GUIDANCE FOR EMPLOYERS Pregnancy and maternity Pregnancy Equality and Human Rights Commission www.equalityhumanrights.com Pregnancy and Maternity Guidance for Employers: Pregnancy Introduction This guidance covers your legal obligations to new parents and parents-to-be. We have also highlighted good practice recommendations that go beyond the minimum that the law requires. Following good practice can help you recruit and retain good people but each business must decide its own approach. Paid time off for antenatal care Pregnant employees are legally entitled to reasonable paid time off for antenatal care where they have been advised to attend by a registered doctor, midwife or health visitor. Fathers and partners are legally entitled to unpaid time off to attend up to two ante natal appointments. Agency workers have similar legal rights to time off for antenatal care after 12 weeks in the same job. Antenatal care can include: • medical examinations • scans • appointments with a GP or midwife • antenatal classes • relaxation • parent-craft classes You are legally entitled to request evidence of the appointments (apart from the first appointment). You can also request evidence of pregnancy from the employee in the form of a certificate from a registered doctor, midwife or health visitor. You are legally entitled to refuse time off for appointments (apart from the first appointment) if this information is not provided. There are no specific rules about how much time an employee can take off. The amount of time taken must be reasonable. Time off must include travelling and waiting time as well as the appointment or class. Employees may have to wait some time during busy antenatal clinics and must not be penalised for this. They will also have little flexibility over the timing of the appointment. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 2 Pregnancy and Maternity Guidance for Employers: Pregnancy If the employee works part-time she is still legally entitled to paid time off for her antenatal care and will not necessarily be able to arrange appointments outside her working hours. You are legally entitled to ask an employee to go into work before and/or after the appointment if it’s reasonable and within her normal working hours but employees must not be asked to make up any time missed or be asked to use their annual leave. An employee must not be dismissed or treated unfavourably for asking for or taking time off for antenatal care that she is entitled to. For example, any time off for antenatal care to which she was entitled should not be taken into account when taking disciplinary action or selecting for redundancy. Rate of pay for antenatal care You must pay an employee her normal hourly rate of pay during time off for antenatal care. Calculate the normal hourly rate by dividing a week’s pay by the employee’s normal working hours. Overtime is included in weekly earnings if it is compulsory under the terms of the employment contract. If the employee’s hours vary from week to week, you should average out her hours over the previous 12 working weeks. Health and Safety You have a legal duty to protect the health and safety of all workers and employees, particularly during pregnancy, breastfeeding and for six months after childbirth. In practice this means: • Carrying out a general risk assessment on all your employee’s workplaces. • Taking action to deal with health and safety issues that may arise from the assessment relating to pregnancy or breast feeding, or specific issues identified by the pregnant or breastfeeding woman An employee should confirm in writing that she is pregnant, breastfeeding or has given birth in the last six months. You can request written confirmation of pregnancy (apart from a MATB1) from a registered doctor or midwife but you must not delay taking action while waiting for it. If the employee does not provide proof within a Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 3 Pregnancy and Maternity Guidance for Employers: Pregnancy reasonable time, you do not have to continue any changes to her working conditions or suspension on full pay. Risk assessments for pregnant employees Once you’ve been notified in writing that an employee is pregnant, it is advisable to revisit your general workplace risk assessment. If the work could involve risks during pregnancy, the workplace risk assessment must identify risks to new or expectant mothers arising from processes, working conditions, (and if appropriate) physical, biological or chemical agents. You must then take all workable measures to remove, reduce or control any risks you identify. The law does not require you to conduct an individual risk assessment for each new or expectant mother, once notified that she is pregnant or breastfeeding, however, the Health and Safety Executive advises that you may choose to do an individual risk assessment to help decide if there is any action to be taken and to identify what practical support the employee needs to do her job as effectively as possible. You should review the risks regularly and take action where there is a significant change in the work or as the employee’s pregnancy progresses. Action to deal with health and safety risks Once you have been notified that an employee is pregnant, you must revisit your general workplace assessment, consider the risks and take action as follows: Step 1: If you identify a risk you must reasonable changes to her working conditions to avoid those risks. There are a range of reasonable changes you can make, for example: • alter (temporarily) the employee’s hours of work • allow extra breaks • ensure the employee can sit down • reallocate heavy lifting duties Step 2: If there are no reasonable changes you can make to avoid the risk, you must offer the employee suitable alternative work on terms and conditions that are not substantially less favourable to those of her original job. