§4.01 APPOINTMENT OF HEALTH CARE REPRESENTATIVE Contributed by Jack Reardon, J.D., LL.M., of Cipparone & Zaccaro, PC of New London, CT. Author’s Comments: The following sample form Appointment of Health Care Representative is based on CGS §19a-577. Additional or optional language to add to the statutory form is indicated with italics, and includes among other things, the addition of HIPAA authorization language to grant access to privileged medical records, and an alternate clause for designation of multiple successor agents. [Note - § 19a-575a contains the combined form of document re health care instructions, appointment of health care representative, designation of conservator for future incapacity and anatomical gift; In comparison, § 19a-577 contains only language regarding appointment of health care representative. However, § 19a-577 and 19-575a share identical language with respect to the appointment of health care representative]. For related definitions and further details, refer to CGS §19a-570 et seq. Section 19a-570(2) defines “Appointment of Health Care Representative" as a document executed in accordance with section 19a-575a (a combination of multiple forms) or 19a-577 that appoints a health care representative to make health care decisions for the declarant in the event the declarant becomes incapacitated. Any person eighteen years of age or older may execute an Appointment of Health Care Representative. The person appointed as representative cannot act as a witness to the execution of the document or sign such document for the principal. Certain persons are prohibited from being appointed as a health care representative. Pursuant to § 19a576(d), an operator, administrator or employee of a hospital, residential care home, rest home with nursing supervision or chronic and convalescent nursing home may not be appointed as a health care representative by any person who, at the time of the appointment, is a patient or a resident of, or has applied for admission to, one of the foregoing facilities. An administrator or employee of a government agency that is financially responsible for a person's medical care may not be appointed as a health care representative for such person. This restriction does not apply if such operator, administrator or employee is related to the principal by blood, marriage or adoption. Moreover, a physician cannot act as both health care representative for a principal and attending physician for the principal. An appointment of a health care representative becomes operative when the document is furnished to the attending physician and the physician determines that the patient is incapacitated. An appointment of health care representative may only be revoked by the declarant in a writing signed by the declarant and two witnesses. The appointment of the declarant's spouse as health care representative is revoked upon the divorce or legal separation of the declarant and spouse or upon the annulment or dissolution of their marriage, unless the declarant specifies otherwise. The revocation of an appointment of health care representative does not, of itself, revoke the living will of the declarant. NOTE - If a declarant executes a Living Will in addition to the form Appointment of Health Care Representative, the author recommends that the Appointment reference the Living Will and attach a copy of the Living Will to the Appointment of Health Care Representative document. Last revision: March 14, 2012 APPOINTMENT OF HEALTH CARE REPRESENTATIVE I understand that, as a competent adult, I have the right to make decisions about my health care. There may come a time when I am unable, due to incapacity, to make my own health care decisions. In these circumstances, those caring for me will need direction and will turn to someone who knows my values and health care wishes. By signing this appointment of health care representative, I appoint a health care representative with legal authority to make health care decisions on my behalf in such case or at such time. [additional language inserted by author] I intend this document to be an Appointment of Health Care Representative as defined in Connecticut General Statutes § 19a-570 et seq. Any ambiguity in this document shall be resolved in favor of qualifying this document as such an Appointment of Health Care Representative. I (Name of declarant) appoint .... (Name) to be my health care representative. If my attending physician determines that I am unable to understand and appreciate the nature and consequences of health care decisions and to reach and communicate an informed decision regarding treatment, my health care representative is authorized to (1) accept or refuse any treatment, service or procedure used to diagnose or treat my physical or mental condition, except as otherwise provided by law, such as for psychosurgery or shock therapy, as defined in section 17a-540, and (2) make the decision to provide, withhold or withdraw life support systems. I direct my health care representative to make decisions on my behalf in accordance with my wishes as stated in a living will, or as otherwise known to my health care representative. In the event my wishes are not clear or a situation arises that I did not anticipate, my health care representative may make a decision in my best interests, based upon what is known of my wishes. [Choose either alternate 1 or 2 ] [alternate 1- as set forth in statutory form] If this person is unwilling or unable to serve as my health care representative, I appoint .... (Name) to be my alternative health care representative. [alternate 2 – language preferred by author] If for any reason (Name), is not available, willing or competent to serve as my health care representative and is not expected to become available, willing or competent to make a timely decision given my medical circumstances, or if (he/she) is disqualified from acting on my behalf, I appoint the following persons to serve as consecutive alternates to my health care representative named above and who shall serve in the order specified below: First Alternate: (Name) Second Alternate: (Name) Third Alternate: (Name) If any Alternate representative shall be unable or unwilling or unavailable to serve or to continue to serve as my representative, the next Alternate representative named above shall serve as my health care representative. A written affidavit by either (Name agent 1) (Name alt. 1), (Name alt. 2), or (Name alt. 3), under oath, declaring that the prior designated representative(s) is(are) not currently or expected to become available, willing or competent, will be conclusive evidence of that alternate’s authority to act as my Agent under the terms of this Appointment of Health Care Representative. [END OF ALTERNATE 2] [THE FOLLOWING IS ADDED LANGUAGE - NOT CONTAINED IN THE STATUTORY FORM - GRANTING HIPAA AUTHORITY TO REPRESENTATIVE] HIPAA RELEASE AUTHORITY A. I intend for my health care representative or alternate to be treated as I would be with respect to my rights regarding the use and disclosure of my individually identifiable health information or other medical records. This release authority applies to any information governed by the Health Insurance Portability and Accountability Act of 1996 (aka HIPAA), 42 USC 1320d and 45 CFR 160-164, as amended. B. I authorize the following individuals or entities, i.e., any physician, healthcare professional, dentist, health plan, hospital, clinic, laboratory, pharmacy or other covered health care provider, any insurance company, and the Medical Information Bureau, Inc., or other health care clearinghouse that has provided treatment or services to me or that has paid for or is seeking payment from me for such services: to give, disclose and release to my Agent or Alternate, without restriction, all of my health information and medical records regarding any past, present or future medical or mental health condition, including all information relating to the diagnosis and treatment of HIV/AIDS, sexually transmitted diseases, mental illness and drug or alcohol use. C. The authority given my Agent or Alternate shall supersede any prior agreement that I may have made with my health care providers to restrict access to or disclosure of my individually identifiable health information. The authority given my Agent or Alternate has no expiration date and shall expire only in the event that I revoke this authority in writing and deliver such revocation to my health care provider. [END OF ADDED HIPAA AUTHORITY LANGUAGE] This request is made, after careful reflection, while I am of sound mind. .... (Signature) .... (Date) This document was signed in our presence, by the above-named .... (Name) who appeared to be eighteen years of age or older, of sound mind and able to understand the nature and consequences of health care decisions at the time the document was signed. .... (Witness) .... (Address) .... (Witness) .... (Address) DISCLAIMER The forms provided by CT-NAELA do not constitute legal advice or create an attorney-client relationship. They are merely a starting point for drafting by elder law attorneys. These forms are not intended as a substitute for the practitioner’s own research or the advice of an experienced elder law attorney. 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