INSTRUCTIONS FOR FILLING IN PROJECT IDENTIFICATION FORM for submission of strategic infrastructure projects to SEIO/ISDACON Sector: ENERGY 1. GENERAL INFORMATION AND DATA Project title: Full title of the Project Lead project Beneficiary/proponent: Full name of the Institution that is proposing the Project (final beneficiary, e.g. EPS, EMS, Srbijagas, Transnafta … ) Other beneficiaries (if any): All institutions/organizations defined as stakeholders in the Project planning and implementation phases; Location(s): Regions/Municipalities affected by the project Site location; Town(s)/municipality(es), region(s) affected by the Project Total investment estimated: Preparatory activities (planning documentation, technical documentation, land acquisition etc.) Construction works Supervision Financial resources secured/financing: Including indication of source/s Total investment estimation in EUR as per preliminary Project budget plan including all Project phases Indication as to whether financial resources are partly or not at all secured; Indication of sources (e.g. municipal budgets, IPA fund, IFIs…) Responsible or authorized person for contact: Name – Position: Name and position of the person representing the Lead project beneficiary/proponent Email address - Telephone: Institutional set up: Sector Lead Ministry The ministry in charge for the project (e.g. Ministry of Energy, Development and environmental protection) Department for policy Depending on the energy field addressed by the Project the respective policy department needs to be specified (e.g. Electricity Department, Oil and gas Department, Department for energy efficiency and renewable energy sources...) Head of Department Name of the Assistant Minister in charge of the respective policy department as defined in the above field. Department responsible for IPA projects and international cooperation e.g. Department or Division for international cooperation and project management Head of Department Name of the Head of Department or Division Division responsible for project preparation e.g. Section or Group for project management in the field of energy and environment Head of Division Name of the Head of Division or Group Names of Project managers responsible for project preparation Names of persons within the Division or Group in charge for the overall coordination of project preparation in general Division responsible for project monitoring of implementation e.g. Section for project management in the field of energy and environment/Group or Unit for Project Monitoring and Implementation Head of Division Name of the Head of Division or Group Names of Project managers responsible for project monitoring of implementation Names of persons within the Division or Group responsible for monitoring of the project implementation in general Other key ministries/institutions involved Other ministries/institutions defined as stakeholders in the planning and implementation of the Project 2. ELIGIBILITY e.g. The proposed project addresses the requirements for compliance with the relevant EU Energy acquis in respective sector (e.g. oil and gas, renewable…): Respective Directive – brief explanation (one sentence) A. EU policies Demonstrate project's consistency/coherence with the relevant EU policies by mentioning specific Goals – Targets – Objectives – Programs – Measures to which the project is referred. e.g. The proposed project is in line with the Europe 2020 – and the EC Initiative "Resource efficient Europe" is one of the seven flagship initiatives as part of the Europe 2020 Strategy aiming to deliver smart, inclusive and sustainable growth. It aims “to help decouple economic growth from the use of resources“ by supporting the shift towards a low carbon economy, increasing the use of renewable energy sources, reducing CO2 emissions and promoting energy efficiency. Energy 2020: A strategy for competitive, sustainable and secure energy is one of the key proposals stemming from this initiative aiming to facilitate reduction of greenhouse gas emissions by 20% compared to 1990 levels by 2020 to increase the share of renewables in final energy consumption to 20%; and to achieve 20% increase in energy efficiency. Note: Depending on the concrete energy field, a brief but concrete reference should be made to the more specific EU policies for this sector! E.g. Energy infrastructure priorities for 2020 and beyond – A Blueprint for an integrated 2 B. IPA priorities - Country Strategy Paper Demonstrate project's consistency/coherence with the CSP by mentioning specific Goals – Targets – Objectives – Programs – Measures to which the project is referred. C. National Strategic Framework Demonstrate project's consistency/coherence with the following National Strategies by mentioning specific Goals – Targets – Objectives – Programs – Measures to which the project is referred: - - National Priorities for International Assistance (NAD) 2014-2017 with 2020 projections National Programme for the Adoption of the Acquis (NPAA) National Sustainable Development Strategy (priority 4. Development of infrastructure and balanced regional development) European energy network, European Energy Efficiency Plan 2020, Energy Community Treaty... Please provide clear demonstration of Consistency/Coherence (not to be in contradiction with) of the proposed infrastructure project with specific Strategic Objectives project is referred. (please see doc Eligibility Energy) National Priorities for International Assistance (NAD) 2014-2017 with 2020 projections state as the overall objective in the energy sector the integration into European energy markets by achieving secure, safe, reliable and quality supply of energy and energy sources following the principles of sustainable development. In specific, the proposed Project targets Priority X and Measure X.Y. This measure supports…(cite from the NAD and co-relate to the Project) The National Plan for the Adoption of the Acquis (NPAA) defines the following priorities in forthcoming period: energy market and security of energy supply, energy efficiency and renewable energy sources as priorities. Refer to all planned development in the legal harmonization specifically related to the proposed Project. National Susatainable Development Strategy - NSDS (Official Gazette of the Republic of Serbia, no. 57/08) under the Priority 4 - Development of infrastructure and balanced regional development proposes the provision of adequate quality and levels of