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 4 Pregnancy and Maternity Guidance for Employers: Pregnancy Step 3: If there is no suitable alternative work, you must suspend the employee on full pay for as long as is needed to avoid the risk. HSE states, “If no immediate risk has been identified you MUST monitor and review the assessment regularly as circumstances can change.” If the employee does not provide written confirmation of her pregnancy within a reasonable time, you do not have to continue any changes to her working conditions or suspension on full pay. You must make sure that any alternative work is suitable and appropriate for the employee taking into account her current role, responsibilities and skills. Alternative work must also be on terms and conditions that are not less favourable than her existing terms and conditions. For example, if you have made changes for health and safety reasons, then an employee must receive the same level of pay while she is working different hours or doing different tasks. An employee has a legal entitlement to return to her normal work on the same terms and conditions once there is no longer a health and safety risk. You must take into account any advice provided by the employee’s doctor and/or midwife. Example — Susan works in a department store. The work involves standing up for most of the day. She provides written notification of her pregnancy. The employer's workplace risk assessment has identified that standing for long periods can pose a risk to the health and safety of a pregnant employee. Her employer should make reasonable adjustments to her working conditions to avoid that risk by providing a chair so that she is not standing for long periods. Susan should be allowed to sit down to do her work whenever possible during her pregnancy - even if colleagues are not provided with chairs. Her employer can offer other duties that do not involve standing all day. What could happen if you do not take health and safety action? If you fail to take action to deal with health and safety risks the results can be damaging to your employee and your business. Failing to carry out a risk assessment and take any required action can have serious consequences for the mother and/or baby. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 5 Pregnancy and Maternity Guidance for Employers: Pregnancy It can result in unnecessary sickness absence, poor performance, loss of earnings (which can affect entitlement to Statutory Maternity Pay), and in some cases personal injury for which you could be liable. It would be discrimination to fail to remove or avoid the risks identified to new and expectant mothers. Handling performance issues and dismissal You must not dismiss an employee or treat her unfavourably for health and safety reasons relating to her pregnancy or maternity leave. For example, an employee should not be asked to take sick leave or be paid less if there are health and safety reasons why she cannot do all or part of her job. Instead you should take action to deal with the health and safety risks. (See the steps set out in section 2.2) If there are performance issues with a pregnant employee, you should consider whether there are any health and safety issues that are putting her at a disadvantage. If an employee is off sick with a pregnancy-related illness in the four weeks before the week her baby is due, her maternity leave will start automatically unless you chose to let her carrying on working. However, you should continue to review any health and safety risks for as long as the employee is at work so that she’s not forced to take unnecessary sick leave. Example — Pamela gave notice to start her maternity leave two weeks before her due date. She is now in the late stages of her pregnancy and has asked her employer if she can reduce the amount of driving she does in her job visiting clients. Her employer has had written notification of Pamela’s pregnancy so must keep any risks under review and consider making reasonable adjustments to her working conditions and hours of work in order to avoid the risks. Her employer cannot ask Pamela to start her maternity leave early but should consider other ways that Pamela can keep in touch with clients now that she is in the late stages of her pregnancy and is finding a lot of driving difficult. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 6 Pregnancy and Maternity Guidance for Employers: Pregnancy Health and safety of night workers If an employee provides a medical certificate from her midwife or GP stating that night work could affect her health and safety, you must offer her suitable alternative daytime work or (if there is no suitable alternative work) suspend her on full pay for as long as is needed to protect her health and safety. Any offer of alternative work that you make must be suitable and appropriate for the employee. For example, if she can’t work in the day because of her childcare responsibilities then she should be suspended on full pay. It must also be on similar terms and conditions to her old job so that she is not substantially worse off. This means that if she normally earns a higher rate of pay for working at nights, she should continue to be paid that higher rate while she is working different hours for health and safety reasons. Other health and safety obligations The Manual Handling Regulations 1992 say you must take reasonable steps to ensure that employees do not undertake heavy lifting that could cause injury, and take action to reduce the risk of injury. The Workplace (Health, Safety and Welfare) Regulations 1992 require employers to provide suitable facilities for workers who are pregnant or breastfeeding to rest, including the facility to lie down. Common health and safety risks during pregnancy The Health and Safety Executive lists the following risks you should look out for during pregnancy: • • Physical · Movements and postures (standing or sitting for long periods) · Manual handling (lifting or carrying heavy loads) · Shocks and vibrations · Noise · Radiation (ionising and non-ionising) · Compressed air and diving · Underground mining work Biological · Infectious diseases Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 7 Pregnancy and Maternity Guidance for Employers: Pregnancy • • Chemical · Toxic chemicals · Mercury · Antimitotic (cytotoxic) drugs · Pesticides · Carbon monoxide · Lead Working conditions · Mental and physical fatigue, long working hours · Stress (including post-natal depression) · Passive smoking · Very hot or cold temperatures · Working with visual display units (VDUs) · Working alone · Working at height · Travelling · Risk of violence · Personal protective equipment · Nutrition If there is a risk of infection in the workplace that is greater than the employee might be exposed to normally, you must take action. More information on health and safety risks during pregnancy is available from the Health and Safety Executive, see www.hse.gov.uk/mothers. Illness during pregnancy Pregnancy–related illness must be recorded separately from other kinds of sickness. It must not count towards an employee’s total sickness absence record or be used as a reason for disciplinary action or redundancy selection even where that action is being taken after the woman has returned to work. Regardless of whether the sick leave is pregnancy-related or not, an employee who is off work sick during pregnancy must receive her normal contractual sick pay (Statutory Sick Pay) in the same way as any other employee (and in line with her contract of employment). Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 8 Pregnancy and Maternity Guidance for Employers: Pregnancy A pregnant employee is entitled to receive Statutory Sick Pay provided she is eligible. You should note that if an employee is in receipt of Statutory Sick Pay during the calculation period for Statutory Maternity Pay (approximately weeks 18 to 26 of her pregnancy) she may not qualify for Statutory Maternity Pay. If a pregnant woman is taking sick leave because her working conditions are affecting her health and safety, you must consider the risks she is facing and take action to remove them. It is likely to be discrimination if you fail to take action to address such risks. Pregnancy-related sickness absence in the four weeks before expected week of childbirth If an employee is off sick with pregnancy-related illness at any time during the four weeks up to the start of the expected week of childbirth, her maternity leave will start on the day after the first day of absence unless you decide to let her carry on working. As soon as it’s reasonably practicable, the employee must give you notice (in writing, if you request it) that she is absent from work because of pregnancy and give the date her absence began. Example — Find the Sunday at the start of the expected week of childbirth (or the due date if it is a Sunday) and count back four Sundays. That is the start of the four weeks before the expected week of childbirth. If the employee is eligible to receive Statutory Maternity Pay, it will start from the day following the first day the employee is absent for a pregnancy-related sickness. Time off work for antenatal care does not count as absence due to pregnancyrelated sickness. If you (or she) are unsure about whether a woman’s sickness absence is pregnancy-related then she should talk to her GP or midwife. You do not have to trigger the start of maternity leave if you do not want to - you can choose to ignore the odd day of pregnancy-related sickness absence. For example, if cover has been arranged to start from a set date or sickness only lasts for a short period, there’s no need to start maternity leave. