) is an important component of the eastern Bering Sea 1893 ecosystem and subject to major fisheries. The Oscillating Control Hypothesis (OCH) predicted that 1894 recruitment of pollock year classes should be greatest in years with early ice retreat and late blooms in 1895 warm water, because more energy would flow into the pelagic (vs. benthic) community. The OCH further 1896 predicted that, with pollock population growth, there should be a shift from bottom-up to top-down 1897 regulation. New data support the predictions that in those years with early ice retreat, more primary 1898 production accrues to the pelagic compartment and that large numbers of age-0 pollock survive to 1899 summer. However, in these years, production of large crustacean zooplankton is reduced, depriving age-0 1900 pollock of lipid-rich prey in summer and autumn. Consequently, age-0 pollock energy reserves (depot 1901 lipids) are low and predation on them is increased as fish switch to age-0 pollock from zooplankton. The 1902 result is weak recruitment of age-1 recruits the following year. A revised OCH indicates bottom-up 1903 constraints on pollock recruitment in very warm periods. Prolonged warm periods with decreased ice 1904 cover will likely cause diminished pollock recruitment and catches relative to recent values. 1905 1906 Heintz, R.A., Siddon, E.C., Farley, E.V., and Napp, J.M. 2013. Correlation between recruitment and fall 1907 condition of age-0 pollock (Theragra chalcogramma) from the eastern Bering Sea under varying 1908 climate conditions. Deep Sea Research Part II: Topical Studies in Oceanography 94: 150-156. 1909 Abstract: Fishery managers require an understanding of how climate influences recruitment if they are to 1910 separate the effects of fishing and climate on production. The southeastern Bering Sea offers 1911 opportunities to understand climate effects on recruitment because inter-annual oscillations in ice 1912 coverage set up warm or cold conditions for juvenile fish production. Depth-averaged temperature 1913 anomalies in the Bering Sea indicate the past nine years have included three warm (2003–2005), an 1914 average (2006), and five cold (2007–2011) years. We examined how these climatic states influenced the 1915 diet quality and condition (size, energy density and total energy) of young-of-the-year (YOY) pollock 1916 (Theragra chalcogramma) in fall. The implications of fall condition were further examined by relating 1917 condition prior to winter to the number of age-1 recruits-per-spawner the following summer (R/S). The 1918 percentage of lipid in pollock diets was threefold higher in cold years compared with warm years, but 1919 stomach fullness did not vary. Consequently, fish energy densities were 33% higher in cold years 92 1920 (P<0.001) than in warm years. In contrast, neither fish size (P=0.666), nor total energy (P=0.197) varied 1921 with climatic condition. However, total energy was significantly (P=0.007) and positively correlated with 1922 R/S (R2=0.736). We conclude that recruitment to age-1 in the southeastern Bering Sea is improved under 1923 environmental conditions that produce large, energy dense YOY pollock in fall. 1924 1925 Siddon, E.C., Heintz, R.A., and Mueter, F.J. 2013. Conceptual model of energy allocation in walleye 1926 pollock (Theragra chalcogramma) from larvae to age-1 in the southeastern Bering Sea. Deep Sea 1927 Research Part II: Topical Studies in Oceanography 94: 140-149. 1928 Abstract: Walleye pollock (Theragra chalcogramma) support the largest commercial fishery in the United 1929 States and are an ecologically important component of the southeastern Bering Sea (SEBS) pelagic 1930 ecosystem. Alternating climate states influence the survival of walleye pollock through bottom-up control 1931 of zooplankton communities and possible top-down control of predator abundance. Quantifying the 1932 seasonal progression and spatial trends in energy content of walleye pollock provides critical information 1933 for predicting overwinter survival and recruitment to age-1 because age-0 walleye pollock rely on energy 1934 reserves to survive their first winter. Age-0 and age-1 walleye pollock were collected in the SEBS from 1935 May to September 2008-2010. Energetic status was determined through quantification of energy density 1936 (kJ/g) and proximate composition (i.e., % lipid, % moisture) with variation in energy density primarily 1937 driven by variability in % lipid. Energy densities remained relatively low during the larval phase in 1938 spring, consistent with energy allocation to somatic growth and development. Lipid acquisition rates 1939 increased rapidly after transformation to the juvenile form (25-40 mm standard length), with energy 1940 allocation to lipid storage leading to higher energy densities in late summer. This transition in energy 1941 allocation strategies is a physiological manifestation of survival constraints associated with distinct 1942 ontogenetic stages; a strategy favoring growth to escape size-dependent predation appears limited to 1943 larval development while juvenile fish allocate proportionally more mass to lipid storage in late summer. 1944 We propose that the time after the end of larval development and before the onset of winter represents a 1945 short critical period for energy storage in age-0 walleye pollock, and that overwinter survival depends on 1946 accumulating sufficient stores the previous growing season and consequently may be an important 1947 determinant of recruitment success. 93 1948 Chapter 6: Effects of temperature and gadid predation on snow crab recruitment: Comparisons 1949 between the Bering Sea and Atlantic Canada 1950 Laurinda A. Marcello1, Franz J. Mueter1, Earl G. Dawe2, Mikio Moriyasu3 1951 1952 1 1953 States 1954 2 Fisheries and Oceans Canada, Northwest Atlantic Fisheries Centre, St John’s, NL A1C 5X1, Canada 1955 3 Fisheries and Oceans Canada, Gulf Fisheries Centre, Moncton, NB E1C 9B6, Canada School of Fisheries and Ocean Sciences, University of Alaska Fairbanks, Juneau, AK 99801, United 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 Citation: Marcello, L.A., Mueter, F.J., Dawe, E.G., and Moriyasu, M. 2012. Effects of temperature and 1978 gadid predation on snow crab recruitment: comparisons between the Bering Sea and Atlantic Canada. 1979 Marine Ecology Progress Series 469: 249-261. 94 1980 Abstract: 1981 Snow crab (Chionoecetes opilio) are found in many subarctic ecosystems where they are important 1982 components of marine food webs and support large commercial fisheries. Snow crab abundance is highly 1983 variable, but the causes of large changes in year-class strength are poorly known. We used a regression 1984 approach to examine the effects of snow crab spawning stock biomass, bottom water temperature, cold 1985 area or sea ice extent, and predation by Pacific cod (Gadus macrocephalus) or Atlantic cod (Gadus 1986 morhua) on snow crab recruitment in each of three ecosystems: the eastern Bering Sea, the 1987 Newfoundland-Labrador Shelf, and the southern Gulf of St. Lawrence. Comparing results across systems 1988 showed that cold ocean conditions during early life history were associated with increased snow crab 1989 recruitment or recruitment indices in all three ecosystems. However, we found no consistent evidence 1990 that spawning stock or gadid biomasses were significantly related to subsequent snow crab recruitment. 1991 Our results underscore the value of comparing multiple ecosystems and demonstrate the importance of 1992 ocean conditions in driving variability in snow crab populations. 1993 1994 Keywords: snow crab, recruitment, environment, predation, spawning stock biomass, eastern Bering Sea, 1995 Newfoundland-Labrador Shelf, southern Gulf of St. Lawrence 1996 1997 1998 1 Introduction Snow crab (Chionoecetes opilio) are found in shelf and slope areas of several subarctic 1999 ecosystems in the Pacific and Atlantic Oceans (Sainte-Marie et al. 2008). They serve an important 2000 trophic role in these systems and support large male-only commercial fisheries. Rational management of 2001 these important resources requires a sound understanding of factors that affect their population dynamics. 2002 Snow crab abundance can be highly variable and is believed to be driven largely by changes in 2003 the strength of incoming year classes (Zheng & Kruse 2006). However, the drivers of fluctuations in 2004 production and survival of these early life history stages, before snow crab are first detected by survey 2005 gear, are poorly known. Spawning stock biomass influences production levels (Zheng & Kruse 2003, 2006 2006) but relationships with recruitment are unclear because of large variations in spawner to recruit 2007 survival. Cannibalism on newly settled juveniles by previously settled year classes may influence 2008 survival and contribute to cyclical recruitment (Sainte-Marie et al. 1996, Sainte-Marie & Lafrance 2002). 2009 Bottom-up effects from ocean-climate variability may affect recruitment and abundance in snow crab 2010 (Zheng & Kruse 2006, Dawe et al. 2008, Boudreau et al. 2011). Snow crab generally inhabit regions of 2011 very cold water (Sainte-Marie et al. 2008), especially during early benthic and juvenile stages (Dawe & 2012 Colbourne 2002, Orensanz et al. 2004), and are energetically confined to cold areas (Foyle et al. 1989). 95 2013 Hence, their distribution and abundance, as well as survival, may be limited by the spatial extent of cold 2014 bottom waters. Alternatively, snow crab population dynamics and subarctic ecosystem structure may also 2015 be regulated by predation pressure from upper trophic levels (‘top-down’ effects) (Frank et al. 2005, Link 2016 et al. 2009). In particular, recent increases in snow crab biomass in Atlantic Canada have been attributed 2017 to declines in biomass of groundfish predators (Frank et al. 2005). Changes in snow crab recruitment and 2018 abundance may be influenced by the above factors or others such as disease (Morado et al. 2010, 2019 Mullowney et al. 2011) and resource competition. 2020 By comparing snow crab dynamics across similar ecosystems we may be able to gain a better 2021 understanding of what drives ecosystem processes (Murawski et al. 2010). Subarctic ecosystems in both 2022 the North Pacific and North Atlantic Oceans share many commonalities including the presence of 2023 commercially important snow crab and large gadid predators. This study compares population dynamics 2024 of snow crab in the eastern Bering Sea (EBS), the southern Gulf of St. Lawrence (SGSL), and two regions 2025 in the Newfoundland-Labrador Shelf (NL) ecosystem to address the following question: Is snow crab 2026 abundance governed by analogous factors across subarctic ecosystems or do snow crab in each ecosystem 2027 respond to important drivers in different ways? 2028 Specifically, we investigate how the spawning stock biomass, the environment (water 2029 temperature or cold area extent), and the biomass of gadoid fishes impact snow crab recruitment or 2030 recruitment indices. Three hypotheses were tested for each of three ecosystems: HA1) snow crab 2031 recruitment shows an increasing or compensatory (e.g. asymptotic or dome-shaped) response to spawning 2032 stock biomass (density dependence); HA2) colder conditions, represented by lower temperatures, a larger 2033 spatial extent of cold bottom temperatures, or more extensive ice cover will result in increased 2034 recruitment; and HA3) increased biomass of potential predators will be associated with decreased snow 2035 crab recruitment. These hypotheses were tested in a statistical modeling framework relating estimates or 2036 indices of snow crab recruitment to variability in predation, spawning stock biomass, and the 2037 environment. 2038 2039 2 Methods 2040 2041 2042 2.1 Study areas We examined snow crab dynamics in three subarctic ecosystems that are characterized by a high 2043 degree of seasonality in ice cover and sunlight and by large influxes of freshwater (Hunt & Drinkwater 2044 2007). Snow crab generally inhabit shelf or slope areas and are typically associated with a cold pool of 96 2045 water (Dawe & Colbourne 2002, Sainte-Marie et al. 2008). Relationships between snow crab recruitment 2046 or recruitment indices and potential explanatory variables were modeled for four regions in three large 2047 marine ecosystems: (1) EBS, (2) SGSL, Northwest Atlantic Fisheries Organization (NAFO) Division 4T, 2048 and two regions in NL, (3) NAFO Division 3K (NAFO 3K) and (4) NAFO Division 3L (NAFO 3L) (Fig. 2049 6.1). The two NL regions were modeled separately because snow crab abundance trends and thermal 2050 regimes differed between the regions. Data are aggregated at the division level before being combined 2051 for the NL system as a whole (DFO 2010); area NAFO 3K corresponds to the relatively deep and warm 2052 northeast Newfoundland Shelf while NAFO 3L is over the shallow colder Grand Bank. 2053 2054 2.2 Data 2055 2056 2057 2.2.1 Snow crab data For the EBS and SGSL time series of estimated recruitment were used as the primary response 2058 variable. Hereafter, we use the general term “recruitment” to refer to the estimated or modeled abundance 2059 of a specific size-class, which is smaller than the smallest age group recruiting to the fishery. For the 2060 EBS, recruits become vulnerable to survey gear over the size range of 30 to 60 mm carapace width 2061 (Orensanz et al. 2004). We used the number of individuals, in millions, between 25 and 40 mm carapace 2062 width for the years 1984-2007 as estimated from a statistical, size-structured model based on survey and 2063 fishery data (Turnock & Rugolo 2010). This represents the best available index of recruitment, although 2064 it does not fully account for small crab occurring to the north of the standard survey area. Crabs of this 2065 size class are thought to be 4 years from hatching and 5 years from fertilization (Turnock & Rugolo 2066 2010). Recruitment of instar VIII snow crab in the SGSL was modeled based on survey data from 1989 2067 to 2009 (DFO 2010) and indexed on a scale from 0 to 100 for this study. The SGSL trawl survey was 2068 conducted during fall in fishing area 12, which is the largest fishing area in the SGSL. No survey was 2069 conducted in 1996 and a model-derived value was substituted for this year (Hébert et al. 1997). SGSL 2070 instar VIII snow crab are 30.7 to 34.5 mm carapace width and have been estimated to be 4.3 to 5 years 2071 from hatching (Sainte-Marie et al. 1995, Hébert et al. 2002). Although the SGSL recruits cover a 2072 narrower size range than in the EBS, the two size classes correspond to approxately the same age range. 2073 Snow crab can reach sexual maturity over several different instars, beginning from 35 (Ernst et al. 2005) 2074 to 40 mm carapace width (Hébert et al. 2002). 2075 For the two NL regions, available trawl survey time series were too short for modeling purposes. 2076 However, fluctuations in the exploitable biomass and abundance are largely dependent on the strength of 97 2077 incoming recruitment to the fishery (males larger than 94 mm carapace width) and should reflect the 2078 abundance of the youngest year classes entering the fishery (approximately age 10). Therefore, we used 2079 catch-per-unit-effort (CPUE in kg trap-1 for snow crab > 94 mm carapace width) as a crude recruitment 2080 index in these regions (1977-2008 for NAFO 3K, 1974-2008 for NAFO 3L). To validate this approach 2081 we compared fishery CPUE to trawl survey abundance indices for various limited size groups of new- 2082 shelled crabs. Convincing direct relationships were found between the CPUE and trawl survey 2083 abundance indices at appropriate lags for both NL regions (Dawe, unpubl. data). Hereafter, we refer to 2084 these CPUE series as “recruitment index.” 2085 The reproductive potential of snow crab influences larval production and this may be reflected in 2086 variations in recruitment. To address our first hypothesis linking spawner biomass to later recruitment, 2087 we used proxies for spawning stock biomass as measures of reproductive potential (Fig. 6.2). In the EBS 2088 we used an estimate of total mature snow crab biomass (morphometrically mature males plus mature 2089 females) based on survey size composition and maturity at size estimated in the stock assessment 2090 (Turnock & Rugolo 2010). In all other areas (SGSL, NAFO 3K and 3L), CPUE of male snow crab 95 2091 mm carapace width or larger was used as a proxy for spawning stock biomass, hereafter called “spawning 2092 stock biomass index”. These measures were incorporated at appropriate lags in regression models to 2093 assess potential impacts of spawner biomass on recruitment as described below. 2094 2095 2096 2.2.2 Environmental data To capture the potential effects of ocean climate variability on snow crab recruitment we selected 2097 bottom temperatures and cold area extent (measured either as the extent of the cold layer of water that 2098 forms as a result of winter cooling and ice cover or as the spatial extent of the sea ice itself) as 2099 environmental variables for modeling (Fig. 6.2). 2100 For the EBS, a long-term proxy for bottom temperature was constructed using the NOAA 2101 extended reconstructed sea surface temperature data series (Smith et al. 2008, NOAA 2011). The proxy 2102 uses sea surface temperatures averaged over the spring and late summer periods (March, April, May, and 2103 August) when water column temperatures were most strongly correlated with average bottom 2104 temperatures over the shelf (Pearson's product moment correlation r = 0.88) due to vertical mixing. 2105 Bottom temperatures in the SGSL were measured annually at Magdalen Shallows during September 2106 (Chassé & Pettipas 2010). For both NL areas (NAFO 3K and NAFO 3L) a time series of annual mean 2107 bottom temperatures at Station 27, an oceanographic monitoring station located 7 km from St. John’s 2108 Harbour (Newfoundland), was selected as a measure of temperature variability in these regions (Dawe et 2109 al. 2008). 98 2110 Seasonal ice cover is an important feature of all the study areas examined here. It determines the 2111 spatial extent of the cold pool in the EBS and is related to the area of the cold intermediate layer in 2112 Atlantic Canada. Because the spatial extent of these cold waters has important effects on the distribution 2113 of snow crab (Dionne et al. 2003, Orensanz et al. 2004), we examined the influence of cold area extent in 2114 each region. For the EBS, cold area extent represents the fraction of the National Marine Fisheries 2115 Service summer bottom trawl survey area with water less than 2°C (F. Mueter, unpubl. data). The SGSL 2116 cold area variable represents the area (km2) of Magdalen Shallows covered by -1 to 3°C bottom water 2117 during September (Chassé & Pettipas 2010). For NAFO 3K and NAFO 3L the annual ice cover area 2118 (km2) from 45-55°N on the Newfoundland-Labrador Shelf (Dawe et al. 2008) was used to represent the 2119 spatial extent of cold water. 2120 2121 2122 2.2.3 Predators To examine the potential effects of key predators on snow crab recruitment in each system, and to 2123 address hypothesis HA3, suitable estimates of predator biomass were compiled (Fig. 6.2). Although there 2124 are many predators of snow crab, this study focused on predation by gadoid fishes. Walleye pollock 2125 (Theragra chalcogramma) dominate gadid biomass in the EBS, but were not included here because snow 2126 crab make up a very small proportion of their diet (Aydin et al. 2007). The major gadid predator on snow 2127 crab in the EBS is Pacific cod (Gadus macrocephalus) (Livingston 1989) and we used a model-based 2128 estimate of the total biomass of Pacific cod age 0+ from the 2007 stock assessment model (Thompson et 2129 al. 2010) to quantify potential gadid predation in this system. In both Atlantic Ocean ecosystems, Atlantic 2130 cod (Gadus morhua) has historically been a predator of snow crab. In the SGSL, Atlantic cod age 3+ 2131 biomass estimates from the 2009 stock assessment model (Swain et al. 2009) were used to examine 2132 predation effects. In NL regions NAFO 3K and 3L, estimates of total Atlantic cod biomass from autumn 2133 surveys (conducted through 2007) were used. 2134 2135 2136 2.3 Analytical approach A general regression approach was used to examine the effects of snow crab spawning stock 2137 biomass, environmental variability, and predation on snow crab recruitment in each ecosystem. The basic 2138 modeling structure was as follows: 2139 yt = β0 + β1 spawners t-k1 + β2 environment t-k2 + β3 predator t-k3 + εt (1) 2140 where yt represents snow crab recruitment (or recruitment index) in year t, βs are regression coefficients, 2141 k1, k2, and k3 represent time lags, and the errors εt are assumed to be either independent and normally 99 2142 distributed with mean zero and variance 2 or first-order autocorrelated (εt = εt-1 +t) with auto- 2143 regressive coefficient and innovations t that are independent and normally distributed. 2144 Recruitment data often have a skewed distribution and may require a transformation to achieve 2145 normality in model residuals. A range of Box-Cox transformations (Box & Cox 1964) were explored to 2146 identify the best power transformation for each response variable (yt) to achieve approximate normality of 2147 the residuals. Likelihood profiles indicated that a log transformation was the best possible transformation 2148 for the EBS and SGSL recruitment series, while no transformation was necessary for the NAFO 3K and 2149 NAFO 3L recruitment indices. 2150 Spawning stock biomass affects larval production, while both predation and the environment may 2151 influence survival. Each of these factors would be expected to alter population abundances several years 2152 prior to recruitment and the effects may extend over multiple years, necessitating the use of lags and 2153 moving averages for the explanatory variables. Available diet studies suggest that early life history stages 2154 of snow crab are particularly vulnerable to predation (Livingston 1989, Chabot et al. 2008). For example, 2155 in the Gulf of St. Lawrence four size groups of crab were susceptible to Atlantic cod predation (Chabot et 2156 al. 2008). These sizes roughly correspond to ages 1 to 4 (Hébert et al. 2002) although there can be some 2157 variability in growth to each size class. Similarly, environmental conditions including temperature can 2158 affect larval and juvenile stages of snow crab by influencing development rate (Moriyasu & Lanteigne 2159 1998), hatch timing (Webb et al. 2007), growth rate, and molt frequency (Orensanz et al. 2007), as well as 2160 energy budgets (Foyle et al. 1989). Since effects may range over several life stages and because snow 2161 crab cannot be aged reliably, 3 or 4-year moving averages were applied to time series of both predators 2162 and environmental variables to capture their potential effects on multiple age classes of snow crab. 2163 Likewise, moving averages were applied to spawning stock biomass series because the time period 2164 between fertilization and growth to the recruitment size class varies. The averaged variables were then 2165 lagged by k years relative to the response in year t to correspond to the approximate period when the 2166 effect is presumed to occur (year t-k). For example, the recruitment of EBS snow crab is most likely to be 2167 influenced by the parental stock 4-6 years prior (Table 6.1), hence recruits in 1995 were modeled as a 2168 function of the spawning stock biomass averaged over 1989 to 1991. In some cases, several biologically 2169 reasonable lags were considered such as in NL regions NAFO 3K and NAFO 3L where the recruitment 2170 index was based on snow crab of commercial size (>94 mm carapace width). In those areas it was 2171 reasonable to consider predation effects over several lags (ranging from 5-8 years to 7-10 years prior) due 2172 to uncertainty and variability in the age at which snow crab reach commercial size. When multiple lags 2173 were considered, the lag that resulted in the lowest p-value in a simple linear regression between the 100 2174 recruitment index or the log of recruits and each explanatory variable was selected for use in regression 2175 models. The lags and moving averages used for all variables in each model are listed in Table 6.1. 2176 For some ecosystems the length of overlapping time series was limited once the predator and/or 2177 spawner series were lagged appropriately. For these systems both “short models” including all variables 2178 and “long” models including fewer variables were tested. For example, the Atlantic cod series in NAFO 2179 3L overlapped with the response variable by only 16 years, whereas the spawner and environmental 2180 variables were available over longer time periods (n = 24 and n = 35 years, respectively). Results from 2181 analyses using the short and long series were then compared for consistency. We considered the results to 2182 be consistent when the sign of all explanatory variables remained unchanged regardless of whether the 2183 short or the long series were used. 2184 A species may exhibit non-linear, non-additive, or threshold responses to external pressures (Cury 2185 et al. 1995, Ciannelli et al. 2007, Ciannelli et al. 2008). To explore potential non-linearities and 2186 thresholds we fit exploratory generalized additive models (GAMs) to the data using a cross-validation 2187 approach before constructing a corresponding linear model for further analysis. To avoid over-fitting we 2188 limited parameter smoothness by constraining the estimated degrees of freedom (EDF) for any variable to 2189 3, corresponding to a biologically realistic set of possible responses (approximately linear, asymptotic, or 2190 dome-shaped). Partial fits for each explanatory variable and the estimated degrees of freedom were 2191 examined and a squared term was included in the full linear model for any variable with EDF > 1.5. No 2192 higher-order polynomial terms were considered as they were not deemed biologically reasonable. 2193 For each ecosystem both a temperature variable and cold area extent (or sea ice extent) were 2194 available for modeling. However, bottom temperatures were strongly correlated with cold area cover 2195 and/or sea ice extent in each system (multicollinearity). Therefore, the effects of these variables were 2196 modeled separately and compared for consistency. For each system, the initial full linear model included 2197 one environmental variable, a cod predator, and spawning stock biomass. We tested for interactions 2198 among variables in each full model, and because we found no significant interactions, we did not consider 2199 interactions further. We compared the full model with all three variables to reduced models with one or 2200 two variables using the small-sample Akaike Information Criterion (AICc). The model with the smallest 2201 AICc was selected as the final model when the difference between AIC values, ∆AICc, was larger than 4 2202 (Burnham & Anderson 2002). If differences in AICc were smaller than 4, the most parsimonious model 2203 was selected as the final model. 2204 Residuals from both the initial (full) model and from the final (AICc-best) model were examined 2205 for normality, heteroscedasticity, and autocorrelation. When significant autocorrelation (p < 0.05) was 2206 present in residuals from the full model according to a Durbin-Watson (DW) test, all model comparisons 101 2207 were based on generalized least squares fits that included a first-order auto-regressive error term. The 2208 overall significance of the final (AICc-best) model was tested using the likelihood ratio test (LRT) for 2209 generalized least squares models or F-test for linear models without autocorrelation. 2210 2211 Program R version 2.9 (R Development Core Team 2011) was used for all analyses and a level of α = 0.05 was chosen to assess significance. 2212 2213 2214 3 Results In the EBS cold temperatures were related to increased recruitment, consistent with our 2215 hypothesis, but results did not support a predation effect (Tables 6.2, 6.3). The final model included 2216 temperature and spawning stock biomass; both variables were negatively and linearly related to the log of 2217 recruitment (n = 24 years, LRT = 20.75, p < 0.001) and explained approximately 38% of the variability in 2218 recruitment (Fig. 6.3a). The model included a first-order auto-regressive term (φ = 0.66) to account for 2219 significant autocorrelation in the residuals (DW = 0.93, p < 0.001, Fig. 6.4a). When replacing 2220 temperature with the cold area extent (n = 22 years) in the full model, its estimated effect was not 2221 significant (t = 1.45, p = 0.164), but its sign was consistent with a positive effect of cold conditions on 2222 recruitment. 2223 In the SGSL we found a negative linear relationship between temperature and the log of 2224 recruitment, but neither a predation nor a spawner effect (n = 21 years, Tables 6.2, 6.3). The final model 2225 included the temperature variable (LRT = 20.81, p < 0.001, Table 6.2) and explained about 41% of the 2226 recruitment variability (Fig. 6.3b). A first-order auto-regressive term (φ = 0.73) was included in the model 2227 to account for residual autocorrelation (DW = 0.77, p < 0.001, Fig. 6.4b). The full model for SGSL based 2228 on cold area extent rather than temperature was not significant overall (LRT = 4.66, p = 0.32) and 2229 contained no significant variables (p > 0.05). Therefore, models with cold area extent were dropped from 2230 further consideration. 2231 In NL area NAFO 3K sea ice extent was positively related to the snow crab recruitment index 7-9 2232 years later (Table 6.2) meaning sea ice conditions appear to affect snow crab at approximately 1-3 years 2233 of age. There was no evidence of an effect of spawner stock biomass index or temperature on snow crab 2234 recruitment index and the relationships with Atlantic cod biomass were inconsistent (Table 6.3). Models 2235 for NAFO 3K that included the Atlantic cod series (n = 18 years) differed substantially from those 2236 including just other variables (n = 21 for spawners, n = 32 for temperature or ice area). Specifically, when 2237 Atlantic cod biomass was included in these models, the sign and significance of other coefficients 2238 changed drastically, most likely as a result of strong correlations between Atlantic cod and the other 2239 explanatory variables. Therefore, models including Atlantic cod were not considered further. Spawner 102 2240 stock biomass index was neither significant to the model with bottom temperature nor to the model using 2241 sea ice extent as a proxy for the cold area extent. Sea ice extent had a significant positive linear 2242 relationship with the snow crab recruitment index (Table 6.2), though it only explained a small proportion 2243 of overall variability (Fig. 6.3c, n =32 years, LRT = 33.00, p < 0.001, R2 = 0.18). A first-order 2244 autoregressive term (φ = 0.91) was included to account for significant autocorrelation in the residuals 2245 (Fig. 6.4c, DW = 0.45, p < 0.001). When using bottom temperature as the environmental variable, none of 2246 the variables in the model were significant (p > 0.05), but a negative temperature coefficient was 2247 consistent with the observed positive effect of extensive ice on the snow crab recruitment index. 2248 In the other NL region, NAFO 3L, cold conditions and low predator biomasses were associated 2249 with a high recruitment index in following years. Spawner stock biomass index showed a negative 2250 association with the later recruitment index (Tables 6.2, 6.3). Models including Atlantic cod covered a 2251 shorter time period (n = 16 years) than those with spawner stock biomass index (n = 24 years) or 2252 environmental conditions (temperature or sea ice extent, n = 35), but the sign of coefficients for spawner 2253 stock biomass index and temperature or sea ice extent remained consistent among models. Temperature 2254 or sea ice extent were significant in all models, though spawner stock biomass index was not significant 2255 in the longer (n = 24 years) model. In the short models spawner and predator biomasses were both 2256 negatively related to the subsequent snow crab recruitment index. Likewise, colder conditions were 2257 linked with a higher recruitment index. Both model fits explained about 90% of recruitment index 2258 variability over the 16 years modeled (temperature model: F(3,12) = 45.62, p < 0.001; sea ice extent model: 2259 Fig. 6.3d, F(3,12) = 43.91, p < 0.001) and there was no evidence of first-order autocorrelation in the 2260 residuals (temperature model: DW = 2.05, p = 0.22; sea ice-extent model: Fig. 4d. DW = 2.04, p = 0.22). 2261 Significant and pronounced autocorrelation was present in the recruitment or recruitment index 2262 residuals in the final models for three of four regions studied (EBS, SGSL, and NAFO 3K in the NL 2263 ecosystem), as was clearly evident in residual plots (Fig. 6.4). The first-order autoregressive structure of 2264 the generalized least squares models accounted for the observed serial correlation and ensured that 2265 significance tests and model comparisons are valid. However, clear cyclic patterns with several multi- 2266 year runs of alternating positive and negative residuals were evident in both the full models and in the 2267 AICc-best models. This suggests that models including environmental variables, predation and/or 2268 spawner effects, in combination with random measurement errors, do not fully account for the dynamics 2269 of these populations. 2270 2271 4 Discussion 2272 103 2273 2274 4.1 Overview This study investigated the effects of three factors (spawning stock biomass, environmental 2275 conditions, and gadid biomass) on the strength of subsequent recruitment levels in snow crab and 2276 compared results across three subarctic ecosystems in the Northwest Atlantic and Northeast Pacific 2277 (Table 6.3). Our modeling results showed that ocean climate variability was the only factor that was 2278 consistently associated with recruitment in all ecosystems and regions. This strongly supports our 2279 hypothesis (HA2) that cold conditions during early life history stages promotes subsequent snow crab 2280 recruitment (Fig. 6.5). In contrast, there was little support for a consistent effect of spawning stock or 2281 predator biomasses (hypotheses HA1 or HA3) on recruitment across systems. Spawning stock biomass was 2282 inversely related to recruitment in the EBS and NAFO 3L, possibly indicating a density-dependent effect 2283 on recruitment in those areas. Atlantic cod biomass was inversely related to recruitment, consistent with a 2284 predation effect, but only in NAFO 3L. 2285 Our study shows that bottom-up processes related to ocean climate conditions appear to have a 2286 consistent influence on snow crab recruitment while the importance of gadid biomass or spawning stock 2287 biomass is less clear. This study also highlights the value in comparing multiple ecosystems because 2288 consistent responses across several systems greatly strengthen our conclusions about significant effects of 2289 temperature conditions to early life stages of snow crab. 2290 2291 2292 4.2 Environment, spawning stock biomass, and predation Our study suggests that colder conditions during early life are associated with better snow crab 2293 recruitment in all of the systems examined. Our indices of ocean climate are closely related, and we did 2294 not address mechanisms linking climate to snow crab life history, so it is unclear whether these indices 2295 reflect a common regulatory mechanism or if they represent different processes. Climate can be linked to 2296 snow crab reproduction and survival in several ways. For example, the hatch timing of larval crab is 2297 linked to temperature (Webb et al. 2007) and ice cover can affect stratification and larval feeding 2298 conditions in the spring (Orensanz et al. 2004). Recently settled juveniles are thought to be very 2299 stenothermic and have low mobility; they could represent the “weakest link” in snow crab life history 2300 because they cannot easily escape unfavorable environmental conditions such as unfavorable 2301 temperatures (Dionne et al. 2003). Therefore, the area of cold water during summer may limit the amount 2302 of suitable habitat and hence the carrying capacity for early benthic stages (Dawe & Colbourne 2002). In 2303 addition, temperature likely affects early survival directly by regulating the energy budget of individual 2304 crabs (Foyle et al. 1989). A laboratory experiment found that for mature male snow crab taken from the 2305 Scotian Shelf, their total metabolic costs exceeded digestible energy intake in waters 7°C or higher and 104 2306 slightly exceeded digestible energy intake in 0-1 °C water (Foyle et al. 1989). Therefore, snow crab may 2307 be excluded from warm waters based on energetic demands (Foyle et al. 1989). Conversely, it is known 2308 that cold conditions promote snow crab to terminally molt at a smaller size, which may reduce the 2309 proportion of commercially harvestable males in the total adult male population (Dawe et al. this volume- 2310 b). Overall, the effects of temperature or cold area extent on early life stages seem to have a dominant 2311 effect on recruitment. However, in this study mean temperatures in each system varied within a narrow 2312 range (roughly 1.5°C) and recruitment responses should not be extrapolated outside of the modeled 2313 temperature range. Although temperatures differed substantially among regions, relationships between 2314 recruitment and temperature were similar, suggesting that snow crab are adapted to local temperature 2315 conditions. Therefore, the effect of a given temperature on recruitment must be evaluated relative to 2316 typical conditions for snow crab in each region. 2317 For the cod predators considered in this study, we found a relationship with recruitment only in 2318 NAFO 3L in the NL ecosystem. Considering the absence of any such effect in other regions, especially in 2319 the adjacent NAFO 3K area, our study found little evidence that cod biomass exhibited top-down control 2320 on larval and juvenile snow crab since the late 1970s. In both the Newfoundland-Labrador Shelf (Lilly 2321 2008) and in the Gulf of St. Lawrence (Ruppert et al. 2010), Atlantic cod populations have crashed from 2322 their historic levels and were at low abundances during most of the time period examined here. 2323 Consequently, there simply may be too few cod at the present time to exert significant population-level 2324 predation effects on young snow crab. The apparent predation effect in NAFO 3L may also result from 2325 opposing responses of snow crab and Atlantic cod to ocean climate variability, with snow crab increasing 2326 and cod decreasing during a prolonged cold period when cod was also excessively exploited (Dawe et al. 2327 2008). However, our results do not imply that predation has no effect on snow crab recruitment. 2328 Previous studies indicate that predation may be important. For example, Livingston (1989) estimated that 2329 in the EBS, Pacific cod remove 27-57 percent of age 1 snow crab from the population. Our results may 2330 differ for several reasons. First, the spatial scale of data may influence statistical analyses (Ciannelli et al. 2331 2008, Windle et al. this volume) and hence our results. Biological data for this study represented large 2332 geographic regions and will fail to detect small-scale predator-prey interactions. Second, predation can 2333 have indirect effects on snow crab recruitment by limiting their geographic range. Climate conditions 2334 may affect predator-prey relationships by altering the spatial distributions of either species (Zheng & 2335 Kruse 2006). Also, the EBS snow crab population has contracted northward in recent decades (Orensanz 2336 et al. 2004). The environmental ratchet hypothesis proposes that Pacific cod predation may help prevent 2337 snow crab from expanding and returning to more southern portions of the eastern Bering Sea shelf that 2338 provide favorable spawning habitat (Orensanz et al. 2004). Such spatial dynamics can lead to important 105 2339 predation effects that may not be evident in a relationship between time series of aggregated predator 2340 biomasses and prey recruitment. Finally, the diet of both cod species changes with age (Livingston 1989, 2341 Chabot et al. 2008) and the age classes of cod which are the most important consumers of snow crab may 2342 not be well-represented in aggregated biomass series. 