1 Supplementary Information 2 Mechanical transformation of fullerene (C60) to 3 nano-C60 (aqu-nC60) in the presence and absence 4 of light 5 6 Paul A. Indeglia*, Vijay B. Krishna, Angelina Georgieva, and Jean-Claude J. Bonzongo 7 8 Pages: 9 Figures: SI-S1, SI-S2, SI-S3, SI-S4, SI-S5, SI-S6, SI-S7, SI-S8, SI-S9, SI-S10, SI-S11, SI- 10 S12, SI-S13, SI-S14, SI-S15, SI-S16, SI-S17, SI-S18, SI-S19, SI-S20, SI-S21, SI- 11 S22, SI-S23, SI-S24 12 Tables: 28 SI-S1, SI-S2, SI-S3 13 1 14 15 Figure SI-S1. Aliquots of filtered nC60 taken over on alternate days for a 28-day period. 16 Starting from the upper left (t2) to the upper right (t14) and continuing to the lower 17 left (t16), terminating at the lower right (t28), depicting increasing material in 18 dispersed state. 19 2 400 LIGHT 350 DARK Particle Diameter (nm) 300 250 200 150 100 50 0 0 20 21 22 4 8 12 16 20 24 28 Stirring Time (days) Figure SI-S2. Number-weighted mean agglomerate size for nC60 samples as a function of time of unfiltered material (with standard deviation). 23 3 9 Light Dark 8 7 pH 6 5 4 3 2 0 4 8 12 16 20 24 28 Stirring Time (days) 24 25 Figure SI-S3. pH of unfiltered nC60 stirred for 28 days in dark and light as a function of time (n 26 = 3) (with standard deviation). Unfiltered control samples (n = 1) are shown in 27 light-weighted lines. 28 4 9 Light Dark 8 7 pH 6 5 4 3 2 0 4 8 12 16 20 24 28 Stirring Time (days) 29 30 31 Figure SI-S4. pH of unfiltered nC60 stirred for 28 days in dark and light as a function of time (n = 3) (with standard deviation). 32 5 0 Light Dark -10 Zeta Potential (mV) Control -20 -30 -40 -50 -60 0 4 8 12 16 20 24 28 Stirring Time (days) 33 34 35 Figure SI-S5. Zeta potential () for unfiltered nC60 samples as a function of time (n = 3) (with standard deviation). Control is shown (n = 3) (with standard deviation). 36 6 0 LIGHT DARK Zeta Potential (mV) -10 -20 -30 -40 -50 -60 0 4 39 12 16 20 24 28 Stirring Time (days) 37 38 8 Figure SI-S6. Zeta potential () for filtered nC60 samples as a function of time (n = 3) (with standard deviation). 7 1.4 DAY 6 DAY 12 DAY 20 DAY 28 1.2 Absorbance 1 0.8 0.6 0.4 0.2 0 300 400 500 600 700 800 Wavelength (nm) 40 41 42 Figure SI-S7. UV/Vis spectrum of unfiltered nC60 stirred in dark at t6, t12, t20, and t28 (n = 3) (error bars were omitted for clarity). 43 8 0.14 DAY 6 DAY 12 DAY 20 DAY 28 0.12 Absorbance 0.1 0.08 0.06 0.04 0.02 0 300 400 500 600 700 800 Wavelength (nm) 44 45 46 Figure SI-S8. UV/Vis spectrum of filtered nC60 stirred in dark at t6, t12, t20, and t28 (n = 3) (error bars were omitted for clarity). 47 9 1.4 DAY 6 DAY 12 DAY 20 DAY 28 1.2 Absorbance 1 0.8 0.6 0.4 0.2 0 300 400 500 600 700 800 Wavelength (nm) 48 49 50 Figure SI-S9. UV/Vis spectrum of unfiltered nC60 stirred in light at t6, t12, t20, and t28 (n = 3) (error bars were omitted for clarity). 