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 9 Pregnancy and Maternity Guidance for Employers: Pregnancy Protection from dismissal and detrimental treatment during pregnancy It is discrimination to treat a woman unfavourably because of pregnancy, pregnancyrelated sickness absence or maternity leave. You must not discriminate against a woman, subject her to a detriment or dismiss her for a reason relating to her pregnancy, childbirth or maternity leave. This includes pregnancy-related sickness absence. You can tackle poor performance of a pregnant employee as long as the issues you raise are not related to her pregnancy or you are not taking disciplinary action because of her pregnancy. If a woman is dismissed during pregnancy, she is legally entitled to written reasons for the dismissal. If the reason for the dismissal is her pregnancy or taking maternity leave the dismissal is automatically unfair. Redundancy during pregnancy An employee who is made redundant during her pregnancy will be legally entitled to any redundancy and/or notice pay that she qualifies for. If she is made redundant in or after the 15th week before the expected week of childbirth she will still qualify for Statutory Maternity Pay (as long as she is already eligible). It is unlawful to select a woman for redundancy because she is pregnant. Regardless of how long she has worked for your company, it is likely she will have a claim for unfair dismissal and discrimination. Good communication and forward planning It is good practice to talk to an employee about her rights and entitlements during pregnancy. This will help avoid confusion and misunderstandings. It’s also advisable to clarify when she’ll be taking annual leave entitlement. It is good practice to hold an early discussion with an employee who has recently announced her pregnancy. An early meeting could cover the following legal rights during pregnancy: • Time off for antenatal care • Health and safety • Annual leave Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 10 Pregnancy and Maternity Guidance for Employers: Pregnancy • When to give notice for maternity leave and pay and Shared Parental Leave and pay • Pregnancy-related sickness in the four weeks before the Expected week of childbirth It is advisable to also discuss options for providing over during her maternity leave and any periods of Shared Parental Leave. It is good practice to hold a pre-maternity leave interview to discuss what will happen during the leave period. A pre-maternity leave interview could cover: • Confirmation of payment of Statutory Maternity Pay and/or contractual maternity pay • Contact during maternity leave and Shared Parental Leave • Keeping-in-touch days and shared-parental-leave-in-touch days • Informal indication of whether the employee will be requesting flexible work on return to work • When to request flexible work e.g. two to three months before return, if possible • Notice of early return to work • Notice required for Shared Parental Leave and pay • Notice required if she decides not to return to work Notice for maternity leave and pay Your employees must give notice for maternity leave by the end of the 15th week before the Expected week of childbirth, or as soon as it is practical to do so. An employee must notify you (in writing, if requested): • that she is pregnant • the expected week of childbirth, and • the date she would like to start her maternity leave. In order to claim Statutory Maternity Pay, the employee must give you her MATB1 maternity certificate which is usually provided by a midwife or GP when a woman is about 20 weeks’ pregnant. She must give at least 28 days’ notice of the date she wishes Statutory Maternity Pay to start but it’s common to give notice for pay at the same time as for leave. You cannot pay Statutory Maternity Pay until the MATB1 maternity certificate has been received. You must keep a copy of the MATB1. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 11 Pregnancy and Maternity Guidance for Employers: Pregnancy Once notice has been received, you must write to the employee within 28 days stating the date on which her maternity leave is expected to end. You should assume that the employee will take the full 52 weeks’ leave. If an employee wishes to change the start of her maternity leave, she must give you at least 28 days’ notice before the new date or the old date, whichever is earliest. If there is good reason why it’s not possible to give 28 days’ notice she must give notice as soon as possible. You must notify her of the change to the date on which her maternity leave will end. Managing absence during maternity leave There are a number of options you can consider for covering an employee’s absence on maternity leave, such as: • hiring a temporary agency worker • hiring an employee on a fixed term contract • internal recruitment • a secondment • temporary changes to roles such as promotion • redistributing work amongst other staff It’s good practice to talk to your pregnant employee and her colleagues to discuss the best arrangements. You should take care that cover arrangements do not create resentment if colleagues end up with an increased workload. This can affect working relationships and impact on work and morale. It is advisable to try to cover absence on maternity leave, as failing to handle it properly could lead to claims of discrimination for which you could be liable. Miscarriage, stillbirth and the death of a baby Miscarriage A miscarriage is where a baby is not born alive before the end of the 24th week of pregnancy. An employee who has a miscarriage does not have the right to maternity Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 12 Pregnancy and Maternity Guidance for Employers: Pregnancy