2343 A recent meta-analysis by Boudreau et al. (2011) looked for evidence of top-down and bottom-up 2344 controls on snow crab in the northwest Atlantic Ocean. Similar to our study, their results linked colder 2345 temperatures during the early years after settlement with higher subsequent snow crab abundances. In 2346 contrast to our study, they found statistical evidence of top-down control by Atlantic cod on snow crab 0 2347 to 5 years later. For crab entering the fishery these lags would correspond to snow crab approximately 29 2348 - 97 mm carapace width or 3.3 – 8.7 years of age. Their result including older crab is unexpected 2349 because cod generally consume snow crab that are younger than 4.5 years post-settlement (Chabot et al. 2350 2008) and predation by cod on crabs in the NL ecosystem has been virtually non-existent for two decades, 2351 due to very low abundance of large cod (Dawe et al. this volume-a). However, at the longer lags, which 2352 correspond to predation on younger crab, their results agree with expectations from available diet studies. 2353 Our predation results may differ from those found in Boudreau et al. (2011) in part due to methodological 2354 approaches. We selected suitable lags corresponding to the crab ages most vulnerable to predation a 2355 priori in order to minimize the chance of finding spurious relationships. Boudreau et al. (2011) 2356 considered a much larger range of lags (25 years) since they were examining both the effects of crab on 2357 cod and of cod on crab. Furthermore, we used a regression approach that allowed us to consider the 2358 combined effects of multiple covariates, including spawning stock biomass, on crab recruitment at once. 2359 In contrast, Boudreau et al. (2001) considered pairwise full and partial correlation coefficients. 2360 The lack of an obvious relationship between cod biomass and snow crab recruitment in our study 2361 may reflect a true absence of top-down control by cod on snow crab. However, in light of the results 2362 from Boudreau et al. (2011) and the aforementioned drawbacks of using biomass as an indicator of 2363 overall predation pressure, we cannot discount top-down controls of cod on snow crab. 2364 Spawning stock biomass did not show a consistently positive or dome-shaped relationship with 2365 recruitment, as we hypothesized. Rather, it was significantly negatively correlated to subsequent 2366 recruitment in two areas (EBS, NAFO 3L in the NL ecosystem). This relationship could occur if our data 2367 represented the right (declining) limb of a dome-shaped curve. However, that would imply that the 2368 spawner-recruit relationships peak at low spawner biomasses. Also, climate variability and numerous 2369 other factors may affect the survival of young crab in the years between fertilization and recruitment. For 2370 example, cannibalism may reduce the abundance of recently settled snow crab (Sainte-Marie & Lafrance 2371 2002) and could perhaps confound or even mimic spawning stock biomass effects, particularly in the EBS 106 2372 and SGSL regions where the lag time between spawners and recruits was relatively short. In addition, 2373 several elements of snow crab reproductive biology may mask any direct link between adult spawning 2374 stock biomass and later recruitment. Female snow crab are able to store sperm and to use these reserves 2375 to fertilize ova (Elner & Beninger 1992), so current male or total biomass may not reflect reproductive 2376 potential in a given year. In addition, the length of embryonic development (Webb et al. 2007) and the 2377 overall reproductive cycle varies and is thought to be influenced by temperature (Kuhn & Choi 2011) and 2378 by whether the female is a primiparous or multiparous spawner (Elner & Beninger 1992). A crab that 2379 remains on a one year reproductive cycle can produce up to twice as many clutches over its reproductive 2380 lifetime than a crab on a two year reproductive cycle (Kuhn & Choi 2011). Therefore, the proportion of 2381 crab reproducing on each cycle can have a large impact on a population's overall fecundity. Finally, the 2382 geographic distribution of female snow crab may affect reproductive success. For example, in the EBS 2383 female snow crab undergo ontogenetic migrations (Ernst et al. 2005). Parada et al. (2010) used an 2384 individual-based model to show that larval retention, and presumably recruitment success, in the EBS 2385 varies greatly depending on the location of larval release. They also hypothesize that primiparous 2386 females, which aggregate in the middle domain of the EBS, may be the largest source of renewal for the 2387 EBS snow crab stock (Parada et al. 2010, Ernst et al. 2012). Hence we may have failed to detect any 2388 relationship between measures of spawning biomass and recruits because spawning biomass is weakly 2389 related to total reproductive output. 2390 Another important finding from this study is that the variables we modeled cannot fully explain 2391 the observed cycles in recruitment that are characteristic of snow crab and other crab populations. This is 2392 evident in the residual patterns for three of the regions modeled here (Fig. 6.4) and is likely to result from 2393 internal community dynamics. Such dynamics may be linked to a stronger contribution of primiparous 2394 than multiparous females to recruitment (Parada et al. 2010, Ernst et al. 2012) or because of cannibalism 2395 among cohorts within settlement grounds (Sainte-Marie et al. 1996). Alternatively, small-scale changes 2396 in climate related to atmospheric circulation like the El Niño could be related to snow recruitment cycles 2397 (Zheng & Kruse 2003). Residual cycles could also be related to changes in predation pressures owing to 2398 the spatial distribution of snow crab or their predators, as discussed earlier. 2399 2400 2401 4.3 Implications for stock assessment and management Reliable stock assessment provides the foundation for successful fisheries management. Stock 2402 assessment scientists must make assumptions about recruitment levels to project future snow crab 2403 populations, to evaluate the effects of harvesting, and to develop or compare rebuilding plans (NOAA 2404 2001) for depleted stocks. The dominant role of bottom-up climate processes in regulating recruitment 107 2405 and the cyclic patterns we observed in model residuals imply that productivity is not stationary. 2406 Incorporating ocean climate effects and population cycles into projections will lead to more reliable 2407 predictions of future recruitment that would result in improved management advice. Precautionary 2408 reference points, guideline harvest levels, and thresholds for overfishing should be set to reflect variability 2409 in production and subsequent recruitment. Further, the current study indicates that warm conditions are 2410 linked with poor recruitment. Therefore, if climate change causes bottom conditions to continue to warm, 2411 snow crab recruitment will likely decline in our study areas. Studies such as ours, if applied to other 2412 important predatory and forage species, can be very important in developing a better basis for ecosystem- 2413 based management, especially under a scenario of a changing ocean climate. 2414 2415 2416 5 Acknowledgements This study was part of the Ecosystem Studies of Sub-Arctic Seas (ESSAS) program, which 2417 provided travel funds for LM. The study was made possible through LM’s graduate fellowship from the 2418 University of Alaska Fairbanks Rasmuson Fisheries Research Center and additional funding from the 2419 UAF Dr. H. Richard Carlson Scholarship. Partial funding for FM and LM was provided by the North 2420 Pacific Research Board's Bering Sea Integrated Ecosystem Research Program (BSIERP). We thank 2421 Denis Chabot, Bernard Sainte-Marie, and Joel Webb for valuable discussions of snow crab early life 2422 history. Ginny Eckert and Gordon Kruse reviewed and provided helpful comments on an early draft of 2423 this paper. Special thanks to all the people who have been involved with design, sampling, and data 2424 analyses for research surveys; without their work this project would not be possible. 2425 2426 6 References 2427 Aydin K, Gaichas S, Ortiz I, Kinzey D, Friday N (2007) A comparison of the Bering Sea, Gulf of Alaska, 2428 and Aleutian Islands large marine ecosystems through food web modeling. US Dep Commer, 2429 NOAA Tech Memo. NMFS-AFSC-178 2430 2431 Boudreau SA, Anderson SC, Worm B (2011) Top-down interactions and temperature control of snow crab abundance in the northwest Atlantic Ocean. Mar Ecol Prog Ser 429:169-183 2432 Box GEP, Cox DR (1964) An analysis of transformations. 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Biol Bull 213:67-75 2550 Windle MJS, Rose GA, Devillers R, Fortin M-J (this volume) Spatio-temporal variations of invertebrate- 2551 cod-temperature relationships on the Newfoundland Shelf, 1995-2009. Mar Ecol Prog Ser 2552 Zheng J, Kruse GH (2003) Stock–recruitment relationships for three major Alaskan crab stocks. Fish Res 2553 2554 2555 65:103-121 Zheng J, Kruse GH (2006) Recruitment variation of eastern Bering Sea crabs: Climate-forcing or topdown effects? Prog Oceanogr 68:184-204 112 2556 Table 6.1. Explanatory variables used in this study by region with lags considered for each 2557 variable. Lags denote the time range (in years) prior to the year when recruitment (eastern Bering 2558 Sea, EBS; southern Gulf of St. Lawrence, SGSL) or recruitment indices (in Newfoundland- 2559 Labrador NAFO Divisions 3K and 3L) was measured. Ranges include only those years during 2560 which explanatory variables may reasonably be expected to affect snow crab subsequent 2561 recruitment. Region Explanatory Variable Lags (years) EBS Spawners 4-6 Temperature 2-4 Cold area cover 2-4 Pacific cod 2-4 Spawners 4-6 Temperature 3-5 Cold area cover 3-5 Atlantic cod 2-4 Spawners 9-11 Temperature 7-9 Sea ice extent 7-9 Atlantic cod 5-8 Spawners 9-11 Temperature 7-9 Sea ice extent 7-9 Atlantic cod 7-10 SGSL NAFO 3K NAFO 3L 2562 113 2563 Table 6.2. Regression coefficients with p-values (in parentheses) for final model fits of snow crab 2564 recruitment or fishery recruitment indices in four regions (eastern Bering Sea, EBS; southern Gulf 2565 of St. Lawrence, SGSL; NAFO Division 3K, NAFO 3K; and NAFO Division 3L, NAFO 3L). 2566 Coefficients denote intercept (β0) and estimated effects of spawning stock biomass (β1), 2567 temperature or sea ice extent (β2), predator biomass (β3), and a first-order autoregressive 2568 parameter (φ), if significant. Predators are Pacific cod in the EBS and Atlantic cod elsewhere. Region Environmental β0 β1 β2 16.50 -5.38x10-3 -2.12 (<0.001) (0.032) (0.006) β3 φ Variable EBS SGSL NAFO 3K NAFO 3La temperature temperature sea ice extent temperature sea ice extent 5.12 -2.85 (<0.001) (0.020) 6.80 4.72 (0.035) (0.034) 0.66 0.73 0.91 20.27 -0.65 -2.73 -9.63x10-3 (<0.001) (<0.001) (0.008) (0.001) 20.91 -0.70 2.98 -9.63x10-3 (<0.001) (<0.001) (0.011) (0.001) 2569 a 2570 longer model (n=24 years) that did not include Atlantic cod. Results based on model fit to 16 years with data for all variables. See text for results from 114 2571 Table 6.3. Summary of estimated effects of spawning stock biomass, the environment, and 2572 predation by cod on snow crab recruitment. For the eastern Bering Sea (EBS) and southern Gulf 2573 of St. Lawrence (SGSL) the response variable was the log of the estimated number of recruits at a 2574 small size. In the two Newfoundland/Labrador systems (NAFO 3K and NAFO 3L) a fishery 2575 recruitment index was the response variable. Predators are Pacific cod (EBS) and Atlantic cod 2576 (SGSL, NAFO 3K, NAFO 3L).Variables that were significant to the final models are shown in 2577 plus or minus signs, while those that are not significant are indicated by NS. EBS SGSL NAFO 3K NAFO 3L Spawners - NS NS -a Temperature - - NS - NS NS + + NS NS (b) - Cold Area Cover / Sea Ice Extent Predators 2578 a 2579 however they were only significant in the short model. b Results from models including and 2580 excluding Atlantic cod were not consistent. Spawners were negatively related to the recruitment index in both short and long models; 115 2581 Figure 6.1. Study regions used to model the effects of spawners, the environment, and predation 2582 by gadoid fishes on snow crab recruitment in (a) the eastern Bering Sea (EBS) and (b) the NAFO 2583 Division 4T in the Gulf of St. Lawrence (SGSL), and NAFO Divisions 3K (NAFO 3K) and 3L 2584 (NAFO 3L) off the Newfoundland-Labrador Shelf. 116 2585 Figure 6.2. Normalized anomalies of explanatory variables (spawning stock biomass, 2586 temperature, cold area extent, and Pacific or Atlantic cod biomass) in each region were calculated 2587 from raw data, before lags and moving averages were applied. The year range plotted for each 2588 region includes the first year used in analysis to the most recent year of data available, thus 2589 showing a wider range of data than was used in models. 117 2590 Figure 6.3. Time series of snow crab recruitment or recruitment index (dots) with predicted 2591 values from best-fit models (lines) for (a) the eastern Bering Sea (b) the southern Gulf of St. 2592 Lawrence, (c) NAFO 3K, and (d) NAFO 3L (sea ice extent model). Best-fit models for each 2593 region are described in the text and summarized in Table 6.2. 118 2594 Figure 6.4. Model residuals through time for four geographic regions: (a) the eastern Bering Sea, 2595 (b) the southern Gulf of St. Lawrence, (c) NAFO 3K, and (d) NAFO 3L (sea ice extent model). 2596 Residuals from several models have long runs of negative and positive residuals indicating a 2597 possible cyclical pattern in recruitment. 119 2598 Figure 6.5. Partial fits (solid lines) with 95% pointwise confidence intervals (dashed lines) 2599 illustrating the estimated effects of temperature and ice conditions on recruitment, while holding 2600 other variables constant at their mean values. Plots show the effect of temperature on recruitment 2601 in (a) the eastern Bering Sea and (b) southern Gulf of St. Lawrence and the effect of ice cover on 2602 recruitment indices in (c) NAFO Division 3K and (d) NAFO Division 3L. Note that the axes 2603 differ among panels. 2604 2605 120 2606 Chapter 7: Patterns of change in diets of two piscivorous seabird species during 35 years in 2607 the Pribilof Islands 2608 2609 Heather M. Renner1,*, Franz Mueter2, Brie A. Drummond1, John A. Warzybok1, Elizabeth H. 2610 Sinclair3 2611 2612 1 2613 Suite 1, Homer, AK 99603, USA 2614 2 2615 Loop Rd., Juneau, AK 99801, USA 2616 3 2617 Point Way NE, Seattle, WA 98115, USA Alaska Maritime National Wildlife Refuge, US Fish and Wildlife Service, 95 Sterling Hwy, School of Fisheries and Ocean Sciences, University of Alaska, 315 Lena Point, 17101 Pt. Lena NOAA/National Marine Fisheries Service, National Marine Mammal Laboratory, 7600 Sand 2618 2619 2620 2621 2622 2623 2624 2625 2626 2627 2628 2629 2630 2631 Citation: Renner, H.M., Mueter, F., Drummond, B.A., Warzybok, J.A., and Sinclair, E.H. 2012. 2632 Patterns of change in diets of two piscivorous seabird species during 35 years in the Pribilof 2633 Islands. Deep Sea Research Part II: Topical Studies in Oceanography 65-70: 273-291. 121 2634 Abstract only (see B65 final report for full paper): As upper level predators in the marine 2635 ecosystem, seabirds reflect fluctuations in the marine environment that influence their prey 2636 supply. Studies of seabird diets thus provide insight into the physical and biological mechanisms 2637 that potentially drive population changes in both predators and their prey. The eastern Bering Sea 2638 shelf, among the most productive marine ecosystems in the world, has undergone significant 2639 restructuring in recent decades that is likely to continue in light of anticipated climatic change. 2640 Using a dataset spanning 35 years at two of the Pribilof Islands in the Bering Sea, we examined 2641 temporal patterns in diet and their relationships with oceanographic variables for black-legged 2642 kittiwakes (Rissa tridactyla) and thick-billed murres (Uria lomvia), two piscivorous seabirds with 2643 differing foraging strategies. Diets varied significantly among years and between islands and 2644 species. Our substantially expanded dataset supported conclusions found in previous studies of 2645 this system, including the importance of pollock, particularly age-0 class, in kittiwake diets and 2646 the absence of capelin in diets of either species since the late 1970’s. Diets of both species 2647 contained more gadids at St. Paul Island and more squid and euphausiids at St. George Island, 2648 likely reflecting differences in foraging location between islands. We found some relationships 2649 between kittiwake diet and broad-scale oceanographic variables (Arctic Oscillation Index and 2650 regional summer sea surface temperature) but not with local physical variables. Almost no time 2651 series data exist on availability and abundance of zooplankton or forage fish species such as age-0 2652 pollock, myctophids and sandlance in the eastern Bering Sea. Our measure of diet (number of 2653 individuals within each prey type) appears too coarse for detecting complex relationships between 2654 local oceanographic variables and seabird responses, but may provide invaluable information 2655 about changes in forage fish stocks, which are frequently expensive or difficult to otherwise 2656 measure. Future diet analyses should increase emphasis on evaluating caloric input (size and 2657 nutrient composition of each prey type) as well as attempts to measure the diet of murre chicks. 122 2658 Chapter 8: Climate Change Brings Uncertain Future for Subarctic Marine Ecosystems and 2659 Fisheries 2660 Franz J. Mueter1, Elizabeth C. Siddon1, and George L. Hunt Jr.2 2661 2662 1 2663 USA 2664 2 School of Fisheries and Ocean Sciences, University of Alaska Fairbanks, Juneau, AK, 99801, School of Aquatic and Fishery Sciences, University of Washington, Seattle, WA, 98105, USA 2665 2666 2667 2668 2669 2670 2671 2672 2673 2674 2675 2676 2677 2678 2679 2680 2681 Citation: Mueter, F.J., Siddon, E.C., and Hunt Jr., G.L. 2011. Climate change brings uncertain 2682 future for subarctic marine ecosystems and fisheries. In North by 2020: Perspectives on Alaska’s 2683 Changing Social-Ecological Systems. Edited by A.L. Lovecraft and H. Eicken. University of 2684 Alaska Press, Fairbanks, Alaska. pp. 329-357. 123 2685 Introduction 2686 Human-induced climate change resulting from increasing CO2 levels in the atmosphere is 2687 anticipated to be most pronounced at high latitudes and will affect both terrestrial and marine 2688 ecosystems (ACIA 2004; IPCC 2007). Projected changes include a continuing decrease in sea ice 2689 cover and thus reduced habitat for ice-associated marine mammals and birds, increased sea 2690 surface temperatures affecting marine fish and invertebrates, and changes in freshwater runoff 2691 (ACIA 2004). 2692 Scientists are increasingly asked to predict the possible effects of climate change on 2693 ecosystems and the organisms that inhabit them. Forecasting possible effects of increasing CO2 2694 levels on the climate itself is based on state-of-the-art global climate models. Marine scientists 2695 use regional or global ocean circulation models, coupled to these global climate models, to study 2696 and predict the physical properties of the oceans. Such coupled atmosphere-ocean models 2697 currently provide the principal basis for developing future scenarios of climate and ocean 2698 variability (IPCC 2007). 2699 Only relatively recently have such atmosphere-ocean models been linked to biological 2700 models for predicting changes in the biological properties of marine ecosystems that may result 2701 from climate change. Biological properties of interest include, for example, the abundance and 2702 growth rate of phytoplankton—small drifting plants that provide the basis for all other 2703 components of the marine food web (Fig. 8.1). These models typically include only the 2704 immediate consumers of phytoplankton (i.e., small and large zooplankton species) and are often 2705 termed nutrient-phytoplankton-zooplankton (NPZ) models. Few models currently include 2706 consumers at higher trophic levels, that is, those fish or other marine animals that graze on 2707 zooplankton or larger species. Such “end-to-end” models, linking coupled atmosphere-ocean and 2708 NPZ through higher trophic level models, are still in their infancy and do not yet provide reliable 2709 predictions of the effects of climate change on commercial fish and shellfish species. 2710 In this chapter we review some of the documented responses of marine ecosystems in 2711 general, and of commercially important fish populations off Alaska in particular, to the observed 2712 variability in climate over the last several decades. Knowing how climate and fish populations 2713 have varied in the past, coupled with a basic understanding of the functioning of marine 2714 ecosystems, allows us to draw some reasonable conclusions about how these systems may 2715 respond to future climate warming, which is projected to continue and accelerate over the coming 2716 decades (IPCC 2007). Here we focus on the eastern Bering Sea, an example of a subarctic 124 2717 ecosystem, because of its importance to Alaska’s commercial fisheries, its location at the 2718 interface between the Arctic and subarctic, and because it is the system with which we are most 2719 familiar. We present a brief characterization of this large and productive ecosystem, focusing on 2720 those features most relevant to understanding the impacts of climate variability. This is followed 2721 by a description of observed climate variability based on long-term temperature records. We then 2722 discuss climate-related changes in overall productivity, the responses of individual species and 2723 whole communities to past climate variability, and what these historical patterns may imply for 2724 possible biological responses to anticipated future warming. 2725 2726 The Importance of Ocean Temperatures 2727 Temperature is a key variable affecting marine organisms and ecosystems, as well as the 2728 fisheries and fishing communities that depend on them. Climate warming directly affects ocean 2729 temperatures and is therefore likely to affect commercial, recreational, and subsistence fisheries. 2730 In addition to being biologically relevant, temperatures are easy to measure and therefore 2731 scientists have access to longer time series of ocean temperatures than other oceanographic 2732 parameters. 2733 Changes in ocean temperature are important because most marine organisms have a limited 2734 range of temperatures in which they thrive and because these ranges differ among populations 2735 and species (Pörtner et al. 2001). How and why marine organisms are adapted to often narrow 2736 temperature ranges is less clear, but laboratory studies suggest that aerobic performance, that is, 2737 the supply of sufficient oxygen to vital tissues, drops sharply when temperatures are outside an 2738 organism’s thermal range (Pörtner 2002). This drop in oxygen supply reduces growth and 2739 movement and enhances the vulnerability of the organism to starvation and predation. Both field 2740 and modeling studies show that slower growing individuals, particularly at the larval and juvenile 2741 stages, experience lower survival than those that grow faster (Anderson 1988; Clarke 2003; 2742 Houde 1987). Through its effect on physiological rates, temperature also affects activity levels 2743 (e.g., feeding activity), the timing and rate of migrations, reproduction (e.g., egg production rates 2744 and spawning activity), and other behaviors (Brander 2010; Drinkwater et al. 2010; Ottersen et al. 2745 2010). Ecological effects of temperature on marine ecosystems, such as changes in distribution, 2746 abundance, and species composition, are a consequence of these temperature effects on the 2747 physiology and behavior of individuals. 125 2748 Community-level consequences of increasing temperatures arise because different species 2749 have different temperature tolerances. These differences affect the relative distribution and 2750 abundance of populations in two important ways. First, populations that are tied to a specific 2751 location for part or all of their life due to limited mobility or because of specific habitat 2752 requirements for spawning, feeding, or shelter are likely to decrease when temperatures exceed 2753 their physiological optimum for extended periods. Populations or species with a higher 2754 temperature optimum will have a competitive advantage, resulting in a species turnover and 2755 change in community composition. This mechanism is believed to contribute to out-of-phase 2756 oscillations of anchovies and sardines in eastern boundary upwelling systems such as the 2757 Humboldt Current off South America or the California Current (Alheit and Bakun 2010). While 2758 sardines generally dominate in warmer regimes (Chavez and Messié 2009), suitable habitat and 2759 prey availability also influence shifts between sardine- or anchovy-dominated systems (Barange 2760 et al. 2009). 2761 Second, highly mobile species will migrate to stay within their preferred thermal range, 2762 provided that suitable habitat (including sufficient prey) is available elsewhere. However, 2763 movement may be restricted if specific life stages remain linked to a geographic location. 2764 Examples of large-scale changes in the distribution of pelagic species in response to temperature 2765 variability include Pacific hake (Merluccius productus) off the US west coast, where warmer El 2766 Niño conditions lead to changes in flow of the California Current and increased availability of 2767 feeding habitat (Agostini et al. 2008), and blue whiting (Micromesistius poutassou) in the 2768 northeast Atlantic, where spawning habitat increases during warmer regimes, potentially leading 2769 to increases in stock size, wider dispersion of eggs and larvae, and increased growth rates and 2770 survival (Hátún et al. 2009). 2771 To understand the effects of climate variability on marine communities, scientists use a 2772 combination of fieldwork, laboratory studies, analyses of historical data, and modeling studies. 2773 All of these approaches are employed in the Bering Ecosystem Study (BEST) and Bering Sea 2774 Integrated Ecosystem Research Program (BSIERP), a multiyear, multi-investigator integrated 2775 study of the Bering Sea (see http://bsierp.nprb.org) that was designed to improve our ability to 2776 forecast changes in the ecosystem in response to future climate variability. We discuss some of 2777 the findings from this and other studies to illustrate the effects of climate changes on Bering Sea 2778 fish communities and to construct some possible future scenarios. We caution that the direct 2779 responses of fish and other organisms to temperature changes are modulated by simultaneous 2780 changes in food availability and predation, which are much more difficult to predict. Moreover, 126 2781 anthropogenic climate change is associated not only with rising temperatures but also with ocean 2782 acidification and increased oxygen limitation (Pörtner 2008; Pörtner et al. 2005). The combined 2783 effects of these changes are likely to interact in unknown ways and enhance the sensitivity of 2784 marine organisms to environmental variability (Pörtner et al. 2005). 2785 2786 The Eastern Bering Sea: An Ice-Dominated Subarctic Ecosystem 2787 The eastern Bering Sea is characterized by a broad continental shelf (> 500 km) with an 2788 average depth of only about 70 m, resembling a large flat plain covered with sandy and muddy 2789 substrates. These substrates harbor a rich community of bottom-dwelling fishes and invertebrates 2790 (Fig. 8.1). Waters enter the Bering Sea from the south through a number of passes in the Aleutian 2791 Islands, and circulation over the shelf is characterized by diffuse flows to the north, which 2792 eventually exit through Bering Strait into the Arctic Ocean (Schumacher and Stabeno 1998). The 2793 southeastern shelf between the Alaska Peninsula and St. Matthew Island (Fig. 8.2) is where most 2794 of the commercial fishing fleet operates and is also the most studied region of the Bering Sea. 2795 From spring to early fall, persistent oceanographic fronts (regions of rapid changes in water mass 2796 characteristics) separate the shelf into three domains: the inner shelf domain (inside of the 50 m 2797 depth contour), the middle domain (between 50 and 100 m), and the outer domain (between 100 2798 and 200 m) (Iverson et al. 1979). During the summer, the inner domain is well mixed from top to 2799 bottom, while the middle shelf is a stratified system with a tidally mixed bottom layer and wind 2800 mixed surface layer. The outer domain consists of mixed upper and lower layers separated by a 2801 zone of gradually increasing density. 2802 Climatically, the Bering Sea is a transition region between warm maritime air to the south 2803 (subarctic) and cold, dry arctic air masses to the north (Overland 1981). Variability in the Bering 2804 Sea is closely linked to the strength and position of two major weather systems that affect the 2805 path and intensity of storms across the Bering Sea: the Aleutian low and the Siberian high (ibid.). 2806 These systems have a major influence on the formation and distribution of ice, wind mixing, 2807 temperature conditions, and other oceanographic processes, which in turn affect all living 2808 components of the ecosystem. Winter temperatures and ice formation in the Bering Sea are 2809 particularly sensitive to the position of the Aleutian low and associated variations in storm tracks 2810 (Niebauer et al. 1999; Rodionov et al. 2007). If storms originating in the western North Pacific 2811 are steered into the Bering Sea (most often associated with a strong Aleutian low), southerly 2812 winds bring warm and moist maritime air poleward and increase temperatures in the Bering Sea 127 2813 (Wyllie-Echeverria and Wooster 1998). Conversely, if storms move eastward to the south of the 2814 Aleutians and continue northward over Alaska (most often associated with a weak Aleutian low 2815 and a high pressure system over Siberia), cold air moves southward over the Bering Sea between 2816 the two pressure systems and results in cool ocean temperatures and extensive sea ice cover 2817 (Rodionov et al. 2007). 2818 Winter ice cover is a dominant feature of the Bering Sea and is both a source and a 2819 consequence of extreme seasonal and interannual variability. The seasonal advance and retreat of 2820 sea ice averages about 1,700 km, the largest range for any arctic or subarctic region (Minobe 2821 2002; Walsh and Johnson 1979). Even small changes in wind speed and direction can have a 2822 large impact on the timing, extent, and duration of winter sea ice cover (Hunt and Stabeno 2002). 2823 Therefore both the spatial extent of sea ice, which covers anywhere from 20% to 56% of the 2824 Bering Sea at its winter maximum (Niebauer et al. 1999), and the timing of ice retreat in spring 2825 vary considerably from year to year. This variability is particularly pronounced in the 2826 southeastern Bering Sea, whereas the northern and northeastern portions of the continental shelf 2827 are generally covered by sea ice during winter (Fig. 8.2). 2828 Summer water temperatures on the shelf are strongly influenced by ice conditions during the 2829 preceding winter. As ice forms in the northern Bering Sea, salts are extruded and the resulting 2830 cold, salty water sinks to the bottom to form a “cold pool” (often defined as waters below 2°C) 2831 beneath the sea ice. When this ice is blown southward by winter winds, it melts at its southern 2832 edge and the cold melt water is mixed to the bottom by winter and early spring storms, adding to 2833 the southern extent of the cold pool. This cold pool is one of the defining characteristics of the sea 2834 floor habitat and is closely related to the spatial distribution of fish stocks (Mueter and Litzow 2835 2008; Wyllie-Echeverria 1996). Specifically, the extent of the cold pool defines the limit between 2836 arctic and subarctic fish communities, as many subarctic species cannot tolerate waters below 2837 about 2°C (Mueter and Litzow 2008). 2838 2839 Past Temperature Variability in the Southeastern Bering Sea 2840 Untangling past relationships between ocean temperatures and the responses of biological 2841 communities helps us to understand future responses under variable climate states, but it requires 2842 long time series of temperature measurements. Currently there are relatively few consistent, long- 2843 term measurements in the Bering Sea, and most monitoring programs are limited in time or space. 2844 For example, summer bottom trawl surveys conducted by the National Oceanic and Atmospheric 128 2845 Administration (NOAA) National Marine Fisheries Service provide an annual snapshot of 2846 summer bottom temperatures over much of the southeastern shelf (Lauth 2010).1 A moored array 2847 of instruments at a single location on the middle shelf (56.9°N, 164.1°W) has provided almost 2848 continuous records of water temperature and salinity at various depths since the summer of 1995 2849 (Stabeno et al. 2007). For a longer-term perspective, records of sea-surface temperature (SST) 2850 variability are obtained from historical at-sea observations using ships of opportunity, dedicated 2851 oceanographic surveys, data buoys, and satellite observations of SST. These and other data 2852 sources have been merged into a single dataset by NOAA scientists (Smith et al. 2008)2 and are 2853 used here to examine historical SST variability over the southeastern Bering Sea shelf. 2854 The southeastern Bering Sea shelf shows high interannual temperature variability as well as 2855 prolonged periods with below-average or above-average temperatures (Fig. 8.3). Underlying this 2856 high variability is a long-term trend of increasing temperature at a rate of approximately 0.1°C 2857 per decade with the most pronounced increase occurring during summer months (F. Mueter, 2858 unpublished data, Fig. 8.3). Sea-surface temperatures were cool during the first decades of the 2859 century and from the 1950s through the early 1970s. A relatively warm period, with high 2860 interannual variability, occurred between 1925 and the mid- to late 1940s. Temperatures 2861 increased again after the well-known 1976/1977 climate shift, which was associated with 2862 pronounced changes in plankton communities as well as changes in fish and shellfish populations 2863 throughout much of the North Pacific (Hare and Mantua 2000). Temperatures were generally 2864 warm after the climate shift, and the highest summer temperatures in the data record were 2865 observed in 2002 through 2005. However, relatively cold temperatures followed the 1998/1999 2866 La Niña event and the most extensive ice cover and coldest water column temperatures since the 2867 early 1970s have been documented in recent years, beginning in 2006 and continuing through at 2868 least the end of 2009. That said, while temperatures have generally been much lower recently, 2869 average SSTs over the shelf during late summer have stayed relatively high (Fig. 8.3). 2870 1 For an animated map of 1982–2009 bottom temperatures, see www.afsc.noaa.gov/RACE/groundfish/images/ebs/btemps.gif. 2 Here we use Extended Reconstructed SST version 3, which was provided by the NOAA/OAR/ESRL PSD, Boulder, Colorado, USA, from their website at www.esrl.noaa.gov/psd/. 129 2871 Observed and Predicted Effects of Temperature Variability on Marine Ecosystems and 2872 Fisheries 2873 Climate change has physiological and behavioral effects on individual fish that are expressed 2874 at both the population and ecosystem level through changes in productivity and mortality, spatial 2875 distribution, population dynamics, and community structure (Graham and Harrod 2009). Here we 2876 focus on the population level and on the ecosystems that fishes depend on, as these are the most 2877 relevant units for fisheries management. From the perspective of fisheries-dependent 2878 communities and fisheries managers, a key question about the effects of future climate variability 2879 is: How will climate change affect the overall productivity of ecosystems and the productivity, 2880 abundance, and distribution of species we depend on? 2881 2882 Changes in Overall Productivity 2883 Climate change may affect fish and fisheries by changing the total production of 2884 phytoplankton (primary production). This is important to fisheries because fish harvests from a 2885 given ecosystem increase with increasing primary production (Chassot et al. 2007; Iverson 1990; 2886 Ware and Thomson 2005). Thus if primary production increases in a given region as a result of 2887 climate change, the biomass of fish that can be sustainably harvested would likely increase; lower 2888 harvests would be predicted if primary production decreased with changing temperatures. 2889 Satellite observations and theoretical considerations suggest that primary production will 2890 decrease at lower latitudes, but effects at higher latitudes are not well understood. As the surface 2891 layer warms and becomes less dense, the water column becomes more strongly stratified and the 2892 mixing of deep, nutrient-rich waters into the surface layer is expected to decrease, thus providing 2893 fewer nutrients to fuel production in nutrient-limited areas (Behrenfeld et al. 2006). However, 2894 production at higher latitudes is limited by light for much of the year and increased stratification 2895 may increase production by keeping phytoplankton in the well-lit surface layer. Although global 2896 model results are inconclusive for the Arctic and subarctic (Steinacher et al. 2009), a regional 2897 model for the Barents Sea—which, like the Bering Sea, is relatively shallow and seasonally ice- 2898 covered—suggests moderate increases in primary production in coming decades (Ellingsen et al. 2899 2008). Annual primary production in the Barents Sea is closely linked to the position of the ice 2900 edge in spring and is substantially higher during warmer years with less ice and a higher inflow of 2901 warm Atlantic water (Wassmann et al. 2006). 130 2902 Direct field measurements of primary production are limited in time and space, but satellite- 2903 derived estimates for both the Barents Sea and the Bering Sea suggest that chlorophyll a 2904 concentrations (a measure of phytoplankton abundance) and estimated annual production are 2905 higher in warm years (Mueter et al. 2009). Warm years with less ice and an early ice retreat may 2906 have higher production due to a longer production season, which seems to be supported by a 2907 strong negative relationship between estimated annual primary production and the timing of ice 2908 retreat from the Bering Sea shelf (Mueter et al. 2009). However, productivity during summer 2909 (after the initial spring bloom) is expected to be lower when strong thermal stratification increases 2910 vertical stability, reducing water column mixing and decreasing surface nutrient levels 2911 (Sambrotto et al. 2008; Stabeno et al. 2002). Supporting evidence indicates that high water- 2912 column stability during several of the recent warm years was associated with lower summer 2913 production (Strom and Fredrickson 2008). This has important consequences for small fish feeding 2914 in the upper water column (see below) and research is ongoing to shed light on the differences in 2915 phytoplankton and zooplankton production between warm and cold years in the Bering Sea and 2916 its consequences for fish, seabirds, and mammals (e.g., www.bsierp.org). 