51 10 0.14 DAY 6 DAY 12 DAY 20 DAY 28 0.12 Absorbance 0.1 0.08 0.06 0.04 0.02 0 300 400 500 600 700 800 Wavelength (nm) 52 53 54 Figure SI-S10. UV/Vis spectrum of filtered nC60 stirred in light at t6, t12, t20, and t28 (n = 3) (error bars were omitted for clarity). 55 11 1.4 1.2 1 Absorbance LIGHT 0.8 0.6 DARK 0.4 0.2 0 0 56 57 58 4 8 12 16 20 24 28 Stirring Time (days) Figure SI-S11. UV peak at = 360 nm for unfiltered nC60 as a function of time and photocondition (n = 3) (error bars were omitted for clarity). 59 12 0.2 0.18 LIGHT 0.16 Absorbance 0.14 0.12 0.1 0.08 0.06 0.04 DARK 0.02 0 0 60 61 62 4 8 12 16 20 24 28 Stirring Time (days) Figure SI-S12. UV peak at = 360 nm for filtered nC60 as a function of time and photocondition (n = 3) (error bars were omitted for clarity). 63 13 4.0 LIGHT DARK 3.5 A 360 nm / A 525 nm 3.0 2.5 2.0 1.5 1.0 0.5 0.0 0 4 8 12 16 20 24 28 Stirring Time (days) 64 65 Figure SI-S13. Ratio of UV ( = 360 nm) to visible ( = 525 nm) peaks (R) for unfiltered nC60 66 as a function of time and photo-condition (n = 3) (error bars were omitted for 67 clarity). 68 14 4.0 LIGHT DARK 3.5 A 360 nm / A 525 nm 3.0 2.5 2.0 1.5 1.0 0.5 0.0 0 4 8 12 16 20 24 28 Stirring Time (days) 69 70 71 Figure SI-S14. Ratio of UV ( = 360 nm) to visible ( = 525 nm) peaks (R) for filtered nC60 as 72 a function of time and photo-condition (n = 3) (error bars were omitted for 73 clarity). 74 15 GROUND STATE C C OH OH HYDROXYL C C O EPOXIDE C C O ETHER C C OIONIC OXYGEN C C O HEMIKETAL CARBONYL + HYDROXYL OH 75 O OH C C C C O OH O OH C C C C O CARBOXYLIC ACID HO C OH C 76 77 Figure SI-S15. Surface groups potentially associated with water-stirred fullerene (aqu-nC60). 16 1066 1183 0.14 940 0.12 0.06 803 2919 0.08 1669 1538 1428 1384 0.10 3175 KM Kubelka-Munk 0.16 0.04 A 0.02 4000 4000 3000 2000 3000 1000 2000 1000 Wavenumbers (cm-1)-1 Wavelength (cm ) 1062 78 1185 0.07 945 0.06 0.05 0.02 B 805 0.01 4000 4000 3000 2000 3000 2000 1000 1000 Wavenumbers (cm-1)-1 Wavelength (cm ) 79 80 1429 1384 2364 2963 0.03 1670 0.04 3172 KM Kubelka-Munk 0.08 Figure SI-S16. FTIR spectra for 7-day dark and light water-stirred fullerene (aqu-nC60) 81 samples. A) 7-day dark water-stirred fullerene sample. B) 7-day light water- 82 stirred fullerene sample. 83 17 1384 0.012 0.010 1129 0.014 1063 979 850 1453 KM Kubelka-Munk 0.016 0.008 1679 2920 0.004 3466 0.006 0.002 A 0.000 4000 4000 3000 3000 2000 2000 1000 1000 1129 1384 0.014 0.010 1636 0.012 943 1460 0.016 2920 KM Kubelka-Munk 3431 0.020 0.018 1001 Wavenumbers (cm-1)-1 Wavelength (cm ) 84 2364 0.008 0.006 0.004 B 85 86 0.002 0.000 4000 4000 3000 2000 3000 2000 1000 1000 Wavenumbers (cm-1)-1 Wavelength (cm ) Figure SI-S17. FTIR spectra for 14-day dark and light water-stirred fullerene (aqu-nC60) 87 samples. A) 14-day dark water-stirred fullerene sample. B) 14-day light 88 water-stirred fullerene sample. 