services through: Sustainable development of energy infrastructure in line with the expected dynamic economic growth. Please refer to concrete objectives of sustainable development in the energy sector to which achievement the Project results will contribute. Spatial Plan of the Republic of Serbia sets goals and prioriies for Power production, Power engineering infrastructure, use of renewable energy sources, energy efficiency in building construction, industry, transportation and public utility services (refer to appropriate) D. Sector referenced Strategies Demonstrate project's consistency/coherence with the Sector Strategies by mentioning specific Strategy/ies - Goals – Targets – Objectives – Programs – Measures to which the project is referred. Name the respective sector/subsector strategies and correlate the Project objectives and expected results with objectives, targets, measures in those documents. In case National Sector Strategies are stil lacking, or under preparation, then this must be clearly stated. Assessment of Consistency/Coherence will be based on the Strategic Relevance Criteria defined in the Section 3 – Strategic Relevance (obligatory for all the identified projects). 3. STRATEGIC RELEVANCE – sector: ENERGY Strategic relevance – criteria Strategic relevance – assessment factors Brief description 3 1. Sustainable Energy Development A. The project enhances the sustainable use of available renewable energy resources, having a high application potential throughout the country, using the following technologies: wind energy, mini-hydro, biomass based cogeneration, biomass heat, solar, biogas, landfill biogas, organic fraction of wastes, biofuels, geothermal energy1 and also reduces fossil fuel consumption. Please check the option best fitting the project: a. The project concerns the new installed capacities for electric generation from Wind Energy, Mini-Hydro Energy, Biomass Energy Cogeneration, landfill biogas, organic fraction of waste, biogas or heating/cooling production from Solar Energy, biomass , geothermal energy or biofuels generation. b. The project concerns the facilities switching from fossil fuels to other RES usage. c. The project concerns the conversion or improvement of components using RES to more efficient ones. B. The project supports energy efficiency measures in buildings, (public and residential), and district heating systems. Please check the option which best fits the project: a. The project reduces energy consumption in public buildings (public administration buildings, health care, educational etc) with achieved same or better level of comfort for users (it assumes implementation of energy efficiency measures in heating, ventilation and air-conditioning systems, as well as the building envelopes improvement). b. The project reduces energy consumption in residential buildings with achieved same or better level of comfort for users (it assumes implementation of energy efficiency measures in heating, ventilation and airconditioning systems, as well as the building envelopes improvement) c. The project improves the district heating generation, distribution and supply systems (including replacement of the obsolete and damaged pipes, replacement of coal and oil fired boilers with natural gas fired boilers, metering, optimal dispatch, advanced heat distribution, and delivery management), more efficient combustion, reducing heat transfer losses, heat recovery measures, etc. C. The project supports energy efficiency measures in industry, namely in these end uses: productive processes, general utility services, industrial buildings: a. The project improves the overall energy use in the factory, including for example the efficiency of processes, general utilities, industrial buildings and a better energy a |_| b |_| c |_| The section A should be filled in only for projects promoting and demonstrating the use of renewable resources. For other type of the projects this question is not applicable. Only one option in the box (a, b or c) should be marked. In this column please give a brief description of the project objectives and planned actions in such a way that the choice of options a, b, or c becomes fully evident. a |_| b |_| c |_| Section B should be filled in only for projects supporting energy efficiency in the building sector and district heating system. For other type of the projects this question is not applicable. Only one option in the box (a, b or c) should be marked. In this column please give a brief description of the project objectives and planned actions in such a way that the choice of options a, b, or c becomes fully evident. A |_| b |_| c |_| Section C should be filled in only for projects supporting energy efficiency in industry. For other type of the projects this question is not applicable. Only one option 1 The list includes all the technologies listed in the National Action Plan for Renewable Energy Sources 2013 as necessary to achieve an increase of energy from renewable energy sources from 21% to 27% by 2020. 4 management organisation, able to periodically control the energy consumption, target objectives and monitor results according to a Plan-Do-Check-Act cycle (PDCA). b. The project improves the energy efficiency in the general utilities of the factory, including for example lighting, heating & cooling, compressed air, ventilation, pumps and fans control, and similar. c. The project improves energy efficiency in one or more production processes, including for example efficient motors, variable speed motor drives, improving power factor, heat recovery, more efficient refrigeration, oven or boiler efficiency, installation of CHP and other similar. D. The project applies cleaner technologies to the lignite-fed power production, considering any part of the cycle (mining, transporting, storing, preprocessing, combusting, removing pollution, disposal of wastes), in accordance with Serbian environmental protection legislation and especially Law on Integrated Pollution Prevention and Control, using technologies proposed in the Best Available Technologies (BATs), presented in the BREF (Best Available Technique Reference Document) for Large Combustion Plants. Please check the option which best fits the project: a. The project improves the environmental quality of existing power generation process/large combustion plants by reducing harmful emission to the air, using sound and demonstrated technologies for flue gas cleaning (DeSOx, DeNOx, dust