SUPPLEMENTARY MATERIAL (11 pages) 1,3-Dipolar cycloaddition of diazo compounds to electron-deficient alkenes. Kinetics and mechanism of formation of dimethyl-4,5-dihydro-1Hpyrazol-3,5-dicarboxylate Mikhail Yu. Ovchinnikov*, Tagir A. Yangirov, Alexander N. Lobov, Rimma M. Sultanova, Sergey L. Khursan Institution of Russian Academy of Sciences Institute of Organic Chemistry Ufa Scientific Centre of the RAS, 71 Prospect Oktyabrya, 450054 Ufa, Russian Federation. Fax: +7 (347) 235-60-66. * Corresponding author. Tel.: +7 (347) 235-61-11; Fax: +7 (347) 235-60-66. E-mail address: myuovchinnikov@gmail.com (Mikhail Yu. Ovchinnikov). IR spectra were recorded on the instrument Shimadzu «Prestige21» in capillary film between KBr windows or in vaseline oil. High-resolution electron ionization mass spectra were recorded using an Thermo Finnigan «MAT95XP» mass spectrometer (EI, 70 eV, temperature of ionizing chamber 523°K, the temperature of the direct input 323-543°K, heating rate 10 K·min-1). NMR spectra were recorded in C6D6 on a Bruker AvanceIII spectrometer (5mm z-gradient PABBI probe) operating at 500.30 MHz (1H) and 125.75 MHz (13C), at 298 K. Chemical shifts are expressed in parts per million (ppm) from tetramethylsilane as internal standard. The 1H NMR spectra were acquired with a spectral width of 6.0 kHz and 64k data points and 1 scans. Conditions for proton composite pulse decoupled (WALTZ-16) 13 C NMR experiments were as follows: spectral width 29.76 kHz, number of data points 64K, number of scans 512, acquisition time 1.1 s, relaxation delay 2.0 s and 3.2 μs 30° 13C pulse width. Gradient selected HSQC spectra were recorded using the standard Bruker sequence (hsqcetgp). These data were collected with 4096 x 256 data points with 2 scans for each increment. The delay d4 was set to 1.72 ms. Gradient selected HMBC spectra (hmbcgpndqf) were collected with 4096 x 256 data points with 4 scans for each increment. The delay d6 was set to 71.4 ms. Spectral widths of 5.6 and 29.7 kHz were used in the F2 (1H) and F1 (13C) domains, respectively. HSQC and HMBC data were processed using a sine window in the F2 and F1 dimensions. Gs-COSY data were collected with 2K x 2K data points with 2 scans for each increment. For the 2D NOESY (noesygpph) NMR following parameters and procedures are commonly employed: spectral width 5.6 kHz, 2Kx2K data matrix and 256 time increments of 2 transients each. Fourier transformations were carried out with zero-filling only in and using the shifted sine-bell F1, apodization function in both dimensions. Kinetics experiments were carried out in C6D6 on a Bruker AMX-300 spectrometer (5mm QNP direct detection probe) operating at 300.13 MHz (1H) and 75.47 MHz (13C), at 298 K. 1H kinetics spectra were recorded using proton 30° excitation pulse (pulse length 2.4 μs), acquisition time 2.3s, relaxation delay 5s and 8 scans. 1H NMR spectra were recorded consecutively with an interval of 5 minutes during the first hour and 15 minutes in the remaining time by using AUmacros. In order to increase the digital resolution FID’s were multiplied by exponential function (lb = 0.1 Hz 1H), spectra were subjected to automatic phase correction and baseline correction. The dependence of the concentration of substances from time to time constructed by measuring the signal intensity: С(3)Н and С(5)H signals of trans-3H-pyrazole (δH 5.30 ppm) and cis-3Hpyrazole (δH 4.86 ppm); C(5)H signal of 1Н-pyrazole (δH 4.15 ppm); СН signal of methyl