2917 Furthermore, even if overall productivity levels do not change, changes in the pathways and 2918 ultimate fate of production are expected (Walsh and McRoy 1986) and have been observed 2919 (Grebmeier et al. 2006). In the northern part of the Bering Sea and in the Arctic, as well as during 2920 cold years in the southeastern Bering Sea, zooplankton growth is limited by cold temperatures. 2921 Much of the primary production, particularly from ice-associated spring blooms, sinks to the sea 2922 floor where it fuels the benthic system, including crab and bottom-dwelling fishes (Fig. 8.4). 2923 Nevertheless, some larger species of zooplankton such as krill (euphausiids) and large copepods 2924 require this early bloom and cool waters, and they thrive when there is an ice-associated spring 2925 bloom (Baier and Napp 2003). In contrast, during warm years on the southeastern shelf, the ice 2926 retreats early before there is sufficient light to support a phytoplankton bloom. Therefore, the 2927 bloom is delayed until solar heating stratifies the water column and triggers a phytoplankton 2928 bloom within the surface layer (Saitoh et al. 2002). Under these relatively warm conditions, small 2929 species of shelf zooplankton (e.g., small copepods) are able to take advantage of the developing 2930 phytoplankton bloom and rapidly increase in abundance, providing food for larval fishes (e.g., 2931 walleye pollock, Theragra chalcogramma, and Pacific cod, Gadus macrocephalus) and other 2932 predators feeding in the water column (Hunt and Stabeno 2002) (Fig. 8.4). 2933 Primary production in the Arctic is expected to increase under global warming as an earlier 2934 ice melt and a longer ice-free season will greatly extend the period when sufficient light is 131 2935 available for plankton to grow. However, predicting changes in primary production and 2936 subsequent ecosystem level effects in subarctic regions is complicated by our poor understanding 2937 of the mechanisms that drive productivity. In particular, we lack understanding of the 2938 mechanisms that supply nutrients to these systems (Mueter et al. 2009) and the balance between 2939 nutrient limitation and light limitation. Moreover, the response in production of zooplankton, 2940 which act as a conduit of energy and materials from phytoplankton to fish, adds additional 2941 variability in how ecosystems will respond to changes in climate (Richardson 2008). 2942 2943 Shifts in Distribution 2944 A key consequence of a warming climate is the poleward shift in the distribution of species 2945 that have limited temperature ranges. Temperature-dependent shifts have been documented for a 2946 number of marine fish species in both the North Atlantic (Brander et al. 2003; Perry et al. 2005; 2947 Rose 2005) and North Pacific (Mueter and Litzow 2008). Here we briefly review some of the 2948 observed changes. 2949 Large pelagic fish stocks in the northeast Atlantic have been observed to change their 2950 distribution as the distribution of suitable pelagic habitat shifts. For example, both Atlantic 2951 mackerel (Scomber scombrus) and horse mackerel (Trachurus trachurus) migrated farther north 2952 into the Norwegian Sea during warm summers in the 1980s and 1990s (Iversen 2004; Skjoldal 2953 and Sætre 2004). Similarly, increased advection of warm waters into the Barents Sea provides a 2954 larger nursery area for juvenile Atlantic herring (Clupea harengus) and extends their distribution 2955 northward (Cushing 1982; Holst et al. 2004). Northward shifts in distribution of herring, capelin 2956 (Mallotus villosus), and Atlantic cod (Gadus morhua) were also observed during earlier warm 2957 periods such as 1920–1940 (Brander 2010; Drinkwater 2006; Rose 2005). Changes in the 2958 distribution of forage species such as herring and capelin, which serve as important food for 2959 larger fish, have secondary effects on the entire fish community, as they will affect the degree of 2960 overlap with predators, particularly near the edges of their range. Temperature-related shifts in 2961 distribution have also been reported for copepods, the major zooplankton prey for many fish 2962 species, with some warm-water species expanding northward over 1,000 km in the North Atlantic 2963 (Beaugrand et al. 2002). It is unclear whether the northward shift in the distribution of pelagic 2964 fish species is related to the observed shift in zooplankton, is a direct response to increasing 2965 temperatures, or reflects some other indirect mechanism. 132 2966 While pelagic species may simply follow shifts in water masses, distributional shifts in 2967 response to temperature changes have also been documented for groundfish in the northwest 2968 Atlantic (Murawski 1993), in the North Sea (Perry et al. 2005), and in the Bering Sea (Mueter and 2969 Litzow 2008). In the eastern Bering Sea, numerous subarctic groundfish species increased in 2970 abundance on the central portion of the shelf in response to recent warming (Mueter and Litzow 2971 2008). Between the early 1980s and the early 2000s, the southern edge of the cold pool retreated 2972 northward by over 200 km. This retreat was associated with a northward shift in the summer 2973 distribution of numerous fish and shellfish species, averaging approximately 12 km per decade 2974 (Fig. 8.5). This rate is remarkably similar to rates of northward displacement of groundfish 2975 reported for the northwest Atlantic (Murawski 1993) and for the North Sea (Perry et al. 2005). It 2976 is approximately twice the average rate of northward range extensions estimated for terrestrial 2977 species (Parmesan and Yohe 2003). 2978 While the northward shifts of groundfish in the Bering Sea were strongly related to 2979 temperature, they could not be explained by temperature alone and showed a nonlinear, 2980 accelerating trend over time (Mueter and Litzow 2008). Such nonlinear effects suggest a 2981 reorganization of the fish community in response to a shift in average temperature, providing a 2982 serious challenge to understanding and predicting the effects of warming on fish communities. 2983 This difficulty is highlighted by the lack of a strong response in the distribution of most taxa to 2984 the return of cool conditions on the shelf after 2006 (F. Mueter, unpublished data). While there 2985 was some displacement to the south in 2006–2009, relative to the very warm years of 2001–2005, 2986 this southward displacement was less than would be expected based on average bottom 2987 temperatures alone. However, some species do quickly respond to interannual changes in 2988 temperature. For example, walleye pollock (a “semi-pelagic” species living on the bottom as well 2989 as in the water column) are distributed along the shelf edge away from the cold pool during cold 2990 years but spread out over much of the shelf during warm years (Ianelli et al. 2009). 2991 The boundary between arctic and subarctic conditions in the eastern Bering Sea has always 2992 been fluid, but large areas of the shelf are likely to change from an arctic fish community to a 2993 subarctic fish community as the Bering Sea warms. Shifts in the relative distribution of different 2994 species on the southeastern Bering Sea shelf have already contributed to a reorganization of the 2995 groundfish community during recent warm years. In particular, subarctic species expanded their 2996 distribution to occupy large portions of the middle shelf that were formerly covered by the cold 2997 pool, increasing not only the overall abundance of fishes in this region but also species diversity 2998 and the average trophic level (Mueter and Litzow 2008). Trophic level increased because of 133 2999 decreasing abundances of arctic groundfish species, which are smaller and therefore feed on 3000 smaller prey, and increasing abundance of subarctic species, which tend to be larger and feed at a 3001 higher trophic level. These changes imply increasing top-down control of the ecosystem by 3002 predation from large groundfishes. Similar groundfish invasions may have led to collapses in 3003 crustacean stocks in the Gulf of Alaska in the late 1970s after a climate shift resulted in warming 3004 of near-shore waters (Albers and Anderson 1985; Litzow and Ciannelli 2007). Snow crab 3005 (Chionoecetes opilio, an arctic species) abundances in the Bering Sea could be similarly affected 3006 by groundfish colonization of the area that is typically occupied by a cold pool during cool years 3007 (Orensanz et al. 2004; Zheng and Kruse 2006). 3008 In spite of an increasing dominance of the subarctic fish community on the southeastern 3009 Bering Sea shelf, a large-scale expansion of subarctic species into the northern Bering Sea or 3010 through Bering Strait into the Arctic is unlikely in the coming decades. Cold, dark winters imply 3011 that the formation of seasonal sea ice and the associated cold pool on the shallow shelf north of 3012 St. Matthew Island (Fig. 8.2) will continue into the foreseeable future (P. Stabeno, NOAA- 3013 PMEL, Seattle, p.c.). Thus the northward expansion of subarctic groundfishes into this region will 3014 be limited as long as the cold pool continues to persist on the northern Bering Sea shelf. 3015 Nevertheless, earlier ice melt and warmer summer surface temperatures provide potential habitat 3016 for pelagic species such as walleye pollock and salmon, which have been observed as far north as 3017 the Chukchi and Beaufort Seas (Farley et al. in press; Irvine et al. 2009). These fish are not 3018 adapted to cold arctic winters and it is unclear whether they are able to overwinter in the Arctic or 3019 migrate long distances to overwinter in the Bering Sea or Gulf of Alaska (Irvine et al. 2009). 3020 A northward population shift of commercial species such as walleye pollock has direct 3021 consequences for the fishing fleet. For example, trawlers have to travel farther from the port of 3022 Dutch Harbor to find walleye pollock, requiring longer transit times and higher fuel costs (Karl et 3023 al. 2009). These adverse effects of climate change are not evenly distributed among vessels 3024 targeting Bering Sea pollock; some vessels have the ability to conduct seven to ten day fishing 3025 trips and to burn fish oil, a byproduct of processing fish, in their boilers and generators (Kruse 3026 2007). On the other hand, smaller vessels that deliver to shore-side processors only have capacity 3027 for two to four day trips and cannot produce fish oil to burn onboard. Therefore, the northward 3028 shift of walleye pollock may have relatively small impacts on catcher-processor vessels, but may 3029 have significant adverse impacts on the smaller catcher vessel fleet. 134 3030 Clearly, fish populations on both sides of the North Atlantic and in the northeast Pacific have 3031 responded to temperature fluctuations with a northward shift in distribution during historical and 3032 recent warm periods. While the overwhelming evidence is for northward shifts in distribution as 3033 temperatures increase, the apparent distribution of some species has shifted to the south (Brander 3034 et al. 2003; Mueter and Litzow 2008). Predicting future shifts in distribution is complicated by 3035 large variability in the responses of individual species, subsequent changes in the trophic 3036 interactions of marine food webs, and by apparent nonlinear responses to gradual changes in 3037 temperature. What we can predict with some certainty is that there will be winners and losers, 3038 with some species increasing and others decreasing in abundance. Regardless of who wins and 3039 who loses, changes in relative species composition are likely to be highly disruptive to the fishing 3040 industry and to fishing communities, even if total fish production or its economic value remains 3041 unchanged (Hamilton 2007). 3042 3043 Changes in Productivity of Major Fish Populations 3044 Subarctic marine ecosystems are characterized by a few key species that are often of 3045 commercial importance and invoke attention across interest groups. The resilience of these 3046 populations to fishing and to changes in climate is determined by their productivity, that is, the 3047 rate at which they produce offspring and the rate at which these offspring survive to a harvestable 3048 size. Fisheries scientists refer to the number of fish or shellfish surviving to a harvestable size as 3049 “recruitment.” In many commercial species, recruitment varies interannually by an order of 3050 magnitude or more. Scientists have been on a quest to understand the causes of this recruitment 3051 variability, in particular the influence of climate variability on recruitment, for well over a century 3052 (Beamish and McFarlane 1989; Drinkwater et al. 2005; Hjort 1914). Although many relationships 3053 between climate and recruitment have been described, few provide reliable short-term recruitment 3054 predictions. Therefore, modern fisheries management simply acknowledges the large 3055 uncertainties in future recruitment and focuses on developing harvest strategies that are robust to 3056 such uncertainties. However, a critical assumption of these strategies has been that the long-term 3057 average productivity of the managed stocks remains constant. Under anticipated long-term 3058 directional trends in climate, this assumption is no longer tenable and there is renewed interest in 3059 the effects of climate variability on the productivity of fish stocks. 3060 The direct and indirect effects of climate change on reproductive success and on the survival 3061 of egg, larval, and juvenile stages clearly affects recruitment and therefore future abundances of 135 3062 fish stocks. Given the difference in thermal ranges among species, some populations will benefit 3063 from changing climate conditions while others will not. Conventional wisdom suggests that 3064 species at the northern end of their range will benefit from increased temperatures. Positive 3065 correlations between recruitment and temperature have indeed been documented for northern 3066 populations (Myers 1998), including many groundfish populations in the North Pacific (Hollowed 3067 et al. 2001; Hollowed and Wooster 1992). Similarly, many salmon populations in Alaska produce 3068 stronger year classes when juveniles encounter warm coastal sea surface temperatures during 3069 early marine life (Mueter et al. 2002). Notably, most of the above studies used a meta-analytical 3070 approach that considered evidence from a large number of populations simultaneously, thus 3071 indicating broad applicability of the results. 3072 Predictions at the individual species level are generally much more uncertain because many 3073 factors besides temperature affect growth and survival, particularly food availability and 3074 predation. Regardless of temperature, reduced food availability results in slow growth or even 3075 starvation, and enhanced predation will result in increased mortality. Enhanced predation can 3076 occur when an important predator increases in abundance or when alternative prey is less 3077 available. Both of these mechanisms have been invoked to explain fluctuations in the eastern 3078 Bering Sea population of walleye pollock, which has been the most abundant and commercially 3079 most important fish species in the eastern Bering Sea for at least three decades. A brief 3080 examination of our current understanding of pollock dynamics can serve to illustrate the 3081 complexities of fish population responses in a variable environment and the difficulties of 3082 predicting the response of such populations to future climate variability. 3083 3084 Case Study: Eastern Bering Sea Walleye Pollock 3085 The Bering Sea ecosystem, which responds to atmospheric anomalies on relatively short time 3086 scales (Napp and Hunt 2001), experiences multiyear periods of warm and cool conditions within 3087 longer-term phases of the Pacific Decadal Oscillation and the Arctic Oscillation (Macklin et al. 3088 2002). The Oscillating Control Hypothesis (Hunt et al. 2002; Fig. 8.6) provides a theoretical 3089 framework within which to predict ecosystem responses, and the response of walleye pollock, to 3090 such “warm” and “cold” regimes (several consecutive years of similar temperature conditions). 3091 During a cold regime, the recruitment of walleye pollock is highly variable but is lower on 3092 average, all else being equal (Mueter et al. 2006). Increased sea ice extent and a delay in the ice 3093 retreat lead to an ice-associated phytoplankton bloom in relatively cold waters. Cold temperatures 136 3094 delay zooplankton growth, and thus much of the primary production sinks unused to the bottom. 3095 Therefore, recently hatched fish larvae that feed in the surface layer, including walleye pollock, 3096 may not find sufficient small prey during cold years and fewer pollock larvae survive through 3097 their first summer (Moss et al. 2009). However, the surviving larvae need less food in cold water 3098 due to lower metabolic demands and may encounter larger prey (Fig. 8.6). Thus excess energy 3099 from any available prey can be stored as lipids. This stored energy provides larvae with a buffer 3100 against starvation as they go into their first winter (R. Heintz, NOAA/AFSC, Juneau, unpublished 3101 data), a critical period that is thought to greatly influence year class strength for pollock. Cold 3102 conditions have a different effect on one-year-old juveniles, which are restricted in their 3103 distribution to the outer shelf domain by an extensive cold pool, increasing their overlap with 3104 adult pollock (Wyllie-Echeverria and Wooster 1998). Increased spatial overlap is associated with 3105 increased predation by cannibalistic adults and decreased survival of juvenile pollock (Mueter et 3106 al. 2006). In contrast, the distribution of larvae is less affected by the cold pool because larvae 3107 drift passively in the surface layer. Clearly, cold conditions have different effects on early larvae, 3108 late larvae, and juveniles, but on balance recruitment tends to be lower during cold conditions. In 3109 addition, any bottom-up effects of cold conditions are modified by the abundance of cannibalistic 3110 adults, which tend to be high at the beginning of a cold regime, further contributing to poor 3111 survival and recruitment. 3112 In a warm regime, the ice retreats early while late winter storms mix the phytoplankton deep 3113 into the water column where it is too dark for phytoplankton to grow. Thus the spring bloom is 3114 delayed until solar heating stratifies the water column later in the season. In warm water, the 3115 developing spring bloom is largely consumed within the upper water column by zooplankton, 3116 which in turn provide food for pelagic predators. Thus more of the production is cycled within the 3117 pelagic system to the benefit of larval and juvenile pollock and other pelagic fishes (Hunt and 3118 Stabeno 2002). However, with warmer water comes an increased metabolic demand. If enough 3119 food is available, this demand is met by increased consumption, resulting in higher growth rates. 3120 Faster growth can be both beneficial as larvae out-grow vulnerability to predators (Houde 1987) 3121 and detrimental as larvae exhaust their own food supply. Additionally, in warmer water, juvenile 3122 and adult pollock spread across the Bering Sea shelf (inner to outer domains), and therefore 3123 larvae may be less subject to cannibalism (Wyllie-Echeverria and Wooster 1998). However, 3124 multiple consecutive warm years, with strong year classes of recruiting pollock, begin to exert 3125 top-down control of larvae through cannibalism, eventually reducing survival and recruitment 3126 (Hunt et al. 2002). 137 3127 Until recently, the predominant view was that warm conditions on balance had a positive 3128 effect on the survival and recruitment of walleye pollock. However, the occurrence of four 3129 unusually warm years (2002–2005) with below-average year-class strength of walleye pollock led 3130 to concerns over declining pollock abundances and prompted a new look at what drives 3131 recruitment of walleye pollock in the eastern Bering Sea. The new emerging view suggests that 3132 temperatures during the recent warm years may have exceeded a threshold beyond which warmer 3133 temperatures no longer imply better survival of walleye pollock during the larval and juvenile 3134 stages (Fig. 8.7). The mechanisms that caused poor survival during the unusually warm years are 3135 not fully understood but are likely related to poor prey availability. Larval pollock can benefit 3136 from warmer temperatures only if enough suitable food for successful growth and survival is 3137 available. While small zooplankton were abundant during the warm summers of 2002–2005, the 3138 large copepod Calanus marshallae and the shelf euphausiid Thysanoessa raschii were scarce on 3139 the shelf, which may have resulted in poor feeding conditions for walleye pollock larvae in 3140 summer (Coyle et al. 2008; Hunt et al. 2008). Young walleye pollock, while abundant, consumed 3141 primarily small zooplankton species and had poor body condition with an energy content that was 3142 unlikely to be sufficient for overwinter survival (Moss et al. 2009; R. Heintz, unpublished data). 3143 In contrast, in the cold years of 1999 and 2006–2009, the large copepod species C. marshallae 3144 and the euphausiid T. raschii were abundant during summer. Young walleye pollock, although 3145 not as abundant as in the warmer years, were in good condition with high energy density. 3146 Additionally, in the cold years, predators may have focused on the large copepods and 3147 euphausiids, thus consuming fewer larval pollock. Early indications suggest that at least the 2006 3148 year class will be a strong year class and is likely to increase pollock biomass, and hence catch 3149 quotas, in the coming years (Ianelli et al. 2009). 3150 Our current understanding is that late summer conditions during unusually warm years on the 3151 eastern Bering Sea shelf result in a zooplankton assemblage of largely small species that provide 3152 poor prey for young walleye pollock. The expectation is that such warm periods will become 3153 more frequent under continued warming (N. Bond, NOAA/PMEL, Seattle, p.c.), suggesting that 3154 average recruitment of walleye pollock may decrease in the future. However, while the future 3155 biomass of pollock is primarily determined by the strength of incoming year classes (i.e., 3156 recruitment), growth conditions for older, post-recruitment pollock also contribute to variability 3157 in biomass. In contrast to poor growth conditions for young pollock, warmer summers may 3158 benefit older pollock. For example, trends in size-at-age and weight-at-length for walleye pollock 3159 and other groundfish in the eastern Bering Sea over a period that spans both the recent warm and 138 3160 cold periods show that both size and weight tended to be above the long-term mean in warmer 3161 years, and below the mean in cold years (Fig. 8.8). Moreover, net primary production at the base 3162 of the food chain was higher in warm years, as were surface chlorophyll a values, although 3163 phytoplankton cells and zooplankton were generally smaller, suggesting changes in the pathways 3164 of energy from lower to higher trophic levels. It remains to be seen whether the transfer of energy 3165 to higher trophic levels, including fish, is more or less efficient under warm conditions. 3166 Nevertheless, these findings suggest that the Bering Sea should be particularly productive in 3167 future warm periods, and post-recruitment fish may enjoy higher growth rates. Thus improved 3168 growth of older pollock may at least partially compensate for reduced recruitment. 3169 The above example illustrates the complexities of predicting the responses of individual 3170 species, let alone entire communities, to future climate changes. Despite the complex 3171 mechanisms, we suggest that reasonable predictions about the response of walleye pollock to 3172 future climate variability can be based on simple observed relationships such as that between 3173 pollock survival and water temperature (Fig. 8.7). The dome-shaped relationship is consistent 3174 with earlier studies that showed higher survival of pollock recruitment during warm years 3175 (Hollowed et al. 2001; Hunt and Stabeno 2002; Mueter et al. 2006), corresponding to the 3176 ascending part of the curve in Figure 8.7, as well as with the more recent findings that survival is 3177 low when average summer surface temperatures exceed 9–9.5°C. Under the BEST/BSIERP 3178 research program, we will be using such simple relationships, combined with temperature 3179 projections from the Intergovernmental Panel on Climate Change (IPCC) climate scenarios, to 3180 forecast pollock recruitment for the coming decades. These forecasts will complement predictions 3181 from an “end-to-end” ecosystem model of the eastern Bering Sea that is currently being 3182 developed as part of BEST/BSIERP. 3183 3184 Summary, Conclusions, and Recommendations 3185 We highlighted two important ecological consequences of changing water temperatures on 3186 the Bering Sea, an ice-dominated subarctic marine ecosystem: (1) changes in the relative 3187 abundance of different species resulting from differential shifts in the distribution of component 3188 species, and (2) changes in abundance of individual species resulting from increases or decreases 3189 in average survival and subsequent recruitment. To examine possible effects on recruitment, we 3190 chose to examine walleye pollock, one of the commercially most important species worldwide, as 3191 a case study. 139 3192 We found that distributional changes under continued warming of the Bering Sea are likely to 3193 profoundly alter the biogeography of large portions of the eastern Bering Sea shelf as subarctic 3194 species expand into warmer and more favorable habitat. This reorganization of the fish 3195 community will affect species differently. Some, such as snow crab, are likely to decline, while 3196 others, such as many flatfish, may expand their distribution and increase in abundance. These 3197 changes will likely be confined to the southeastern Bering Sea shelf because the cold pool will 3198 continue to form on the northern Bering Sea shelf in the foreseeable future, thereby limiting the 3199 expansion of subarctic groundfish species into the northern Bering Sea and Arctic Ocean. 3200 However, pelagic species may take advantage of a longer ice-free season and warmer surface 3201 temperatures to expand their summer feeding range into northern waters, including the Chukchi 3202 and Beaufort Seas. 3203 Changes in recruitment success and abundance are much more difficult to predict than 3204 changes in distribution. There is an expectation that many species at the northern end of their 3205 range, for example, Atlantic cod (Drinkwater 2005) and salmon (Mueter et al. 2002), may benefit 3206 from increasing temperatures. However, the walleye pollock example illustrates that such 3207 generalizations are far from certain. The response of an individual population is complicated by 3208 nonlinearities and thresholds in ecological relationships that provide serious challenges to 3209 predicting future responses of biological communities to climate change. Examining how 3210 populations and ecosystems responded to climate variability in the past provides the best basis we 3211 currently have for predicting future responses. Although observed correlations do not imply 3212 causation, they may nevertheless allow useful predictions. For example, the empirical relationship 3213 between temperature and pollock survival (Fig. 8.7) is a consequence of complex interactions 3214 among temperature conditions, developmental rates and growth of pollock, the availability of 3215 suitable prey, and the abundance and distribution of predators. All of these factors are directly or 3216 indirectly affected by temperature variability. Therefore, as long as the underlying relationships 3217 do not fundamentally change—that is, as long as the “rules of the game” remain the same—we 3218 can expect reduced survival of juvenile pollock during exceptionally warm years in the future. 3219 Some impacts of climate change on marine fish communities are predictable, such as the 3220 competitive disadvantage of cold-adapted arctic species as the subarctic-Arctic boundary shifts to 3221 the north. Other impacts, such as changes in complex food web interactions and their effects on 3222 specific species of interest, are difficult to predict even in simple systems. These difficulties 3223 greatly increase uncertainty about the fate of marine fish communities under a changing climate, 3224 beyond the large uncertainties in population dynamics that scientists and managers have long 140 3225 been accustomed to. Partly in response to these added uncertainties, federal fisheries managers in 3226 Alaska have taken several proactive measures to protect fisheries resources while still being able 3227 to adapt to changing conditions. These measures include closing the northern Bering Sea to 3228 bottom trawling until further research is conducted, establishing a “Northern Bering Sea Research 3229 Area,” and prohibiting commercial fishing in federally managed arctic waters until more 3230 information is available to support sustainable fisheries management (see Criddle et al., Chapter 3231 5.2). 3232 In addition to these measures, new approaches to the management of commercial fisheries in 3233 the areas currently open to fishing are also needed. First, new multi-species approaches to 3234 management are needed because current single-species approaches are unable to deal with 3235 anticipated species turnover as formerly abundant species may dwindle and formerly minor 3236 species may increase in abundance. Such large-scale changes in the relative mix of species are 3237 possible and even likely as the climate continues to change. They are certainly not unprecedented, 3238 as is evident in the decline of crab and shrimp fisheries and the rise of pollock, cod, and flatfish 3239 fisheries after a pronounced climate shift in the late 1970s. Such shifts will always be disruptive, 3240 but the public, scientists, and managers could be better prepared by considering such dramatic, 3241 but realistic, future scenarios when determining and evaluating management strategies. The 3242 question of how hard to fish a stock that may inevitably decline, or when to stop fishing a stock to 3243 allow for the possibility of rebuilding, must be openly confronted in a multi-species context. 3244 Second, anticipated shifts in the distributions of populations under climate change require 3245 more attention to spatial management. Fixed spatial management areas that are designed to 3246 protect specific habitats and life stages (e.g., the Bristol Bay red king crab Paralithodes 3247 camtschaticus savings area [Witherell and Woodby 2005]) may need to be reevaluated in light of 3248 changes in distribution. Similarly, new spatial management measures may be needed where none 3249 existed previously. This is particularly true for species that are fished near the edge of their 3250 current distribution and where harvest rates may be disproportionately high. For example, the 3251 fishery for snow crab in the Bering Sea is concentrated in the southern portion of the snow crab 3252 distributional range, an area that may be disproportionately important for reproduction and 3253 successful future recruitment (Parada et al. in press). This could exacerbate the “environmental 3254 ratchet effect” (Orensanz et al. 2004), which tends to reduce the abundance of snow crab near the 3255 southern end of their distribution. 141 3256 In short, our ability to forecast future changes in fish communities will remain limited. 3257 Therefore, it is essential to employ management strategies that work well under large variability 3258 in abundance, that can deal with possible turnovers in species dominance, and that have the 3259 flexibility to respond to unexpected events. 3260 3261 References 3262 Agostini, V. N., A. N. Hendrix, A. B. Hollowed, C. D. Wilson, S. D. Pierce, and R. C. Francis. 3263 2008. 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Progress in Oceanography 68, 184–204. 3490 3491 3492 3493 3494 3495 3496 3497 3498 3499 3500 3501 149 Fulmar Polar bear Ice seals Walrus Shearwater murres Gray whale Arctic cod jellyfish Chum salmon copepods krill Pacific herring polychaete Walleye pollock Pacific cod amphipod Snow crab 3502 3503 Yellowfin sole capelin squid Myctophid Primary production Pacific halibut Red king crab Arrowtooth flounder 3504 3505 Figure 8.1. Schematic food web of some key species of the eastern Bering Sea ecosystem. 150 Russia St. Matthew I. March ice edge maximum March ice edge minimum Alaska St. Paul Is. 3506 3507 Figure 8.2. Map of eastern Bering Sea showing bathymetry and approximate minimum and 3508 maximum observed March ice extent. 3509 151 Nov Oct Sep Aug Jul Jun May Apr Mar Feb Jan 2 1 0 -1 -2 -3 -4 1940 1960 3510 3511 1980 2000 9 8 Late summer (Jul-Sep) average 7 SST (deg. C) (b) 1920 10 1900 1900 1920 1940 1960 1980 2000 3512 Figure 8.3. (a) Monthly sea-surface temperature anomalies (averaged over the southeast Bering 3513 Sea shelf inshore of the shelf break extending to 61°N) by month and year from January 1900 to 3514 December 2009 based on NOAA’s extended reconstructed sea-surface temperature series (Smith 3515 et al. 2008). (b) Annual index of average temperature during late summer (July–September). 3516 152 SST anomalies (˚C) (a) Dec Bloom in warm water Bloom in cold water 3517 3518 3519 Figure 8.4. Benthic and pelagic pathways of production in the eastern Bering Sea. The relative 3520 flow of energy entering each pathways changes with variations in sea-surface temperature at the 3521 time of the spring bloom. 3522 153 3523 3524 3525 Figure 8.5. Shifts in the center of distribution of forty-five demersal taxa on the eastern Bering 3526 Sea shelf from 1982 to 2006. Northward shifts are positive. The center of distribution is the 3527 average latitude over the survey area, weighted by catch-per-unit effort. For further details and a 3528 list of taxa see Mueter and Litzow (2008). 3529 154 3530 Early Ice Retreat Late Bloom, Warm Water – Small Copepods favored Late Ice Retreat Early Bloom, Cold Water – Large Calanus favored February March April May June 3531 Figure 8.6. Schematic illustration of the relationship between the timing of sea ice retreat in the 3532 spring, the timing of the spring bloom, and zooplankton growth. Top: When the ice retreats in late 3533 winter, there is insufficient light to support a bloom, and the bloom is delayed until late spring 3534 when solar heating has stratified the water column sufficiently to prevent algal cells from sinking. 3535 Growth of small copepods is favored. Bottom: When the ice retreat comes later in the spring, then 3536 there is sufficient light to support an ice-associated bloom. This bloom can start under the ice or 3537 at the ice edge in ice-melt-stabilized water. Growth of large copepods is favored. Modified from 3538 Hunt et al. (2002). 3539 155 0.4 0.2 0.0 -0.4 -0.8 Survival anomaly 8.0 8.5 9.0 9.5 10.0 Average July-September SST 3540 3541 Figure 8.7. Survival anomalies of walleye pollock in relation to late summer sea-surface 3542 temperatures during the early juvenile stage. Survival anomalies are in the number of recruits that 3543 are produced per unit of female spawning biomass. Lines indicate, at each temperature, the 3544 estimated average survival (solid line) and the lower and upper 95% confidence intervals for 3545 average survival (dashed lines). The four points with temperatures over 9.5°C correspond to the 3546 2002–2005 warm period. 3547 3548 156 0.02 0.04 0.06 -0.06 0 2 4 5 6 o 3549 3550 (b) -0.02 Pollock condition index 0.10 0.05 0.00 -0.05 -0.10 index condition Pollock effect Normalized on log(Weight) (a) 6 7 8 o Temperature ( C) Annual average temperature (oC) ( C)(oC) LocalTemperature temperature 3551 Figure 8.8. Temperature effects on growth of immature pollock: Effect of local temperatures at 3552 sampling location on average pollock condition index (anomaly in the weight of fish at 250mm 3553 length) with 95% confidence band (left) and scatterplot of annual average condition index of 3554 pollock on the eastern Bering Sea shelf against annual average water temperature (dots, 1998– 3555 2008) with fitted regression line. 157 3556 Chapter 9: Spatial match-mismatch between juvenile fish and prey provides a mechanism 3557 for recruitment variability across contrasting climate conditions in the eastern Bering Sea 3558 3559 Elizabeth Calvert Siddon1*, Trond Kristiansen2, Franz J. Mueter1, Kirstin K. Holsman3, Ron A. 3560 Heintz4, and Edward V. Farley4 3561 3562 1 3563 USA 3564 2 3565 3 3566 Fisheries Science Center, National Marine Fisheries Service, National Oceanic and Atmospheric 3567 Administration, 7600 Sand Point Way NE, Seattle, WA 98115 USA 3568 4 3569 Fisheries Service, National Oceanic and Atmospheric Administration, 17109 Pt. Lena Loop 3570 Road, Juneau, AK 99801 USA University of Alaska Fairbanks, School of Fisheries and Ocean Sciences, Juneau, AK 99801 Institute of Marine Research, Bergen, Norway Joint Institute for the Study of the Atmosphere and Ocean, University of Washington. Alaska Ted Stevens Marine Research Institute, Alaska Fisheries Science Center, National Marine 3571 3572 3573 3574 3575 3576 3577 3578 3579 Citation: Siddon, E.C., Kristiansen, T., Mueter, F.J., Holsman, K.K., Heintz, R.A., and Farley, 3580 E.V. 2013. Spatial Match-Mismatch between Juvenile Fish and Prey Provides a Mechanism for 3581 Recruitment Variability across Contrasting Climate Conditions in the Eastern Bering Sea. PLoS 3582 ONE 8(12): e84526. 158 3583 Abstract 3584 Understanding mechanisms behind variability in early life survival of marine fishes through 3585 modeling efforts can improve predictive capabilities for recruitment success under changing 3586 climate conditions. Walleye pollock (Theragra chalcogramma) support the largest single-species 3587 commercial fishery in the United States and represent an ecologically important component of the 3588 Bering Sea ecosystem. Variability in walleye pollock growth and survival is structured in part by 3589 climate-driven bottom-up control of zooplankton composition. We used two modeling 3590 approaches, informed by observations, to understand the roles of prey quality, prey composition, 3591 and water temperature on juvenile walleye pollock growth: (1) a bioenergetics model that 3592 included local predator and prey energy densities, and (2) an individual-based model that 3593 included a mechanistic feeding component dependent on larval development and behavior, local 3594 prey densities and size, and physical oceanographic conditions. Prey composition in late-summer 3595 shifted from predominantly smaller copepod species in the warmer 2005 season to larger species 3596 in the cooler 2010 season, reflecting differences in zooplankton composition between years. In 3597 2010, the main prey of juvenile walleye pollock were more abundant, had greater biomass, and 3598 higher mean energy density, resulting in better growth conditions. Moreover, spatial patterns in 3599 prey composition and water temperature lead to areas of enhanced growth, or growth ‘hot spots’, 3600 for juvenile walleye pollock and survival may be enhanced when fish overlap with these areas. 3601 This study provides evidence that a spatial mismatch between juvenile walleye pollock and 3602 growth ‘hot spots’ in 2005 contributed to poor recruitment while a higher degree of overlap in 3603 2010 resulted in improved recruitment. Our results indicate that climate-driven changes in prey 3604 composition and quality can impact growth of juvenile walleye pollock, potentially severely 3605 affecting recruitment variability. 3606 Introduction 3607 The match-mismatch hypothesis [1] proposes that predator survival is dependent on the temporal 3608 and spatial overlap with prey resources [2]. Factors affecting temporal overlap, such as climate 3609 variability through altered phenology, can lead to changes in survival at critical life stages [3,4]. 