18 1034 11883 0.006 0.005 1431 1384 0.004 2364 0.002 1689 1577 0.003 2920 KM Kubelka-Munk 0.007 0.001 A 4000 4000 3000 3000 2000 2000 1000 1000 Wavenumbers (cm-1)-1 Wavelength (cm ) 1050 89 1089 1428 1383 2364 0.015 1636 0.020 2963 0.010 0.005 1183 0.025 880 2973 0.030 3317 KM Kubelka-Munk 0.035 B 4000 4000 3000 2000 1000 1000 Wavenumbers (cm-1)-1 Wavelength (cm ) 90 91 2000 3000 Figure SI-S18. FTIR spectra for 28-day dark and light water-stirred fullerene (aqu-nC60) 92 samples. A) 7-day dark water-stirred fullerene sample. B) 7-day light water- 93 stirred fullerene sample. 19 10000 9000 X2 = 13.6 R2 = 0.998 nC60 - 7D C60Ox(OH)y, x + y = 21 8000 Experimental Data Counts per Second 7000 Curve Fitted Data 6000 Non-oxygenated Carbon 5000 Mono-oxygenated Carbon 4000 3000 Di-oxygenated Carbon 2000 1000 A 0 292 290 288 286 284 282 280 278 Binding Energy (eV) 94 4500 4000 3500 Counts per Second X2 = 13.9 R2 = 0.995 nC60 - 7L C60Ox(OH)y, x + y = 25 Experimental Data 3000 Curve Fitted Data 2500 Non-oxygenated Carbon 2000 Mono-oxygenated Carbon 1500 1000 Di-oxygenated Carbon 500 B 0 292 290 288 286 284 282 280 278 Binding Energy (eV) 95 96 Figure SI-S19. XPS spectra for 7-day dark and light water-stirred fullerene (aqu-nC60) samples. 97 A) 7-day dark water-stirred fullerene sample. B) 7-day light water-stirred 98 fullerene sample. 20 12000 nC60 - 14D C60Ox(OH)y, x + y = 28 X2 = 38.4 R2 = 0.998 10000 Counts per Second Experimental Data 8000 Curve Fitted Data Non-oxygenated Carbon 6000 Mono-oxygenated Carbon 4000 Di-oxygenated Carbon 2000 A 0 292 290 288 286 284 282 280 278 Binding Energy (eV) 99 14000 nC60 - 14L C60Ox(OH)y, x + y = 29 X2 = 4.33 R2 = 0.999 12000 Experimental Data Counts per Second 10000 Curve Fitted Data 8000 Non-oxygenated Carbon 6000 Mono-oxygenated Carbon 4000 Di-oxygenated Carbon 2000 B 0 292 290 288 286 284 282 280 278 Binding Energy (eV) 100 101 Figure SI-S20. XPS spectra for 14-day dark and light water-stirred fullerene (aqu-nC60) 102 samples. A) 14-day dark water-stirred fullerene sample. B) 14-day light 103 water-stirred fullerene sample. 104 21 10000 9000 X2 = 33.5 R2 = 0.996 nC60 - 28D C60Ox(OH)y, x + y = 28 8000 Experimental Data Counts per Second 7000 Curve Fitted Data 6000 Non-oxygenated Carbon 5000 4000 Mono-oxygenated Carbon 3000 2000 Di-oxygenated Carbon 1000 A 0 292 290 288 286 284 282 280 278 Binding Energy (eV) 105 14000 X2 = 33.4 R2 = 0.993 nC60 - 28L C60Ox(OH)y, x + y = 33 12000 Experimental Data Counts per Second 10000 Curve Fitted Data 8000 Non-oxygenated Carbon Mono-oxygenated Carbon 6000 4000 Di-oxygenated Carbon 2000 B 0 292 290 288 286 284 282 280 278 Binding Energy (eV) 106 107 Figure SI-S21. XPS spectra for 28-day dark and light water-stirred fullerene (aqu-nC60) 108 samples. A) 28-day dark water-stirred fullerene sample. B) 28-day light 109 water-stirred fullerene sample. 