removal); for dry ash extraction; for more efficient combustion (including fluidised bed combustion (FBC) options), or for diversion and re-injection of dry bottom ash), waste and oily water treatment systems. b. The project improves the environmental quality of the ancillary facilities, like the treatment of oily or DeSOx scrubbing water, or ash/gypsum recycling for use as building materials. c. The project implements actions to alleviate/remediate the environmental damage, produced by the lignite cycle, accumulated in the past, for example by soil remediation, exhausted mine renaturalisation or reforestation with biomass production. in the box (a, b or c) should be marked. In this column please give a brief description of the project objectives and planned actions in such a way that the choice of options a, b, or c becomes fully evident. A |_| b |_| c |_| Section D should be filled in only for projects which foresee the introduction of cleaner technologies in the lignite-fed production or deal with remediation of inherited environmental damages caused by the lignite cycle. For other type of the projects this question is not applicable. Only one option in the box (a, b or c) should be marked. In this column please give a brief description of the project objectives and planned actions in such a way that the choice of options a, b, or c becomes fully evident. 5 E. The project improves the oil and gas availability and supply security. Please check the option which best fits the project: a. The project Improves gas/oil cross-border interconnection number and capacity in order to increase the diversification of routes and sources of supply, or establishes strategic reserve oil or gas storages for guaranteeing security of supply. b. The project increases the gas and oil pipelines number and capacity in order to increase the number of final users. F. The project improves the electric transmission and distribution quality. Please check the option which best fits the project: a. The project Improves electric transmission crossborder interconnection number and capacity. b. The project improves supplied electricity quality by interventions on the electric transmission grid. c. The project improves supplied electricity quality by interventions on the electric distribution grid. 2. Enhanced competition 3. Social impact 4. Impact in terms of economy and employment. The project contributes to increase competitiveness of the Serbian energy system. Please check the option which best fits the project: a.The project applies P.P.P. approaches, as Concessions, Joint Ventures, Third Party Financing, and ESCO interventions, where the private capital comes from Strategic partner b. The project uses building energy performance certificates, develops certified qualifications of worker’s skills, facilitates the entrance of new actors on the market, or favours in any other mean a more competitive and sustainable energy market. The project impacts on the territory by supplying energy or improving energy quality and sustainability. Which is the number of inhabitants impacted by the project? a. More than 800.000 inhabitants (NUTS 1 and 2) b. Between 150 and 800.000 inhabitants (NUTS 3) c. Less than 150.000 inhabitants A. Which is the replication potential of the project? a. It could be replicated in more than 10 sites of equivalent size or more. b. It could be replicated in less than 10 sites of similar size or in more than 10 cases of smaller size. c. It has not a replication potential B. What is the potential for new employment generation a |_| b |_| Section E should be filled in only for projects which aim to improve gas and oil transport. For other type of the projects this question is not applicable. Only one option in the box (a or b) should be marked. In this column please give a brief description of the project objectives and planned actions in such a way that the choice of options a or b becomes fully evident. a |_| b |_| c |_| Section F should be filled in only for projects which aim to improve the electric transmission and distribution quality. For other type of the projects this question is not applicable. Give a brief description of the project objectives and planned actions in such a way that the choice of options a, b, or c becomes fully evident. Specify for each project whether it contributes to increased competitiveness. Only one option in the box (a or b) should be marked. a |_| b |_| a |_| b |_| c |_| a |_| b |_| c |_| a |_| In this column please give a brief description of the project objectives and planned actions in such a way that the choice of options a) or b) becomes fully evident. Specify the Project’s impact by quantifying the affected population. Only one option in the box (a, b or c) should be marked. Please provide an assessment of the replication potential for each project. Only one option in the box (a, b or c) should be marked. Please do not consider as employment potential the 6 a. Direct new jobs potential or safeguarding existing jobs in the short/medium term2 b. In-direct new jobs potential3 in the short/medium term4 c. No employment potential at this stage5 5. Compliance with the international obligations Does the project support investment in infrastructure and competitiveness a. To comply with SEE Energy Community Treaty6 obligations which have to be fulfilled by 2017 b. To comply with SEE Energy Community Treaty obligations which have to be fulfilled by 2020 c. With no obligation according to the international treaties Serbia ratified b |_| c |_| a |_| b |_| c |_| jobs related to the construction phase, or to the maintenance of the infrastructure Only one option in the box (a, b or c) should be marked. Only one option in the box (a, b or c) should be marked. 4. BRIEF PROJECT EXPLANATION Please describe project purpose, expected results, technical justification and the status of project development. 2 Please explain why these jobs will be created of safeguarded, and which type they will be In case project may necessitate/initiate job generation in lateral/processing industries 4 Please explain in which way the infrastructure may improve the energy supply to the enterprises in the affected area, or other significant benefits for the economy of the territory 5 Please do not consider as employment potential the jobs related to the construction phase, or to the maintenance of the infrastructure 6 Serbia is a signatory party of the Energy Community Treaty for Southeast Europe 3 7