3610 Temporal variation in spatial patterns of physical or biological conditions may concurrently affect 3611 survival. For example, in temperate and sub-arctic marine ecosystems, the timing of the spring 3612 bloom varies between years, driven by physical oceanographic conditions that change due to 3613 climate variability (e.g., [5]). These conditions, such as the onset of stratification and light 3614 availability, also affect the spatial patterns of zooplankton abundance, which further influences 159 3615 the feeding success of planktivorous fish species. Hence, variability in the spatial overlap of 3616 predator and prey, as well as differences in prey quality [6,7], may directly affect differences in 3617 year-class success of many marine fish species [8,9]. 3618 Variability in year-class strength of gadids is often associated with changing physical 3619 conditions [10,11]. The eastern Bering Sea (EBS) has experienced multi-year periods of both 3620 warm and cold conditions since the turn of the 21st century [12], with cold years having much 3621 higher walleye pollock (Theragra chalcogramma) recruitment on average [13]. Changes in 3622 zooplankton composition between these periods have been identified as an important driver of 3623 recruitment success for walleye pollock [9,14], but the mechanistic links remain poorly 3624 understood. 3625 Interannual changes in ocean temperatures [12] and shifts in the spatio-temporal 3626 distribution of prey [14] make walleye pollock in the EBS an ideal case study to better understand 3627 drivers of recruitment success in sub-arctic marine fish. Larger zooplankton taxa, such as lipid- 3628 rich Calanus spp., were less abundant during recent warm years, possibly causing reduced growth 3629 rates and subsequent year-class strength of juvenile walleye pollock (hereafter juvenile pollock). 3630 In contrast, higher abundances of lipid-rich prey, combined with lower metabolic demands in 3631 cold years, may have allowed juvenile pollock to acquire greater lipid reserves by late summer 3632 and experience increased overwinter survival [9]. Although the energetic condition of juvenile 3633 pollock in late summer is recognized as a predictor of age-1 abundance during the following 3634 summer in the EBS [13], the causal mechanism linking differences in prey abundance and quality 3635 to walleye pollock survival remains untested. 3636 The objectives of this study were to better understand the roles of prey quality, 3637 prey composition, and water temperature on juvenile pollock growth through (1) 3638 estimating spatial differences in maximum growth potential of juvenile pollock using a 3639 bioenergetics modeling approach, (2) comparing maximum growth potential to predicted 3640 growth from an individual-based model (IBM), and (3) quantifying the impact of 3641 temperature, prey abundance, and prey quality on spatial variability in growth potential. 3642 Materials and methods 3643 Ethics statement 3644 Collection of physical and biological oceanographic data and fish samples during the US Bering- 3645 Aleutian Salmon International Surveys (BASIS) conducted on the EBS shelf was approved 160 3646 through the National Marine Fisheries Service, Scientific Research Permit numbers 2005-9 and 3647 2010-B1. Collection of biological data in the US Exclusive Economic Zone by federal scientists 3648 to support fishery research is granted by the Magnuson - Stevens Fishery Conservation and 3649 Management Act. 3650 Modeling approaches 3651 Two alternative modeling approaches were parameterized based on samples of juvenile pollock, 3652 zooplankton, and oceanographic data collected during the BASIS surveys conducted on the EBS 3653 shelf from mid-August to October 2005 and 2010 ([15]; Figure 9.S1). We selected 2005 (warm) 3654 and 2010 (cold) for our analyses based on data availability and the pronounced contrast in ocean 3655 conditions between these years (e.g., depth-averaged temperature anomalies over the middle 3656 shelf; [12]). Extensive spatial coverage of the surveys, combined with varying climate conditions 3657 between years, provided ample data with which to inform the models and compare differences in 3658 predicted growth between a representative warm and cold year in the EBS. 3659 Maximum growth potential from a Wisconsin-type bioenergetics model parameterized 3660 for juvenile pollock (modified from [16]) was compared with predicted growth from a 3661 mechanistic IBM [17]. Comparing model-based predictions of growth allowed for a better 3662 understanding of the mechanisms behind temporal and spatial variability in growth patterns and 3663 an evaluation of the importance of different model parameters. Growth (g•g-1•day-1; weight 3664 measures refer to wet weight throughout) was estimated for 65 mm standard length (SL; 2.5 g) 3665 juvenile pollock, corresponding to the average size of age-0 fish (<100 mm total length; TL) 3666 observed in late summer (2005: 64.1 ± 6.7 mm SL [mean ± SD] and 1.97 ± 0.93 g; 2010: 64.3 ± 3667 9.2 mm SL and 2.39 ± 0.94 g; conversion between TL and SL followed [18]). 3668 Field observations 3669 Juvenile pollock abundance 3670 Juvenile pollock were collected from the EBS shelf (inner domain: 0-50 m isobath, middle 3671 domain: 50-100 m isobath, and outer domain: 100-200 m isobath) using a midwater rope trawl 3672 following methods described in [19]. Catch per unit effort (CPUE; #•m-2) was calculated as: 3673 CPUEi ni di h Eq. 1 3674 where ni is the number of fish collected in a given haul i, di is the trawl distance (m) calculated 3675 from starting and ending ship position, and h is the horizontal spread of the trawl net (m). Only 161 3676 surface tows at pre-defined stations were used to compute CPUE because midwater tows 3677 specifically targeted acoustic sign of walleye pollock. 3678 Water temperature 3679 Vertical profiles of water temperature were collected at each station sampled for oceanography 3680 using a Sea-Bird Electronics (SBE) conductivity-temperature-depth (CTD) profiler SBE-25 3681 (2005) or SBE-911 (2010). The average temperature in the upper 30 m of the water column was 3682 used in the bioenergetics model, assuming juvenile pollock collected from surface trawls were 3683 concentrated within the upper 30 m [15]. For the IBM, the water column was divided into 1 m 3684 discrete depth bins. For all IBM simulations, the depth of the water column was set to the upper 3685 100 m of all deeper stations (n=9 of 116 in 2005, n=27 of 160 in 2010) because MOCNESS data 3686 used to develop vertical profiles of zooplankton distribution (see ‘Zooplankton vertical profiles’ 3687 below) was limited to 100 m. For stations with missing temperature data (n=1 for 2005), data 3688 from the nearest station with similar depth was used. For stations with incomplete temperature 3689 profiles (n=1 for 2005), temperatures were linearly interpolated between depths. 3690 Zooplankton data 3691 Determination of main prey taxa 3692 Juvenile pollock (<100 mm TL) collected from both surface (2005 and 2010) and midwater 3693 (2010) tows were used in the analysis to characterize diets across the EBS shelf in two contrasting 3694 years (n=26 stations in 2005, n=47 stations in 2010 [n=16 surface tows, n=31 midwater tows]). 3695 Stomach content analyses followed standard methods as described in [19] to estimate the 3696 contribution of each prey taxon to the dietary volume of juvenile pollock (% volume). To 3697 compute overall average diet composition, contributions were weighted by the CPUE of juvenile 3698 pollock at each station and averaged across stations. All prey taxa of juvenile pollock that 3699 cumulatively accounted for at least 90% of the diet by volume and individually accounted for at 3700 least 2% of the diet by volume were included in the bioenergetics and IBM models (Table 9.1). 3701 Main prey taxa from either year were included in models for both years for comparing growth 3702 across years. 3703 Zooplankton abundance 3704 Water-column abundances of small and large zooplankton taxa were estimated from Juday and 3705 bongo net samples, respectively, as described in [14]. Small zooplankton representing main prey 3706 taxa included Acartia clausi, Acartia spp. (2010 only), Centropages abdominalis, and 162 3707 Pseudocalanus sp. Large zooplankton included Calanus marshallae, Eucalanus bungii, Limacina 3708 helicina, Neocalanus cristatus, N. plumchrus (2005 only), Oikopleura sp., Thysanoessa inermis, 3709 T. inspinata, and T. raschii. 3710 Zooplankton biomass 3711 Total sample weights (g) of taxa collected from the Juday net were computed from wet weight 3712 tables [20]. Densities (g•m-3) of taxa collected from the bongo net were measured during sample 3713 processing at the University of Alaska Fairbanks (2005; [21]) and NOAA/NMFS/Alaska 3714 Fisheries Science Center (2010). The year-specific average biomass of individuals for the main 3715 prey taxa was calculated by dividing the sum of the biomass of all specimens weighed (i.e., 3716 subsample) by the total number of specimens subsampled in a given year (Table 9.S1). 3717 Zooplankton energy density 3718 Taxa-specific energy density (ED; kJ•g-1) values obtained from available zooplankton collections 3719 from the EBS during 2004 (warm; no ED data available from 2005) and 2010 (cold) were used to 3720 estimate average ED values during warm and cold conditions for the main prey taxa. For five taxa 3721 lacking sufficient information to estimate separate ED values, a single estimate was used in both 3722 years (Table 9.S1). In these cases, only differences in abundance and biomass contributed to 3723 differences in average prey energy between years in the models. A biomass-weighted mean prey 3724 ED was calculated for each station and used as input to the bioenergetics model. At each station, 3725 the biomass of individual taxa was divided by the total prey biomass, multiplied by the taxa- 3726 specific energy density for each year, and summed across all taxa present at a given station. 3727 Estimates of ED and % lipid were available for several copepod species (C. marshallae, 3728 N. cristatus, and N. plumchrus/flemingeri) from 2010 (see [22] for details on the biochemical 3729 processing). A linear regression was developed to predict species specific ED ( i ) from % lipid 3730 values for other copepod species and/or climate conditions (Table 9.S1), such that: i Li i , where i ~ N (0, 2 ) 3731 Eq. 2 3732 where and represent the intercept and slope of the regression, respectively, Li is the lipid 3733 composition (%) of the individual copepod sample i and i is a residual. The residuals, i, are 3734 assumed to be independent and normally distributed with mean 0 and variance 2 ( = 19.3, p = 3735 0.02; = 0.41, p = 0.07; R2=0.98). 3736 Zooplankton vertical profiles 163 3737 To account for diel vertical migrations, taxa-specific vertical profiles for day and night were 3738 developed for all main prey taxa as input for the IBM. Vertical profiles were based on summer 3739 MOCNESS surveys that provided depth-stratified abundance estimates. MOCNESS data were 3740 available for 2004 (warm) and 2009 (cold); these vertical profiles were applied to late-summer 3741 model runs for 2005 and 2010, respectively, assuming that the vertical behavior of zooplankton 3742 taxa is conserved seasonally and across years within similar oceanographic conditions. To assess 3743 the effect of this assumption, a sensitivity analysis was conducted using constant abundances by 3744 depth (see ‘IBM sensitivity analyses’ below). 3745 In 2004, vertically stratified MOCNESS samples were collected at 5 daytime and 42 3746 nighttime stations over the EBS shelf [21]. In 2009, 7 daytime and 22 nighttime stations were 3747 sampled (A. Pinchuk, unpubl. data). Daytime extended from approximately 07:00 (sunrise) to 3748 23:30 (sunset) Alaska Daylight Savings Time during the sampling periods; stations sampled 3749 during crepuscular periods were excluded from the analysis. The depth increments of the 3750 MOCNESS varied depending on water depth; therefore, data were binned to the finest resolution 3751 available (i.e., 5-20 m increments). Zooplankton abundance was assumed to be uniform within 3752 sampling depths and averaged across all daytime and nighttime tows within a given year to obtain 3753 four vertical profiles for each taxon (day vs. night, 2004 vs. 2009). Centropages abdominalis 3754 were not collected by the MOCNESS and a uniform distribution throughout the water column 3755 was applied for both years because their distribution during the 2005 and 2010 BASIS surveys 3756 was predominantly at shallow, well-mixed stations of the inner domain. Oikopleura sp. did not 3757 occur in daytime tows in 2004; therefore, the 2009 daytime vertical distribution was applied for 3758 both 2005 and 2010 model runs. Thysanoessa inspinata were rarely collected by the MOCNESS 3759 (n=1 for 2005; n=3 for 2010), therefore an average vertical profile based on all Thysanoessa spp. 3760 was applied. 3761 Bioenergetics model 3762 A bioenergetics model was used to estimate spatially explicit maximum growth potential of 3763 juvenile pollock. We used the broadly applied Wisconsin bioenergetics modeling approach 3764 [23,24] that has been adapted and appropriately validated for walleye pollock ([16, 25]; Table 3765 9.S2). The model estimates temperature- and weight-specific maximum daily (d) consumption for 3766 an individual fish at station k in year t ( C maxd ,kt ; g•g-1•d-1) as: Cmax d,kt Wd1 f (Td ,kt ) 3767 164 Eq. 3 3768 where C max d , kt is parameterized from independent laboratory observations of consumption 3769 rates for the species, absent competitor or predator interference, and is assumed to scale 3770 exponentially with fish weight (W) according to and (the allometric intercept and slope of 3771 consumption) and thermal experience according to the temperature scaling function f(T) (Table 3772 9.S2). 3773 Realized individual daily consumption rates ( C d , kt ; g•g-1•d-1) based on in situ fish are 3774 typically much lower than C maxd ,kt because inter- and intra-species competition, mismatched 3775 prey phenology or distributions, and predator avoidance behaviors by prey species often limit 3776 capture and consumption rates [16,26]. The ratio of realized consumption to maximum 3777 consumption (i.e., 3778 foraging efficiency. The rate 3779 set to a specific value and used to predict daily growth ( Gd,kt ) using the mass balance equation 3780 where growth is the difference between energy consumed ( Cd,kt ) and energy lost to metabolism 3781 and waste ( [ | Cd ,kt , Wd 1 , Td ,kt ] ), such that: h = Cd,kt C maxd,kt ), or the mean relative foraging rate, is a measure of in situ h can be estimated using field observations of growth or it can be Gd ,kt (Cd ,kt [ | Cd ,kt ,Wd 1 , Td ,kt ]) kt 3782 Eq. 4 3783 where Gd,kt is the estimated daily specific growth (g•g-1•d-1), Cd,kt is realized consumption ( 3784 Cd,kt = h ×C maxd,kt ), Wd 1 is the weight of an individual fish at the start of the simulation day d, 3785 Td,kt is the water temperature on simulation day d, and zkt is the ratio of predator energy to prey 3786 energy density and is used to convert consumed biomass of prey into predator biomass (for more 3787 information see [26]). We used station-specific energy densities for prey ( k ) but annual mean 3788 predator energy density ( v t ) for year t because predator information was not available at all 3789 stations. 3790 Energy density values for the main prey taxa were used to derive mean station-specific 3791 (k) available prey energy density for both years ( w kt); diet composition was assumed to be 3792 proportional to the relative biomass of zooplankton prey at each station. Individual fish energy 3793 density (vi) was determined using biochemical processing (see [22]). At stations where sufficient 3794 numbers of juvenile pollock were collected (n=91 in 2005 and n=12 in 2010), 2-8 fish were 3795 selected to represent the size range at each station. Station-specific mean energy density in a 3796 given year ( v kt ) was weighted by CPUE and the number of fish processed at each station to 165 3797 calculate the average fish energy density by year ( v t ). 3798 We ran the model for a single simulation day (i.e., d=1) using base scenario input 3799 parameter values (Table 9.2; see also [16] Tables I and II) that were kept constant across stations 3800 and years (i.e., W =2.5 and =1), were constant across stations but varied by year (i.e., vt ), or 3801 varied by station and year (i.e., Tkt and kt ). Because the model is size-specific, running the 3802 model for a single simulation day minimized compound errors that can accumulate over multiple 3803 simulation days when predicting growth and allowed for a comparative index of growth across 3804 stations. Keeping fish starting weights (W) constant allowed us to evaluate spatial effects of 3805 changes in the other parameters; setting =1 implies that growth was constrained by 3806 physiological processes, but not by prey consumption, hence we evaluated variability in 3807 maximum growth potential. Annual average fish energy density was applied across stations in 3808 each year ( v2005 = 3.92 kJ•g-1; v2010 = 5.29 kJ•g-1). 3809 Bioenergetics sensitivity analyses 3810 Individual input parameters were increased and decreased by 1 standard deviation (SD) and the 3811 change in growth relative to maximum predicted growth under the base scenario was recorded. A 3812 pooled SD was calculated across stations after removing the annual means. Relative foraging rate 3813 ( ) was held at 1 for all sensitivity model runs in order to compare the relative effect of other 3814 parameters on maximum growth potential. 3815 Station-specific parameters (i.e., Tkt and kt ) were varied to evaluate the relative effect 3816 on predicted growth and to examine resulting changes in spatially explicit growth patterns in each 3817 year. To evaluate the effect of variability in fish starting weight and energy density ( W and vt , 3818 respectively) on estimated growth in 2005 and 2010, we used Monte Carlo simulations at a 3819 representative station (see Figure 9.S1). A single station was used because mean fish weight and 3820 energy density input values did not vary across stations in the model due to data limitations; 3821 hence the spatial pattern in estimated growth is not affected by varying these values by a constant 3822 amount. The model was run 1000 times using parameter values drawn at random from a normal 3823 distribution with the observed mean and SD for each parameter. The resulting distribution of 3824 predicted maximum growth potential was examined. 3825 Mechanistic individual-based model 166 3826 A mechanistic, depth-stratified IBM was used to predict average growth (g•g-1•d-1) and depth (m) 3827 of 100 simulated juvenile pollock by station. The details of the IBM and model validation are 3828 described in [17,28]. The IBM was reparameterized for juvenile pollock and forced with input 3829 data for water column temperatures and prey availability in 1 m discrete depth bins. Prey 3830 abundance (#•m-3) was allocated into depth bins according to vertical profiles of zooplankton 3831 distribution and scaled to station depth. 3832 The IBM used a mechanistic prey selection component that simulated the feeding 3833 behavior of juvenile pollock on zooplankton. The species composition of main prey taxa was 3834 based on observations; stage-specific length and width estimates were based on literature values 3835 or voucher collections from the EBS (Table 9.S1). Optimal prey size was estimated to be 5-8% of 3836 fish length based on larval Atlantic cod research [29,30]; juvenile pollock are predicted to have 3837 nearly 100% capture success for prey smaller than 5% of fish length, while the probability of 3838 capture success decreases with larger prey [17]. The simulated feeding ecology depended on 3839 juvenile pollock development (e.g., swimming speed, gape width, eye sensitivity) and vertical 3840 migratory behavior, prey densities and size, as well as light and physical oceanographic 3841 conditions (for details see [17]). Gape width was calculated as a function of fish size; conversion 3842 between length and weight followed [31]. Juvenile feeding processes were modeled with light- 3843 dependent prey encounter rates and prey-capture success (see [29]). 3844 Vertical migratory behavior was modeled assuming that juvenile pollock would seek 3845 deeper depths to avoid visual predation risk as long as ingestion rates would sustain metabolism 3846 and growth. If not, juvenile fish would seek the euphotic zone where light enhances feeding 3847 success, but also increases predation risk. Prey distributions switched between daytime to 3848 nighttime profiles when the light level (i.e., irradiance) reached 1 mol•m-2•s-1 [28]. The cost of 3849 vertical migration was included as a maximum of 10% of standard metabolic rates if the fish 3850 swims up or down at its maximum velocity, and scaled proportionally for shorter vertical 3851 displacements. Swimming velocity was a function of juvenile fish size [32]. 3852 Gut fullness was estimated based on the amount of prey biomass that was ingested and 3853 digested per time step (1 hour) according to the feeding module. Prey biomass flowing through 3854 the alimentary system supplied growth up to a maximum growth potential (Cmax; [25]), and 3855 standard metabolic cost, egestion, excretion, and specific dynamic action [16] were subtracted. 3856 Both maximum growth and metabolic costs were functions of fish weight and water temperature. 167 3857 For all base model scenarios, the starting weight of the fish was held constant across 3858 stations, while zooplankton abundance and vertical distribution varied according to observations. 3859 Fish starting weight was 2.5 g ± 30% assuming a random uniform distribution around the mean. 3860 Year-specific vertical profiles (day and night) for the main prey taxa and station-specific 3861 temperature and prey abundance profiles were applied. The model scenarios were run for 72 3862 hours, but only the last 24 hours of the simulations were used for the analysis to avoid the early 3863 part of the simulations that may be unduly influenced by random initial conditions. 3864 IBM sensitivity analyses 3865 Fish starting weights and the vertical prey profiles were varied and resulting growth and average 3866 depth predictions were compared to values under the base model scenario (see [28] for sensitivity 3867 of the IBM model to variability in other parameters). To evaluate the effect of fish size separately 3868 from the effects of environmental controls, estimated growth based on fish starting weights of 2.0 3869 g ± 30% was compared to the base scenario (2.5 g ± 30%), encompassing the mean weight of 3870 juvenile pollock from the BASIS surveys in 2005 (1.97 ± 0.93 g, mean ± SD) and 2010 (2.39 ± 3871 0.94 g, mean ± SD). To test the effect of vertical distributions and diel migrations of prey taxa, 3872 model runs assuming a uniform distribution of prey with depth were compared to the base 3873 scenario, highlighting the effects of non-uniform zooplankton distribution and diel vertical 3874 migrations on juvenile pollock prey selection. 3875 Results 3876 Field observations 3877 Juvenile pollock abundance 3878 Juvenile pollock abundance and distribution had distinct spatial patterns in the surface layer 3879 between warm and cold years, with a more northerly distribution in warm years. Specifically, 3880 during warm late-summer conditions of 2005 juvenile pollock were distributed over a broad 3881 extent of the middle and outer domain, while in the cooler late summer of 2010 fish were 3882 concentrated over small regions of the southern shelf and outer domain (Figure 9.1, a and b). 3883 Abundance also varied between years with higher mean CPUE observed in 2005 as compared to 3884 2010 (CPUE = 0.08 fish•m-2 vs. 0.001 fish•m-2, respectively) at positive catch stations. 3885 Water temperature 3886 The average water temperature in the upper 30 m of the water column during the BASIS survey 3887 was 8.8ºC in 2005 and 7.6ºC in 2010 (Figure 9.S2, a and b), while the average temperature below 168 3888 40 m was 4.5ºC in 2005 and 2.9ºC in 2010 (Figure 9.S2, c and d). The warmest surface 3889 temperatures occurred in nearshore waters, although 2005 had warm temperatures over much of 3890 the southern shelf. Bottom temperatures reflected the extent of the cold pool (waters <2ºC), which 3891 was limited to the northern portion of the study area in 2005 and covered much of the shelf in 3892 2010. 3893 Zooplankton 3894 Main prey taxa 3895 Diets of juvenile pollock shifted from smaller copepod species in the warmer 2005 summer 3896 season (e.g., Pseudocalanus sp.) to larger species in the cooler 2010 summer season (e.g., N. 3897 cristatus). Several large zooplankton species were present in the diets across years, including L. 3898 helicina, which was the predominant prey item in both years, as well as C. marshallae and T. 3899 raschii. In 2010, the main prey taxa of juvenile pollock collected in surface tows were similar to 3900 those from midwater tows, with the exception of E. bungii accounting for 0% and 3% of surface 3901 and midwater tows, respectively. Eucalanus bungii was included in further analyses because it 3902 represented approximately 3% of combined diets by volume (Table 9.1). 3903 Zooplankton abundance 3904 Changes in juvenile pollock diet composition reflect spatial and temporal variability in 3905 zooplankton species composition and availability. In 2005, the abundance of available prey was 3906 highest in the inner domain and decreased towards the outer domain and northern Bering Sea. 3907 The abundance of prey in 2010 was greater in the inner domain; in the southern region of the 3908 shelf abundances decreased towards the middle and outer domains (Figure 9.1, c and d). The 3909 lowest abundance of zooplankton occurred in areas corresponding to higher concentrations of 3910 juvenile pollock. The total abundance of zooplankton within the optimal prey size range for 65 3911 mm SL juvenile pollock (species with mean length within 5-8% of fish length) was higher in the 3912 northwest region of the study area and over the southern shelf in the outer domain in 2005, with 3913 lesser overlap with juvenile pollock. In 2010, optimal prey was located across the middle and 3914 outer domains with highest abundances in the southern region, mirroring the distribution of 3915 juvenile pollock (Figure 9.1, c and d). Spatial patterns of zooplankton abundance accounting for 3916 all taxa <8% of fish length (not shown) reflected total abundance patterns in both years, 3917 indicating that areas of highest zooplankton abundance are driven by small (<5% of fish length) 3918 zooplankton taxa. 169 3919 Zooplankton energy density 3920 In 2005, available prey energy was highest in the northwest region of the shelf, with low prey 3921 energy over most of the shelf south of 60 °N (Figure 9.1e) where juvenile pollock abundances 3922 were higher. In contrast, prey energy was very high across much of the southern shelf in 2010 3923 (Figure 9.1f), particularly within the cold pool, where juvenile pollock were more abundant. 3924 Spatial patterns in prey energy were similar to spatial patterns of abundance for optimal prey size 3925 classes (Figure 9.1, c and d) because highest energy prey taxa are within 5-8% of fish length. 3926 Bioenergetics model 3927 Differences in the spatial pattern of maximum growth potential (g•g-1•d-1) of juvenile pollock 3928 occurred between a warm and cold year in the EBS (Figure 9.2, a and b). In 2005, growth 3929 potential was highest in the northwest region of the shelf (north of 60 °N) and lowest in the inner 3930 domain with one station having negative growth. Gradients in growth potential, from low to high, 3931 occurred from the inner to outer domains and from southern to northern regions of the shelf 3932 (Figure 9.2a). In 2010, growth was positive at all stations with highest growth potential over the 3933 southern shelf and lower growth predicted in the northeast region (Figure 9.2b). 3934 Bioenergetics sensitivity analyses 3935 Effect of water temperature and prey energy density 3936 In 2005, increasing temperatures by 1 SD (Figure 9.2c) resulted in areas of decreased predicted 3937 growth at shallow inner domain and southern shelf stations where water temperatures already 3938 approached thermal thresholds. Growth could not be estimated at one inner domain station 3939 because the increased temperature exceeded 15 ºC, the maximum temperature for consumption 3940 (Tcm) in the model. Decreasing water temperatures, resulting in increased growth, had the greatest 3941 effect in the same areas (not shown) because temperature-dependent control of growth is 3942 magnified where temperatures are close to thermal thresholds. In 2010, the effect of increasing 3943 water temperatures was an order of magnitude less than in 2005 (Table 9.3), but the spatial 3944 patterns were similar with shallow stations in the inner domain being most sensitive, as well as a 3945 small area in the outer domain (Figure 9.2d). Increasing available prey energy resulted in 3946 increased predicted growth rates across the region in 2005 (Figure 9.2e), with weaker effects in 3947 the inner domain and northwest region. In 2010, increased prey energy also resulted in elevated 3948 growth rates, but the magnitude of change was much lower than in 2005 and the spatial pattern 170 3949 differed; stronger effects occurred in the inner domain and southern region of the outer domain 3950 (Figure 9.2f). 3951 Predicted maximum growth potential generally increases with temperature and prey 3952 energy until temperature-dependent controls limit growth (Figure 9.3). Predicted growth is 3953 negative when available prey energy cannot meet metabolic demands under increased 3954 temperatures. Water temperatures were warmer in 2005, therefore juvenile pollock experienced 3955 conditions at or near their metabolic threshold at some stations. Colder water temperatures and 3956 higher available prey energy in 2010 resulted in better growing conditions over the shelf. 3957 Effect of fish starting weight and fish energy density 3958 Increasing fish starting weight resulted in lower predicted growth rates in both years because 3959 larger fish have higher metabolic demands (Table 9.3). Increasing fish energy density had a 3960 variable effect across stations in 2005 (not shown). In general, the effect of varying fish energy is 3961 dependent on initial fish energy and the relative available prey energy at each station. In 2010, 3962 increasing fish energy density resulted in lower predicted growth rates across stations when 3963 available prey energy was held constant. 3964 Variability in fish starting weight resulted in a broader distribution of predicted growth 3965 rates (2005: 0.002 – 0.109; 2010: 0.017 – 0.170 g•g-1•d-1) than variability in fish energy (2005: 3966 0.007 – 0.013; 2010: 0.022 – 0.036 g•g-1•d-1) from Monte Carlo simulations, indicating that the 3967 model was more sensitive to inputs of fish weight. The simulated mean predicted growth rates, 3968 when varying fish starting weight or fish energy, were lower and less variable for 2005 (0.012 3969 0.009 [mean SD] for varying W; 0.010 0.001 for varying fish energy) than for 2010 (0.029 3970 0.012 for varying W; 0.027 0.002 for varying fish energy). 3971 Mechanistic individual-based model 3972 Predicted mean growth rates from the IBM were 30% (2005) and 46% (2010) lower than 3973 maximum growth potential from the bioenergetics model (Tables 9.3 and 9.4) as foraging rates 3974 are restricted in the IBM based on stomach fullness and the prey selection module (i.e., capture 3975 success). The reduction in growth was greater in 2010, resulting in similar predicted growth rates 3976 from the IBM in 2005 and 2010. In addition, predicted growth rates from the IBM have a 3977 narrower range than maximum growth potential from the bioenergetics model. 3978 3979 In 2005, growth was positive across the region with moderate growth predicted across the southern shelf. North of 60 °N, predicted growth rates decreased from the inner to outer domain 171 3980 (Figure 9.4a). The average depth (m) of juvenile pollock was 44 m (Table 9.4), with shallower 3981 distributions in the northeast region and deeper distributions in the southern region of the outer 3982 domain (Figure 9.4b). In 2010, growth was positive across the region, with highest predicted 3983 growth in the inner domain and areas of lower growth in the middle domain (Figure 9.4c). The 3984 spatial patterns of average depth of juvenile pollock (Figure 9.4d) mirrored those of 2005 with a 3985 slightly deeper average depth of 47 m (Table 9.4). 3986 IBM sensitivity analyses 3987 The effect of smaller fish starting weights on predicted growth was positive across the region, 3988 with stronger effects in 2005 than 2010 (Table 9.4). Similarly, effect strengths varied spatially in 3989 both years with areas of higher predicted growth in the middle domain (Figure 9.4, e and g). In 3990 2005, smaller starting fish weights resulted in shallower depth distributions across the region 3991 (mean=-2.6 m; Table 9.4), with much shallower depths at two stations in the middle domain 3992 (Figure 9.4f). The average change in depth distribution was similar in 2010 (mean=-2.4 m; Table 3993 9.4), but spatially more variable than in 2005 (Figure 9.4h). 3994 Applying uniform vertical distributions to prey taxa had variable effects on predicted 3995 growth rates in both years, with similarly small effect strengths (Table 9.4). Under uniform prey 3996 distributions, modeled fish may move vertically in response to other cues (i.e., predation risk, 3997 thermal boundaries) regardless of diel patterns. In 2005, uniform distributions resulted in 3998 increased predicted growth rates at several stations in the northern-most region of the shelf 3999 (Figure 9.4i). While the average depth of juvenile pollock was 2.1 m deeper across the region, 4000 fish at some of the northern-most stations had shallower depths (Figure 9.4j). In 2010, strongest 4001 effects on growth were observed in the middle domain of the southern shelf, with high spatial 4002 variability (Figure 9.4k). Changes in the depth of fish in response to uniform prey distributions 4003 mirrored spatial patterns in growth effects; stations showing deeper mean depths also resulted in a 4004 decrease in growth and vice versa (Figure 9.4l). 4005 Spatial comparison of bioenergetics- and IBM-predicted growth 4006 Predicted growth rates from the IBM were within the range of maximum growth potential from 4007 the bioenergetics model, but spatial patterns varied due to differences in input parameters of each 4008 model. In both years, the bioenergetics model predicted higher growth rates than the IBM over 4009 the middle and outer domains. The greatest difference occurred in the northwest region of the 4010 shelf in 2005 (Figure 9.5a) and over the southern region of the middle domain in 2010 (Figure 4011 9.5b). The IBM predicted higher growth in the shallow, well-mixed inner domain in both years. 172 4012 4013 Discussion 4014 This study demonstrates that warm and cold conditions in the EBS lead to spatial differences in 4015 zooplankton species composition, energy content, and abundance, which subsequently affect the 4016 feeding ecology and growth of juvenile pollock. Particularly, prey distribution and quality in 4017 combination with water temperatures create spatial patterns of increased growth potential (‘hot 4018 spots’) that vary with climate conditions. Spatial heterogeneity in growth conditions results from 4019 a combination of prey quality and quantity, water temperature, and metabolic costs, which may 4020 contribute to size-dependent fish survival and subsequent annual variability in recruitment. We 4021 provide evidence that a spatial mismatch between juvenile pollock and growth ‘hot spots’ in 2005 4022 is the mechanism that contributed to poor recruitment to age-1 while a higher degree of overlap in 4023 2010 resulted in 42% greater [33] recruitment to age-1. 4024 In the EBS, changes in oceanographic conditions can impact larval and juvenile fish 4025 distributions through front formation [34] and subsequent changes in drift trajectories [35]. The 4026 resultant variability in fish distributions relative to their prey during late summer and fall may be 4027 particularly important because the time period after the completion of larval development and 4028 before the onset of winter has been identified as a critical period for energy storage in juvenile 4029 pollock [22]. As the spatial distribution of fish, including spawning locations of adult walleye 4030 pollock, and zooplankton vary under alternate climate conditions, so do patterns in juvenile fish 4031 growth and recruitment success (Figure 9.6). Here, we find support for the argument that warm 4032 years produce smaller, less energy-rich prey and that this reduced prey quality, in combination 4033 with higher metabolic demands, results in lower growth of juvenile pollock. Conversely, cold 4034 years produce larger, more energy-rich prey which, when combined with lower metabolic 4035 demands, are favorable for juvenile pollock growth and survival. Thus, mechanisms responsible 4036 for controlling growing conditions during the critical pre-winter period can be linked to 4037 variability in recruitment. 4038 Projected declines in walleye pollock recruitment under changing climate conditions [11] 4039 do not account for adaptive behaviors or changes to phenology that could enable fish to maintain 4040 higher growth rates. The sensitivity analyses helped to identify when and where favorable growth 4041 conditions may occur under alternate climate conditions. In the bioenergetics model, varying fish 4042 size had a stronger effect on growth potential than changes in initial fish energy density. Larger 4043 fish have greater capacity for growth due to increased gape size, which allows them to take 173 4044 advantage of larger, more energy rich prey resources (e.g., euphausiids) prior to winter. The 4045 sensitivity analysis of increasing water temperatures showed weaker effects in the cold year of 4046 2010 because fish had a broader range of temperatures over which growth potential was relatively 4047 high (Figure 9.3), including warmer surface waters and a colder refuge in deeper waters that 4048 allows fish to conserve energy and avoid predation. In 2005, fish were near thermal limits based 4049 on temperature-dependent functions in the bioenergetics model; hence further increases in 4050 temperature are predicted to result in negative growth. Increasing available prey energy also had a 4051 stronger effect in the warm year of 2005 because metabolic demands were greater and mean prey 4052 energy density was lower than in 2010. 4053 The relative foraging rate was held constant at =1 across all bioenergetics model 4054 scenarios, but lower values would better reflect realistic foraging rates and could exacerbate 4055 thermal constraints on growth. To maintain positive growth rates at half of all the stations 4056 required relative foraging rates of =0.71 in 2005 and =0.57 in 2010. These values correspond 4057 to a 29% and 43% reduction in achieved growth relative to maximum growth potential and are 4058 similar to the mean differences between growth rates in the bioenergetics and IBM models (i.e., 4059 30% in 2005 and 46% in 2010), providing support of model agreement. A higher relative 4060 foraging rate was required in 2005 in order to achieve positive growth at half of all stations, 4061 similar to results based on larger juvenile and adult walleye pollock [25], indicating that juvenile 4062 pollock growth was more prey limited and constrained by temperature in 2005 than in 2010. 