diazoacetate (δH 4.45 ppm), olefinic proton of methyl acrylate (δH 5.43, 5.99 and 6.28 ppm), and olefinic proton of acrylic acid (δH 5.49 ppm). In order to avoid overlap of integration ranges and possible errors, previously we studied the drift of the characteristic signals in the whole time range. Automatic integration of a series of 1D spectra with calibration of the integral values were performed using AU-macro. As a reference integral for calibration used by sum of the integrated intensities of all signals of the spectrum. Dimethyl cys-4,5-dihydro-3H-pyrazol-3,5-dicarboxylate (cys-pyrazoline). 1H NMR (C6D6), δ (ppm): 1.78 (dt, 1H, HaC(4), 2J = 12.8 Hz, 3J =8.8 Hz); 2.05 (dt, 1H, HbC(4), 2J = 12.8 Hz, 3 J = 8.8 Hz); 3.47 (s, 6H, OMe); 4.86 (t, 2H, HC(3), HC(5), 3J = 8.8 Hz). 13 C NMR (C6D6), δ (ppm): 23.70 (C(4)), 52.51 (OMe), 91.54 (C(3), C(5)), 168.50 (CO). Dimethyl trans-4,5-dihydro-3H-pyrazol-3,5-dicarboxylate (trans-pyrazoline). 1 H NMR (C6D6), δ (ppm): 1.86 (t, 2H, HC(4), 3J = 7.5 Hz); 3.51 (s, 6H, OMe); 5.30 (t, 2H, НC(3), НC(5), 3 J =7.7 Hz). 13C NMR (C6D6), δ (ppm): 24.06 (C(4)), 52.55 (OMe), 92.24 (C(3), C(5)), 168.44 (CO). Dimethyl 4,5-dihydro-1H-pyrazol-3,5-dicarboxylate (1H-pyrazoline) IR, /cm-1: 744, 1045, 1122, 1199, 1251, 1371, 1438, 1571, 1693, 1739, 2954, 3109, 3346 (NH). Found: m/z 186.066 [M]+.. C7H10N2O4. Calc.: M = 186.064. 1H NMR (C6D6), δ (ppm): 2.90 (dd, 1H, HaC(4), 2 J = 17.4 Hz, 3J = 12.6 Hz); 3.16 (dd, 1H, HbC(4), 2J = 17.4 Hz, 3J = 5.4 Hz); 3.37 (s, 3H, OMe); 3.45 (s, 3H, OMe); 4.15 (dd, 1H, HC(5), 3J = 5.7 Hz, and 6.2 Hz); 7.10 (br. s, 1H, NH). 13 C NMR (C6D6), δ (ppm): 35.11 (C(4)), 51.63 (CO2Me), 52.31 (CO2Me), 61.91 (C(5)), 141.81 (C(3)), 162.82 (CO2Me), 172.23 (CO2Me). Acrylic acid (AA). 1H NMR (CDCl3), δ (ppm): 6.00 (dd, 1H, Hcis-C(3), 2J = 1.1 Hz, 3J =10.4 Hz); 6.17 (dd, 1H, H-C(2), 3J = 10.4 Hz, 3J = 17.1 Hz, H); 6.55 (dd, 1H, Htrans-C(3), 2J = 1.0 Hz, 3J =17.2 Hz); 11.98 (br.s, 1H, COOH). C NMR (CDCl3), δ (ppm): 127.99 (C(2)); 13 133.20 (C(3)); 171.88 (C(1)). Some details of 1,3-dipolar cycloaddtion of MDA to MA in presence of acrylic acid. One of the reviewers has suggested that the isomerization of 3Н-pyrazolines can pass faster under action of a trace amount of acrylic acid (AA) which can be present in the reaction mixture. First question we ask is “what amount of acrylic acids (AA) should consider as ‘trace admixture’?”. In our regular experiments we do not observed signals of AA protons by NMR 1H spectroscopy. Using this amount of AA will prevent elucidation of mechanism of AA action supposed by the reviewer. So, we have chosen the following tactics: to study a reaction system with observable amount of AA and then to extrapolate our results to a lesser content of acid. Additional experiments have been done: kinetics of the interaction of MDA with MA without and with admixture of acrylic acid (AA) (0.02 M) was investigated. This concentration cannot be “a trace”. However, this amount of AA made it possible to follow the acrylic acid concentration by kinetic NMR 1H spectroscopy (in addition to other reaction participants). From the blank experiment ([MDA]0 = 1.77 M, [MA]0 = 0.96 M) the reaction rate constants of the process were determined (k1 ÷ k3, cis and trans): they are in reasonable accordance with that of the table 1 of the article. Then the system with AA was examined. Following results were obtained in these experiments (see Figure 3SM). First, it was found that acid