leave or pay but she is legally entitled to take sick leave and annual leave in the normal way. Any sick leave taken by an employee that is related to the pregnancy or miscarriage must be recorded by an employer separately from any other type of sick leave so that it is not used to the detriment of the employee for example, in any redundancy or disciplinary situations. Stillbirth A baby is stillborn if it is not born alive after the end of the 24th week of pregnancy. An employee whose baby is stillborn is legally entitled to take up to 52 weeks’ maternity leave. An employee whose baby is stillborn will also be legally entitled to Statutory Maternity Pay if she meets the normal qualifying conditions. If the baby is stillborn before the end of the qualifying week, the period over which the employee’s earnings are averaged for Statutory Maternity Pay calculation purposes will be the eight weeks up to the last payday before the week in which the baby was stillborn. If the baby is stillborn before the employee has started her maternity leave, the employee must notify her employer (as soon as it is practical to do so) that she has had a stillbirth and the date it happened. If you request it, she must write to you to confirm this. To claim Statutory Maternity Pay, the employee must also provide her employer with medical evidence of the Expected week of childbirth (usually in the form of the MAT B1 maternity certificate) and evidence of the date the baby was stillborn. If the employee has already given notice for her Statutory Maternity Pay to start but it is to start early because of the stillbirth, she must also let you know (in writing, if requested) the date her absence began. Notice for Statutory Maternity Pay must be given within 21 days of the stillbirth (or as soon it’s practical to do so). Statutory Maternity Pay will start on the day following the date of the stillbirth. Maternity leave will start on the day after the date of stillbirth. If an employee’s baby is stillborn while she is on maternity leave and receiving Statutory Maternity Pay, the employee's entitlements continue as before the stillbirth. She does not need to take any action. On returning to work after maternity leave following a stillbirth, the employee is legally entitled to the health and safety protection which applies to all women who have just given birth. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 13 Pregnancy and Maternity Guidance for Employers: Pregnancy Paternity leave and pay is also available to the husband or partner where a baby is stillborn. The death of a baby If an employee’s baby is born alive (at any stage of the pregnancy) but dies afterwards, the employee is legally entitled to take up to a year’s maternity leave as normal and she will qualify for Statutory Maternity Pay if she meets the normal qualifying conditions. Premature birth An employee whose baby is born prematurely is legally entitled to maternity leave and any Statutory Maternity Pay she qualifies for in the same way as any other employee. Maternity leave will start on the day after the birth, even if this is before the 11th week before the expected week of childbirth. If an employee’s baby is born while she is on maternity leave and receiving Statutory Maternity Pay, the employee's entitlements continue as before the birth. She does not need to take any action. If the baby is born before the employee has started her maternity leave or Statutory Maternity Pay, the employee must notify you (as soon as it’s practical to do so) that she has given birth and the date of the birth. If you request it, she must write to you to confirm this. To claim Statutory Maternity Pay, the employee must also provide you with medical evidence of the expected week of childbirth (usually the MAT B1 maternity certificate) and evidence of the date the baby was actually born. If the employee has already given notice for her Statutory Maternity Pay to start but she gives birth early, she must also let you know (in writing, if requested) the date her absence began. Notice for Statutory Maternity Pay must be given within 21 days of the birth or as soon as it’s practical to do so. The Statutory Maternity Pay period will start on the day after the birth. Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 14 Pregnancy and Maternity Guidance for Employers: Pregnancy Contact us This publication and related equality and human rights resources are available from the Commission’s website: www.equalityhumanrights.com. For advice, information or guidance on equality, discrimination or human rights issues, please contact the Equality Advisory and Support Service, a free and independent service. Website www.equalityadvisoryservice.com Telephone 0800 800 0082 Textphone 0808 800 0084 Hours 09:00 to 20:00 (Monday to Friday) 10:00 to 14:00 (Saturday) Post FREEPOST Equality Advisory Support Service FPN4431 Questions and comments regarding this publication may be addressed to: correspondence@equalityhumanrights.com. The Commission welcomes your feedback. Alternative formats For information on accessing a Commission publication in an alternative format, please contact: correspondence@equalityhumanrights.com. ISBN: ? © 2015 Equality and Human Rights Commission Published July 2015 Equality and Human Rights Commission · www.equalityhumanrights.com Published July 2015 15