4063 Thus, a greater reduction in both achieved growth from the IBM relative to maximum growth 4064 potential and relative foraging rates was observed in 2010 compared to 2005. In 2010, 4065 zooplankton abundance was lowest in areas with higher concentrations of juvenile pollock 4066 predators, potentially indicating prey limitation. While our study was not designed to explicitly 4067 test this question, other research demonstrates that pollock do not have strong top-down control 4068 of euphausiid abundance in the eastern Bering Sea (P. Ressler, pers. comm.). 4069 The vertical behavior of modeled juvenile pollock in the IBM moderated predicted 4070 growth rates leading to differences across domains based on stratification. Smaller (i.e., younger) 4071 fish were predicted to move shallower in the water column to improve prey detection, which is 4072 dependent on eye development and light availability. Moving into the surface layer also exposed 4073 juvenile pollock to higher predation risk because of the stronger light intensity. In the middle and 4074 outer domains, once sufficient growth was attained, fish were predicted to move deeper to seek 4075 refuge from predation. While the models were run at all stations in both years, observed juvenile 174 4076 pollock abundances were concentrated over the middle and outer domains in 2005 and over small 4077 regions of the southern shelf and outer domain in 2010. Few fish were observed in the well-mixed 4078 inner domain, possibly due to reduced growth potential based on available prey energy or lack of 4079 stratification and predation refuge in deeper waters. Additionally, the inner front, which 4080 delineates the stratified middle domain from the well-mixed inner domain [34], may act as a 4081 barrier to juvenile pollock distribution [36]. 4082 Spatial patterns in juvenile pollock growth differed between models; these differences 4083 elucidate underlying mechanisms in feeding potential and ultimately the possible causes for 4084 growth ‘hot spots’ and variability in recruitment success between warm and cold climate 4085 conditions. The bioenergetics model uses biomass-weighted mean energy density of available 4086 prey, assuming fish feed proportional to what is available in the environment. The IBM is length- 4087 based and growth is dependent on available prey resources, light conditions, metabolism, 4088 development of the fish, and fish behavior. In the middle and outer domains where the water 4089 column is stratified, the bioenergetics model predicted higher growth than the IBM; the 4090 bioenergetics model allowed fish to feed at maximum consumption while the IBM indicated that 4091 fish moved deeper in the water column to conserve energy or avoid predation. In the inner 4092 domain, the IBM predicted higher growth; here juvenile pollock may opt to take advantage of 4093 available prey and warmer water temperatures to maximize growth because predator avoidance in 4094 deeper waters was not an option. 4095 Comparing the bioenergetics model and the IBM provided insights that could not be 4096 gained by either approach alone. For example, the bioenergetics model highlights the importance 4097 of differences in prey energy, a metric not included in the IBM, in determining spatial patterns of 4098 growth. On the other hand, the mechanistic feeding behavior implemented in the IBM highlights 4099 the role of prey size composition, the vertical distribution of prey, and the tradeoff between 4100 predator avoidance and maximizing growth. In practice, data requirements may limit the 4101 applicability of the IBM, whereas the bioenergetics model can be applied when less information 4102 on prey resources is available. Future research could benefit from including information on prey 4103 energy into IBMs to disentangle not only the importance of species composition, size 4104 composition, spatial distribution and abundance of prey, but also the importance of prey quality. 4105 Warm temperature conditions are predicted to result in reduced prey quality and low 4106 energy density of juvenile pollock in late summer [9,13]. Warmer water temperatures are 4107 associated with decreased growth [this study], resulting in lower overwinter survival and 175 4108 recruitment to age-1 [33]. The warm years of 2002-2005 had 67% lower average recruitment to 4109 age-1 relative to the cold years of 2008-2010, although variability during the cold years was very 4110 high with strong year classes in 2008 and 2010 separated by a weak 2009 cohort [33]. These 4111 findings agree with projected declines in recruitment of age-1 walleye pollock [11] under 4112 increased summer sea surface temperatures of 2°C predicted by 2050 [37]. Our results 4113 corroborate these previous studies and suggest that climate-driven increases in water temperature 4114 will have the largest effect on recruitment during anomalously warm years. 4115 This study provides evidence that climate-driven changes in prey dynamics can have 4116 ecosystem-level consequences via bottom-up control of fish populations in sub-arctic marine 4117 ecosystems. This work has improved our understanding of the mechanisms behind recruitment 4118 variability, in particular the underlying spatial patterns that drive relationships between prey 4119 availability, water temperature, growth, and survival. Our findings inform ongoing discussions of 4120 climate effects on predator-prey interactions and recruitment success of marine fishes. 4121 Acknowledgements 4122 We thank NOAA’s Bering Aleutian Salmon International Survey (BASIS) program for data 4123 collection and database management as well as the officers and crew of the R/V Oscar Dyson and 4124 F/V Sea Storm. The BASIS program is funded in part by the North Pacific Anadromous Fish 4125 Commission. MOCNESS data were provided from the PROBES (2004) and BEST-BSIERP 4126 (2009) surveys. This is NPRB publication #444 and BEST-BSIERP Bering Sea Project 4127 publication #111. T.K. was supported by the Norwegian Research Council project SWIM 4128 #13375. 4129 References 4130 1. Cushing DH (1990) Plankton production and year-class strength in fish populations – an 4131 update of the match mismatch hypothesis. Advances in Marine Biology 26: 249-293. 4132 2. Durant JM, Hjermann DO, Ottersen G, Stenseth NC (2007) Climate and the match or 4133 mismatch between predator requirements and resource availability. Climate Research 33: 4134 271-283. 4135 4136 4137 3. Edwards M, Richardson AJ (2004) Impact of climate change on marine pelagic phenology and trophic mismatch. Nature 430: 881-884. 4. Kristiansen T, Drinkwater KF, Lough RG, Sundby S (2011) Recruitment variability in North 4138 Atlantic cod and match-mismatch dynamics. PLOS ONE 6(3): e17456. 4139 doi:10.1371/journal.pone.0017456. 176 4140 5. Hunt GL Jr, Stabeno PJ, Walters G, Sinclair E, Brodeur RD, Napp JM, Bond NA (2002) 4141 Climate change and control of the southeastern Bering Sea pelagic ecosystem. Deep-Sea 4142 Research II 49: 5821-5853. 4143 6. Sogard SM, Olla BL (2000) Endurance of simulated winter conditions by age-0 walleye 4144 pollock: effects of body size, water temperature and energy storage. Journal of Fish Biology 4145 56: 1-21. 4146 7. Litzow MA, Bailey KM, Prahl FG, Heintz R (2006) Climate regime shifts and reorganization 4147 of fish communities: the essential fatty acid limitation hypothesis. Marine Ecology Progress 4148 Series 315: 1–11. 4149 8. Paul AJ, Paul JM (1998) Comparisons of whole body energy content of captive fasting age 4150 zero Alaskan Pacific herring (Clupea pallasi Valenciennes) and cohorts over-wintering in 4151 nature. Journal of Experimental Marine Biology and Ecology. 226: 75–86. 4152 9. Hunt GL Jr, Coyle KO, Eisner L, Farley EV, Heintz R, Mueter FJ, Napp JM, Overland JE, 4153 Ressler PH, Salo S, Stabeno PJ (2011) Climate impacts on eastern Bering Sea foodwebs: A 4154 synthesis of new data and an assessment of the Oscillating Control Hypothesis. ICES Journal 4155 of Marine Sciences 68(6): 1230-1243. 4156 4157 10. Beaugrand G, Brander KM, Lindley JA, Souissi S, Reid PC (2003) Plankton effect on cod recruitment in the North Sea. Nature 426: 661-664. 4158 11. Mueter FJ, Bond NA, Ianelli JN, Hollowed AB (2011) Expected declines in recruitment of 4159 walleye pollock (Theragra chalcogramma) in the eastern Bering Sea under future climate 4160 change. ICES Journal of Marine Science 68: 1284–1296. 4161 12. Stabeno PJ, Kachel NB, Moore SE, Napp JM. Sigler M, Yamaguchi A, Zerbini AN (2012) 4162 Comparison of warm and cold years on the southeastern Bering Sea shelf and some 4163 implications for the ecosystem. Deep-Sea Research II 65-70: 31-45. 4164 13. Heintz RA, Siddon EC, Farley EV Jr, Napp JM (In press) Correlation between recruitment 4165 and fall condition of age-0 walleye pollock (Theragra chalcogramma) from the eastern Bering 4166 Sea under varying climate conditions. Deep-Sea Research II. 4167 14. Coyle KO, Eisner LB, Mueter FJ, Pinchuk AI, Janout MA, Cieciel KD, Farley EV, Andrews 4168 AG (2011) Climate change in the southeastern Bering Sea: impacts on pollock stocks and 4169 implications for the Oscillating Control Hypothesis. Fisheries Oceanography 20(2): 139-156. 4170 15. Farley EV, Murphy JM, Wing BW, Moss JH, Middleton A (2005) Distribution, migration 4171 pathways, and size of western Alaska juvenile salmon along the eastern Bering Sea shelf. 4172 Alaska Fishery Research Bulletin 11: 15-26. 177 4173 16. Ciannelli L, Brodeur RD, Buckley TW (1998) Development and application of a 4174 bioenergetics model for juvenile walleye pollock. Journal of Fish Biology 52: 879-898. 4175 17. Kristiansen T, Lough RG, Werner FE, Broughton EA, Buckley LJ (2009) Individual-based 4176 modeling of feeding ecology and prey selection of larval cod on Georges Bank. Marine 4177 Ecolology Progress Series 376: 227-243. 4178 18. Buchheister A, Wilson MT (2005) Shrinkage correction and length conversion equations for 4179 Theragra chalcogramma, Mallotus villosus, and Thaleichthys pacificus. Journal of Fish 4180 Biology 67: 541-548. 4181 19. Moss JH, Farley EV Jr, Feldmann AM, Ianelli JN (2009) Spatial distribution, energetic 4182 status, and food habits of eastern Bering Sea age-0 walleye pollock. Transactions of the 4183 American Fisheries Society 138: 497-505. 4184 20. Volkov AF, Efimkin AY, Kuznetsova NA (2007) Characteristics of the plankton community 4185 of the Bering Sea and several regions of the North Pacific in 2002 – 2006. Izvestiya 4186 Tikhookeanskiy Nauchno-Issledovatelskiy Institut Rybnogo Khozyaystva I Okeanografiy 4187 151: 338–364 (in Russian). 4188 21. Coyle KO, Pinchuk AI, Eisner LB, Napp JM (2008) Zooplankton species composition, 4189 abundance and biomass on the eastern Bering Sea shelf during summer: the potential role of 4190 water column stability and nutrients in structuring the zooplankton community. Deep Sea 4191 Research II 55: 1755–1791. 4192 22. Siddon EC, Heintz RA, Mueter FJ (2013) Conceptual model of energy allocation in walleye 4193 pollock (Theragra chalcogramma) from age-0 to age-1 in the southeastern Bering Sea. Deep- 4194 Sea Research II. http://dx.doi.org/10.1016/j.dsr2.2012.12.007. 4195 23. Kitchell JF, Stewart DJ, Weininger D (1977) Applications of a bioenergetics model to perch 4196 (Perca flavescens) and walleye (Stizostedion vitreum). Journal of the Fisheries Research 4197 Board of Canada 34: 1922–1935. 4198 4199 4200 24. Ney JJ (1990) Trophic economics in fisheries: assessment of demand–supply relationships between predators and prey. Reviews in Aquatic Sciences 2:55–81. 25. Holsman KK, Aydin K (In prep) Comparative field and bioenergetics-based methods for 4201 evaluating climate change impacts on the foraging ecology of Alaskan walleye pollock 4202 (Theragra chalcogramma), Pacific cod (Gadus macrocephalus), and arrowtooth flounder 4203 (Atheresthes stomias). 4204 4205 26. Hanson P, Johnson T, Schindler D, Kitchell J (1997) Fish Bioenergetics 3.0. Madison, WI: University of Wisconsin Sea Grant Institute. 178 4206 27. Chesson J (1978) Measuring preference in selective predation. Ecology 59: 211-215. 4207 28. Kristiansen T, Fiksen Ø, Folkvord A (2007) Modelling feeding, growth, and habitat selection 4208 in larval Atlantic cod (Gadus morhua): observations and model predictions in a macrocosm 4209 environment. Canadian Journal of Fisheries and Aquatic Sciences 64: 136-151. 4210 4211 4212 4213 4214 29. Fiksen O, MacKenzie BR (2002) Process-based models of feeding and prey selection in larval fish. Marine Ecology Progress Series 243: 151–164. 30. Munk P (1997) Prey size spectra and prey availability of larval and small juvenile cod. Journal of Fish Biology 51(Suppl A): 340–351. 31. Buchheister A, Wilson MT, Foy RJ, Beauchamp DA (2006) Seasonal and geographic 4215 variation in condition of juvenile walleye pollock in the western Gulf of Alaska. Transactions 4216 of the American Fisheries Society 135: 897-907. 4217 32. Peck MA, Buckley LJ, Bengtson DA (2006) Effects of temperature and body size on the 4218 swimming speed of larval and juvenile Atlantic cod (Gadus morhua): implications for 4219 individual-based modelling. Environmental Biology of Fishes 75: 419–429. 4220 33. Ianelli JN, Honkalehto T, Barbeaux S, Kotwicki S, Aydin K, Williamson N (2012) 4221 Assessment of the walleye pollock stock in the Eastern Bering Sea. In: Stock assessment and 4222 fishery evaluation report for the groundfish resources of the Bering Sea/Aleutian Islands 4223 regions. North Pacific Fishery Management Council, 605 W. 4th Ave., Suite 306, Anchorage, 4224 AK 99501. 106 pp. 4225 34. Kachel NB, Hunt GL Jr, Salo SA, Schumacher JD, Stabeno PJ, Whitledge TE (2002) 4226 Characteristics and variability of the inner front of the southeastern Bering Sea. Deep-Sea 4227 Research II 49: 5889–5909. 4228 35. Duffy-Anderson JT, Busby MS, Mier KL, Deliyanides CM, Stabeno PJ (2006) Spatial and 4229 temporal patterns in summer ichthyoplankton assemblages on the eastern Bering Sea shelf 4230 1996–2000. Fisheries Oceanography 15: 80–94. 4231 36. Logerwell EA, Duffy-Anderson JT, Wilson M, McKelvey D (2010) The influence of pelagic 4232 habitat selection and interspecific competition on productivity of juvenile walleye pollock 4233 (Theragra chalcogramma) and capelin (Mallotus villosus) in the Gulf of Alaska. Fisheries 4234 Oceanography 19: 262-278. 4235 37. Hollowed AB, Bond NA, Wilderbuer TK, Stockhausen WT, A'mar ZT, Beamish RJ, 4236 Overland JE, Schirripa MJ (2009) A framework for modelling fish and shellfish responses to 4237 future climate change. ICES Journal of Marine Science 66: 1584–1594. 4238 179 4239 Table 9.1. Main prey taxa included in the models for 2005 and 2010. Prey items cumulatively 4240 accounting for at least 90% of the diet by % volume and individually accounting for at least 2% 4241 of the diet by % volume were included. Prey taxa common to both years are shown in bold. 2005 Taxa 2010 Individ Cum % Vol % Vol Limacina helicina 26.33 Pseudocalanus sp. 26.04 Oikopleura sp. Taxa Individ Cum % Vol % Vol Limacina helicina 35.45 52.4 Thysanoessa inermis 27.08 62.5 11.86 64.2 Calanus marshallae 13.87 76.4 Centropages abdominalis 8.98 73.2 Neocalanus cristatus 4.84 81.2 Thysanoessa raschii 8.48 81.7 Thysanoessa inspinata 3.16 84.4 Thysanoessa sp. 4.63 86.3 Thysanoessa raschii 3.09 87.5 Acartia clause 3.40 89.7 Neocalanus plumchrus* 2.98 90.5 Calanus marshallae 1.71 91.4 Eucalanus bungii 2.95 93.4 4242 *Neocalanus plumchrus was not identified in the 2010 bongo data, but did occur in the Juday 4243 data (small-mesh; not quantitative for large zooplankton taxa). Due to the absence in the bongo 4244 data, N. plumchrus was excluded from further analyses. 4245 180 4246 Table 9.2. Parameter definitions and values used in the bioenergetics model to estimate maximum 4247 growth potential (g•g-1•d-1) of juvenile walleye pollock. Parameters were used as inputs to the 4248 bioenergetics model described in [16]. Parameter Definition (units) C Consumption (g•g-1•d-1) Relative foraging rate O2 cal Value Reference 0-1 a Activity multiplier; convert g O2 g prey 13560 a Intercept of the allometric function for C 0.119 a Slope of the allometric function for C -0.46 a Qc Temperature dependent coefficient 2.6 b Tco Optimum temperature for consumption 10 b Tcm Maximum temperature for consumption 15 b R Respiration (g O2•g-1•day-1) Ar Intercept of the allometric function for R 0.0075 b Br Slope of the allometric function for R -0.251 b Qr Temperature dependent coefficient 2.6 b Tro Optimum temperature for respiration 13 b Trm Maximum temperature for respiration 18 b Ds Proportion of assimilated energy lost to Specific Dynamic 0.125 b 2 b 0.15 b 0.11 b Action 4249 Am Multiplier for active metabolism F Egestion Fa Proportion of consumed energy U Excretion Ua Proportion of assimilated energy a [25]; b [16] 181 4250 Table 9.3. Summary of sensitivity analyses for the bioenergetics model in 2005 and 2010 4251 showing the minimum (min), mean, and maximum (max) growth potential over all stations. Base 4252 values are predicted maximum growth potential (g•g-1•d-1) of juvenile pollock from the base 4253 model scenarios (W=2.5 g, Temp=average temperature in upper 30 m, 4254 density, v2005 = 3.92 kJ•g-1; v2010 = 5.29 kJ•g-1). All other values denote the change in growth rate 4255 resulting from indicated changes in inputs; therefore (-) effects indicate that varied conditions 4256 resulted in lower predicted growth and vice versa. Pooled standard deviations (SDs) for each 4257 parameter were calculated across stations after removing the annual means. W and vt are constant 4258 values applied across all station, so changes (± 1 SD) act as a scalar and result in similar spatial 4259 patterns across the area. Temperature and k vary across stations. h =1.0, k =prey energy 2005 Parameter SD Base 2010 min mean max min mean max -0.0056 0.0146 0.0291 0.0069 0.0172 0.0272 W + 1 SD 0.935 -0.0056 -0.0041 -0.0017 -0.0052 -0.0037 -0.0023 W – 1 SD 0.935 0.0034 0.0076 0.0103 0.0041 0.0068 0.0094 Temp + 1 SD 1.75 -0.0227 -0.0053 0.0017 -0.0071 -0.0007 0.0018 Temp – 1 SD 1.75 -0.0028 0.0018 0.0129 -0.0026 0.0008 0.003 k + 1 SD 497.5 0.0046 0.0061 0.0065 0.0032 0.0044 0.0048 k – 1 SD 497.5 -0.0065 -0.0061 -0.0046 -0.0048 -0.0044 -0.0032 vt + 1 SD 395.93 -0.0027 -0.0013 0.0005 -0.0019 -0.0012 -0.0005 vt – 1 SD 395.93 -0.0006 0.0016 0.0033 0.0006 0.0014 0.0022 4260 4261 182 4262 Table 9.4. Summary of sensitivity analyses for the IBM model in 2005 and 2010 showing the 4263 minimum (min), mean, and maximum (max) growth potential and depth (m) over all stations. 4264 Base values are predicted growth (g•g-1•d-1) and depth (m) of juvenile pollock from the base 4265 model scenarios (W=2.5 g, zooplankton prey distributed according to vertical profiles). All other 4266 values are predicted changes in growth and depth. Negative changes in depth indicate a shallower 4267 distribution; positive values indicate a deeper distribution. Weight is a constant value applied 4268 across all station, so varying the parameter acts as a scalar and results in similar spatial patterns 4269 across the area. The effect of applying a uniform distribution of zooplankton prey with depth 4270 varies across stations. 2005 Parameter Base W (2.0 g) Prey distribution 2010 min mean max min mean max Growth 0.0062 0.0102 0.0121 0.0055 0.0092 0.0123 Depth 10 44.2 80.9 15 47.4 93 Growth 0.004 0.0184 0.0512 0.002 0.0068 0.0254 Depth -30.5 -2.6 0.14 -43.3 -2.4 21.7 Growth -0.0009 0.005 0.0058 -0.0034 0.001 0.0064 Depth -21.4 2.1 15.8 -42.9 -1.8 35.2 (Uniform) 4271 183 4272 4273 Figure 9.1. Log(CPUE) of juvenile walleye pollock collected in surface trawls in 2005 (a) and 4274 2010 (b). Circle size is proportional to catch (#•m-2) at each station; note difference in scale 4275 between years. Stations with zero catch () are shown on white background. Log of total 4276 zooplankton abundance (#•m-3) for the main prey taxa is shown for 2005 (c) and 2010 (d). Circle 4277 size is proportional to the abundance of zooplankton within the optimal size range for 65 mm SL 4278 juvenile pollock (5-8% of fish length); note difference in scale between years. Biomass-weighted 4279 mean energy density (ED) of available zooplankton prey is shown for 2005 (e) and 2010 (f). 184 4280 4281 Figure 9.2. Predicted growth (g•g-1•d-1) of juvenile walleye pollock from the bioenergetics model. 4282 Top panel (a and b) shows growth under the base model scenarios for 2005 and 2010 (W=2.5 g, 4283 Temp=average temperature in upper 30 m, 4284 v2010 = 5.29 kJ•g-1). Middle panel (c and d) shows changes in predicted growth when temperature 4285 is increased by 1 standard deviation (SD). Predicted growth could not be estimated at one station 4286 in 2005 (c) in the inner domain under increased temperatures because the water temperature in 4287 the upper 30 m was greater than 15 ºC (Tcm = 15 ºC in the model). Lower panel (e and f) shows 4288 changes in predicted growth when prey energy density is increased by 1 SD. Spatial plots of 4289 predicted growth when parameters are decreased by 1 SD are not shown, but can be visualized by 4290 subtracting the anomalies (lower two panels) from the base scenario plots (top panel). h =1.0, k =prey energy density, v2005 = 3.92 kJ•g-1; 185 4291 4292 Figure 9.3. Predicted growth (g•g-1•d-1) of juvenile walleye pollock interpolated over the range of 4293 observed temperatures and prey energy density values across both 2005 and 2010, providing a 4294 continuous scale of growth over a broad range of possible environmental and biological 4295 scenarios. The observed fish energy density was higher in 2010 (v2010 = 5.29 kJ•g-1; used in plot 4296 shown); therefore this interpolation demonstrates the range of predicted growth for fish with high 4297 energy density. Temperatures included 0-16 °C to show possible range under variable climate 4298 conditions. The dashed rectangle encompasses the range of temperatures and prey energy density 4299 values observed in 2005; solid rectangle encompasses values in 2010. Points are shown for 4300 average temperature and prey energy density conditions in 2005 and 2010. Predicted growth 4301 above 15 °C was not possible (black) because the bioenergetics model has a temperature 4302 threshold of 15 °C. 4303 186 4304 4305 Figure 9.4. Predicted growth (g•g-1•d-1) and average depth (m) of juvenile walleye pollock from 4306 the IBM. Top panel shows growth (a and c) and average depth (b and d) under the base model 4307 scenarios for 2005 and 2010 (W=2.5 g, zooplankton prey distributed according to vertical 4308 profiles). Middle panel shows changes in predicted growth (e and g) and average depth (f and h) 4309 for 2.0 g fish, highlighting the relative importance of fish size (relative to 2.5 g) and water 4310 temperature between years. Lower panel shows changes in predicted growth (i and k) and average 4311 depth (j and l) when uniform vertical distributions of prey are implemented, highlighting the 4312 effect of zooplankton diel vertical distribution and migrations on juvenile walleye pollock prey 4313 selection. Negative changes in depth indicate a shallower distribution; positive values indicate a 4314 deeper distribution. 4315 187 4316 4317 Figure 9.5. Difference in predicted growth (g•g-1•d-1) of juvenile walleye pollock between the 4318 bioenergetics model and the IBM for 2005 (a) and 2010 (b). Areas of positive differences indicate 4319 where maximum growth potential from the bioenergetics model was higher than predicted growth 4320 from the IBM. 4321 188 4322 4323 Figure 9.6. Conceptual figure of the spatial relationship between juvenile fish abundance (yellow) 4324 and zooplankton prey availability (blue). Where these areas overlap (green), juvenile fish are 4325 predicted to have higher growth rates and increased survival. Under warm climate conditions, 4326 there is reduced spatial overlap between juvenile fish and prey availability, resulting in lower 4327 overwinter survival and recruitment success to age-1. In colder conditions, increased spatial 4328 overlap between juvenile fish and prey availability results in increased overwinter survival and 4329 recruitment to age-1. 189 4330 Supporting Information: 4331 Comparison of observed and predicted prey preferences 4332 Methods 4333 Stomach contents of juvenile pollock (<100 mm SL) were identified from selected stations across 4334 the eastern Bering Sea shelf to compare observed diet composition, model-predicted diets, and 4335 available prey. Chesson’s prey preference index [1] was calculated for the main prey taxa in each 4336 year and compared to the individual-based model (IBM) estimates of prey preference at 4337 corresponding stations. Chesson’s index (i) for a given prey taxon i is the ratio between ingested 4338 prey items (ri) and the frequency of their occurrence in the environment (ni), standardized by the 4339 sum of the ratios over all m prey types: 4340 ri n ai = m i rj S j =1 n j 4341 The standardization implies that neutral selection (neu) corresponds to 1/m and a specific prey 4342 item or group was actively selected if the index is > a neu , as they appear more frequently in the 4343 diet than their abundance in the environment would suggest. To calculate Chesson’s index for 4344 observed diets, % volume in the diet was used as a proxy for biomass consumed (ri) relative to 4345 prey biomass in the environment (ni). 4346 Chesson’s prey preference indices for main prey taxa in each year, based on observed and 4347 predicted diets, were compared at each station for which observed diet, predicted diet, and 4348 zooplankton composition was available and where at least 90% of the observed prey taxa (by % 4349 volume) were accounted for in the zooplankton data (n=7 in 2005; n=9 in 2010). Zooplankton 4350 samples that did not include a known prey item were not considered for this analysis because the 4351 lack of a known prey item in zooplankton samples collected at the same station suggests that the 4352 sample is not representative of prey availability due to small-scale patchiness, or indicates a 4353 spatial and/or temporal mismatch between where captured juvenile pollock were foraging and 4354 where samples were collected. To compare observed (obs) and predicted (pre) prey preferences, 4355 we computed differences between these prey preferences relative to neutral selection: 4356 iobs / neu ipre / neu Eq. 1 Eq. 2 190 4357 and averaged them across all stations within each year, as well as by domain (i.e., inner: 0-50 m 4358 isobath, middle: 50-100 m isobath, and outer: 100-200 m isobath). 4359 Results and Discussion 4360 Modeled diets from the IBM were comparable to observed diets from the 2005 and 2010 surveys 4361 (Fig. 9. S1; most differences overlap zero), indicating that the model may adequately capture 4362 predator-prey dynamics. Relatively small differences between observed and predicted prey 4363 preference were consistent across domains in both years. Limacina helicina, the predominant 4364 component of diets across years, was more prevalent in observed diets (except in the inner 4365 domain south of 60 ºN in 2005), as was Thysanoessa raschii. Modeled diets, however, 4366 consistently overestimated consumption of Calanus marshallae and Eucalanus bungii (2010 4367 only) across domains. 4368 Shifts in C. marshallae abundance between warm and cold years in the EBS have been proposed 4369 as a major contributor to differences in juvenile pollock condition and survival [2]. However, 4370 observed diets of juvenile pollock (<100 mm SL) in 2005 and 2010 do not reflect its relative 4371 importance to growth because C. marshallae was less prevalent than expected. Greater 4372 prevalence of specific prey items in observed diets (e.g., Centropages abdominalis in 2005) 4373 indicates that the IBM model underestimates the ability of juvenile pollock to detect, capture, and 4374 ingest that prey item. Alternatively, the prey could have been more abundant in the areas where 4375 juvenile pollock were feeding than in the area sampled by the bongo and/or Juday net due to 4376 patchiness. Differences between observed and predicted diets may also be explained by prey 4377 escape behaviors or size-selectivity by juvenile pollock that is more complex than the prey 4378 selection component of the IBM [3]. Juvenile pollock collected in late-summer likely feed more 4379 heavily in surface waters during crepuscular or nighttime periods [4], moving deeper during the 4380 daytime, while observed diets for this study were sampled from daytime surface hauls. However, 4381 the spatial and temporal disconnect between where juvenile pollock feed and were collected for 4382 diet analyses likely did not affect our results as previous work has shown that proportional diet 4383 compositions do not vary between day and night [4,5] and the IBM integrates predicted diets over 4384 24 hours, encompassing diel vertical patterns. 4385 4386 4387 191 4388 References 4389 1. Chesson J (1978) Measuring preference in selective predation. Ecology 59: 211-215. 4390 2. Coyle KO, Eisner LB, Mueter FJ, Pinchuk AI, Janout MA, Cieciel KD, Farley EV, Andrews 4391 AG (2011) Climate change in the southeastern Bering Sea: impacts on pollock stocks and 4392 implications for the Oscillating Control Hypothesis. Fisheries Oceanography 20(2): 139-156. 4393 3. Petrik CM, Kristiansen T, Lough RG, Davis CS (2009) Prey selection of larval haddock and 4394 cod on copepods with species-specific behavior: a model-based analysis. Marine Ecology 4395 Progress Series 396: 123-143. 4396 4. Brodeur RD, Wilson MT, Ciannelli L (2000) Spatial and temporal variability in feeding and 4397 condition of age-0 walleye pollock (Theragra chalcogramma) in frontal regions of the Bering 4398 Sea. ICES Journal of Marine Science 57: 256–264. 4399 5. Schabetsberger R, Brodeur RD, Ciannelli L, Napp JM, Swartzman GL (2000) Diel vertical 4400 migration and interaction of zooplankton and juvenile walleye pollock (Theragra 4401 chalcogramma) at a frontal region near the Pribilof Islands, Bering Sea. ICES Journal of 4402 Marine Science 57: 1283–1295. 192 4403 Table 9.S1. Stage, sampling gear, length range, width, biomass (g, wet weight), and energy density (kJ•g-1, wet weight) values for the main prey 4404 items of juvenile walleye pollock in late summer 2005 and 2010. Biomass estimates were obtained during processing of the zooplankton samples 4405 from 2005 (warm) and 2010 (cold) (NA=stage was not collected); energy density values were obtained from zooplankton collected in the eastern 4406 Bering Sea during 2004 (warm) and 2010 (cold). Single estimates of energy density (shown in bold) were used when year-specific information 4407 was not available for individual taxa. 4408 Species Stage Gear Length range Width (mm) (mm TL) Warm Cold Biomass (g WW) Biomass (g WW) Warm Energy Density (kJ•g-1 WW) Acartia clausi A Juday 0.25 – 1.4a 0.22b 3.5 E-05 AF Juday 0.8 – 1.4 a 0.29 b NA 4.5 E-05 AM Juday 0.8 – 1.2 a 0.27 b NA 2.5 E-05 A Juday 0.25 – 0.93 a 0.16 b 1.85 E-05 1.9 E-05 I Juday 0.25 – 0.42 a 0.09 b NA II III Juday Juday 0.42 – 0.51 a 0.51 – 0.65 a 0.12 b 0.16 b Energy Density (kJ•g-1 WW) 3.816 c 4.1 E-06 Length range for A. clausi 9.4 E-06 Length range for A. clausi 1.7 E-05 Length range for A. clausi NA NA 193 Comments 3.5 E-05 3.816c Acartia sp. Cold IV V Calanus marshallae Centropages abdominalis AF Juday Juday Bongo 0.65 – 0.76 a 0.76 – 0.93 a 3.2 – 4.2 a 0.19 b 0.23 b 1.0 E-05 2.5 E-05 Length range for A. clausi 4.0E-05 Length range for A. clausi 2.7 E-05 0.78d 0.003 0.002 AM Bongo 3.5 – 4 a 1.0e 0.0026 0.0017 I Bongo 0.5 – 0.7 a 0.16 e 5.25 E-05 5.25 E-05 II Bongo 1.2 – 1.5 a 0.36 e 9.19 E-05 1.33 E-04 III Bongo 1.6 – 2.3 a 0.68 d 1.9 E-04 2.7 E-04 I-III Bongo 0.5 – 2.3 a 0.37 e 1.13 E-04 2.2 E-04 IV Bongo 2.3 – 2.6 a 0.69 d 5.82 E-04 5.24 E-04 V Bongo 2.8 – 3.8 a 0.73 d 0.002 0.0016 A Juday 0.3 – 2.1 a 0.36h 7.49 E-05 5.73 E-05 AF Juday 1.6 – 2.1 a 0.53 h 1.61 E-4 1.36 E-4 AM Juday 1.5 a 0.5 h 9.14 E-05 1.16 E-4 C Juday 1.13 a 0.5 h 2.33 E-05 2.33 E-05 I Juday 0.3 a 0.16 h NA 2.92 E-05 II Juday 0.38 a 0.22 h NA 1.5 E-05 III Juday 0.5 a 0.29 h 1.32 E-05 2.82 E-05 I-III Juday 0.33 a 0.17 h NA 9.1 E-06 194 5.325f 5.732g 3.843i 3.843 i Eucalanus bungii Limacina helicina Neocalanus cristatus IV Juday 0.65 a 0.39 h NA 4.25 E-05 V Juday 0.85 a 0.5 h 8.55 E-05 6.89 E-05 A Bongo 4.8 – 8 a 1.7e 0.0023 8.67 E-05 AF Bongo 6 – 8a 1.86 e 0.0086 0.0086 AM Bongo 4.8 – 5.5 a 1.37 e 0.0031 0.0041 I Bongo 1.3 – 1.6 a 0.39 e 4.5 E-05 5.3 E-05 II Bongo 2 – 2.2 a 0.56 e 1.96 E-4 1.56 E-4 III Bongo 2.9 – 3 a 0.79 e 4.92 E-4 2.66 E-4 I-III Bongo 1.3 – 3 a 0.57 e 2.44 E-04 8.41 E-4 IV Bongo 3.36 – 3.8 a 0.95 e 0.0011 0.0009 V Bongo 4.5 – 5.2 a 1.29 e 0.0027 0.0034 XS Bongo 0.1 – 0.5l 0.3 l NA 6.93 E-05 S Bongo 0.5 – 2 l 1.25 l 9.40 E-05 1.58 E-4 M Bongo 2 – 4l 3l 3.71 E-4 8.29 E-4 L Bongo 4 - 10 l 7l 0.0026 0.0045 AF Bongo 8.5 – 10.4a 2.5 e NA 0.0137 III Bongo 3.2 a 0.85 e 8.83 E-4 0.0013 IV Bongo 4.9 – 5.3 a 1.36 e 0.0059 0.0025 V Bongo 7.1 – 8.9 a 2.13 e 0.019 0.015 195 3.916j 4.194k 2.51m 2.766g 3.253n 3.39g N. plumchrus V Bongo 4.1 – 5.2 a 1.24 e 0.00395 0.0041 4.207o 4.676g Oikopleura sp. A Bongo 0.1 – 0.6p 0.35 p 1.73 E-4 1.7 E-4 4.076q 4.025r Pseudocalanus spp. A Juday 0.65 – 1.2s 0.29 d t t Thysanoessa inermis 4.44 E-05 3.6 E-05 AF Juday 1.05 – 2.27 s 0.42 d 8.27 E-05 8.01 E-05 AM Juday 0.91 – 1.74 s 0.35b 4.13 E-05 5.42 E-05 I Juday 0.5 – 0.7 s 0.16 b NA 5.98 E-06 II Juday 0.65 – 0.8 s 0.19 b 1.01 E-05 1.08 E-05 III Juday 0.8 – 1 s 0.24 b 1.26 E-05 2.0 E-05 I-III Juday 0.5 – 1 s 0.2 b NA 1.01 E-05 IV Juday 1 – 1.2 s 0.3 d 3.06 E-05 3.19 E-05 V Juday 1.2 – 1.5 s 0.37 d 8.89 E-05 4.93 E-05 II-V Juday 0.65 – 1.5 s 0.29 d 3.55 E-05 2.8 E-05 A Bongo 10.1 – 29.2u 2.4 d NA 0.083 3.951 3.951 4.99m 4.99 m AF Bongo 10.1 – 29.2 u 2.4 d AM Bongo 10.1 – 29.2 u 2.4 d 0.069 NA J Bongo 8.5 – 13.8 u 1.4 d NA 0.011 J (L) Bongo 11.1 – 13.8 u 1.5 d 0.061 0.11 J (S) Bongo 8.5 – 11.1 u 1.2 d 0.011 0.024 T. inspinata J Bongo 12 – 17v 2.2w 0.0012 0.0128 4.99x 4.99x T. raschii A Bongo 7 – 29.1y 3.3 d 0.006 NA 4.308aa 5.231g 0.10 196 Length range for P. moultoni AF Bongo 7 – 29.1 y 3.3 d 0.077 0.0903 AM Bongo 15.3 – 20.2z 2.7 d 0.046 0.088 J Bongo 7.4 – 8.4 z 1.45 d 0.005 0.0117 J (L) Bongo 7.9 – 8.4 z 1.5 d 0.0476 0.0936 J (S) Bongo 7.4 – 7.9 z 1.4 d 0.0089 0.0059 4409 a [1]; b Estimated width = 26.7% of length (based on Pseudocalanus sp. relationship); c Energy density estimated from % lipid (2.25% wet weight 4410 assuming 80% moisture [2]) using the regression relationship: ED = (0.4098•% lipid) + 19.287; d E. Fergusson, NOAA/AFSC, unpublished data; e 4411 Estimated width = 26.6% of length (based on C. marshallae relationship); f Energy density estimated from % lipid (10.5%; R. Heintz, 4412 NOAA/AFSC, unpublished data); g R. Heintz, NOAA/AFSC, unpublished data; h [3]; i Energy density estimated from % lipid (2.6% wet weight 4413 [4]); j Energy density estimated from % lipid (3.55%; R. Heintz, NOAA/AFSC, unpublished data); k Energy density estimated as 7.1% higher in 4414 cold years (based on copepod data; [this study]); l C. Stark, UAF, unpublished data; m 2006 collection (R. Heintz, NOAA/AFSC, unpublished 4415 data); n Energy density estimated from % lipid (5.85%; R. Heintz, NOAA/AFSC, unpublished data); o Energy density estimated from % lipid 4416 (6.83%; R. Heintz, NOAA/AFSC, unpublished data); p Trunk length/width [5]; q Energy density estimated from % lipid of Chaetognatha (2.67%; 4417 R. Heintz, NOAA/AFSC, unpublished data); r Energy density estimated from % lipid of Chaetognatha (2.04%; R. Heintz, NOAA/AFSC, 4418 unpublished data); s [6]; t Energy density estimated from % lipid (4% wet weight [7]); u Carapace width from [8]; converted to TL using equations 4419 from [9]; v Length range of ‘spineless’ T. longipes [10]; w Estimated width as 15% of length; x Used energy density of T. inermis; y Minimum size 4420 for T. inermis and maximum size for T. spinifera [8]; converted to TL using equations from [9]; z Minimum size for T. inermis and maximum size 4421 for T. spinifera [11]; converted to TL using equations from [9]; aa Energy density estimated as 17.65% higher in cold years (R. Heintz, 4422 NOAA/AFSC, unpublished data). 197 4423 Table 9.S2. Component equations of the bioenergetics model used to estimate maximum growth potential 4424 (g•g-1•d-1) of juvenile walleye pollock. Consumption C = a × W b × f (T)× h f (T) = V X × e(X ×(1-V )) V = (Tcm - T)/(Tcm - Tco ) X = (Z 2 × (1+ (1+ 40 /Y)0.5 )2 /400 Z = ln(Qc )× (Tcm - Tco ) Y = ln(Qc )× (Tcm - Tco + 2) Respiration R = (Ar × W Br × f (T)× Am × 13560) + (Ds × (C - F)) f (T) = V X × e(X ×(1-V )) V = (Trm - T)/(Trm - Tro ) X = (Z 2 × (1+ (1+ 40 /Y)0.5 )2 ) /400 Z = ln(Qr )× (Trm - Tro ) Y = ln(Qr )× (Trm - Tro + 2) Egestion F = Fa × C Excretion U Ua (C F) 4425 4426 4427 References 4428 1. Gardner GA, Szabo I (1982) British Columbia pelagic marine copepoda: an identification manual and 4429 annotated bibliography. Canadian Special Publication of Fisheries and Aquatic Sciences 62. 536 p. 4430 2. Yamamoto T, Teruya K, Hara T, Hokazono H, Hashimoto H, Suzuki N, Iwashita Y, Matsunari H, 4431 Furuita H, Mushiake K (2008) Nutritional evaluation of live food organisms and commercial dry 4432 feeds used for seed production of amberjack Seriola dumerili. Fisheries Science 74: 1096-1108. 198 4433 3. Lough RG, Buckley LJ, Werner FE, Quinlan JA, Edwards KP (2005) A general biophysical model of 4434 larval cod (Gadus morhua) growth applied to populations on Georges Bank. Fisheries Oceanography 4435 14: 241-262. 4436 4437 4438 4439 4440 4441 4442 4443 4. Lee RF, Hagen W, Kattner G (2006) Lipid storage in marine zooplankton. Marine Ecology Progress Series 307: 273-306. 5. Tomita M, Ikeda T, Shiga N (1999) Production of Oikopleura longicauda (Tunicata: Appendicularia) in Toyama Bay, southern Japan Sea. Journal of Plankton Research 21(12): 2421-2430. 6. Frost BW (1989) A taxonomy of the marine calanoid copepod genus Pseudocalanus. Canadian Journal of Zoology 67: 525-551. 7. Peters J (2006) Lipids in key copepod species of the Baltic Sea and North Sea – implications for life cycles, trophodynamics and food quality. PhD Dissertation. University of Bremen. 177 p. 4444 8. Pinchuk AI, Coyle KO (2008) Distribution, egg production and growth of euphausiids in the vicinity 4445 of the Pribilof Islands, southeastern Bering Sea, August 2004. Deep-Sea Research II 55: 1792-1800. 4446 9. Pinchuk AI, Hopcroft RR (2007) Seasonal variations in the growth rates of euphausiids (Thysanoessa 4447 inermis, T. spinifera, and Euphausia pacifica) from the northern Gulf of Alaska. Marine Biology 151: 4448 257-269. 4449 10. Kathman RD, Austin WC, Saltman JC, Fulton JD (1986) Identification manual to the Mysidacea and 4450 Euphausiacea of the northeast Pacific. Canadian Special Publications of Fisheries and Aquatic 4451 Sciences 93. 411 p. 4452 11. Falk-Petersen S (1985) Growth of the euphausiids Thysanoessa inermis, Thysanoessa raschii, and 4453 Meganyctiphanes norvegica in a subarctic fjord, North Conway. Canadian Journal of Fisheries and 4454 Aquatic Sciences 42: 14-22. 199 4455 4456 Figure 9.S1. Eastern Bering Sea with locations of sampling stations at which the bioenergetics model and 4457 IBM were run in 2005 (•) and 2010 (). The Monte Carlo Station () is the representative station used 4458 for Monte Carlo simulations. Depth contours are shown for the 50 m, 100 m, and 200 m isobaths. 4459 200 4460 4461 Figure 9.S2. Water temperatures interpolated across all stations (•) sampled by the CTD. Top panel shows 4462 the mean temperature in the upper 30 m of the water column in 2005 (a) and 2010 (b). Bottom panel 4463 shows the mean temperature below 40 m in 2005 (c) and 2010 (d). 4464 201 4465 Chapter 10: Expected declines in recruitment of walleye pollock (Theragra chalcogramma) in the 4466 eastern Bering Sea under future climate change 4467 4468 Franz J. Mueter1*, Nicholas A. Bond2, James N. Ianelli3, Anne B. Hollowed3 4469 4470 1 4471 2 4472 98195, USA 4473 3 4474 Science Center, 7600 Sand Point Way NE, Seattle, WA 98115, USA School of Fisheries and Ocean Sciences, University of Alaska Fairbanks, Juneau, AK, 99801, USA. Joint Institute for the Study of the Atmosphere and Oceans, University of Washington, Seattle, WA National Oceanic and Atmospheric Administration, National Marine Fisheries Service, Alaska Fisheries 4475 4476 4477 4478 4479 4480 4481 4482 4483 4484 4485 4486 4487 4488 4489 Citation: Mueter, F.J., Bond, N.A., Ianelli, J.N., and Hollowed, A.B. 2011. Expected declines in 4490 recruitment of walleye pollock (Theragra chalcogramma) in the eastern Bering Sea under future climate 4491 change. ICES Journal of Marine Science: Journal du Conseil 68(6): 1284-1296. 