is consumed with the reaction rate constant kAA which is very close to that of MA, kAA k1c + k1t, i.e. AA reacts as electron-deficient alkene and takes part in the cyclization with MDA. Since [MA] >> [AA], the rate of MDA consuming remains almost the same as in the blank experiment. Second, we have observed a slight acceleration of 3H → 1H-isomerization. Actually, the fact is well expected by us, because labile protons of AA should accelerate proton exchange in pyrazolines. Fixing the reaction rate constants k1 ÷ k3, we have determined the reaction rate constants of isomerization k4c and k4t, which are attributed to AA catalytic effect. When the concentration of AA is 10 times lower, the signals of AA protons remain detectable by NMR 1H, i.e. AA concentration in our regular experiments is definitely less than 0.002 M. Solution of differential equations system with appropriate set of the kinetic constants and initial conditions (k1 ÷ k3, k4c, k4t, the same [MDA]0 and [MA]0, whereas [AA]0 = 0.002 M) was shown (see Figure 4SM) that catalytic effect of AA under this concentration is negligible, i.e. presence of AA trace in the reaction mixture does not distort kinetics of the MDA-MA reaction. OCH3 groups of reagents HC(3) and HC(5) of trans-pyrazoline HC(3) and HC(5) of cis-pyrazoline CH of MDA double bond hydrogens of MA HC(5) of 1H-pyrazoline H2C(4) of trans-pyrazoline H2C(4) of cis-pyrazoline H2C(4) of 1H-pyrazoline Figure 1SM. NMR 1H spectrum of the reaction mixture registered after 12 hours 7 minutes 50 seconds (benzene-d6, 298 К). C, M 1,8 1,6 8 7 MDA, MA MA 1,4 6 MDA 1,2 5 1,0 1H-pyrazoline 4 0,8 trans-pyrazoline 0,6 3 2 0,4 cis-pyrazoline 0,2 1 0,0 0 0 20 40 60 80 t, h (a) C, M 1,8 4 MA 1,6 MA 1,4 3 MDA 1,2 1,0 2 MDA 1H-pyrazoline 0,8 0,6 1 0,4 0,2 0,0 0 0 5 10 15 t, h (b) 20 25 30 C, M 2,0 5 MDA MA 1,6 4 MDA 1,2 3 MA 0,8 2 1H-pyrazoline trans-pyrazoline 1 0,4 cis-pyrazoline 0,0 0 0 10 20 30 40 50 60 70 t, h (c) C, M 2,0 3,0 MDA 2,5 MA 1,5 2,0 1,0 1,5 MDA 0,5 1,0 MA trans-pyrazoline 0,5 cis-pyrazoline 1H-pyrazoline 0,0 0,0 0 10 20 30 t, h (d) 40 50 60 C, M 1,8 2,0 MDA, MA MA 1,6 MDA 1,4 1,5 1,2 1,0 1,0 0,8 trans-pyrazoline 0,6 cis-pyrazoline 0,5 0,4 1H-pyrazoline 0,2 0,0 0,0 0 2 4 6 8 10 12 14 16 t, h (e) Figure 2SM. Kinetic curves of the reaction compounds MDA, MA, trans-pyrazoline, cis-pyrazoline and 1H-pyrazoline according to the data of NMR 1H (benzene-d6, 298 К): (a) [MDA]0 = 1.74 M, [MA]0 = 1.72 M, (b) [MDA]0 = 0.84 M, [MA]0 = 1.75 M, (c) [MDA]0 = 1.82 M, [MA]0 = 0.96 M, (d) [MDA]0 = 1.94 M, [MA]0 = 0.53 M, (e) [MDA]0 = 1.74 M, [MA]0 = 1.8 M, [1H-pyrazoline]0 = 0.11 M. Solid line is solution of IKP of RSHNDE. Dash line is fitting by equations (2, 3) (linearization in β – t coordinates) and equations (10, 11). C(AA).102, M 2 1 C, M 1,8 C, M 0,5 MDA 0 1,5 0 5 0,4 10 t, h 1,2 0,3 0,9 MA 0,2 0,6 0,1 0,3 0,0 0,0 0 2 4 t, h 6 8 10 Figure 3SM. Experimental kinetic curves of MDA, MA and the pyrazolines without (black points) and with acrylic acid ([AA]0 = 0.02 M, white points) according to the data of NMR 1H ([MDA]0 = 1.77 M, [MA]0 = 0.96 M, benzene-d6, 298 К): triangle – trans-pyrazoline, diamond – cis-pyrazoline, hexagon – 1H-pyrazoline. C, M 0,4 trans-pyrazoline 0,3 cis-pyrazoline 0,2 0,1 1H-pyrazoline 0,0 0 2 4 t, h 6 8 10 Figure 4SM. Kinetic curves of the pyrazolines according to the data of NMR 1H ([MDA]0 = 1.77 M, [MA]0 = 0.96 M, benzene-d6, 298 К). Solid line is solution for reaction with acrylic acids (0.002 M).