22 40 Number of Surface Groups MONO + DI = TOTAL 35 TOTAL - Light 30 TOTAL - Dark MONO - Light 25 MONO - Dark 20 15 10 DI - Dark DI - Light 5 0 0 4 8 12 16 20 24 28 Stirring Time (days) 110 111 Figure SI-S22. Kinetics of surface group formation for aqu-nC60 stirred in dark and light for 28 112 days. (MONO = Mono-oxygenated surface groups; DI = Di-oxygenated surface 113 groups) 114 23 1183 0.20 0.15 0.10 1539 2329 KM Kubelka-Munk 1429 0.25 0.05 A 4000 4000 3000 3000 2000 2000 10001000 -1 Wavenumbers(cm (cm-1) Wavelength ) 115 0.20 1539 0.10 2329 0.15 3434 KM Kubelka-Munk 0.25 1183 1429 0.30 0.05 B 4000 4000 3000 3000 2000 2000 Wavenumbers (cm-1)-1 1000 1000 Wavelength (cm ) 116 117 Figure SI-S23. FTIR spectra of by-products for 14-day light and 28-day light water-stirred 118 fullerene (aqu-nC60) samples. A) 14-day light water-stirred fullerene sample. 119 B) 28-day light water-stirred fullerene sample. 24 2500 WASTE - nC60 - 14L C60Ox(OH)y, x + y = 1 X2 = 12.7 R2 = 0.999 2000 Counts per Second Experimental Data 1500 Curve Fitted Data 1000 Non-oxygenated Carbon 500 Mono-oxygenated Carbon A 0 292 290 288 286 284 282 280 278 Binding Energy (eV) 120 1800 WASTE - nC60 - 28L C60Ox(OH)y, x + y = 9 X2 = 24.2 R2 = 0.992 1600 1400 Experimental Data Counts per Second 1200 Curve Fitted Data 1000 Non-oxygenated Carbon 800 600 400 Mono-oxygenated Carbon 200 B 0 292 121 122 290 288 286 284 282 280 278 Binding Energy (eV) Figure SI-S24. XPS spectra of by-products for 14-day light (top) and 28-day light (bottom) 123 water-stirred fullerene (aqu-nC60) samples. A) 14-day light water-stirred 124 fullerene sample. B) 28-day light water-stirred fullerene sample. 125 25 126 Table SI-S1. Mean agglomerate size for nC60 determined through DLS and TEM TEM 96.6 c % 23.5% n C60-14L 158.4 117.6 25.8% n C60-28D 142.3 117.0 17.8% n C60-28L 125.8 108.2 14.0% a 127 d Fullerene Species DLS n C60-14D 126.2 b, c 128 DLS = dynamic light scattering 129 TEM = transmission electron microscopy 130 % = [(DLS-TEM) / DLS] x 100 131 a 132 nC60-14D, nC60-14L, nC60-28D, and nC60-28L indicate nC60 stirred for 14 days in dark, 14 days in light, 28 days in dark, and 28 days in light, respectively. 133 b DLS measurements based on number-weighted statistics. 134 c All sizes in nm. 135 d Percent difference (%) defined between TEM/DLS. 136 26 137 Table SI-S2. Quantification of nC60 oxygenated carbon states as determined via XPS Fullerene Species 138 139 Mono-oxygenated Di-oxygenated nC60 -7D 10 11 nC60 -7L 17 8 nC60 -14D 21 7 nC60 -14L 23 6 nC60 -28D 22 7 nC60 -28L 27 XPS = X-ray photoelectron spectroscopy 6 140 27 141 142 Table SI-S3. Exponential parameters for nC60 surface derivatization kinetics for water-stirred fullerene (aqu-nC60) Surface Group Type Total n C60 -dark-stirred 143 a b 3.64 16.49 n C60 -light-stirred Mono-oxygenated n C60 -dark-stirred 4.23 19.50 2.59 11.11 n C60 -dark-stirred Di-Oxygenated n C60 -dark-stirred 3.18 14.12 1.05 5.38 n C60 -dark-stirred 0.09 4.29 28