202 4492 Abstract 4493 A statistical model is developed to link recruitment of eastern Bering Sea walleye pollock (Theragra 4494 chalcogramma) to variability in late summer sea-surface temperatures and to the biomass of major 4495 predators. The model is based on recent advances in the understanding of pollock recruitment, which 4496 suggest that warm spring conditions enhance the survival of early larvae, but high temperatures in late 4497 summer and fall are associated with poor feeding conditions for young-of-year pollock and reduced 4498 recruitment in the following year. A statistical downscaling approach is used to generate an ensemble of 4499 late summer temperature forecasts through 2050 based on a range of IPCC climate projections. These 4500 forecasts are used to simulate future recruitment within an age-structured stock projection model that 4501 accounts for density-dependent effects (stock-recruitment relationship), the estimated effects of 4502 temperature and predation, and associated uncertainties. On average, recruitment in 2040-2050 is 4503 expected to decline by 32 to 58% relative to a random recruitment scenario, depending on assumptions 4504 about the temperature relationship, the magnitude of density-dependence and future changes in predator 4505 biomass. The approach illustrated here can be used to evaluate the performance of different management 4506 strategies and provide long-term strategic advice to managers confronted with a rapidly changing climate. 4507 Keywords: Bering Sea, climate change, forecasting, recruitment, sea-surface temperature, statistical 4508 downscaling, walleye pollock 4509 Introduction 4510 Climate change is expected to affect marine fish communities and fisheries production through a variety 4511 of direct and indirect effects of predicted changes in temperature, winds, salinity, stratification, oxygen, 4512 pH, and other factors (Brander, 2010). Climate-related changes have been documented in many 4513 ecosystems. Although the mechanisms are often uncertain, changes to recruitment success through 4514 changes in production or survival are believed to be the key process driving these changes (Rijnsdorp et 4515 al., 2009). Forecasting the effects of climate change on a fish population requires (1) an understanding of 4516 the mechanisms linking climate drivers to fish production (recruitment, growth, and distribution), (2) 4517 forecasts of the key climate drivers, and (3) a stock projection model that captures the essential dynamics 4518 of the population of interest (Hollowed et al., 2009). A critical requirement of this approach is that the 4519 known or presumed mechanisms affecting fish production can be quantified through robust statistical 4520 relationships and that these relationships remain valid under anticipated climate changes. Here the 4521 approach outlined by Hollowed et al. (2009) is illustrated with a case study by modeling the possible 4522 responses of walleye pollock in the eastern Bering Sea to future climate variability. 203 4523 Walleye pollock are an important component of the eastern Bering Sea ecosystem and currently support 4524 the second largest single species fishery in the world with landings for the eastern Bering Sea alone 4525 ranging from 800 000 to 1.4 million tonnes over the last three decades. Their geographic range extends 4526 from Japan to the Bering Sea and as far south as northern California. In the eastern Bering Sea, walleye 4527 pollock occupy a central position in the food web and serve as a key forage species for many upper 4528 trophic level species, including fish, seabirds, and marine mammals (Aydin et al., 2007). In addition, 4529 cannibalism is a major source of mortality for juvenile pollock. Adults consume primarily age-0 pollock 4530 during fall and winter on the southeastern portion of the shelf and age-1 pollock during summer, fall and 4531 winter to the northwest of the Pribilof Islands (Dwyer et al., 1987), consistent with the observed 4532 distribution of age-0 and age-1 pollock (Figure 10.1). 4533 Spawning concentrations of walleye pollock in the eastern Bering Sea, as inferred from the distribution of 4534 eggs, occur near Bogoslof Island, north of Unimak Island and the Alaska Peninsula, and around the 4535 Pribilof Islands (Figure 10.1, Bacheler et al., 2010). Spawning occurs in February and March around 4536 Bogoslof, in March and April north of Unimak Island, and from April-August around the Pribilof Islands 4537 (Bacheler et al., 2010). However, little spawning has been evident around Bogoslof Island in recent years 4538 due to a very low spawning biomass (Ianelli et al., 2009). By the fall of their first year, pollock are 4539 primarily distributed over the middle shelf, while age-1 pollock in the following summer primarily 4540 occupy the outer shelf to the northwest of the Pribilof Islands (Figure 10.1). Pollock also undergo 4541 northward and shoreward feeding migrations during spring and summer (Kotwicki et al., 2005). Thus 4542 pollock utilize large portions of the middle and outer shelf, hence our efforts to identify environmental 4543 drivers of recruitment will focus on this area, in particular the middle-shelf region, which is important for 4544 age-0 pollock at a potentially critical stage in their early life (Hunt et al., this volume). 4545 Based on previous studies (as reviewed in Mueter et al., 2006) and recent results from the Bering Sea 4546 Integrated Ecosystem Research Program (Hunt et al., this volume), conditions affecting recruitment of 4547 walleye pollock include: (1) ice and temperature conditions at the time of hatching, which determine early 4548 feeding conditions; (2) summer stratification over the shelf during the first summer (age-0), which affects 4549 feeding conditions of late larval stages as well as vulnerability to predation, (3) the abundance and 4550 distribution of potential predators, including predation of adult pollock, arrowtooth flounder, and other 4551 predators on age-0 and age-1 pollock. Moreover, the magnitude of predation may be affected by the 4552 spatial overlap between larval or juvenile pollock and their predators, including adult walleye pollock 4553 (Mueter et al., 2006; Wespestad et al., 2000; Wyllie-Echeverria, 1996). 4554 Our current understanding of the drivers of walleye pollock recruitment in the eastern Bering Sea is based 4555 on a modified version of the Oscillating Control Hypothesis (OCH) originally proposed by Hunt et al. 204 4556 (2002) and recently revised based on new findings (Hunt et al., this volume). The OCH predicted that 4557 pollock recruitment should be greatest in warm years when ice retreats early and a late bloom occurs in 4558 thermally stratified water. These conditions favor the pelagic community because primary production is 4559 consumed within the surface layer by zooplankton that serves as prey for larval walleye pollock. While 4560 this prediction is supported by high survival of walleye pollock larvae from hatching to summer during 4561 the most recent warm period from 2002-2005, these years failed to produce large, lipid-rich zooplankton, 4562 such as Calanus marshallae, that provide important food for walleye pollock during late summer and fall 4563 (Coyle et al., in press). As a consequence, larval pollock during these warm years had low energy 4564 densities in the fall and may have experienced low overwinter survival due to increased predation or 4565 starvation (Moss et al., 2009). Therefore conditions in late summer and fall may be critical to the overall 4566 survival of pollock from spawning to recruitment at age-1. 4567 In this study, we build on these observations to develop an empirical relationship between late summer 4568 environmental conditions and walleye pollock survival from age-0 to age-1. This relationship is used 4569 within a simplified stock projection model to forecast recruitment of walleye pollock over the next 40 4570 years. Our goal is to provide reasonable projections of future recruitment and abundance under different 4571 warming scenarios and under a plausible harvest scenario. Major sources of uncertainty in climate 4572 projections and in the estimated environmental relationships are accounted for to characterize the full 4573 range of likely population trajectories under the selected harvest scenario. We first examine the empirical 4574 evidence for the proposed recruitment mechanisms to develop a robust functional relationship between 4575 recruitment of walleye pollock in the eastern Bering Sea and key climate variables. A statistical 4576 downscaling approach is then used to forecast an ensemble of likely trajectories (time series) of these key 4577 variables through 2050. These time series, in turn, are used to generate recruitment trajectories, which are 4578 input into the stock projection model to examine likely responses of walleye pollock to climate-driven 4579 changes in recruitment, as well as to possible changes in predation from arrowtooth flounder (Figure 4580 10.2). 4581 Methods 4582 Based on our current understanding of walleye pollock recruitment a conceptual model of the most 4583 important factors determining the survival of early gadid stages from spawning through recruitment at 4584 age-1 was developed, assuming that recruitment variability occurs primarily at the larval and early 4585 juvenile stages. Suitable data series for modeling the relationships between potential explanatory 4586 variables and survival of walleye pollock were selected to test the hypothesized mechanisms. Explanatory 4587 variables included timing of sea ice retreat and a spring transition index to capture conditions during the 4588 early larval stage; summer wind mixing, late summer sea-surface temperatures (SST), and late summer 205 4589 water column stability to capture environmental conditions during the late larval stage; and an index of 4590 predation pressure on juvenile walleye pollock to estimate effects of the major predators, including 4591 cannibalism, on juvenile survival (Table 10.1). 4592 Modeling stock-recruitment residuals 4593 Because there is strong evidence for density-dependence in walleye pollock, residuals from a stock- 4594 recruitment (S-R) relationship were used as the primary response variable to quantify variability in 4595 survival. This index, also referred to as log-survival, removes the impact of spawning biomass on 4596 recruitment and should more accurately reflect the influence of environmental variability on recruitment. 4597 The S-R relationship was estimated for year classes 1963-2008 within the 2009 age-structured assessment 4598 model (Ianelli et al., 2009) using the following parameterization of the Ricker model: 4599 𝑅𝑡 = 𝑆𝑆𝐵𝑡−1⁄∅0 ∙ 𝑒 𝛼∙(1−𝑆𝑆𝐵𝑡−1 ⁄𝐵0 ) ∙ 𝑒 𝜀𝑡 (Eq. 1) 4600 where Rt is recruitment at age 1 in year t at a given level of female spawning stock biomass (SSB) and 𝑒 𝜀𝑡 4601 is a multiplicative error term. Parameters of the relationship were estimated to be α = 2.084, ø0 = 0.2631, 4602 and B0 = 4934 (Ianelli et al., 2009). Although age-1 recruitment in the assessment model was estimated 4603 through 2008, relative year-class strength may be modified after the early juvenile stage, hence the 4604 estimate of the 2008 year-class was deemed unreliable for this analysis. 4605 Because of the large number of explanatory variables relative to the length of the available time series, 4606 and because of potential confounding among the variables, a Principal Components Analysis (PCA) was 4607 used to reduce the number of explanatory variables to a smaller number of independent variables 4608 (Principal Components). To model recruitment or survival as a function of these Principal Components or 4609 as a function of individual variables, a generalized additive modeling approach (GAM) was used in the 4610 exploratory stages (Wood, 2006) and a general linear modeling approach was used for selecting the final 4611 model and for quantifying uncertainty for the projections. Thus, S-R residuals (εt) from Eq. 1 were 4612 modeled as a function of one or more environmental variables acting in year t-1 (Xi,t-1, i = 1,2,..) using an 4613 additive model with non-parametric smooth functions (fi) of the explanatory variables: 4614 𝜀𝑡 = 𝛽′0 + 𝑓1 (𝑋1,𝑡−1 ) + 𝑓2 (𝑋2,𝑡−1 ) + ⋯ + 𝜈′𝑡 4615 Potential interactions among the explanatory variables were also explored by fitting smooth functions (= 4616 smooth surfaces) of two environmental variables {e.g. f(X1,X2)}. These interaction terms were not found 4617 to improve the models significantly and were not further considered. The degree of smoothing was 4618 determined through generalized cross-validation (Wood, 2006) and, for the final models, smooth terms 206 4619 were replaced by linear or polynomial terms with approximately the same degrees of freedom as the 4620 estimated smooth terms: 𝜀𝑡 = 𝛽0 + 𝛽1 𝑋1,𝑡−1 + 𝛽2 𝑋2,𝑡−1 + ⋯ + 𝜈𝑡 4621 (Eq. 2) 4622 where the residuals ν't or νt are assumed to follow a normal distribution with variance 𝜎𝜈2 , β0 and β'0 are 4623 intercepts, β1 and β2 are slope parameters, and the Xi terms may be a quadratic or other power 4624 transformation of the measured variables. Residuals were tested for serial dependence and, if appropriate, 4625 residual variability was modeled as a first-order autoregressive process. The small-sample or corrected 4626 Akaike Information Criterion (AICc, Hurvich and Tsai, 1989) was used to identify the most parsimonious 4627 model for predicting recruitment. The estimated level of uncertainty in the identified relationships was 4628 incorporated in the projections as described below to characterize uncertainty in future population 4629 trajectories. 4630 Modeling recruitment 4631 As an alternative to modeling S-R residuals estimated within the stock assessment model as a function of 4632 environmental variables, recruitment estimates from the assessment were used in a “post-assessment” 4633 analysis as response variable in a generalized Ricker model (Quinn and Deriso, 1999). The linear form of 4634 this model describes log-transformed recruitment as a function of spawning biomass and environmental 4635 variables as follows: log(𝑅𝑡 ) = 𝛼 + 𝛽𝑆𝑆𝐵𝑡−1 + ∑𝑖 𝛾𝑖 𝑋𝑖,𝑡−1 + log(𝑆𝑆𝐵𝑡−1 ) + 𝜀𝑡 4636 (Eq. 3) 4637 where α and β are the productivity and carrying capacity parameters of the Ricker model, respectively, the 4638 Xi are one or more covariates acting on the egg and larval stages of walleye pollock prior to year t, the γi 4639 are the corresponding regression coefficients, and εt are either independent, normally distributed residuals 4640 or follow a first-order autoregressive process. The second SSB term was included in the model as an 4641 offset without a coefficient. In the exploratory stage, we also fit semi-parametric models with a liner term 4642 for SSB and smooth terms for the covariates Xi. 4643 Data sources 4644 Long-term indices of environmental variability that are potentially important to walleye pollock were 4645 constructed from various sources. Temperature indices were based on monthly extended reconstructed 4646 sea-surface temperatures (ERSSTv3, Smith et al., 2008), which are interpolated values on a 2° latitude x 4647 2°longitude grid, and were averaged over the southeast Bering Sea shelf inshore of the shelf break and 4648 extending to 61˚N for this analysis. Monthly ERSST data were used to develop two indices of 4649 temperature conditions: a spring transition index related to the timing of the non-ice-associated spring 207 4650 bloom and a late summer SST index. The spring transition index was constructed by interpolating 4651 between monthly mean shelf temperatures (assumed to reflect temperatures on the 15th of each month) 4652 using a cubic spline and estimating the day of the year when smoothed temperatures first exceeded 4°C. 4653 As an index of late summer upper layer temperature conditions, the monthly ERSSTs were averaged over 4654 the southeast Bering Sea shelf from July 1 through September 30. 4655 An index of the timing of sea ice retreat (ICE) for the period 1972-2003 was based on Palmer (2003) as 4656 described in Mueter et al. (2006) and was extended through 2008 using a regression-based proxy. The 4657 original index was defined as the International Organization for Standardization (ISO) week during which 4658 average ice concentration in the NMFS survey area first drops below 20%, where ice concentrations were 4659 obtained from digital ice charts provided by the Arctic Climatology Project, National Ice Center, NOAA 4660 (http://www.natice.noaa.gov). Predicted values of the index for 2004-2008 were obtained from a multiple 4661 linear regression of the original index on mean April air temperatures at St. Paul airport (57.15˚N, 4662 170.22˚W), mean April-May SST (ERSSTv3 averaged over southeast Bering Sea shelf as described 4663 above), and the mean February through April North-South wind speed component at 10m height near 4664 56.2˚N, 168.75˚W from the NCEP reanalysis (Kalnay et al., 1996). The best-fit linear regression 4665 explained 90% of the variability in the observed ice retreat and predicted values were obtained as follows: 4666 ICE = 19.196 – 1.672*SST – 7.020*v – 2.346*v2 – 3.329*airT – 2.504*airT2 – 2.187*airT3 4667 where SST, airT, and v are the sea-surface temperature index, air temperature index, and N-S winds, 4668 respectively, as described above. The best regression model was determined by first finding the additive 4669 model with smooth terms for each variable that resulted in the best leave-one out predictions (Wood, 4670 2006) and then substituting quadratic and cubic polynomial terms for smooth terms that had 4671 approximately 2 and 3 degrees of freedom, respectively. The parametric fit was almost identical to the 4672 additive smooth fit and was chosen for the analysis to simplify the computation of predicted values and to 4673 enhance transparency. 4674 To capture summer stratification, two alternative approaches were used. Data from a mooring at station 4675 M2 on the middle shelf for 1996-2007 (Stabeno et al., 2001; Stabeno et al., 2007) were used to compute 4676 an index of water column stability during late summer. The stability index was computed as the negative 4677 depth-integrated potential energy (J m-2), or the energy required to mix the water column, following 4678 Simpson et al. (1977). Daily average temperature and salinity profiles at M2 were estimated from discrete 4679 depth measurements by linearly interpolating between consecutive depths prior to computing the stability 4680 index. Daily indices of stability were averaged from July 1 through September 30. Because the measured 4681 time series of stratification was much shorter than the recruitment series, a proxy for water column 208 4682 stability based on a 1-D model of mixed-layer depth was used to extend the time series back to 1963 4683 (Carol Ladd, NOAA-PMEL, Seattle, pers. comm.). To quantify predation pressure, the only biotic 4684 variable in our analyses, diet compositions and consumption estimates from the early 1990s (Aydin et al., 4685 2007) were used to construct an index of “potential predation pressure". The major sources of mortality 4686 for juvenile walleye pollock in the early 1990s, accounting for well over 50% of overall mortality, were 4687 adult walleye pollock, arrowtooth flounder, and flathead sole (Aydin et al., 2007). Therefore, an index of 4688 predation in year t (Predt) was computed as follows: 3 𝑃𝑟𝑒𝑑𝑡 = ∑ (𝑄⁄𝐵) × 𝐵𝑖,𝑡 × 𝑝𝑖 4689 𝑖 𝑖=1 4690 𝑄 where ( ⁄𝐵) is the consumption rate (consumption Q per unit biomass B) of predator i, Bi,t is the 4691 estimated total biomass of predator i in year t (obtained from NPFMC, 2009), and pi is the average 4692 proportion of juvenile pollock in the diet of predator i. This assumes that both the consumption rate and 4693 the proportion of pollock in a predator diet remain the same as those estimated for the early 1990s. 4694 Clearly, both assumptions may be violated as the consumption rate is a function of the age structure of the 4695 population and diet composition varies with the relative abundance of different prey, the spatial overlap of 4696 predators and prey, and other factors that affect prey availability. Therefore, potential effects of changes 4697 in spatial distribution of predators, as quantified by the center of gravity, on pollock recruitment were 4698 examined but were not found to be significant and are not further considered here. The index of predation 4699 was computed across the three major predators from 1977-2008, when biomass estimates for all three 4700 species were available, and was strongly correlated with the biomass of walleye pollock over this period 4701 (r = 0.91) because adult walleye pollock are the main predators on juvenile pollock due to their large 4702 biomass. Therefore, we also correlated pollock S-R residuals with the biomasses of each individual 4703 predator to confirm the negative relationship between the biomass of each predator and survival of 4704 walleye pollock from spawning to recruitment. Only arrowtooth flounder and flathead sole were included 4705 in the generalized Ricker model (eq. 3) because cannibalism by walleye pollock is implicitly captured by 4706 the density-dependent term in this formulation (effect of SSB on log-recruitment). 4707 Regional temperature forecasts 4708 To predict future recruitment of walleye pollock from global climate scenarios, regional forecasts of key 4709 environmental variables that drive recruitment variability of walleye pollock in the eastern Bering Sea are 4710 needed (Hollowed et al., 2009). A statistical downscaling approach was employed to forecast these 4711 variables, in particular summer SST over the shelf, from IPCC model projections. Because there are large 4712 uncertainties about any climate projection, a total of 82 climate scenarios were considered to reflect the 𝑖 209 4713 range of uncertainty in outcomes. Plausible future temperature scenarios to characterize the range of 4714 uncertainty were selected based on a subset of 9 IPCC models that performed best in capturing historical 4715 climate variability of the North Pacific in their 20th century hindcast simulations (Overland and Wang, 4716 2007). It is assumed that the models that are able to replicate the observed spatial and temporal 4717 characteristics of the Pacific Decadal Oscillation (PDO) are apt to be those that better handle the 4718 atmospheric forcing, air-sea interactions and upper-ocean circulations of the North Pacific including the 4719 Bering Sea, and that these models are therefore more reliable in terms of their simulations for the 21st 4720 century. On the other hand, the evaluation of model skill is hampered by the existence of only one 4721 realization of the past climate, and so it seems sensible to retain a relatively large number of individual 4722 models for the purpose of producing a meaningful ensemble mean and quantifying future uncertainties. 4723 For the 9 models chosen, 21st century projections with the low (B1), intermediate (A1B) and high (A2) 4724 CO2 emissions scenarios were considered. All three scenarios were used because they span a wide range 4725 in the simulated future climate forcing of the Bering Sea. In our use of IPCC climate model output we 4726 have essentially followed the “best practices” outlined by Overland et al. (in press). 4727 Stock projections 4728 Future recruitment series for walleye pollock were simulated under different climate scenarios and were 4729 used to drive a population dynamics model to explore the effects of climate variability on future 4730 population trajectories (Figure 10.2). Walleye pollock population numbers, biomass, and catches through 4731 2050 were projected starting with the 2009 numbers-at-age as estimated in the most recent stock 4732 assessment (Ianelli et al., 2009). To convert numbers to biomass, weights-at-age for all future years were 4733 assumed to be equal to the 1999-2008 observed average. Other parameter values for the projections were 4734 set equal to the values estimated by or used in Ianelli et al. (2009), including maturity-at-age, selectivity- 4735 at-age, and natural mortality. Projections used standard population dynamics equations as described in 4736 Ianelli et al. (2009) and a harvest control rule similar to the Tier 3 control rule used for many groundfish 4737 species off Alaska (NPFMC, 2002), but with an annual cap on total catches of 1.5 x 106 mt. This cap is 4738 close to recent maximum catches that have been achieved under the regulatory cap of 2 x 106 mt on total 4739 groundfish removals from the eastern Bering Sea as specified in the Fishery Management Plan (NPFMC, 4740 2002). 4741 Because our focus was on exploring the effects of future climate changes on recruitment, all population 4742 parameters except recruitment were fixed in the simulations. This included reference points used in the 4743 harvest control rule, which are the unfished level of spawning stock biomass (B100%, the projected 4744 spawning biomass under no fishing and assuming average recruitment based on the 1977-2008 period) 4745 and the corresponding fishing mortality rate (F40%) that would reduce spawning biomass to 40% of the 210 4746 unfished biomass (B40%). Under the assumed harvest control rule, the stock is fished at F40% if current 4747 biomass (B) is larger than B40% and fishing is reduced linearly if the biomass declines below B40%. 4748 Moreover, F is set to zero if the biomass declines below 20% of the unfished biomass as a precautionary 4749 measure that was implemented to protect the prey base for endangered Steller sea lions (Eumetopias 4750 jubatus). 4751 Recruitment at age-1 was simulated for each year of the projections using one of three general 4752 approaches: 4753 1) Random stock-recruitment residuals: As a control and for comparisons with scenarios that include 4754 environmental effects on recruitment, we generated future recruitment series by randomly drawing 4755 values from the observed S-R residuals for brood years 1977-2007 (εt in Eq. 1) and calculating 4756 recruitment in year t according to Eq. 1. 4757 2) Simulated stock-recruitment residuals (Type 1 model): Future S-R residuals under a given climate 4758 scenario were simulated from the AICc-best model(s) for describing the climate-recruitment 4759 relationship (Eq. 2). Values for εt in Eq. 2 (𝜀𝑡∗ ) were simulated by accounting for the full prediction 4760 uncertainty (i.e. parameter uncertainty plus residual uncertainty): 𝜀𝑡∗ = 𝛽0 + 𝛽1 𝑋1,𝑡−1 + 𝛽2 𝑋2,𝑡−1 + ⋯ + 𝑡𝑑𝑓 √𝜎𝛽2 + 𝜎𝜈2 4761 4762 where tdf is drawn from a Student t distribution with degrees of freedom equal to residual degrees of 4763 freedom of the best environmental model, 𝜎𝛽2 is the variance of the predicted value at the given level 4764 of the environmental variables, and 𝜎𝜈2 is the residual variance. 4765 3) Simulated recruitment from generalized Ricker model (Type 2): Future recruitments were simulated 4766 from a log-normal distribution with predicted means and variances estimated from the AICc-best 4767 model(s) of the form described in equation 3. 4768 The AICc-best models in both cases (Types 1 and 2) included predation terms. For Type 1 models, the 4769 predation index was annually updated in the projections to account for changes in walleye pollock 4770 biomass, while arrowtooth flounder biomass and flathead sole biomass were held constant at their 2009 4771 values. Under Type 2 models we explored two future scenarios for arrowtooth flounder, assuming either a 4772 constant biomass at the 2009 value for all future years (Model 2a) or a continuing linear increase in 4773 arrowtooth flounder biomass at the rate observed between 1991-2009 (Model 2b). 4774 Results 4775 Walleye pollock recruitment has undergone large fluctuations over recent decades (Figure 10.3). Large 4776 year classes tend to occur every 4-6 years and can cause considerable fluctuations in biomass. Similar to 211 4777 other fish species in the Bering Sea (Mueter et al., 2007), strong recruitment after the 1976/77 climate 4778 regime shift led to a strong increase in biomass. The average estimated recruitment at age-1 was similar 4779 prior to (18.3 billion) and following the regime shift (22.3 billion, t-test on log-transformed abundances: 4780 t=-0.56, p = 0.58). However, several strong year classes originated after the regime shift starting in 1977, 4781 followed by a significant decrease in average log-transformed recruitment (linear trend over time: t=-2.24, 4782 p = 0.033). In particular, there has been a considerable decrease in the strength of the largest year classes. 4783 For example, a quantile regression shows a significant decrease in the 80th percentile of log-transformed 4784 recruitment over time (Figure 10.3, top panel). 4785 Environmental variables were characterized by high interannual variability over most of the time series 4786 with a few multi-year periods of consistent cold (1971-1976) or warm (2001-2005) conditions (Figure 4787 10.3). As expected, temperature, ice, and spring transition indices were confounded with each other and, 4788 to a lesser extent, with the stratification index (Table 10.1). Importantly, the predation index was not 4789 correlated with any of the environmental indices. 4790 Correlations among environmental variables were used to reduce the number of variables to four 4791 significant principal components, which accounted for 97% of the overall variability (Table 10.1). The 4792 first PC contrasts warm years characterized by little ice, an early spring transition, and warm summer SST 4793 with cold years. Warm years tend to also be strongly stratified (positive loading for stratification index). 4794 However, variability in stratification and wind mixing are primarily captured by PC 2, which contrasts 4795 years characterized by weak wind mixing and strong stratification (positive values of PC 2) with years 4796 that have strong wind mixing and weak stratification (negative PC 2). The third PC primarily reflects 4797 predation with weak loadings on all of the environmental variables, while PC 4 in its positive phase was 4798 associated with unusual years characterized by both a late ice retreat and warm summers with strong wind 4799 mixing. 4800 Recruitment modeling 4801 For models of type 1, the best overall model based on AICc explained much of the variability in S-R 4802 residuals (adjusted R2 = 0.55, Figure 10.4) as a function of PC 1 (smooth fit with approximately 2 d.f., F 4803 = 5.36, p = 0.0088) and PC 3 (linear term, F = 25.5, p < 0.001). Neither PC 2 nor PC 4 were significantly 4804 related to variability in S-R residuals and there was no significant interaction between PC 1 and any of the 4805 other PCs. Thus variability in survival appears to be most strongly related to overall temperature 4806 variability (PC 1) and predation (PC 3), and survival anomalies were highest when temperatures were low 4807 to intermediate and when the predation index was low (Figure 10.4). Because of strong correlations 4808 among the variables (Table 10.1), the relative effects of spring and summer conditions on survival cannot 212 4809 statistically be separated. However, GAM models of S-R residuals as a function of individual variables 4810 suggest that survival was significantly related to late summer SST (3 d.f., adj. R2 = 0.24, F = 4.46, p = 4811 0.0082), but not to the timing of ice retreat (p = 0.775) or to the spring transition index (p = 0.382). 4812 Therefore, late summer SST appears to be more important in determining survival to recruitment than 4813 spring ice and temperature conditions. 4814 To predict future survival anomalies (S-R residuals) from available climate forecasts we further 4815 simplified the model as follows: First, we replaced PC 1 in the model with average Jul-Sep SSTs because 4816 ice conditions and the spring transition index were not significant individually and because ice retreat is 4817 difficult to forecast from current climate models. Second, we replaced the smooth terms with a quadratic 4818 term for SST and a linear term for predation to fit a linear regression model. The resulting model provided 4819 a reasonable fit (Figure 10.5, adj. R2 = 0.46, F = 9.51, p < 0.001) and will be referred to as model 1 in the 4820 projections. Further model comparisons confirmed that none of the other variables improved the model 4821 significantly when added individually (AICc always increased) and that there was no significant 4822 interaction between SST and predation (Difference in AICc values: ΔAICc = 4.5). Residuals from the best 4823 model were not significantly auto-correlated (Durbin-Watson test statistic = 1.82, p=0.243) and were 4824 close to normally distributed (Shapiro-Wilk test for normality, W = 0.968, p = 0.471). Although walleye 4825 pollock dominated the predation term in the model, the biomass of each individual predator had a 4826 negative effect on S-R residuals at the 90% significance level (walleye pollock: p < 0.001; arrowtooth 4827 flounder: p = 0.014; flathead sole: p = 0.065). 4828 An alternative model of type 2, using recruitment and spawner biomass estimates from the stock 4829 assessment to fit a generalized Ricker model, suggested similar significant effects of late summer 4830 temperatures on log-transformed recruitment. An exploratory model with a smooth term for summer SST 4831 suggested that (log-) recruitment was relatively high at lower SSTs, dropped steeply between 4832 approximately 9.2 and 9.8°C, and was low at higher temperatures. We therefore replaced the smooth term 4833 for SST with a threshold at 9.4°C, where the threshold value was estimated within the model (Figure 4834 10.5). The biomass of arrowtooth flounder was significantly and negatively related to pollock recruitment 4835 (simple linear regression, t = -2.115, p = 0.043), but the effect was not significant when arrowtooth 4836 flounder was included in the generalized Ricker model (p = 0.106). Nevertheless, a negative coefficient 4837 is consistent with a predation effect and with the model described above, hence arrowtooth flounder 4838 biomass was included in the model to examine the possible effects of different future arrowtooth 4839 trajectories on pollock recruitment (Figure 10.5, adj. R2 = 0.56, F = 13.9, p < 0.001). This model will be 4840 referred to as model 2 in the projections. 4841 Projections 213 4842 Ensemble predictions of future trajectories for average July – September SST under three emissions 4843 scenarios show very high variability in individual trajectories and a gradual increase in the ensemble 4844 mean through 2050 (Figure 10.6). On average, late summer SSTs in the eastern Bering Sea are expected 4845 to increase by about 1°C under IPCC emissions scenarios A2 and B1, and a somewhat larger increase 4846 under scenario A1B. The larger increase in the A1B scenario can be attributed to a slightly faster growth 4847 in global temperatures relative to the higher emissions A2 scenario until about 2050 (at which point 4848 temperatures under the A2 scenario begin to increase at a greater rate) and perhaps to a regional effect. 4849 Simulated population trajectories of walleye pollock were highly variable due to large variability in 4850 recruitment resulting from both high variability in future SST trajectories and large uncertainties in the 4851 estimated effects of SST and predation. Under model 1, average recruitment across the 3 emissions 4852 scenarios is expected to decline over the next 40 years by approximately 44% relative to the random 4853 recruitment scenario (based on 1977-2007 mean, see Figure 10.8). However, a 90% simulation envelope 4854 includes the 1977-2007 mean, implying approximately a 13% probability that average recruitment will be 4855 higher than the 1977-2007 mean in 2050. Similarly, spawning biomass and catches are expected to 4856 decline substantially with less than a 7.5% probability that spawning biomass will exceed B40% in 2050. 4857 Many of the catch trajectories resulted in zero catches during later years under model 1 as a result of 4858 spawning biomass frequently falling below the B20% threshold (Figure 10.7). 4859 The expected distribution of recruitment, spawner biomass, and catches are expected to decrease relative 4860 to the random recruitment scenario under both models (Type 1, 2), and with (2b) or without (2a) a 4861 continuing increase in arrowtooth flounder biomass (Figure 10.8). The simulated values had a similar 4862 distribution under all three emissions scenarios with slightly larger declines under scenario A1B. Declines 4863 under model 2a were moderate because of a strong compensatory response in recruitment implied by the 4864 generalized Ricker model (i.e. recruitment increases considerably, on average, at lower levels of SSB). If 4865 arrowtooth flounder biomass continues to increase, as assumed under model 2b, recruitment, spawner 4866 biomass and catches are expected to decrease substantially relative to the random recruitment scenario 4867 and relative to a model assuming arrowtooth flounder biomass remains at the current level (Figure 10.8). 4868 Discussion 4869 Empirical relationships between SSTs on the southeastern Bering Sea shelf during late summer and 4870 recruitment success of walleye pollock suggest that recruitment is reduced if regional average surface 4871 temperatures exceed approximately 9.4°C. The implications of these findings are that increasing 4872 temperatures in the eastern Bering Sea, as predicted by IPCC climate models under a range of scenarios 4873 (Figure 10.6), will likely reduce future recruitment, biomass, and harvests of walleye pollock (Figure 214 4874 10.8). However, large uncertainties in SST projections and in the estimated relationships imply large 4875 uncertainties in future population trajectories. Under the assumed harvest scenario, there is large overlap 4876 in simulated trajectories between the random recruitment scenario and all of the temperature-dependent 4877 scenarios, but under all models there is a very high probability that future biomass and catches will be 4878 lower than in the past. Simulations under a variety of plausible future management scenarios lead to 4879 similar conclusions (Ianelli et al., this volume). 4880 Environmental effects on recruitment 4881 Our results are consistent with recent findings that unusual warm conditions during the period from 2002 4882 to 2005 resulted in poor feeding conditions and low energy content of age-0 pollock in the fall months 4883 (Coyle et al., in press; Hunt et al., this volume). In spite of large abundances of age-0 pollock in surface 4884 waters during those years (Moss et al., 2009), the survival of the 2002-2005 year classes was low and 4885 resulted in very poor recruitment (Figure 10.3), presumably as a consequence of reduced overwinter 4886 survival from age-0 to age-1 (Hunt et al., this volume). Poor feeding conditions during the warm period 4887 resulted from a lack of the large copepd C. marshallae, euphausiids (in particular Thysanoessa raschii), 4888 and other large zooplankton species that are important prey for larval and early juvenile pollock. The 4889 mechanisms that caused low abundances of C. marshallae and other large zooplankton are poorly 4890 understood and may relate to a mismatch between the timing of the spring bloom and the prey needs of 4891 copepod nauplii (Baier and Napp, 2003; Hunt et al., this volume), or to a reduction in post-bloom 4892 production resulting from intense stratification and reduced nutrient supply into the surface layer (Coyle 4893 et al., in press; Coyle et al., 2008; Hunt et al., 2008). The latter hypothesis implies that reduced summer 4894 productivity limits food availability, growth, and subsequent survival of large zooplankton and may cause 4895 them to descend into deeper waters earlier in the season compared to cold years. Our results support the 4896 importance of late summer and fall conditions, but strong confounding between spring and summer 4897 temperature conditions (Table 10.1) do not allow us to statistically separate these non-exclusive 4898 hypotheses. 4899 Several studies provide evidence for the importance of upper layer temperatures and water column 4900 stratification, particularly during late summer and fall, to the survival of young-of-year walleye pollock. 4901 There is a very strong and negative correlation between a measure of water column stratification at the 4902 M2 mooring site during July-September and pollock survival (1996-2007, r = -0.86, p < 0.001, Coyle et 4903 al., in press), although this relationship became non-significant when the extended, model-based index of 4904 water column stratification (Figure 10.3) was used as a proxy for conditions at M2 (Mueter, unpublished 4905 data). This may indicate that the index is a poor measure of stratification in earlier years, that the 4906 importance of stratification has increased in recent years, or that the relationship is due to other factors 215 4907 associated with stratification. Strong stratification during warm years generally implies a shallower 4908 thermocline and a thinner upper layer, which may result in food limitations due to the reduction in 4909 available habitat and increased energetic demands due to warmer temperatures (Ciannelli et al., 1998). 4910 Similarly, during years with warm temperatures in the fall, walleye pollock in the Gulf of Alaska may 4911 suffer from higher predation and limited food availability (Ciannelli et al., 2004). Temperatures and 4912 stratification on the eastern Bering Sea shelf are weakly correlated (Table 10.1) and warm years (e.g. 4913 2000, 2001) can have low stratification, while cold years such as 2007 can have very high stratification 4914 (Carol Ladd, pers. comm.), providing some contrast between temperature and stratification. Results from 4915 the principal components analysis suggest that, to the extent that effects can be disentangled, temperature 4916 conditions (PC 1, Table 10.1) are more important than stratification (PC 2) to pollock survival. 4917 The finding that warm conditions in the eastern Bering Sea are associated with poor survival contradicts 4918 earlier findings that warmer years tend to produce strong year classes of walleye pollock (Hollowed et al., 4919 2001; Mueter et al., 2006; Quinn and Niebauer, 1995). This apparent contradiction can be resolved by 4920 observing that warmer springs with an early ice retreat appear to favor survival of early larvae (Hunt et 4921 al., this volume), but excessive warm temperatures in the fall result in poor overwinter survival, resulting 4922 in a dome-shaped relationship between pollock survival and SST. The current analysis was limited to the 4923 post-regime shift period when SSTs were near the “optimum” SST range or on the descending limb of the 4924 hypothesized relationship (Figure 10.5). However, a dome-shaped relationship is clearly evident if the full 4925 time series of pollock recruitment (1963-2007) is plotted against late summer SST (Figure 9 in Coyle et 4926 al., in press). Similarly, Pacific cod (Gadus macrocephalus), whose recruitment is strongly correlated 4927 with that of walleye pollock in the eastern Bering Sea, switched from a positive relationship between SST 4928 and recruitment prior to the 1976-77 regime shift to a negative relationship after the regime shift (Mueter 4929 et al., 2009), when average temperatures were higher. 4930 The projections presented here assume that the mechanisms that caused low recruitment during the recent 4931 warm period, which were followed by a dramatic decline in pollock biomass, will continue to operate into 4932 the future. Although such empirical relationships frequently break down over time (Myers, 1998), recent 4933 field observations, spanning a period of contrasting warm and cold conditions, offer strong support for a 4934 decrease in recruitment under very warm conditions (Hunt et al., this volume). This support is based on a 4935 mechanistic understanding of variability in prey conditions affecting pollock survival; hence we believe 4936 that the estimated SST effect offers a reasonable basis for simulating future recruitment variability as long 4937 as the associated uncertainties are taken into account. 4938 Uncertainties in stock projections 216 4939 In this study we only considered uncertainty in future SST trajectories and in the relationship between 4940 SST and recruitment as estimated outside the assessment. Clearly, the population dynamics of walleye 4941 pollock are highly uncertain and future improvements should consider full uncertainty in the assessment 4942 and in the estimated management parameters. Moreover, the estimation of SST effects could be integrated 4943 within the assessment model for consistency between the retrospective estimation and future projections. 4944 Additional uncertainties about the effect of SST on future recruitment arise from extrapolating the 4945 estimated SST relationship beyond the range of observed temperatures. Projections of late summer SST 4946 used in this study exceed the maximum observed value (10.4°C) approximately 29% of the time, with 4947 temperatures under some scenarios exceeding 13.5°C in individual years. It is assumed here that 4948 recruitment is not further reduced when SST exceeds the observed maximum (Figure 10.5), an 4949 assumption that is likely to underestimate the true effect of climate warming on recruitment. However, 4950 prey and/or pollock dynamics could fundamentally change under continued warming, for example 4951 through northward shifts in the distribution of spawning and nursery areas. Such adaptive responses 4952 cannot be predicted at present, but populations may be particularly vulnerable during periods of 4953 adaptation, or the rate of change may overwhelm the ability of species to adapt (Brander, 2010), implying 4954 a need for additional precaution under rapid climate change. 4955 Additional uncertainties in the projections arise from the incorporation of density-dependent effects 4956 (including cannibalism) and predation in models of recruitment. The stock-recruitment relationship 4957 estimated within the stock assessment model implies a moderate level of density-dependence (Ianelli et 4958 al., 2009). The effect of density-dependence can be evaluated by comparing changes in recruitment under 4959 models with and without density dependence and by comparing models with different levels of density 4960 dependence. The projections of Ianelli et al. (this volume) predicted future (log-transformed) recruitment 4961 directly from SST without taking account of density dependence or predation. This is comparable to 4962 recruitment predictions from model 1, which included density-dependence, if predation is fixed at the 4963 observed mean. Results (not shown) suggest relatively minor differences in recruitment projections under 4964 this level of density dependence. In contrast, a generalized Ricker model fit to the assessment output 4965 implies a higher level of density-dependence, resulting in strong compensatory increases in recruitment at 4966 low levels of SSB, thereby moderating the influence of declining SST on recruitment (model 2a in Figure 4967 10.8). 4968 Strong density-dependence in the generalized Ricker model may be a consequence of within-cohort 4969 competition, within-cohort cannibalism, and cannibalism by adult pollock. Cannibalism is a major source 4970 of pollock mortality in the Bering Sea (Dwyer et al., 1987; Livingston and Lang, 1996) and was evident 4971 in the effect of the predation term in model 1 and was a likely reason for the strong density-dependence in 217 4972 model 2. Predation by arrowtooth flounder, a major predator on juvenile pollock (Aydin et al., 2007), also 4973 had a strong impact on future pollock dynamics. Arrowtooth flounder predation is believed to play a 4974 major role in regulating recruitment of walleye pollock in the Gulf of Alaska (Bailey, 2000; Hollowed et 4975 al., 2000) and our results suggest that a continued increase in arrowtooth flounder biomass in the eastern 4976 Bering Sea could have a strong impact on pollock recruitment (Figure 10.8). 4977 Conclusions 4978 Forecasts of the recruitment response of walleye pollock to future climate variability can be used within a 4979 management strategy evaluation framework to assess alternative harvest scenarios and to provide long- 4980 term strategic advice to managers who are confronted with a rapidly changing environment (Ianelli et al., 4981 this volume). This study only considered the effects of temperature and major groundfish predators on 4982 recruitment as a first step in assessing the effects of climate change on a major commercial species in the 4983 Bering Sea. Efforts are currently underway as part of the BEST/BSIERP research program 4984 (www.bsierp.nprb.org) to develop an end-to-end model of the eastern Bering Sea for predicting the 4985 responses of a multi-species fish community to future climate variability, but the model is not yet 4986 operational (K. Aydin, NOAA-AFSC, Seattle, pers. comm.). In the near term, studies such as this and 4987 Ianelli et al. (this volume) in the Bering Sea, and a similar study in the Baltic Sea (ICES 2009, Anna 4988 Gårdmark, Swedish Board of Fisheries, pers. comm.) are likely to provide the best assessment of climate 4989 effects on single species as a basis for providing relevant management advice. These studies could be 4990 extended to include other effects of climate change, such as effects on growth and distribution, but are 4991 inadequate for capturing multi-species interactions or adaptive responses to warming. 4992 Acknowledgements 4993 NOAA ERSST v3 data, air temperatures at St. Paul airport, and NCEP Reanalysis data were provided by 4994 the NOAA/OAR/ESRL PSD, Boulder, Colorado, USA, from their website at 4995 http://www.esrl.noaa.gov/psd/. We thank our colleagues in the BEST-BSIERP Project, which is 4996 supported by NSF and NPRB, for many valuable discussions and access to data and manuscripts. In 4997 particular, we thank Phyllis Stabeno for providing the M2 data, Carol Ladd for providing the stratification 4998 index, Robert Lauth for providing bottom trawl survey data for Figure 10.1 and Ed Farley for providing 4999 BASIS survey data for age-0 distributions in Figure 10.1. This is BEST-BSIERP contribution number 5000 XXX. 5001 References 218 5002 Aydin, K., Gaichas, S., Ortiz, I., Kinzey, D., and Friday, N. 2007. A comparison of the Bering Sea, Gulf 5003 of Alaska, and Aleutian Islands large marine ecosystems through food web modeling NOAA 5004 Technical Memorandum, NMFS-AFSC-178: 298. 5005 Bacheler, N. M., Ciannelli, L., Bailey, K. M., and Duffy-Anderson, J. T. 2010. Spatial and temporal 5006 patterns of walleye pollock (Theragra chalcogramma) spawning in the eastern Bering Sea 5007 inferred from egg and larval distributions. Fisheries Oceanography, 19: 107-120. 5008 5009 Baier, C. T., and Napp, J. M. 2003. Climate-induced variability in Calanus marshallae populations. Journal of Plankton Research, 25: 771-782. 5010 Bailey, K. M. 2000. Shifting control of recruitment of walleye pollock Theragra chalcogramma after a 5011 major climatic and ecosystem change. Marine Ecology Progress Series, 198: 215-224. 5012 Brander, K. 2010. Impacts of climate change on fisheries. Journal of Marine Systems, 79: 389-402. 5013 Ciannelli, L., Brodeur, R. D., and Buckley, T. W. 1998. Development and application of a bioenergetics 5014 5015 5016 model for juvenile walleye pollock. Journal of Fish Biology, 52: 879-898. Ciannelli, L., Chan, K.-S., Bailey, K. M., and Stenseth, N. C. 2004. Nonadditive effects of the environment on the survival of a large marine fish population. Ecology, 85: 3418–3427. 5017 Coyle, K. O., Eisner, B., Mueter, F. J., Pinchuk, A. I., Janout, M. A., Cieciel, K. D., Farley, E. V., et al. in 5018 press. Climate change in the southeastern Bering Sea: impacts on pollock stocks and implications 5019 for the Oscillating Control Hypothesis. Fisheries Oceanography. 5020 Coyle, K. O., Pinchuk, A. I., Eisner, L. B., and Napp, J. M. 2008. 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In Stock assessment and 5051 fishery evaluation report for the groundfish resources of the Bering Sea/Aleutian Islands regions. 5052 North Pacific Fishery Management Council, 605 W. 4th Ave., Suite 306, Anchorage, AK 99501. 5053 ICES. 2009. Report of the ICES/HELCOM Working Group on Integrated Assessments of the Baltic Sea 5054 (WGIAB), 16–20 March 2009, Rostock, Germany. ICES CM 2009/BCC:02. 80pp. 5055 Kalnay, E., Kanamitsu, M., Kistler, R., Collins, W., Deaven, D., Gandin, L., Iredell, M., et al. 1996. The 5056 NCEP/NCAR 40-Year Reanalysis Project. Bulletin of the American Meteorological Society, 77: 5057 437-472. 5058 Kotwicki, S., Buckley, T. W., Honkalehto, T., and Walters, G. 2005. Variation in the distribution of 5059 walleye pollock (Theragra chalcogramma) with temperature and implications for seasonal 5060 migration. Fishery Bulletin, 103: 574-587. 220 5061 Livingston, P. A., and Lang, G. M. 1996. Interdecadal comparisons of walleye pollock, Theragra 5062 chalcogramma, cannibalism in the eastern Bering Sea. NOAA Technical Report NMFS, 126: 5063 115. 5064 Moss, J. H., Farley Jr., E. V., Feldman, A. M., and Ianelli, J. N. 2009. Spatial distribution, energetic 5065 status, and food habits of Eastern Bering Sea age-0 walleye pollock. Transactions of the 5066 American Fisheries Society, 138: 497-505. 5067 Mueter, F. J., Boldt, J., Megrey, B. A., and Peterman, R. M. 2007. Recruitment and survival of Northeast 5068 Pacific Ocean fish stocks: temporal trends, covariation, and regime shifts. Canadian Journal of 5069 Fisheries and Aquatic Sciences, 64: 911-927. 5070 Mueter, F. J., Broms, C., Drinkwater, K. F., Friedland, K. D., Hare, J. A., Hunt, G. L., Jr., Melle, W., et 5071 al. 2009. Ecosystem responses to recent oceanographic variability in high-latitude Northern 5072 Hemisphere ecosystems. Progress in Oceanography, 81: 93-110. 5073 Mueter, F. J., Ladd, C., Palmer, M. C., and Norcross, B. L. 2006. Bottom-up and top-down controls of 5074 walleye pollock (Theragra chalcogramma) on the eastern Bering Sea shelf. Progress in 5075 Oceanography, 68: 152-183. 5076 5077 Myers, R. A. 1998. When do environment-recruitment correlations work? Reviews in Fish Biology and Fisheries, 8: 285-305. 5078 NPFMC. 2002. Fishery Management Plan for the Bering Sea/Aleutian Islands Groundfish. 383 pp. 5079 NPFMC. 2009. Stock assessment and fishery evaluation report for the groundfish resources of the Bering 5080 5081 5082 5083 Sea/Aleutian Islands regions. Overland, J. E., and Wang, M. 2007. Future climate of the North Pacific Ocean. EOS Transactions American Geophysical Union, 88: 178-182. Overland, J. E., Wang, M., Bond, N. A., Walsh, J. E., Kattsov, V. M., and Chapman, W. L. in press. 5084 Considerations in the selection of global climate models for regional climate projections: The 5085 Arctic as a case study. Journal of Climate. 5086 5087 5088 Palmer, M. C. 2003. Environmental controls of fish growth in the southeast Bering Sea. In Institute of Marine Science, p. 60. University of Alaska, Fairbanks. Quinn, T. J., II, and Deriso, R. B. 1999. Quantitative fish dynamics, Oxford University Press, New York. 221 5089 Quinn, T. J., II, and Niebauer, H. J. 1995. Relation of eastern Bering Sea walleye pollock recruitment to 5090 environmental and oceanographic variables. In Climate change and northern fish populations, pp. 5091 497-507. Ed. by R. J. BEAMISH. National Research Council of Canada, Ottawa. 5092 5093 5094 5095 5096 Rijnsdorp, A. D., Peck, M. A., Engelhard, G. H., Möllmann, C., and Pinnegar, J. K. 2009. Resolving the effect of climate change on fish populations. ICES Journal of Marine Science, 66: 1570-1583. Simpson, J. H., Hughes, D. G., and Morris, N. C. G. 1977. The relation of seasonal stratification to tidal mixing on the contrinental shelf. Deep Sea Research II, 24: 327-339. Smith, T. M., Reynolds, R. W., Peterson, T. C., and Lawrimore, J. 2008. Improvements to NOAA's 5097 historical merged land-ocean surface temperature analysis (1880-2006). Journal of Climate, 21: 5098 2283-2296. 5099 Stabeno, P. J., Bond, N. A., Kachel, N. B., Salo, S. A., and Schumacher, J. D. 2001. On the temporal 5100 variability of the physical environment over the south-eastern Bering Sea. Fisheries 5101 Oceanography, 10: 81-98. 5102 5103 5104 Stabeno, P. J., Bond, N. A., and Salo, S. A. 2007. On the recent warming of the southeastern Bering Sea shelf. Deep Sea Research II, 54: 2599–2618. Wespestad, V. G., Fritz, L. W., Ingraham, W. J., and Megrey, B. A. 2000. On relationships between 5105 cannibalism, climate variability, physical transport, and recruitment success of Bering Sea 5106 walleye pollock (Theragra chalcogramma). ICES Journal of Marine Science, 57: 272-278. 5107 5108 5109 Wood, S. N. 2006. Generalized Additive Models: An introduction with R, Chapman & Hall/CRC, Boca Raton, FL, USA. Wyllie-Echeverria, T. 1996. The relationship between the distribution of one-year-old walleye pollock, 5110 Theragra chalcogramma, and sea-ice characteristics. NOAA Technical Report NMFS, 126: 47- 5111 56. 5112 5113 5114 222 5115 Table 10.1: Pairwise Pearson’s correlation coefficients among independent variables used in analysis of 5116 walleye pollock recruitment with significance levels indicated by * (p < 0.1) and ** (p<0.05), and 5117 loadings of variables on first four principal components. Loadings larger than 0.4 are highlighted. ICE ST SST Wind Strat Ice retreat (ICE) Spring transition (ST) Summer SST (SST) Summer wind (Wind) Stratification (Str) Predation (P) 0.77** - 0.37** 0.61** - 0.19 - 0.20 - 0.03 - 0.33* 0.04 - 0.06 0.24 0.59* - * 0.32* 0.07 0.12 5118 5119 223 0.04 PC1 PC2 PC3 PC4 (41% (24% (18% (14% ) ) ) ) -0.48 0.27 0.35 0.44 -0.59 0.09 0.11 0.24 0.54 0.15 0.21 0.40 0.17 -0.65 0.12 0.61 0.33 0.66 0.19 0.17 0.04 -0.21 0.87 -0.43 5120 5121 Figure 10.1: Distribution of pollock at various life stages including main concentrations of eggs based on 5122 Bacheler et al. (2010), smoothed distribution of age-0 walleye pollock in the fall from Bering- 5123 Aleutian Salmon International Survey (BASIS) research program, smoothed distribution of age-1 5124 (80-199mm) and age3+ walleye pollock (>=300mm) during summer averaged over 1982-2009 5125 National Marine Fisheries Survey (NMFS) bottom trawl surveys. 5126 224 5127 5128 Figure 10.2: Flow chart of modeling and projection approach. Rectangles denote main state variables of 5129 projection model (2009-2050), beginning with 2009 numbers-at-age (Na); long-dashed ovals denote 5130 fixed input parameters (Ft is the annual fishing mortality based on the harvest control rule described 5131 in the text). Rounded rectangles denote inputs for the statistical regression model to generate future 5132 recruitment; short-dashed lines denote main stochastic elements generated by random draws from 5133 an ensemble of climate projections (Ei) or from a specified distribution (εt). Shaded boxes denote 5134 quantities tracked and summarized in results. 5135 225 5136 5137 Figure 10.3: Time series of walleye pollock recruitment (bars) and biomass (solid line) in the eastern 5138 Bering Sea, 1963-2009, based on most recent stock assessment estimates (Ianelli et al., 2009) and 5139 anomaly time series of environmental variables used in the analysis. Vertical line in top panel 5140 denotes 1976/77 climate regime shift. Thin line and thin dashed lines in top panel indicate 5141 estimated 80th percentile of recruitment from 1977-2007 with 95% coverage interval based on a 5142 quantile regression of log-transformed recruitment over time (t = 2.57, p = 0.015). 5143 226 5144 5145 Figure 10.4: Predicted stock-recruitment residuals for walleye pollock in the eastern Bering Sea as a 5146 function of the first and third principal components from a PCA of 6 environmental indicators. PC 1 5147 reflects average temperature conditions, while PC 3 reflects predation pressure. Other PCs were not 5148 significant. Note that temperature and ice conditions in the spring are confounded with summer 5149 temperature conditions and their apparent effects on recruitment cannot be separated statistically. 227 5150 5151 Figure 10.5: Estimated effects of summer (Jul-Sep) SST and combined predation by walleye pollock, 5152 arrowtooth flounder, and flathead sole on survival anomalies (Stock-recruitment residuals) of 5153 walleye pollock (top panels), and estimated effects of summer SST and arrowtooth flounder 5154 biomass on log-transformed recruitment (density-dependent effect of spawning biomass not 5155 shown). 228 5156 5157 5158 Figure 10.6: Ensemble predictions for late-summer (July-September) SST through 2050 based on three IPCC climate scenarios. 5159 229 5160 5161 Figure 10.7: Distribution of simulated recruitment, spawning biomass, and annual catches for 2011-2050 5162 under a model with no temperature effect (i.e. random recruitment) and under a model 5163 incorporating sea-surface temperature and predation effects on recruitment (Model 1). Thick lines 5164 indicate means over 1000 simulated trajectories under random recruitment (solid line) and under 5165 Model 1 (dashed line). Polygons denote simulation envelopes such that 90% of simulated values 5166 fall within the envelope in any given year. Future SST trajectories for these simulations were drawn 5167 at random from all of the trajectories in Fig. 6. 5168 230 5169 5170 Figure 10.8: Boxplots of recruitment, spawner biomass, and catches as observed in the past (1979:2008, 5171 Obs), and as projected into the future (2041-2050 averages) using different models and climate 5172 scenarios. Boxes labeled ‘Random’ assume no climate effect on recruitment (random draws from 5173 observed values). Other boxes show distribution of projected values under three different models to 5174 simulate temperature and predation effects on recruitment (see text for model details) and under 5175 three different IPCC emissions scenarios. Dashed horizontal reference lines denote mean values 5176 from ‘Random’ scenario, black bars denote median, boxes include central 50%, and whiskers 5177 include central 90% of simulated values. Note that the implemented harvest control rule limits 5178 catches to 1.5 x 106 mt, hence median, upper quartile, and upper whisker all coincide in some cases. 231 5179 Chapter 11: Evaluating management strategies for eastern Bering Sea walleye pollock (Theragra 5180 chalcogramma) in a changing environment 5181 (Abstract only) 5182 5183 James N. Ianelli1, Anne B. Hollowed1, Alan C. Haynie1, Franz J. Mueter2, and Nicholas A. Bond3 5184 5185 1 5186 Oceanic and Atmospheric Administration, National Marine Fisheries Service, 7600 Sand Point Way NE, 5187 Seattle, WA 98115, USA 5188 2 5189 USA 5190 3 5191 WA 98195, USA Resource Ecology and Fisheries Management Division, Alaska Fisheries Science Center, National School of Fisheries and Ocean Sciences, 315 Lena Point, 17101 Pt. Lena Loop Rd, Juneau, AK 99801, Joint Institute for the Study of Atmosphere and Ocean, University of Washington, Box 354925, Seattle, 5192 5193 5194 5195 5196 5197 5198 5199 5200 5201 5202 5203 Citation: Ianelli, J.N., Hollowed, A.B., Haynie, A.C., Mueter, F.J., and Bond, N.A. 2011. Evaluating 5204 management strategies for eastern Bering Sea walleye pollock (Theragra chalcogramma) in a changing 5205 environment. ICES Journal of Marine Science: Journal du Conseil 68(6): 1297-1304. 232 5206 Abstract 5207 The impacts of climate change on fish and fisheries is expected to increase the demand for more accurate 5208 stock projections and harvest strategies that are robust to shifting production regimes. To address these 5209 concerns, we evaluate the performance of fishery management control rules for eastern Bering Sea 5210 walleye pollock stock under climate change. We compared the status quo policy with six alternative 5211 management strategies under two types of recruitment pattern simulations: one that follows temperature- 5212 induced trends and the other that follows a stationary recruitment pattern similar to historical 5213 observations. A subset of 82 Intergovernmental Panel on Climate Change climate models provided 5214 temperature inputs from which an additional 100 stochastic simulated recruitments were generated to 5215 obtain the same overall recruitment variability as observed for the stationary recruitment simulations. 5216 Results indicate that status quo management with static reference points and current ecosystem 5217 considerations will result in much lower average catches and an increased likelihood of fishery closures, 5218 should reduced recruitment because of warming conditions hold. Alternative reference point calculations 5219 and control rules have similar performance under stationary recruitment relative to status quo, but may 5220 offer significant gains under the changing environmental conditions. 5221 233 5222 Conclusions 5223 Through retrospective analyses of physical and biological time series for the eastern Bering Sea 5224 ecosystem, as well as the broader Northeast Pacific, we documented covariation between large-scale 5225 climate drivers and biology, synchrony and asynchrony among different biological components, and 5226 linkages between important climate drivers and the productivity of individual populations. At an 5227 ecosystem level, our results highlight the regime-shift like behavior of Northeast Pacific physical and 5228 biological systems and provide evidence for a directional trend in the biological system that cannot be 5229 accounted for by natural climate variability alone, but is consistent with a climate change effect (Chapter 5230 3). At the level of fish, seabird and marine mammal communities on the eastern Bering Sea shelf we 5231 found moderate to strong covariation among the productivity of some components that reflects 5232 similarities and differences in the mechanisms driving productivity (Chapter 2). For individual stocks, 5233 such as walleye pollock and snow crab, we identified empirical relationships linking temperature 5234 variability to recruitment. In the case of walleye pollock, this relationship is supported by a mechanistic 5235 understanding of the importance of temperature in determining prey conditions for juvenile pollock and 5236 their effect on subsequent survival (Chapter 5) and therefore allows plausible forecasts of recruitment 5237 under different climate scenarios (Chapter 10, 11). 5238 Based on a broad suite of physical and biological time series that span the Northeast Pacific we confirmed 5239 previous findings (Hare and Mantua 2000) that variability in Northeast Pacific ecosystems, as quantified 5240 by major modes (principal components) of variability, is best described by abrupt shifts (Chapter 3). In 5241 addition to the well-known regime shifts of 1976/77 and 1988/89, we identified a possible shift in climate 5242 conditions in 2007/2008 (Fig. 4f.1); however, the ecological importance of this shift remains to be 5243 determined, but coincides with a shift from a period of warm, low-ice conditions in the Bering Sea to the 5244 the more recent cold period which has persisted through at least the winter of 2013/2014. The leading 5245 modes of climate variability, including the PDO (Mantua et al. 1997) and the NPGO (Di Lorenzo et al. 5246 2008) are strongly related to regional climate variability in the eastern Bering Sea and Gulf of Alaska, but 5247 superimposed on these natural modes of variability is a strong residual climate trend presumably linked to 5248 global warming. Variability in the biological system cannot be explained by the natural modes of climate 5249 variability alone, and the climate trend explains a significant portion of the overall variability similar in 5250 magnitude to that explained by natural modes of climate variability (Chapter 3). While the observed 5251 relationship between an aggregate biological measure and the climate trend largely reflects long-term 5252 trends in both biology and climate, it does suggest that marine populations in Alaska's ecosystems have 5253 been and will likely continue to be affected by warming, in spite of the recent cold period. 234 5254 Our analysis of covariation among key fish, seabird, and marine mammal populations clearly highlighted 5255 that marine populations do not vary independently from each other but are affected by environmental 5256 variability in either similar or opposite ways. We found strong coherence in recruitment between two 5257 closely related gadid species, walleye pollock and Pacific cod, a moderate level of synchrony among 5258 several flatfish species and an inverse correlation between recruitment variability of these two groups. 5259 Variability in seabird productivity was uncorrelated with that of fish and fur seals, which may reflect their 5260 reliance on different prey and on a different and more restricted feeding area in the vicinity of the Pribilof 5261 Islands (including parts of the adjacent slope and basin). In contrast, variability in fur seal productivity, 5262 after removing a long-term declining trend, appeared to correlate with the observed variability in fish 5263 populations. 5264 The strong and remarkable coherence between year-class strengths of Pacific cod and walleye pollock, 5265 and the inverse relationships between some flatfishes and gadids have been noted previously (Mueter et 5266 al. 2007) but remain largely unexplained. Although pollock and cod share a similar environment during 5267 larval and early juvenile stages, they are associated with different assemblages (Siddon et al. 2011) and 5268 their diets differ substantially (Strasburger et al. in press). Nevertheless, both may benefit from the 5269 presence of larger, lipid-rich zooplankton species in the summer. This appears to be critical for late larval 5270 and early juvenile (age-0) pollock, which need to acquire sufficient energy reserves to survive their first 5271 winter (Heintz et al. 2013, Hunt et al. 2011, Siddon et al. 2013a). While it is plausible that Pacific cod 5272 similarly rely on large zooplankton prey, this hypothesis has not been explored for Pacific cod and should 5273 be the focus of future efforts to understand Pacific cod dynamics. 5274 The inverse relationship between gadid and flatfish recruitment likely reflects different mechanisms 5275 affecting recruitment that may be linked to the same or strongly correlated drivers. Recruitment of several 5276 flatfish species on the eastern Bering Sea shelf has been linked to enhanced eastward advection onto the 5277 shelf (Wilderbuer et al. 2013, Wilderbuer et al. 2002), while pollock recruitment was higher during cooler 5278 temperature conditions on the shelf in recent years (Chapter 5, 10). This could induce a negative 5279 correlation between pollock and flatfish recruitment because onshelf advection tends to be enhanced in 5280 warm years and reduced in cold years or, more accurately, advection contributes to differences in 5281 temperature on the shelf because stronger onshelf and northward advection will tend to bring warmer 5282 water onto the shelf (Danielson et al. 2011, Stabeno et al. 2012). However, cross-shelf flows onto the 5283 shelf are enhanced primarily during years with stronger winds from the southeast (Danielson et al. 2012), 5284 which do not always correspond to warmer years (Danielson et al. 2011). 5285 Alternatively, the inverse relationship between gadid and flatfish recruitment may reflect alternative 5286 pathways for the flow of energy that may either favor the more pelagic late larvae and juveniles of 235 5287 pollock and cod or the more benthic larvae and juveniles of flatfish following settlement in the summer or 5288 early fall. This was one of the BSIERP hypotheses which we were unable to test due to the lack of 5289 information on when and where flatfish in the eastern Bering Sea settle to the bottom and limited 5290 knowledge of their prey preferences before or after settlement. The hypothesis states that warmer 5291 conditions during spring are associated with more of the production staying in the water column, 5292 benefitting pelagic feeders, while more of the production sinks to the bottom during cold conditions to 5293 become prey for benthic feeders. However, contrary to initial expectations, recent warm years from 2001 5294 to 2005 were associated with poor walleye pollock and Pacific cod recruitment, while recruitment of both 5295 species was much higher on average during the following cold period (Ianelli et al. 2012). Whether gadids 5296 or flatfishes in the eastern Bering Sea are likely to be winners or losers in a warming climate is of key 5297 interest to researchers and managers alike. 5298 Poor recruitment of walleye pollock in the early 2000s resulted in a substantial drop in walleye pollock 5299 biomass estimates and associated fishing quotas (Ianelli et al. 2008). Because of the ecological and 5300 economic importance of walleye pollock, there was considerable concern about stock declines and a need 5301 to better understand the causes of recruitment fluctuations in this important stock. It was hoped that the 5302 BEST/BSIERP field work, combined with retrospective analyses and modeling could shed some light on 5303 the mechanisms driving the large variability in recruitment, which has important consequences for the 5304 fishery and its management. Sampling all life stages of pollock, and that of their prey, competitors and 5305 predators over three field seasons provided an unprecedented opportunity to resolve the seasonal and 5306 spatial dynamics of how larval and juvenile pollock grow and survive during their first year. The 5307 BEST/BSIERP field years were all characterized by anomalously cold conditions, providing less contrast 5308 in environmental conditions than hoped for. However, data on zooplankton species composition and their 5309 spatial distribution, and data on the energetic condition of walleye pollock was available from other 5310 studies conducted during some of the earlier, warm years. These data provided an excellent opportunity to 5311 examine conditions during two contrasting periods: a prolonged warm period from 2001 to 2005 followed 5312 by a prolonged cold period since 2007 and continuing through the present. 5313 This comparison of a warm and cold period formed the basis for a synthesis of new and earlier field 5314 observations that were coupled with empirical analyses of historical data series (Chapter 5, 10), leading to 5315 a revision of the Oscillating Control Hypothesis (Hunt et al. 2011, Hunt and Stabeno 2002). The revised 5316 OCH holds that an early ice retreat or a lack of ice on the southeastern Bering Sea shelf during 5317 exceptionally warm years leads to high abundances of smaller zooplankton species and a relative lack of 5318 large zooplankton. In contrast, the abundance of large, lipid-rich zooplankton (such as Calanus 5319 marshallae and Euphauusiids) increased during subsequent cold years, providing better feeding 236 5320 conditions for larval and juvenile walleye pollock and resulting in a much higher energy density of age-0 5321 walleye pollock during late summer (Heintz et al. 2013), as well as reduced cannibalism / predation on 5322 age-0 pollock (Coyle et al. 2011, Hunt et al. 2011). As a result, the overwinter survival from age-0 to age- 5323 1 and hence recruitment to age-1 was enhanced following cold years with lipid-rich age-0 juveniles 5324 (Heintz et al. 2013). 5325 These findings contradicted earlier studies which had suggested that walleye pollock survival in the 5326 eastern Bering Sea is enhanced during warm years (Hunt and Stabeno 2002, Mueter et al. 2006, Quinn 5327 and Niebauer 1995, Wyllie-Echeverria and Wooster 1998). Our retrospective analyses reconciled these 5328 contradictory findings by identifying a dome-shaped relationship between the survival of walleye pollock 5329 from spawning to recruitment and sea-surface temperature conditions over the shelf (Chapter 5, 10). 5330 Earlier studies were conducted when the range of SST was largely limited to the ascending limb of this 5331 dome-shaped relationship, while recent warm years apparently exceed the optimum temperature range for 5332 juvenile pollock survival in this area. Our analyses showed the strongest relationship occurred with SST 5333 during late summer (July-September), consistent with field observations that identified the importance of 5334 late summer feeding conditions for successful juvenile growth and survival. 5335 The empirical relationship between SST and survival, along with its associated uncertainty, was used to 5336 generate projections of walleye pollock recruitment and abundance over long time scales (2010-2050) 5337 under different climate scenarios. These scenarios were based on climate projections from global 5338 circulation models, downscaled to provide possible trajectories of future SSTs over the eastern Bering Sea 5339 shelf (Chapter 10). Projections of the pollock stock suggest that the anticipated warming of waters on the 5340 Bering Sea shelf may result in substantial declines in walleye pollock recruitment, abundance and 5341 allowable catches in the long term. These findings initially led to considerable concern in the pollock fleet 5342 (Paul McGregor, pers. comm.), but these concerns soon receded after the return of cold conditions in the 5343 Bering Sea resulted in several strong year classes of walleye pollock. 5344 While the retrospective analyses focused to a large extent on walleye pollock, other species on the eastern 5345 Bering Sea shelf will be affected by a changing climate. Because of the strong synchrony between Pacific 5346 cod and walleye pollock, Pacific cod may also be expected to decrease under future warming. Similarly, 5347 snow crab recruitment is reduced following warm years hence the snow crab population can be expected 5348 to decline in a warming climate (Chapter 6). Other species such as flatfish may benefit from a decline in 5349 walleye pollock recruitment if the inverse relationship between gadid and flatfish recruitment continues to 5350 hold. Projections of northern rock sole recruitment based on downscaled wind patterns through 2050 5351 suggest a moderate future increase in recruitment because stronger on-shelf winds are expected to lead to 5352 favorable conditions for recruitment (Wilderbuer et al. 2013). 237 5353 The retrospective analyses contributed not only to a better understanding of the importance of seasonal 5354 availability of suitable prey to the success of walleye pollock, but also suggest that a spatial mismatch 5355 between larval pollock and lipid-rich prey may have contributed to poor recruitment in warm years 5356 (Chapter 9). Temperature changes have previously been shown to affect the distribution of many fish 5357 species on the Bering Sea shelf (Chapter 8, Kotwicki and Lauth 2013, Mueter and Litzow 2008, Mueter et 5358 al. 2011b, Spencer 2008), which has important consequences for their relative spatial distribution and for 5359 species interactions (Ciannelli et al. 2008, Hunsicker et al. 2013). Our results (Chapter 9) highlight the 5360 importance of the spatial dynamics of fish and their zooplankton prey in a changing climate, which we 5361 consider to be a fruitful area for further research to better understand the consequences of future warming 5362 for fish populations. 5363 5364 BSIERP and Bering Sea Project connections 5365 Our project benefitted from being part of the larger BEST/BSIERP project primarily through the frequent 5366 exchanges with other PIs during regular phone conferences with both the modeling group and all BSIERP 5367 PIs, during annual PI meetings, and at various scientific meetings with sessions focused on BEST and 5368 BSIERP research. For us, these benefits primarily arose from two aspects of the program. First, the 5369 frequent exchange of new findings and ideas was important in enhancing interdisciplinary and holistic 5370 (system-level) thinking that may not have happened, or certainly would have happened to a lesser extent, 5371 in the absence of an integrated program. Second, frequent communication about (1) key research 5372 questions, (2) approaches to answering these questions, and (3) newly emerging scientific ideas resulted 5373 in the spread of a few unifying ideas and principles that sharpened the focus of individual researchers and 5374 research groups. Examples for each of these include (1) questions about the role of microzooplankton as a 5375 trophic link or the role of prey patches for upper trophic levels, (2) the approach of comparing conditions 5376 during contrasting warm and cold periods, which encompassed physical conditions as well as all trophic 5377 levels, and (3) the importance of late summer prey conditions to allow juvenile pollock to aquire energy 5378 reserves for winter. Each of these and a number of other ideas resulted in investigators from multiple 5379 components to focus on the same problem or using the same approach to study different aspects of the 5380 system, resulting in a more holistic understanding of the system. 5381 For our project, frequent communication and integration among groups also changed the direction and the 5382 outputs of the retrospective analyses in important ways. There was an initial perception that the 5383 retrospective project would provide predictions of future variability in fish populations. While the project 5384 always intended to support such predictions through a better understanding of past variability, we had not 238 5385 intended to produce forecasts as part of the retrospective work. However, there was an increasing interest 5386 in and emphasis on such predictions, in part motivated by two International Symposia on the effects of 5387 climate change on fish, and we were well positioned to attempt to make such predictions for at least the 5388 walleye pollock stock with a relatively simple, single-species model. Therefore, as a result of these 5389 discussions and interactions among multiple PIs, the work plan for this project component was 5390 considerably modified to be able to make long-term forecasts for the walleye pollock population in the 5391 eastern Bering Sea. This effort was informed by a number of the other components and resulted in 5392 contributions by this project to four publications involving at least 14 BEST and BSIERP investigators 5393 that were not part of the plan (Coyle et al. 2011, Hunt et al. 2011, Ianelli et al. 2011, Mueter et al. 2011). 5394 Integration across components naturally occurred because both Mueter and Kruse were also Co-PIs on the 5395 Correlative Biomass Dynamics Model component (B75) and Mueter was a Co-PI on the Ichthyoplankton 5396 component (B53). This overlap facilitated at least two important linkages across these components. First, 5397 results from analysis of covariation (Chapter 2) was used as a basis for choosing which species and 5398 groups to include in the multi-species biomass dynamics model that was developed by Tadayasu 5399 Uchiyama under B75. Second, as Co-PI on B53, Mueter worked closely with and advised Ph.D. student 5400 Elizabeth Siddon and contributed both results and data series from the retrospective component to her 5401 dissertation, including Siddon et al (2013, Chapter 10), which built on and extended her work conducted 5402 as part of the Ichthyoplankton component (B53 report). 5403 Other important collaborations occurred as a result of discussions among PIs at the annual PI meetings. 5404 For example, discussions between PIs on the seabird components, the patch-dynamics group, and the 5405 current project that occurred in preparation for the covariation analysis (Chapter 2) directly led to 5406 collaborative work with Heather Renner on a retrospective analysis of murre and kittiwake diets at the 5407 Pribilof Islands (Chapter 7). This collaboration would almost certainly not have occurred without the 5408 integration that was facilitated by BSIERP. Similarly, retrospective analyses contributed to several 5409 publications (Coyle et al 2011, Hunt et al 2011, see Chapter 5) that directly resulted from discussions at 5410 annual PI meetings which may not have occurred without these meetings. 5411 In addition to regular BSIERP conference calls, both PIs also participated in many of the modeling calls 5412 and meetings. While this participation was primarily intended to better integrate the Correlative Biomass 5413 Dynamics component with other modeling work (see B68 report), the retrospective component was 5414 invited to participate in these meetings to discuss how empirically estimated parameters from 5415 retrospective analyses could be used to inform and contribute to the development of the FEAST model. In 5416 the end, because the desire to develop the FEAST model based on first principals rather than empirical 5417 relationships, and because most of the required empirical-based parameters were estimated by scientists at 239 5418 the Alaska Fishery Science Center in Seattle based on data housed at the Center, the retrospective 5419 analyses and results did not directly contribute to the development of the model. 5420 Instead, discussions with PIs from both the modeling group and the fish group ultimately led to a major 5421 shift in focus of the retrospective component. This shift consisted of using empirical relationships 5422 between climate variability and fish populations to produce alternative projections of the possible 5423 responses of these populations to future climate variability using simpler single-species models. After 5424 discussions with NPRB and in collaboration with several Co-PIs from other BEST and BSIERP 5425 components (Bond, Hollowed, Ianelli), we projected future walleye pollock recruitment and abundance 5426 based on what we learned about the survival of juvenile pollock from field observations, laboratory 5427 analyses, and retrospective analyses. While this was clearly outside the scope of the originally proposed 5428 retrospective analyses, and came at the expense of some of the other objectives, this was ultimately one of 5429 the most rewarding aspects of the project and the resulting publication has received a lot of positive 5430 attention as an example of how to produce reasonable scenarios of future variability in a fish population 5431 based on global climate model projections. While these projections were based on retrospective modeling 5432 and analyses alone, the underlying empirical relationship is supported by mechanisms that were 5433 elucidated by the field and lab components of the BEST/BSIERP program and related work. 5434 Another benefit of the integrated nature of the project is the opportunity for ecosystem-level syntheses 5435 across multiple components, but this is also one of the more challenging aspects of a program of this 5436 magnitude. The opportunity for synthesizing findings was somewhat limited as the annual meetings were 5437 largely needed just to communicate some of the main findings to all of the investigators. Moreover, a true 5438 synthesis is hardly possible and any attempt will necessarily leave out many important findings. We feel 5439 that the main scientific break-throughs are only slowly taking shape and it will be many years before the 5440 enduring scientific legacy of the program will more clearly come into focus. 5441 5442 Management or policy implications 5443 Our findings have a number of implications for the management of fish stocks in the Bering Sea. First, 5444 the recognition of trade-offs between, for example, the productivity of flatfish and the productivity of 5445 gadids (Chapter 2) highlight the need for multi-species considerations and ecosystem-level constraints on 5446 removals. Such constraints are currently being explored through multi-species models, such as the multi- 5447 species biomass dynamics model (B75) and the Management Strategy Evaluations (B73). While an 5448 overall cap on removals is already being implemented for federally managed fisheries in the eastern 5449 Bering Sea, a better understanding of the trade-offs among different species or groups of species allows a 240 5450 more explicit consideration of these trade-offs. Second, our work has contributed to a better 5451 understanding of walleye pollock dynamics in the eastern Bering Sea and has alerted the North Pacific 5452 Fishery Management Council (NPFMC) and the industry to potential declines in walleye pollock given 5453 projected warming trends. Moreover, the presumed dome-shaped relationship between walleye pollock 5454 recruitment and late summer ocean temperatures based on our retrospective analyses (Coyle et al 2011, 5455 Hunt et al 2011, Mueter et al 2011, Chapters 5 and 10) has been incorporated in a population dynamics 5456 model to project future pollock trajectories and has been used in management strategy evaluation to test 5457 different harvest control rules (Ianelli et al, 2011, see Chapter 11). Results suggest that alternative harvest 5458 control rules may perform better under these projected changes than the current harvest control rule used 5459 by the NPFMC. While no specific management actions have yet been taken in response to these findings, 5460 there has been an increased recognition of the need for incorporating both climate variability and long- 5461 term changes into the management process. Our projections have provided realistic scenarios upon which 5462 to base future management actions such as choosing policies and management strategies that are robust to 5463 the predicted changes. Third, we have provided several ecosystem indicators for inclusion in the 5464 Ecosystem Considerations chapter of the Annual Stock Assessment and Fishery Evaluation reports 5465 (Chapter 4). These are annually communicated to the NPFMC plan teams and the Statistical and 5466 Scientific Committee to help inform the NPFMC's ecosystem-based approach to fisheries management. 5467 5468 Publications 5469 Coyle, K.O., Eisner, L.B., Mueter, F.J., Pinchuk, A., Janout, M.A., Cieciel, K., Farley, E.V., and 5470 Andrews, A.G. 2011. Climate change in the southeastern Bering Sea: impacts on pollock stocks 5471 and implications for the Oscillating Control Hypothesis. Fisheries Oceanography 20(2): 139-156. 5472 Hunt, G.L., Coyle, K.O., Eisner, L.B., Farley, E.V., Heintz, R.A., Mueter, F., Napp, J.M., Overland, J.E., 5473 Ressler, P.H., Salo, S., and Stabeno, P.J. 2011. Climate impacts on eastern Bering Sea foodwebs: 5474 a synthesis of new data and an assessment of the Oscillating Control Hypothesis. ICES Journal of 5475 Marine Science 68(6): 1230-1243. 5476 Ianelli, J.N., Hollowed, A.B., Haynie, A.C., Mueter, F.J., and Bond, N.A. 2011. Evaluating management 5477 strategies for eastern Bering Sea walleye pollock (Theragra chalcogramma) in a changing 5478 environment. ICES Journal of Marine Science 68(6): 1297-1304. 5479 5480 5481 5482 Litzow, M.A., and Mueter, F.J. 2013. Assessing the ecological importance of climate regime shifts: an approach from the North Pacific Ocean. Progress in Oceanography. Litzow, M.A., Mueter, F.J., and Hobday, A.J. 2012. Four decades of climate-biology covariation in Alaskan and North Pacific ecosystems, North Pacific Research Board Final Report 1024. 241 5483 Litzow, M.A., Mueter, F.J., and Hobday, A.J. 2013. Reassessing regime shifts in the North Pacific: 5484 incremental climate change and commercial fishing are necessary for explaining decadal-scale 5485 biological variability. Global Change Biology. DOI: 10.1111/gcb.12373 5486 Marcello, L.A., Mueter, F.J., Dawe, E.G., and Moriyasu, M. 2012. Effects of temperature and gadid 5487 predation on snow crab recruitment: comparisons between the Bering Sea and Atlantic Canada. 5488 Marine Ecology Progress Series 469: 249-261. 5489 Mueter, F.J., Bond, N.A., Ianelli, J.N., and Hollowed, A.B. 2011a. Expected declines in recruitment of 5490 walleye pollock (Theragra chalcogramma) in the eastern Bering Sea under future climate change. 5491 ICES Journal of Marine Science 68(6): 1284-1296. 5492 5493 5494 Mueter, F.J., Dawe, E.G., and Pálsson, Ó. 2012. Effects of climate and predation on subarctic crustacean populations. Marine Ecology Progress Series 469: 191-193. Mueter, F.J., Renner, H.M., and Kruse, G.H. In Prep. Patterns of covariation among fish, seabirds, and 5495 marine mammals in the eastern Bering Sea reflect spatial scales of distribution and tradeoffs 5496 among species. Target journal: Deep Sea Research II. 5497 Mueter, F.J., Siddon, E.C., and Hunt Jr., G.L. 2011b. Climate change brings uncertain future for subarctic 5498 marine ecosystems and fisheries. In North by 2020: Perspectives on Alaska’s Changing Social- 5499 Ecological Systems. Edited by A.L. Lovecraft and H. Eicken. University of Alaska Press, 5500 Fairbanks, Alaska. pp. 329-357. 5501 Renner, H.M., Mueter, F., Drummond, B.A., Warzybok, J.A., and Sinclair, E.H. 2012. Patterns of change 5502 in diets of two piscivorous seabird species during 35 years in the Pribilof Islands. Deep Sea 5503 Research II 65-70: 273-291. 5504 Siddon, E.C., Heintz, R.A., and Mueter, F.J. 2013a. Conceptual model of energy allocation in walleye 5505 pollock (Theragra chalcogramma) from larvae to age-1 in the southeastern Bering Sea. Deep Sea 5506 Research II 94: 140-149. 5507 Siddon, E.C., Kristiansen, T., Mueter, F.J., Holsman, K.K., Heintz, R.A., and Farley, E.V. 2013b. Spatial 5508 Match-Mismatch between Juvenile Fish and Prey Provides a Mechanism for Recruitment 5509 Variability across Contrasting Climate Conditions in the Eastern Bering Sea. PLoS ONE 8(12): 5510 e84526. 5511 Sigler, M.F., Stabeno, P.J., Eisner, L.B., Napp, J.M., and Mueter, F.J. 2014. Spring and fall phytoplankton 5512 blooms in a productive subarctic ecosystem, the eastern Bering Sea, during 1995–2011. Deep Sea 5513 Research II. DOI:10.1016/j.dsr2.2013.12.007. 5514 Strasburger, W.W., Hillgruber, N., Pinchuk, A.I., and Mueter, F.J. in press. Feeding ecology of age-0 5515 walleye pollock (Theragra chalcogramma) and Pacific cod (Gadus macrocephalus) in the 5516 southeastern Bering Sea. Deep Sea Research II. 242 5517 5518 5519 5520 Zador, S. 2013. Ecosystem considerations 2013. North Pacific Fishery Management 644 Council, 605 W 4th Ave, Suite 306, Anchorage, AK 99501. Zador, S., and Gaichas, S. 2012. Ecosystem considerations 2012. North Pacific Fishery Management 644 Council, 605 W 4th Ave, Suite 306, Anchorage, AK 99501. 5521 5522 Poster and oral presentations (chronological order) 5523 Kruse, G.H. (Invited Presentation). Potential impacts of climate change on red king crabs in the eastern 5524 Bering Sea at the "Effects of Climate Change on the World's Oceans" Symposium in Gijon, Spain. 5525 5526 5527 Mueter, F.J., K. Coyle. (Oral presentation) "From physics to humans: Climate effects on Bering Sea food webs and fisheries. PICES 27th Annual Meeting, Dalian, China, October 30, 2008. Kruse, G.H., J. Zheng and J.E. Overland (Oral presentation) “A scenario approach to forecast potential 5528 impacts of climate change on red king crabs in the eastern Bering Sea”, PICES 27th Annual Meeting, 5529 Dalian, China, October 24, 2008. 5530 Zheng, J., G.H. Kruse and M.S.M. Siddeek (Oral Presentation) “Could the collapse of the Bristol Bay red 5531 king crab stock in the early 1980s have been avoided?”, PICES 27th Annual Meeting, Dalian, China, 5532 October 29, 2008. 5533 Kruse, G.H., J. Zheng and J.E. Overland (Seminar) “A scenario approach to forecast potential impacts of 5534 climate change on red king crabs in the eastern Bering Sea", School of Fisheries and Ocean Sciences, 5535 University of Alaska Fairbanks, Departmental Seminar, November 14, 2008. 5536 Coyle, K.O. A.I. Pinchuk, L.B. Eisner, J.H. Moss, E. Farley, J.M. Napp, F.J. Mueter (Oral Presentation). 5537 The potential role of water-column temperature, stability and nutrients in structuring the zooplankton 5538 community and influencing pollock survival of the southeastern Bering Sea shelf. BASIS Annual 5539 meeting, Seattle, Washington, November 17-19, 2008. 5540 Coyle, K.O. A.I. Pinchuk, L.B. Eisner, J.M. Napp, F.J. Mueter, J.H. Moss, E. Farley (Poster). 5541 Zooplankton species composition on the southeastern Bering Sea shelf during summer: the potential 5542 role of temperature and water column stability in structuring the zooplankton community and 5543 influencing the survival of pollock. Alaska Marine Science Symposium, Anchorage, Alaska, January 5544 19-22, 2009. 5545 Mueter, F.J. (Invited Seminar). Climate effects on Bering Sea food webs and fisheries. Juneau Center, 5546 School of Fisheries and Ocean Sciences, University of Alaska Fairbanks. Juneau, Alaska, January 23, 5547 2009. 5548 5549 Mueter, F.J. (Invited seminar). Environmental and Ecological Indicators for the Eastern Bering Sea. NOAA, NMFS, Ted Stevens Marine Research Institute. May 4, 2009. 243 5550 Mueter, F.J., Siddeek Shareef, Jie Zheng (Oral presentation). Gadid-crustacean interactions in the Eastern 5551 Bering Sea and Gulf of Alaska. Ecosystem Studies of Subarctic Seas (ESSAS) Annual Meeting. June 5552 18, 2009. 5553 Mueter, F.J. (Invited Seminar). Climate effects on Bering Sea food webs and fisheries. University of 5554 Alaska Fairbanks, Fairbanks, AK. September 30, 2009. A copy of the presentation was submitted 5555 with the semi-annual report on October 1, 2009. 5556 Mueter, F.J. and M.A. Litzow (Invited Presentation). The spatial footprint of biological re-organization in 5557 a demersal community. PICES 28th Annual Meeting Science Board Symposium, Cheju Island, Korea, 5558 October 26, 2009. 5559 Mueter, F.J., Gordon H. Kruse, Vernon Byrd, and Heather Renner (Poster). Covariation among major 5560 fish, seabird, and mammal populations in the Eastern Bering Sea. Alaska Marine Science 5561 Symposium, January 20, 2010, Anchorage, AK. 5562 M.A. Litzow and F.J. Mueter (Poster). Four decades of climate-biology covariation in the northeast 5563 Pacific: 98 updated ecosystem indicators, 1965-2006. Alaska Marine Science Symposium, January 5564 20, 2010, Anchorage, AK. 5565 Mueter, F.J., Carol Ladd, Phyllis Stabeno, Ron Heintz, Ken Coyle, Gordon H. Kruse (Oral presentation). 5566 Environmental controls of gadid year class strength in the eastern Bering Sea. Alaska Marine Science 5567 Symposium, January 21, 2010, Anchorage, AK. 5568 Mueter, F.J. (Invited presentation). Climate variability on the eastern Bering Sea shelf: Effects on the 5569 distribution and productivity of fish populations. Western Alaska Interdisciplinary Science 5570 Conference (WAISC). 24 March 2010, Unalaska, AK. 5571 5572 5573 Mueter, F.J. (Invited presentation). Climate variability in the eastern Bering Sea. Western Alaska Interdisciplinary Science Conference (WAISC). 24 March 2010, Unalaska, AK Mueter, F.J., Bond, N.A., Ianelli, J.N, and Hollowed, A.B. (Oral presentation). Future recruitment of 5574 Bering Sea walleye pollock: (1) retrospective patterns & uncertainty. International symposium on 5575 "Climate change effects on fish and fisheries: Forecasting impacts, assessing ecosystem responses, 5576 and evaluating management strategies", Sendai, Japan, April 25-29, 2010. 5577 Mueter, F.J., Bond, N.A., and Ianelli, J.N. (Invited Presentation). Long-term forecasts of walleye pollock 5578 dynamics in the eastern Bering Sea based on estimated responses of recruitment and growth to 5579 climate variability. PICES 2010 Annual Meeting, Tuesday, October 26, 2010. 5580 5581 5582 5583 Mueter, F.J. (Oral Presentation). Spatial dynamics of Bering Sea groundfish: Effects of temperature and density. Alaska Chapter, American Fisheries Society, Annual Meeting. November 4, 2010. Mueter, F.J. Effects of temperature and density on spatial dynamics of Bering Sea groundfishes. Alaska Marine Science Symposium. January 20, 2011. 244 5584 5585 5586 5587 5588 Mueter, F.J. (Invited seminar) The Bering Sea ecosystem: From climate to plankton to fish. University of Alaska Southeast. Biological Sciences seminar, Juneau, AK, April 13, 2011. Mueter, F.J. (Keynote) Groundfish in Hot Water: Challenges facing Fish and Fisheries in Alaska. Alaska Department of Fish & Game. Statewide groundfish meeting in Anchorage, AK April 27, 2011. Mueter, F.J., Stepanenko, M.A., Smirnov, A.V., and Yamamura, O. (Invited). Comparing walleye pollock 5589 dynamics across the Bering Sea and adjacent areas. International Symposium on “Comparative 5590 studies of climate effects on polar and sub-polar ocean ecosystems: progress in observation and 5591 prediction” (ESSAS Open Science Meeting). Seattle, WA, May 23, 2011. 5592 Litzow, M.A., Mueter, F.J., Urban, D. (Invited). Can rising variance predict sudden shifts in populations 5593 and ecosystems? A test using Alaskan crustacean data. American Fisheries Society 141st Annual 5594 Meeting, Seattle, WA, September 4-8, 2011. 5595 Litzow, M.A., Mueter, F.J., Urban, D. Rising variance as an early indicator of fishery collapses in 5596 Alaskan crab populations. Alaska Marine Science Symposium. Anchorage, Alaska, January 18, 2012. 5597 Mueter, F.J. (Invited seminar). The (F)Utility of Forecasting Climate Change Impacts on Marine Fish and 5598 Shellfish: Approaches and Examples. Global Change Seminar Series. UAF, Fairbanks, Alaska, 5599 October 19, 2011. 5600 Mueter, F.J., Bohaboy, E.C., Bundy, A., Fu C., Hjermann, D.O., Link, J.S. Common patterns, common 5601 drivers: comparative analysis of aggregate surplus production across ecosystems. American Fisheries 5602 Society 141st Annual Meeting, Seattle, WA, September 4-8, 2011. 5603 Mueter, F.J. Spatial dynamics of fish communities in subarctic and arctic seas under a changing climate. 5604 PICES-ICES workshop on a "Global assessment of the implications of climate change on the spatial 5605 distribution of fish and fisheries", St. Petersburg, Russia, May 22, 2013. 5606 Mueter, F.J., Litzow, M.A., Lauth, R.L., Danielson, S.L., and Spencer, P.D. Spatial dynamics of 5607 groundfish: the roles of temperature, abundance and advection. Ecosystem Studies of the Subarctic 5608 Seas (ESSAS) Annual Science Meeting, Hakodate, Japan, January 9, 2013. 5609 Mueter, F.J. (Keynote). Ecosystems, complexity, and sustainability from global to regional to local scales. 5610 American Fisheries Society, Alaska Chapter, Annual Meeting. Kodiak, Alaska, October 24, 2012. 5611 Mueter, F.J., Litzow, M.A., Lauth, R.L., Danielson, S.L., and Spencer, P.D. The roles of temperature, 5612 abundance and advection in modifying the spatial dynamics of groundfish at the Subarctic-Arctic 5613 boundary in the eastern Bering Sea. PICES 2012 Annual Meeting, Hiroshima, Japan, October 12, 5614 2012. 5615 5616 Scientific Conferences 245 5617 5618 5619 September 2008: Kruse participated in the Annual Science Conference of the International Council for the Exploration of the Sea (ICES). October 2008: Kruse and Mueter participated in the Annual PICES meeting in Dalian. Kruse co- 5620 convened the Science Board Symposium on “Beyond observations to achieve understanding and 5621 forecasting in a changing North Pacific Ocean” and convened the Fisheries Contributed Paper 5622 Session. 5623 Dr. Kruse chaired the Steering Committee for the 25th Lowell Wakefield Symposium on “Biology 5624 and Management of Exploited Crab Populations under Climate Change” held in Anchorage, AK, 5625 during March 10-13, 2009. The meeting was attended by approximately 80 participants from 6 5626 countries. Dr. Kruse was also lead editor for the symposium proceedings. 5627 From March 24-27, 2010, Mueter participated in the Western Alaska Interdisciplinary Science 5628 Conference (WAISC) in Unalaska. In addition to giving two presentations related to the BSIERP 5629 project, he participated in discussions with the community on global warming and ocean acidification 5630 issues. 5631 Mueter, with Laura Richards (DFO, Canada), John Field (NOAA, USA), and Sanae Chiba (Japan) 5632 organized a session at the 2010 PICES Annual Meeting in Portland, Oregon, entitled "Observations of 5633 ecosystem mixing under climate change" that featured an invited presentation by BEST/BSIERP PI 5634 Lorenzo Cianelli. 5635 5636 5637 Kruse organized both a session and an international symposium that both highlighted BEST/BSIERP research at the 2010 PICES Annual Meeting in Portland, Oregon. In November, 2010, Kruse chaired a scientific session titled, “Dynamics of Marine Ecosystems”, at 5638 the Annual Meeting of the Alaska Chapter, American Fisheries Society, in Juneau Alaska. This 5639 session included BSIERP-related talks, including a BEST/BSIERP overview talk by Mike Sigler. 5640 In November 2010, Gordon Kruse organized and chaired the Steering Committee for the 26th Lowell 5641 Wakefield Symposium titled, “Ecosystems 2010: Global Progress on Ecosystem-based Fisheries 5642 Management.” The symposium attracted 108 participants from 19 countries. Talks included multiple 5643 BEST/BSIERP presentations, including those delivered by Mike Sigler, Ivonne Ortiz, Kerim Aydin 5644 and others. 5645 In May 2011 both Mueter and Kruse participated in the ESSAS Open Science Meeting in Seattle, 5646 where Franz Mueter gave an invited BSIERP presentation on walleye pollock dynamics during the 5647 Bering Sea session and Gordon Kruse delivered a presentation on red king crab dynamics in the 5648 session on gadid-crustacean interactions. 246 5649 Mueter attended the Annual Meeting of the American Fisheries Society in Seattle in September 2011 5650 and presented in a session on increased variability in fish populations and in a session on surplus- 5651 production models. Both drew on some retrospective data compiled as part of BSIERP. 5652 Mueter participated in the 2nd International Symposium on the effects of climate change on the 5653 World's Oceans in Yeosu, South Korea, participated in a workshop and co-authored three papers 5654 partially supported by this project, presented by George Hunt, Paul Spencer, and Ting-Chun Kuo. 5655 Both Mueter and Kruse participated in the PICES Annual Meeting in Hiroshima, Japan, in October 5656 2012, participated in and helped organize workshops and scientific sessions, and co-authored several 5657 papers presented at the meeting that were partially supported by this project. 5658 5659 Both Mueter and Kruse participated in the PICES Annual Meeting in Nanaimo, BC, in October 2013, participating in workshops, committee meetings, and scientific sessions. 5660 5661 Community Meetings 5662 August 12/13, 2008: Franz Mueter provided testimony on the impacts of climate change on fish and 5663 fisheries to a panel convened by the Aspen Institute in Fairbanks. A copy of the presentation was 5664 provided to Nora Deans, NPRB. 5665 In August 2011, Gordon Kruse testified in Dutch Harbor at a hearing on the Arctic by the Alaska 5666 State Legislature’s Joint Alaska Northern Waters Task Force. He summarized fisheries research being 5667 conducted by UAF in the Bering, Chukchi and Beaufort Seas. The presentation included an overview 5668 of the BSIERP program in general, with more detail on those BSIERP projects involving UAF 5669 scientists, including the current project. 5670 Gordon Kruse participated in the Alaska Young Fishermen’s Summit, sponsored by the University of 5671 Alaska Marine Advisory Program, and held in Juneau, Alaska on February 13, 2012. Gordon spoke to 5672 51 young Alaskan fishers about the role of science in state and federal fisheries management of 5673 groundfish and other species groups. 5674 5675 Workshops 5676 September 13-16, 2008: Mueter participated in the ESSAS (Ecosystem Studies of the Sub Arctic 5677 Seas) Annual Meeting in Halifax, Nova Scotia, including a workshop on climate variability in 5678 subarctic seas. 5679 5680 August 2008: Several earlier workshops sponsored by PICES and NPRB resulted in PICES Scientific Report #34 “Forecasting Climate Impacts on Future Production of Commercially Exploited Fish and 247 5681 Shellfish”. Kruse prepared a section for the report on status of knowledge and proposed mechanisms 5682 linking climate change to the production of red king crab, Tanner crab and snow crab. 5683 On June 18, 2009, Franz Mueter co-chaired (with Earl Dawe, DFO, St. Johns, Newfoundland) a 5684 workshop on gadid-crustacean interactions in subarctic ecosystems at the ESSAS Annual Meeting in 5685 Seattle. He presented an overview (with Siddeek Shareef and Jie Zheng) of gadid and crustacean 5686 fisheries and dynamics in the Gulf of Alaska and eastern Bering Sea. 5687 November 16-18, 2009: Mueter gave an invited presentation by videoconference to the Alaska 5688 Community-Based Climate Change Adaptation Outreach Program Development Workshop on 5689 "Climate change impacts on fisheries". 5690 April 24, 2010. Mueter participated in a workshop on "Networking across global marine "hotspots", 5691 held in conjunction with the international symposium on "Climate change effects on fish and 5692 fisheries: Forecasting impacts, assessing ecosystem responses, and evaluating management 5693 strategies." in Sendai, Japan. As part of the workshop he gave an invited presentation on "Biological 5694 responses to recent climate variability on the eastern Bering Sea shelf". 5695 May 10-14, 2010: Mueter participated in an International Stock Production Modeling Workshop at 5696 Woods Hole, MA, contributing biological and physical time series of variability in the Bering Sea and 5697 Gulf of Alaska for analysis at the workshop. 5698 August 30 – September 1, 2010. Mueter and M.S. student Laurinda Marcello participated in the 5699 Ecosystem Studies of the Subarctic Seas (ESSAS) Annual Meeting in Reykjavik, Iceland, which 5700 featured a worshop on effects of climate variability in subarctic ecosystems and a workshop on gadid- 5701 crustacean interactions in subarctic seas. Mueter gave a invited presentation (co-authored with Mike 5702 Litzow) on linking climate and fish in the Northeast Pacific as part of the first workshop and Marcello 5703 presented results from her retrospective work on snow crab recruitment in the Eastern Bering Sea. 5704 In February 2011, Mueter and Kruse participated in a workshop on identifying approaches for 5705 achieving priority research for eastern Bering Sea snow crab biology and fishery management in 5706 Seattle. Kruse was one of the conveners of the workshop. 5707 On April 7-8, 2011, Franz Mueter participated in a workshop on stock-specific indicators at the 5708 Alaska Fisheries Science Center in Seattle and gave a presentation on forecasting pollock recruitment 5709 and growth. 5710 Mueter helped organize a half-day workshop and a scientific session on gadid-crustacean interactions 5711 at the ESSAS Open Science Meeting in May 2011. MS student Laurinda Marcello presented her work 5712 on snow crab (partially supported by BSIERP) at the meeting and submitted an associated 5713 manuscript. 248 5714 5715 On October 27-28, 2011, Franz Mueter participated via WebEx in a workshop on Management Strategy Evaluations held at the Alaska Fisheries Science Center in Seattle. 5716 On February 6-9, 2012, Franz Mueter participated in a BEST Synthesis workshop in Bermuda. 5717 On April 4-5, 2012, Franz Mueter participated in a workshop on Workshop on Assessment and 5718 Management Issues Related to Recruitment at the Alaska Fisheries Science Center in Seattle and gave 5719 a presentation on environmental forcing of recruitment in the Bering Sea and Gulf of Alaska and its 5720 use in stock assessments and stock projections. 5721 In May 2012, Mueter participated in a full-day workshop on "Climate change and range shifts in the 5722 ocean" at the the 2nd International Symposium on the effects of climate change on the World's Oceans 5723 in Yeosu, South Korea. 5724 Mueter participated in a full-day workshop on interactions between the subarctic and Arctic at the 5725 PICES Annual Meeting in Hiroshima, Japan, in October 2012 and presented a paper on the spatial 5726 dynamics of fish stocks in the eastern Bering Sea. 5727 5728 On February 26-28, 2013, Franz Mueter participated in a BEST Synthesis workshop in Friday Harbor, WA. 5729 5730 Outreach 5731 On September 16, 2008, Mueter participated in a meeting of the Scientific Steering Committee of 5732 ESSAS (Ecosystem Studies of the Sub Arctic Seas) in Halifax, Nova Scotia to provide information on 5733 BSIERP. The Steering Committee considered and approved an application from BSIERP to be 5734 formally affiliated with ESSAS. Since then, either Mike Sigler or Franz Mueter , who has served as 5735 co-chair of ESSAS since 2011, have reported to the ESSAS Scientific Steering Committee on the 5736 BSIERP program. 5737 On May 29, 2012, Mueter presented a public outreach seminar to the community of Nome as part of 5738 the " Strait Science Series" on "Limits to the northward movement of fishes in the Eastern Bering 5739 Sea", Nome, AK. 5740 On September 9, 2009, Gordon Kruse was invited to give an invited presentation on Climate Change 5741 and Marine Protected Areas: A Fisheries Perspective from Alaska to the Marine Protected Areas 5742 Federal Advisory Committee (FAC). Kruse also served on a panel of experts to field questions from 5743 the MPA FAC for two hours. This was reported on the evening news on KTUU (Anchorage) on 5744 September 9, 2009. Kruse reported on climate change effects on groundfish, crabs, herring, and other 5745 marine species and their implications to the design of marine protected areas. 249 5746 Gordon Kruse participated as a member of a panel to address the question: What will our fisheries 5747 and oceans look like in 20 years? The panel was convened during the Alaska Young Fishermen’s 5748 Summit hosted by the Alaska Marine Advisory Program in Anchorage on December 8, 2009. 5749 Franz Mueter had numerous e-mail exchanges with Wendee Holtcamp, a freelance reporter who 5750 participated in the 2010 BSIERP cruise and produced an article for BioScience (February 2011 / Vol. 5751 61 No. 2) on the BSIERP program. The exchanges focused on our revised understanding of the 5752 Oscillating Control Hypothesis. 5753 Gordon Kruse published two articles summarizing the 26th Lowell Wakefield Symposium titled, 5754 “Ecosystems 2010: Global Progress on Ecosystem-based Fisheries Management”; one was published 5755 in PICES Press and the other was published in the ICES 2010 Symposium Report. Copies of both 5756 articles are available for download from the Ecosystems 2010 Symposium website: 5757 http://seagrant.uaf.edu/conferences/2010/wakefield-ecosystems/index.php. 5758 On October 19, 2011, Gordon Kruse presented an overview of integrated ecosystem research in the 5759 BEST and BSIERP Programs to the North Pacific Marine Research Organization (PICES) Fishery 5760 Science Committee on October 19, 2011 in Khabarovsk, Russia. 5761 Franz Mueter presented a public seminar and other outreach activities in Nome on May 29, 2012. The 5762 seminar included an overview of some of the work conducted by this and the related retrospective 5763 project (B68) with a focus on the spatial distribution of subarctic species in the southeastern Bering 5764 Sea and their potential to expand northward into the northern Bering Sea. 5765 5766 Franz Mueter gave a public seminar in Juneau on November 30, 2012, as part of the Fisheries Division seminar series, featuring results from BSIERP in addition to recent Arctic work. 5767 5768 Press Articles 5769 May 2008: An article on climate change and Alaska’s fisheries, written by Kruse, appeared in the 5770 Periodical "Alaska Seas and Coasts", published by Alaska Sea Grant and the Marine Advisory 5771 Program of the University of Alaska Fairbanks. 5772 5773 5774 July 13, 2008: Kruse was interviewed and quoted in a newspaper article in the Fairbanks Daily News Miner on the effects of climate change on marine ecosystems of Alaska. October 2008: Mueter was interviewed about responses of fish populations in the Bering Sea to 5775 climate variability by Ken Weiss from the LA Times for an article on climate warming and marine 5776 fishes Los Angeles Times, October 19, 2008: "Migrating Alaskan pollock are creating the potential 5777 for a new dispute with Russia" 250 5778 February 4, 2009. Dr. Kruse was interviewed by reporter Tom Kazzia for an article on the effects of 5779 climate change on Tanner crabs and other species in Alaska. The article “Crab comeback in 5780 Kachemak Bay” appeared in Anchorage Daily News on 2/21/2009. Kruse was quoted twice in the 5781 article. 5782 November 23, 2009: Franz Mueter was interviewed by Lu Snyder for an article on the effects of 5783 climate change on fishes that was published in the December 2009 edition of FISHRAP, the 5784 newsletter of the Northern Southeast Regional Aquaculture Association (Vol. 27, no. 2, p. 1). 5785 5786 5787 September 2, 2011: Mueter gave a phone interview on changes in arrowtooth flounder abundance to Craig Medred of the Alaska Dispatch. In May 2011 Gordon Kruse was interviewed for a UAF Aurora Magazine article that was published 5788 in fall 2011. He was heavily quoted concerning the collapse of many of Alaska’s king crab stocks, 5789 their failure to recover, and broader ecosystem changes in the GOA and EBS (see 5790 http://www.uaf.edu/aurora/). 5791 5792 Radio/Broadcast Interviews 5793 On August 13, 2009, both Kruse and Mueter were interviewed by Marc Kagan, video director and 5794 producer for NOAA, for a film on climate change and its effects on fish, crabs and other species in 5795 the marine ecosystems of Alaska. Gordon spoke about work related to this project, as well as other 5796 NPFB-funded research projects, such as Pacific herring. Franz spoke about changes in distribution of 5797 fish and shellfish in the eastern Bering Sea and other climate effects on the Bering Sea ecosystem, 5798 based in part on results from the retrospective analyses. 5799 On March 27, 2010, Mueter was interviewed by Anne Hillman from KUCB, Dutch Harbor, on the 5800 effects of climate variability on walleye pollock. The interview aired on the local public radio station 5801 and is available online. 5802 In August 2011 in a radio report titled, “New clues surface as to why Bering Sea red (king crabs) 5803 might be beating out blue ones”, Gordon Kruse was interviewed by a Dillingham reporter about 5804 changes in king crab populations in the Bering Sea and Gulf of Alaska, including potential 5805 competitive interactions among red and blue king crabs. The report was aired on August 10, 2011 by 5806 KDLG radio in Dillingham, Alaska. At the same time, Gordon was also interviewed by KDLG about 5807 his work on changes in size limit for EBS Tanner crab associated with reduced size of maturity for 5808 subsequent airing. 5809 5810 On September 9, 2012, Gordon Kruse was interviewed on camera for two hours by Luke GriswoldTergis for a future PBS documentary on fisheries management in Alaska. It is a story about the 251 5811 evolution of fisheries management and current issues in Alaska. The interview included discussion of 5812 some of the issues associated with the Bering Sea groundfish fishery and research resulting from the 5813 BSIERP project. 5814 On January 24, 2013, Franz Mueter was interviewed by Jaqueline Estes (APRN) on the potential 5815 effects of climate change on fish communities in the Arctic and Subarctic. The story aired on APRN 5816 on the following days. 5817 On January 24, 2013, Franz Mueter was also interviewed by Lauren Rosenthal from KUCB (Dutch 5818 Harbor), which led to an online article and a story on KUCB, largely focusing on the Arctic 5819 (http://www.alaskapublic.org/2013/01/24/chukchi-trawl-survey-sheds-light-on-unexplored-waters/) . 5820 5821 Acknowledgements 5822 We thank the numerous researchers who, over many decades, collected and processed fish and 5823 environmental data series that formed the heart of our analyses. We thank all of the BEST and BSIERP 5824 investigators for the open exchange of information and ideas, in particular George Hunt, Ken Coyle, Nick 5825 Bond, and Seth Danielson. We thank Anne Hollowed for her encouragement and for challenging us to 5826 attempt long-term projections. We thank the students at the UAF Juneau Center for many stimulating 5827 discussions that challenged our views and often led to new insights. We thank Mike Litzow for bringing 5828 his analytical skills and sharp thinking to a very fruitful collaboration. Finally, Franz Mueter thanks Earl 5829 Dawe and other members of ESSAS for encouraging us to apply lessons from other subarctic ecosystems 5830 to the Bering Sea. 5831 5832 Literature cited 5833 Ciannelli, L., Fauchald, P., Chan, K.S., Agostini, V.N., and Dingsør, G.E. 2008. Spatial fisheries ecology: 5834 Recent progress and future prospects. 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